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Welcome to Our Generation USA!
Under this Page,
Our Community
we cover what everyone seeks: a sense of community and involvement wherever we live, whether a neighborhood, on a farm, or in a metropolitan city or suburb.
See Also:
Architecture
Environment
Education
Agriculture
Community
- YouTube Video: What makes a Good Community?
- YouTube Video: Types of Communities | Learn about communities for kids and help them learn how to identify them
- YouTube Video: How to Give Back to Our Communities | NowThis Kids
A community is a social unit (a group of living things) with commonality such as norms, religion, values, customs, or identity. Communities may share a sense of place situated in a given geographical area (e.g. a country, village, town, or neighborhood) or in virtual space through communication platforms.
Durable relations that extend beyond immediate genealogical ties also define a sense of community, important to their identity, practice, and roles in social institutions such as family, home, work, government, society, or humanity at large. Although communities are usually small relative to personal social ties, "community" may also refer to large group affiliations such as national communities, international communities, and virtual communities.
The English-language word "community" derives from the Old French comuneté (currently "Communauté"), which comes from the Latin communitas "community", "public spirit" (from Latin communis, "common").
Human communities may have intent, belief, resources, preferences, needs, and risks in common, affecting the identity of the participants and their degree of cohesiveness.
Perspectives of various disciplines:
Archaeology:
Archaeological studies of social communities use the term "community" in two ways, paralleling usage in other areas.
The first is an informal definition of community as a place where people used to live. In this sense it is synonymous with the concept of an ancient settlement - whether a hamlet, village, town, or city.
The second meaning resembles the usage of the term in other social sciences: a community is a group of people living near one another who interact socially.
Social interaction on a small scale can be difficult to identify with archaeological data. Most reconstructions of social communities by archaeologists rely on the principle that social interaction in the past was conditioned by physical distance. Therefore, a small village settlement likely constituted a social community and spatial subdivisions of cities and other large settlements may have formed communities.
Archaeologists typically use similarities in material culture—from house types to styles of pottery—to reconstruct communities in the past. This classification method relies on the assumption that people or households will share more similarities in the types and styles of their material goods with other members of a social community than they will with outsiders.
Sociology:
Ecology:
Main article: Community (ecology)
In ecology, a community is an assemblage of populations - potentially of different species - interacting with one another. Community ecology is the branch of ecology that studies interactions between and among species. It considers how such interactions, along with interactions between species and the abiotic environment, affect social structure and species richness, diversity and patterns of abundance.
Species interact in three ways: competition, predation and mutualism:
The two main types of ecological communities are major communities, which are self-sustaining and self-regulating (such as a forest or a lake), and minor communities, which rely on other communities (like fungi decomposing a log) and are the building blocks of major communities.
Semantics:
The concept of "community" often has a positive semantic connotation, exploited rhetorically by populist politicians and by advertisers to promote feelings and associations of mutual well-being, happiness and togetherness - veering towards an almost-achievable utopian community, in fact.
In contrast, the epidemiological term "community transmission" can have negative implications; and instead of a "criminal community" one often speaks of a "criminal underworld" or of the "criminal fraternity".
Key concepts:
Gemeinschaft and Gesellschaft:
Main article: Gemeinschaft and Gesellschaft
In Gemeinschaft und Gesellschaft (1887), German sociologist Ferdinand Tönnies described two types of human association: Gemeinschaft (usually translated as "community") and Gesellschaft ("society" or "association").
Tönnies proposed the Gemeinschaft–Gesellschaft dichotomy as a way to think about social ties. No group is exclusively one or the other. Gemeinschaft stress personal social interactions, and the roles, values, and beliefs based on such interactions. Gesellschaft stress indirect interactions, impersonal roles, formal values, and beliefs based on such interactions.
Sense of community:
Main article: Sense of community
In a seminal 1986 study, McMillan and Chavis identify four elements of "sense of community":
A "sense of community index (SCI) was developed by Chavis and colleagues, and revised and adapted by others. Although originally designed to assess sense of community in neighborhoods, the index has been adapted for use in schools, the workplace, and a variety of types of communities.
Studies conducted by the APPA indicate that young adults who feel a sense of belonging in a community, particularly small communities, develop fewer psychiatric and depressive disorders than those who do not have the feeling of love and belonging.
Socialization:
Main article: Socialization
The process of learning to adopt the behavior patterns of the community is called socialization. The most fertile time of socialization is usually the early stages of life, during which individuals develop the skills and knowledge and learn the roles necessary to function within their culture and social environment.
For some psychologists, especially those in the psychodynamic tradition, the most important period of socialization is between the ages of one and ten. But socialization also includes adults moving into a significantly different environment where they must learn a new set of behaviors.
Socialization is influenced primarily by the family, through which children first learn community norms. Other important influences include schools, peer groups, people, mass media, the workplace, and government. The degree to which the norms of a particular society or community are adopted determines one's willingness to engage with others. The norms of tolerance, reciprocity, and trust are important "habits of the heart," as de Tocqueville put it, in an individual's involvement in community.
Community development:
Main article: Community development
Community development is often linked with community work or community planning, and may involve stakeholders, foundations, governments, or contracted entities including non-government organizations (NGOs), universities or government agencies to progress the social well-being of local, regional and, sometimes, national communities.
More grassroots efforts, called community building or community organizing, seek to empower individuals and groups of people by providing them with the skills they need to effect change in their own communities. These skills often assist in building political power through the formation of large social groups working for a common agenda.
Community development practitioners must understand both how to work with individuals and how to affect communities' positions within the context of larger social institutions. Public administrators, in contrast, need to understand community development in the context of rural and urban development, housing and economic development, and community, organizational and business development.
Formal accredited programs conducted by universities, as part of degree granting institutions, are often used to build a knowledge base to drive curricula in public administration, sociology and community studies. The General Social Survey from the National Opinion Research Center at the University of Chicago and the Saguaro Seminar at the John F. Kennedy School of Government at Harvard University are examples of national community development in the United States.
The Maxwell School of Citizenship and Public Affairs at Syracuse University in New York State offers core courses in community and economic development, and in areas ranging from non-profit development to US budgeting (federal to local, community funds).
In the United Kingdom, the University of Oxford has led in providing extensive research in the field through its Community Development Journal, used worldwide by sociologists and community development practitioners.
At the intersection between community development and community building are a number of programs and organizations with community development tools. One example of this is the program of the Asset Based Community Development Institute of Northwestern University.
The institute makes available downloadable tools to assess community assets and make connections between non-profit groups and other organizations that can help in community building. The Institute focuses on helping communities develop by "mobilizing neighborhood assets" – building from the inside out rather than the outside in. In the disability field, community building was prevalent in the 1980s and 1990s with roots in John McKnight's approaches.
Community building and organizing:
In The Different Drum: Community-Making and Peace (1987) Scott Peck argues that the almost accidental sense of community that exists at times of crisis can be consciously built. Peck believes that conscious community building is a process of deliberate design based on the knowledge and application of certain rules. He states that this process goes through four stages:
In 1991, Peck remarked that building a sense of community is easy but maintaining this sense of community is difficult in the modern world.
The three basic types of community organizing are grassroots organizing, coalition building, and "institution-based community organizing," (also called "broad-based community organizing," an example of which is faith-based community organizing, or Congregation-based Community Organizing).
Community building can use a wide variety of practices, ranging from simple events (e.g., potlucks, small book clubs) to larger-scale efforts (e.g., mass festivals, construction projects that involve local participants rather than outside contractors).
Community building that is geared toward citizen action is usually termed "community organizing." In these cases, organized community groups seek accountability from elected officials and increased direct representation within decision-making bodies. Where good-faith negotiations fail, these constituency-led organizations seek to pressure the decision-makers through a variety of means, including picketing, boycotting, sit-ins, petitioning, and electoral politics.
Community organizing can focus on more than just resolving specific issues. Organizing often means building a widely accessible power structure, often with the end goal of distributing power equally throughout the community. Community organizers generally seek to build groups that are open and democratic in governance. Such groups facilitate and encourage consensus decision-making with a focus on the general health of the community rather than a specific interest group.
If communities are developed based on something they share in common, whether location or values, then one challenge for developing communities is how to incorporate individuality and differences. Rebekah Nathan suggests in her book, My Freshman Year, we are drawn to developing communities totally based on sameness, despite stated commitments to diversity, such as those found on university websites.
Types of community:
A number of ways to categorize types of community have been proposed. One such breakdown is as follows:
The usual categorizations of community relations have a number of problems:
(1) they tend to give the impression that a particular community can be defined as just this kind or another;
(2) they tend to conflate modern and customary community relations;
(3) they tend to take sociological categories such as ethnicity or race as given, forgetting that different ethnically defined persons live in different kinds of communities —grounded, interest-based, diasporic, etc.
In response to these problems, Paul James and his colleagues have developed a taxonomy that maps community relations, and recognizes that actual communities can be characterized by different kinds of relations at the same time:
In these terms, communities can be nested and/or intersecting; one community can contain another—for example a location-based community may contain a number of ethnic communities. Both lists above can used in a cross-cutting matrix in relation to each other.
Internet communities:
In general, virtual communities value knowledge and information as currency or social resource. What differentiates virtual communities from their physical counterparts is the extent and impact of "weak ties", which are the relationships acquaintances or strangers form to acquire information through online networks.
Relationships among members in a virtual community tend to focus on information exchange about specific topics. A survey conducted by Pew Internet and The American Life Project in 2001 found those involved in entertainment, professional, and sports virtual-groups focused their activities on obtaining information.
An epidemic of bullying and harassment has arisen from the exchange of information between strangers, especially among teenagers, in virtual communities. Despite attempts to implement anti-bullying policies, Sheri Bauman, professor of counselling at the University of Arizona, claims the "most effective strategies to prevent bullying" may cost companies revenue.
Virtual Internet-mediated communities can interact with offline real-life activity, potentially forming strong and tight-knit groups such as QAnon.
See also:
Durable relations that extend beyond immediate genealogical ties also define a sense of community, important to their identity, practice, and roles in social institutions such as family, home, work, government, society, or humanity at large. Although communities are usually small relative to personal social ties, "community" may also refer to large group affiliations such as national communities, international communities, and virtual communities.
The English-language word "community" derives from the Old French comuneté (currently "Communauté"), which comes from the Latin communitas "community", "public spirit" (from Latin communis, "common").
Human communities may have intent, belief, resources, preferences, needs, and risks in common, affecting the identity of the participants and their degree of cohesiveness.
Perspectives of various disciplines:
Archaeology:
Archaeological studies of social communities use the term "community" in two ways, paralleling usage in other areas.
The first is an informal definition of community as a place where people used to live. In this sense it is synonymous with the concept of an ancient settlement - whether a hamlet, village, town, or city.
The second meaning resembles the usage of the term in other social sciences: a community is a group of people living near one another who interact socially.
Social interaction on a small scale can be difficult to identify with archaeological data. Most reconstructions of social communities by archaeologists rely on the principle that social interaction in the past was conditioned by physical distance. Therefore, a small village settlement likely constituted a social community and spatial subdivisions of cities and other large settlements may have formed communities.
Archaeologists typically use similarities in material culture—from house types to styles of pottery—to reconstruct communities in the past. This classification method relies on the assumption that people or households will share more similarities in the types and styles of their material goods with other members of a social community than they will with outsiders.
Sociology:
Ecology:
Main article: Community (ecology)
In ecology, a community is an assemblage of populations - potentially of different species - interacting with one another. Community ecology is the branch of ecology that studies interactions between and among species. It considers how such interactions, along with interactions between species and the abiotic environment, affect social structure and species richness, diversity and patterns of abundance.
Species interact in three ways: competition, predation and mutualism:
- Competition typically results in a double negative—that is both species lose in the interaction.
- Predation involves a win/lose situation, with one species winning.
- Mutualism sees both species co-operating in some way, with both winning.
The two main types of ecological communities are major communities, which are self-sustaining and self-regulating (such as a forest or a lake), and minor communities, which rely on other communities (like fungi decomposing a log) and are the building blocks of major communities.
Semantics:
The concept of "community" often has a positive semantic connotation, exploited rhetorically by populist politicians and by advertisers to promote feelings and associations of mutual well-being, happiness and togetherness - veering towards an almost-achievable utopian community, in fact.
In contrast, the epidemiological term "community transmission" can have negative implications; and instead of a "criminal community" one often speaks of a "criminal underworld" or of the "criminal fraternity".
Key concepts:
Gemeinschaft and Gesellschaft:
Main article: Gemeinschaft and Gesellschaft
In Gemeinschaft und Gesellschaft (1887), German sociologist Ferdinand Tönnies described two types of human association: Gemeinschaft (usually translated as "community") and Gesellschaft ("society" or "association").
Tönnies proposed the Gemeinschaft–Gesellschaft dichotomy as a way to think about social ties. No group is exclusively one or the other. Gemeinschaft stress personal social interactions, and the roles, values, and beliefs based on such interactions. Gesellschaft stress indirect interactions, impersonal roles, formal values, and beliefs based on such interactions.
Sense of community:
Main article: Sense of community
In a seminal 1986 study, McMillan and Chavis identify four elements of "sense of community":
- membership: feeling of belonging or of sharing a sense of personal relatedness,
- influence: mattering, making a difference to a group and of the group mattering to its members
- reinforcement: integration and fulfillment of needs,
- shared emotional connection.
A "sense of community index (SCI) was developed by Chavis and colleagues, and revised and adapted by others. Although originally designed to assess sense of community in neighborhoods, the index has been adapted for use in schools, the workplace, and a variety of types of communities.
Studies conducted by the APPA indicate that young adults who feel a sense of belonging in a community, particularly small communities, develop fewer psychiatric and depressive disorders than those who do not have the feeling of love and belonging.
Socialization:
Main article: Socialization
The process of learning to adopt the behavior patterns of the community is called socialization. The most fertile time of socialization is usually the early stages of life, during which individuals develop the skills and knowledge and learn the roles necessary to function within their culture and social environment.
For some psychologists, especially those in the psychodynamic tradition, the most important period of socialization is between the ages of one and ten. But socialization also includes adults moving into a significantly different environment where they must learn a new set of behaviors.
Socialization is influenced primarily by the family, through which children first learn community norms. Other important influences include schools, peer groups, people, mass media, the workplace, and government. The degree to which the norms of a particular society or community are adopted determines one's willingness to engage with others. The norms of tolerance, reciprocity, and trust are important "habits of the heart," as de Tocqueville put it, in an individual's involvement in community.
Community development:
Main article: Community development
Community development is often linked with community work or community planning, and may involve stakeholders, foundations, governments, or contracted entities including non-government organizations (NGOs), universities or government agencies to progress the social well-being of local, regional and, sometimes, national communities.
More grassroots efforts, called community building or community organizing, seek to empower individuals and groups of people by providing them with the skills they need to effect change in their own communities. These skills often assist in building political power through the formation of large social groups working for a common agenda.
Community development practitioners must understand both how to work with individuals and how to affect communities' positions within the context of larger social institutions. Public administrators, in contrast, need to understand community development in the context of rural and urban development, housing and economic development, and community, organizational and business development.
Formal accredited programs conducted by universities, as part of degree granting institutions, are often used to build a knowledge base to drive curricula in public administration, sociology and community studies. The General Social Survey from the National Opinion Research Center at the University of Chicago and the Saguaro Seminar at the John F. Kennedy School of Government at Harvard University are examples of national community development in the United States.
The Maxwell School of Citizenship and Public Affairs at Syracuse University in New York State offers core courses in community and economic development, and in areas ranging from non-profit development to US budgeting (federal to local, community funds).
In the United Kingdom, the University of Oxford has led in providing extensive research in the field through its Community Development Journal, used worldwide by sociologists and community development practitioners.
At the intersection between community development and community building are a number of programs and organizations with community development tools. One example of this is the program of the Asset Based Community Development Institute of Northwestern University.
The institute makes available downloadable tools to assess community assets and make connections between non-profit groups and other organizations that can help in community building. The Institute focuses on helping communities develop by "mobilizing neighborhood assets" – building from the inside out rather than the outside in. In the disability field, community building was prevalent in the 1980s and 1990s with roots in John McKnight's approaches.
Community building and organizing:
In The Different Drum: Community-Making and Peace (1987) Scott Peck argues that the almost accidental sense of community that exists at times of crisis can be consciously built. Peck believes that conscious community building is a process of deliberate design based on the knowledge and application of certain rules. He states that this process goes through four stages:
- Pseudocommunity: When people first come together, they try to be "nice" and present what they feel are their most personable and friendly characteristics.
- Chaos: People move beyond the inauthenticity of pseudo-community and feel safe enough to present their "shadow" selves.
- Emptiness: Moves beyond the attempts to fix, heal and convert of the chaos stage, when all people become capable of acknowledging their own woundedness and brokenness, common to human beings.
- True community: Deep respect and true listening for the needs of the other people in this community.
In 1991, Peck remarked that building a sense of community is easy but maintaining this sense of community is difficult in the modern world.
The three basic types of community organizing are grassroots organizing, coalition building, and "institution-based community organizing," (also called "broad-based community organizing," an example of which is faith-based community organizing, or Congregation-based Community Organizing).
Community building can use a wide variety of practices, ranging from simple events (e.g., potlucks, small book clubs) to larger-scale efforts (e.g., mass festivals, construction projects that involve local participants rather than outside contractors).
Community building that is geared toward citizen action is usually termed "community organizing." In these cases, organized community groups seek accountability from elected officials and increased direct representation within decision-making bodies. Where good-faith negotiations fail, these constituency-led organizations seek to pressure the decision-makers through a variety of means, including picketing, boycotting, sit-ins, petitioning, and electoral politics.
Community organizing can focus on more than just resolving specific issues. Organizing often means building a widely accessible power structure, often with the end goal of distributing power equally throughout the community. Community organizers generally seek to build groups that are open and democratic in governance. Such groups facilitate and encourage consensus decision-making with a focus on the general health of the community rather than a specific interest group.
If communities are developed based on something they share in common, whether location or values, then one challenge for developing communities is how to incorporate individuality and differences. Rebekah Nathan suggests in her book, My Freshman Year, we are drawn to developing communities totally based on sameness, despite stated commitments to diversity, such as those found on university websites.
Types of community:
A number of ways to categorize types of community have been proposed. One such breakdown is as follows:
- Location-based Communities: range from the local neighborhood, suburb, village, town or city, region, nation or even the planet as a whole. These are also called communities of place.
- Identity-based Communities: range from the local clique, sub-culture, ethnic group, religious, multicultural or pluralistic civilization, or the global community cultures of today. They may be included as communities of need or identity, such as disabled persons, or frail aged people.
- Organizationally-based Communities: range from communities organized informally around family or network-based guilds and associations to more formal incorporated associations, political decision making structures, economic enterprises, or professional associations at a small, national or international scale.
The usual categorizations of community relations have a number of problems:
(1) they tend to give the impression that a particular community can be defined as just this kind or another;
(2) they tend to conflate modern and customary community relations;
(3) they tend to take sociological categories such as ethnicity or race as given, forgetting that different ethnically defined persons live in different kinds of communities —grounded, interest-based, diasporic, etc.
In response to these problems, Paul James and his colleagues have developed a taxonomy that maps community relations, and recognizes that actual communities can be characterized by different kinds of relations at the same time:
- Grounded community relations. This involves enduring attachment to particular places and particular people. It is the dominant form taken by customary and tribal communities. In these kinds of communities, the land is fundamental to identity.
- Life-style community relations. This involves giving primacy to communities coming together around particular chosen ways of life, such as morally charged or interest-based relations or just living or working in the same location. Hence the following sub-forms:
- community-life as morally bounded, a form taken by many traditional faith-based communities.
- community-life as proximately-related, where neighborhood or commonality of association forms a community of convenience, or a community of place (see below).
- community-life as interest-based, including sporting, leisure-based and business communities which come together for regular moments of engagement.
- Projected community relations. This is where a community is self-consciously treated as an entity to be projected and re-created. It can be projected as through thin advertising slogan, for example gated community, or can take the form of ongoing associations of people who seek political integration, communities of practice based on professional projects, associative communities which seek to enhance and support individual creativity, autonomy and mutuality. A nation is one of the largest forms of projected or imagined community.
In these terms, communities can be nested and/or intersecting; one community can contain another—for example a location-based community may contain a number of ethnic communities. Both lists above can used in a cross-cutting matrix in relation to each other.
Internet communities:
In general, virtual communities value knowledge and information as currency or social resource. What differentiates virtual communities from their physical counterparts is the extent and impact of "weak ties", which are the relationships acquaintances or strangers form to acquire information through online networks.
Relationships among members in a virtual community tend to focus on information exchange about specific topics. A survey conducted by Pew Internet and The American Life Project in 2001 found those involved in entertainment, professional, and sports virtual-groups focused their activities on obtaining information.
An epidemic of bullying and harassment has arisen from the exchange of information between strangers, especially among teenagers, in virtual communities. Despite attempts to implement anti-bullying policies, Sheri Bauman, professor of counselling at the University of Arizona, claims the "most effective strategies to prevent bullying" may cost companies revenue.
Virtual Internet-mediated communities can interact with offline real-life activity, potentially forming strong and tight-knit groups such as QAnon.
See also:
Sense of Community
- YouTube Video: Ten Ways to Build a Sense of Community
- YouTube Video: I Am Because You Are - Building a Sense of Community | Dr. Patrice McClellan | TEDxWayPublicLibrary
- YouTube Video: What Does Community Mean To You?
Sense of community (or psychological sense of community) is a concept in community psychology, social psychology, and community social work, as well as in several other research disciplines, such as urban sociology, which focuses on the experience of community rather than its structure, formation, setting, or other features. The latter is the province of public administration or community services administration which needs to understand how structures influence this feeling and psychological sense of community.
Sociologists, social psychologists, anthropologists, and others have theorized about and carried out empirical research on community, but the psychological approach asks questions about the individual's perception, understanding, attitudes, feelings, etc. about community and his or her relationship to it and to others' participation—indeed to the complete, multifaceted community experience.
In his seminal 1974 book, psychologist Seymour B. Sarason proposed that psychological sense of community become the conceptual center for the psychology of community, asserting that it "is one of the major bases for self-definition." By 1986 it was regarded as a central overarching concept for community psychology (Sarason, 1986; Chavis & Pretty, 1999).In addition, the theoretical concept entered the other applied academic disciplines as part of "communities for all" initiatives in the US.
Among theories of sense of community proposed by psychologists, McMillan & Chavis's (1986) is by far the most influential, and is the starting point for most of the recent research in the field. It is discussed in detail below.
Definitions:
For Sarason, psychological sense of community is "the perception of similarity to others, an acknowledged interdependence with others, a willingness to maintain this interdependence by giving to or doing for others what one expects from them, and the feeling that one is part of a larger dependable and stable structure" (1974, p. 157).
McMillan & Chavis (1986) define a sense of community as "a feeling that members have of belonging, a feeling that members matter to one another and to the group, and a shared faith that members' needs will be met through their commitment to be together."
Gusfield (1975) identified two dimensions of community: territorial and relational. The relational dimension of community has to do with the nature and quality of relationships in that community, and some communities may even have no discernible territorial demarcation, as in the case of a community of scholars working in a particular specialty, who have some kind of contact and quality of relationship, but may live and work in disparate locations, perhaps even throughout the world.
Other communities may seem to be defined primarily according to territory, as in the case of neighbourhoods, but even in such cases, proximity or shared territory cannot by itself constitute a community; the relational dimension is also essential.
Factor analysis of their urban neighbourhoods questionnaire yielded two distinct factors that Riger and Lavrakas (1981) characterized as "social bonding" and "physical rootedness", very similar to the two dimensions proposed by Gusfield.
Early work on psychological sense of community was based on neighborhoods as the referent, and found a relationship between psychological sense of community and greater participation (Hunter, 1975; Wandersman & Giamartino, 1980)
These initial studies lacked a clearly articulated conceptual framework, however, and none of the measures developed were based on a theoretical definition of psychological sense of community.
Primary theoretical foundation: McMillan and Chavis:
McMillan & Chavis's (1986) theory (and instrument) are the most broadly validated and widely utilized in this area in the psychological literature. They prefer the abbreviated label "sense of community", and propose that sense of community is composed of four elements.
Four elements of sense of community:
There are four elements of "sense of community" according to the McMillan & Chavis theory:
1) Membership: Membership includes five attributes:
2) Influence: Influence works both ways: members need to feel that they have some influence in the group, and some influence by the group on its members is needed for group cohesion. Current researches (e.g. Chigbu, 2013) on rural and urban communities have found that sense of community is a major factor.
3) Integration and fulfillment of needs: Members feel rewarded in some way for their participation in the community.
4) Shared emotional connection: The "definitive element for true community" (1986, p. 14), it includes shared history and shared participation (or at least identification with the history).
Dynamics within and between the elements:
McMillan & Chavis (1986) give the following example to illustrate the dynamics within and between these four elements (p. 16): Someone puts an announcement on the dormitory bulletin board about the formation of an intramural dormitory basketball team. People attend the organizational meeting as strangers out of their individual needs (integration and fulfillment of needs).
The team is bound by place of residence (membership boundaries are set) and spends time together in practice (the contact hypothesis). They play a game and win (successful shared valent event). While playing, members exert energy on behalf of the team (personal investment in the group).
As the team continues to win, team members become recognized and congratulated (gaining honor and status for being members). Someone suggests that they all buy matching shirts and shoes (common symbols) and they do so (influence).
Current research:
In their 2002 study of a community of interest, specifically the science fiction fandom community, Obst, Zinkiewicz, and Smith suggest Conscious Identification as the fifth dimension (Obst, 2002).
Empirical assessment:
Chavis et al.'s Sense of Community Index (SCI) (see Chipuer & Pretty, 1999; Long & Perkins, 2003), originally designed primarily in reference to neighborhoods, can be adapted to study other communities as well, including the workplace, schools, religious communities, communities of interest, etc.
See also:
Sociologists, social psychologists, anthropologists, and others have theorized about and carried out empirical research on community, but the psychological approach asks questions about the individual's perception, understanding, attitudes, feelings, etc. about community and his or her relationship to it and to others' participation—indeed to the complete, multifaceted community experience.
In his seminal 1974 book, psychologist Seymour B. Sarason proposed that psychological sense of community become the conceptual center for the psychology of community, asserting that it "is one of the major bases for self-definition." By 1986 it was regarded as a central overarching concept for community psychology (Sarason, 1986; Chavis & Pretty, 1999).In addition, the theoretical concept entered the other applied academic disciplines as part of "communities for all" initiatives in the US.
Among theories of sense of community proposed by psychologists, McMillan & Chavis's (1986) is by far the most influential, and is the starting point for most of the recent research in the field. It is discussed in detail below.
Definitions:
For Sarason, psychological sense of community is "the perception of similarity to others, an acknowledged interdependence with others, a willingness to maintain this interdependence by giving to or doing for others what one expects from them, and the feeling that one is part of a larger dependable and stable structure" (1974, p. 157).
McMillan & Chavis (1986) define a sense of community as "a feeling that members have of belonging, a feeling that members matter to one another and to the group, and a shared faith that members' needs will be met through their commitment to be together."
Gusfield (1975) identified two dimensions of community: territorial and relational. The relational dimension of community has to do with the nature and quality of relationships in that community, and some communities may even have no discernible territorial demarcation, as in the case of a community of scholars working in a particular specialty, who have some kind of contact and quality of relationship, but may live and work in disparate locations, perhaps even throughout the world.
Other communities may seem to be defined primarily according to territory, as in the case of neighbourhoods, but even in such cases, proximity or shared territory cannot by itself constitute a community; the relational dimension is also essential.
Factor analysis of their urban neighbourhoods questionnaire yielded two distinct factors that Riger and Lavrakas (1981) characterized as "social bonding" and "physical rootedness", very similar to the two dimensions proposed by Gusfield.
Early work on psychological sense of community was based on neighborhoods as the referent, and found a relationship between psychological sense of community and greater participation (Hunter, 1975; Wandersman & Giamartino, 1980)
- perceived safety (Doolittle & McDonald, 1978),
- ability to function competently in the community (Glynn, 1981),
- social bonding (Riger & Lavrakas, 1981),
- social fabric (strengths of interpersonal relationship) (Ahlbrandt & Cunningham, 1979),
- greater sense of purpose and perceived control (Bachrach & Zautra, 1985),
- and greater civic contributions (charitable contributions and civic involvement) (Davidson & Cotter, 1986).
These initial studies lacked a clearly articulated conceptual framework, however, and none of the measures developed were based on a theoretical definition of psychological sense of community.
Primary theoretical foundation: McMillan and Chavis:
McMillan & Chavis's (1986) theory (and instrument) are the most broadly validated and widely utilized in this area in the psychological literature. They prefer the abbreviated label "sense of community", and propose that sense of community is composed of four elements.
Four elements of sense of community:
There are four elements of "sense of community" according to the McMillan & Chavis theory:
1) Membership: Membership includes five attributes:
- boundaries
- emotional safety
- a sense of belonging and identification
- personal investment
- a common symbol system
2) Influence: Influence works both ways: members need to feel that they have some influence in the group, and some influence by the group on its members is needed for group cohesion. Current researches (e.g. Chigbu, 2013) on rural and urban communities have found that sense of community is a major factor.
3) Integration and fulfillment of needs: Members feel rewarded in some way for their participation in the community.
4) Shared emotional connection: The "definitive element for true community" (1986, p. 14), it includes shared history and shared participation (or at least identification with the history).
Dynamics within and between the elements:
McMillan & Chavis (1986) give the following example to illustrate the dynamics within and between these four elements (p. 16): Someone puts an announcement on the dormitory bulletin board about the formation of an intramural dormitory basketball team. People attend the organizational meeting as strangers out of their individual needs (integration and fulfillment of needs).
The team is bound by place of residence (membership boundaries are set) and spends time together in practice (the contact hypothesis). They play a game and win (successful shared valent event). While playing, members exert energy on behalf of the team (personal investment in the group).
As the team continues to win, team members become recognized and congratulated (gaining honor and status for being members). Someone suggests that they all buy matching shirts and shoes (common symbols) and they do so (influence).
Current research:
In their 2002 study of a community of interest, specifically the science fiction fandom community, Obst, Zinkiewicz, and Smith suggest Conscious Identification as the fifth dimension (Obst, 2002).
Empirical assessment:
Chavis et al.'s Sense of Community Index (SCI) (see Chipuer & Pretty, 1999; Long & Perkins, 2003), originally designed primarily in reference to neighborhoods, can be adapted to study other communities as well, including the workplace, schools, religious communities, communities of interest, etc.
See also:
- Anomie, (The Division of Labor in Society, Émile Durkheim)
- Communitarianism, (The Spirit of Community, Amitai Etzioni)
- Gemeinschaft and Gesellschaft (Community and Society, Ferdinand Tönnies)
- Imagined communities
- Interest network
- Online participation
- Social solidarity
- Community practice (Social Work)
- http://www.wright-house.com/psychology/sense-of-community.html Psychological Sense of Community]: Theory of McMillan & Chavis.
Community Development
- YouTube Video: What is COMMUNITY DEVELOPMENT? What does COMMUNITY DEVELOPMENT mean?
- YouTube Video: Sustainable community development: from what's wrong to what's strong | Cormac Russell | TEDxExeter
- YouTube Video: How a Community Development Experience Can Change Your Life | David Luther | TEDxBerkeleyPrep
The United Nations defines community development as "a process where community members come together to take collective action and generate solutions to common problems." It is a broad concept, applied to the practices of civic leaders, activists, involved citizens, and professionals to improve various aspects of communities, typically aiming to build stronger and more resilient local communities.
Community development is also understood as a professional discipline, and is defined by the International Association for Community Development as "a practice-based profession and an academic discipline that promotes participative democracy, sustainable development, rights, economic opportunity, equality and social justice, through the organization, education and empowerment of people within their communities, whether these be of locality, identity or interest, in urban and rural settings".
Community development seeks to empower individuals and groups of people with the skills they need to effect change within their communities. These skills are often created through the formation of social groups working for a common agenda. Community developers must understand both how to work with individuals and how to affect communities' positions within the context of larger social institutions.
Community development as a term has taken off widely in anglophone countries, i.e. the United States, United Kingdom, Australia, Canada, New Zealand, as well as other countries in the Commonwealth of Nations. It is also used in some countries in Eastern Europe with active community development associations in Hungary and Romania.
The Community Development Journal, published by Oxford University Press, since 1966 has aimed to be the major forum for research and dissemination of international community development theory and practice.
Community development approaches are recognized internationally. These methods and approaches have been acknowledged as significant for local social, economic, cultural, environmental and political development by such organizations as the UN, WHO, OECD, World Bank, Council of Europe and EU.
There are a number of institutions of higher education offer community development as an area of study and research such as the University of Toronto, Leiden University, SOAS University of London, and the Balsillie School of International Affairs, among others.
Definitions:
There are complementary definitions of community development.
The United Nations defines community development broadly as "a process where community members come together to take collective action and generate solutions to common problems." and the International Association for Community Development defines it as both a practice based profession and an academic discipline.
Following the adoption of the IACD definition in 2016, the association has gone on to produce International Standards for Community Development Practice. The values and ethos that should underpin practice can be expressed as: Commitment to rights, solidarity, democracy, equality, environmental and social justice.
The purpose of community development is understood by IACD as being to work with communities to achieve participative democracy, sustainable development, rights, economic opportunity, equality and social justice.
This practice is carried out by people in different roles and contexts, including people explicitly called professional community workers (and people taking on essentially the same role but with a different job title), together with professionals in other occupations ranging from:
Community development practice also encompasses a range of occupational settings and levels from development roles working with communities, through to managerial and strategic community planning roles.
The Community Development Challenge report, which was produced by a working party comprising leading UK organizations in the field including the (now defunct) Community Development Foundation, the (now defunct) Community Development Exchange and the (now defunct) Federation for Community Development Learning defines community development as:
A set of values and practices which plays a special role in overcoming poverty and disadvantage, knitting society together at the grass roots and deepening democracy. There is a community development profession, defined by national occupational standards and a body of theory and experience going back the best part of a century.
There are active citizens who use community development techniques on a voluntary basis, and there are also other professions and agencies which use a community development approach or some aspects of it.
Community Development Exchange defines community development as:
both an occupation (such as a community development worker in a local authority) and a way of working with communities. Its key purpose is to build communities based on justice, equality and mutual respect.
Community development involves changing the relationships between ordinary people and people in positions of power, so that everyone can take part in the issues that affect their lives. It starts from the principle that within any community there is a wealth of knowledge and experience which, if used in creative ways, can be channeled into collective action to achieve the communities' desired goals.
Community development practitioners work alongside people in communities to help build relationships with key people and organizations and to identify common concerns. They create opportunities for :the community to learn new skills and, by enabling people to act together, community development practitioners help to foster social inclusion and equality.
Different approaches:
There are numerous overlapping approaches to community development. Some focus on the processes, some on the outcomes/ objectives. They include:
There are a myriad of job titles for community development workers and their employers include public authorities and voluntary or non-governmental organisations, funded by the state and by independent grant making bodies. Since the nineteen seventies the prefix word 'community' has also been adopted by several other occupations from the police and health workers to planners and architects, who have been influenced by community development approaches.
History:
Amongst the earliest community development approaches were those developed in Kenya and British East Africa during the 1930s. Community development practitioners have over many years developed a range of approaches for working within local communities and in particular with disadvantaged people.
Since the nineteen sixties and seventies through the various anti poverty programmes in both developed and developing countries, community development practitioners have been influenced by structural analyses as to the causes of disadvantage and poverty i.e. inequalities in the distribution of wealth, income, land, etc. and especially political power and the need to mobilize people power to affect social change.
Thus the influence of such educators as Paulo Freire and his focus upon this work. Other key people who have influenced this field are Saul Alinsky (Rules for Radicals) and E.F. Schumacher (Small Is Beautiful).
There are a number of international organizations that support community development, for example, Oxfam, UNICEF, The Hunger Project and Freedom from Hunger, run community development programs based upon community development initiatives for relief and prevention of malnutrition. Since 2006 the Dragon Dreaming Project Management techniques have spread to 37 different countries and are engaged in an estimated 3,250 projects worldwide.
In the global North:
In the 19th century, the work of the Welsh early socialist thinker Robert Owen (1771–1851), sought to create a more perfect community. At New Lanark and at later communities such as Oneida in the USA and the New Australia Movement in Australia, groups of people came together to create utopian or intentional communities, with mixed success.
United States: In the United States in the 1960s, the term "community development" began to complement and generally replace the idea of urban renewal, which typically focused on physical development projects often at the expense of working-class communities.
One of the earliest proponents of the term in the United States was social scientist William W. Biddle In the late 1960s, philanthropies such as the Ford Foundation and government officials such as Senator Robert F. Kennedy took an interest in local nonprofit organizations.
A pioneer was the Bedford Stuyvesant Restoration Corporation in Brooklyn, which attempted to apply business and management skills to the social mission of uplifting low-income residents and their neighborhoods. Eventually such groups became known as "Community development corporations" or CDCs. Federal laws beginning with the 1974 Housing and Community Development Act provided a way for state and municipal governments to channel funds to CDCs and other nonprofit organizations.
National organizations such as the Neighborhood Reinvestment Corporation (founded in 1978 and now known as NeighborWorks America), the Local Initiatives Support Corporation (LISC) (founded in 1980), and the Enterprise Foundation (founded in 1981) have built extensive networks of affiliated local nonprofit organizations to which they help provide financing for countless physical and social development programs in urban and rural communities.
The CDCs and similar organizations have been credited with starting the process that stabilized and revived seemingly hopeless inner city areas such as the South Bronx in New York City.
United Kingdom: In the UK, community development has had two main traditions. The first was as an approach for preparing for the independence of countries from the former British Empire in the 1950s and 1960s. Domestically it first came into public prominence with the Labour Government's anti deprivation programs of the latter sixties and seventies.
The main example of this being the CDP (Community Development Programme), which piloted local area based community development. This influenced a number of largely urban local authorities, in particular in Scotland with Strathclyde Region's major community development programme (the largest at the time in Europe).
The Gulbenkian Foundation was a key funder of commissions and reports which influenced the development of community development in the UK from the latter sixties to the 80's. This included recommending that there be a national institute or centre for community development, able to support practice and to advise government and local authorities on policy.
This was formally set up in 1991 as the Community Development Foundation. In 2004 the Carnegie UK Trust established a Commission of Inquiry into the future of rural community development examining such issues as land reform and climate change. Carnegie funded over sixty rural community development action research projects across the UK and Ireland and national and international communities of practice to exchange experiences. This included the International Association for Community Development.
In 1999 a UK wide organization responsible for setting professional training standards for all education and development practitioners working within local communities was established and recognized by the Labour Government. This organization was called PAULO – the National Training Organization for Community Learning and Development. (It was named after Paulo Freire). It was formally recognized by David Blunkett, the Secretary of State for Education and Employment.
Its first chair was Charlie McConnell, the Chief Executive of the Scottish Community Education Council, who had played a lead role in bringing together a range of occupational interests under a single national training standards body, including community education, community development and development education.
The inclusion of community development was significant as it was initially uncertain as to whether it would join the NTO for Social Care. The Community Learning and Development NTO represented all the main employers, trades unions, professional associations and national development agencies working in this area across the four nations of the UK.
The term 'community learning and development' was adopted to acknowledge that all of these occupations worked primarily within local communities, and that this work encompassed not just providing less formal learning support but also a concern for the wider holistic development of those communities – socio-economically, environmentally, culturally and politically.
By bringing together these occupational groups this created for the first time a single recognised employment sector of nearly 300,000 full and part-time paid staff within the UK, approximately 10% of these staff being full-time. The NTO continued to recognise the range of different occupations within it, for example specialists who work primarily with young people, but all agreed that they shared a core set of professional approaches to their work. In 2002 the NTO became part of a wider Sector Skills Council for lifelong learning.
The UK currently hosts the only global network of practitioners and activists working towards social justice through community development approach, the International Association for Community Development (IACD). IACD was formed in the USA in 1953, moved to Belgium in 1978 and was restructured and relaunched in Scotland in 1999.
Canada: Community development in Canada has roots in the development of co-operatives, credit unions and caisses populaires. The Antigonish Movement which started in the 1920s in Nova Scotia, through the work of Doctor Moses Coady and Father James Tompkins, has been particularly influential in the subsequent expansion of community economic development work across Canada.
Australia: Community development in Australia have often been focussed upon Aboriginal Australian communities, and during the period of the 1980s to the early 21st century were funded through the Community Employment Development Program, where Aboriginal people could be employed in "a work for the dole" scheme, which gave the chance for non-government organisations to apply for a full or part-time worker funded by the Department for Social Security. Dr Jim Ife, formerly of Curtin University, organized a ground breaking text-book on community development
In the "Global South":
Community planning techniques drawing on the history of utopian movements became important in the 1920s and 1930s in East Africa, where community development proposals were seen as a way of helping local people improve their own lives with indirect assistance from colonial authorities.
Mohandas K. Gandhi adopted African community development ideals as a basis of his South African Ashram, and then introduced it as a part of the Indian Swaraj movement, aiming at establishing economic interdependence at village level throughout India. With Indian independence, despite the continuing work of Vinoba Bhave in encouraging grassroots land reform, India under its first Prime Minister Jawaharlal Nehru adopted a mixed-economy approach, mixing elements of socialism and capitalism.
During the fifties and sixties, India ran a massive community development programme with focus on rural development activities through government support. This was later expanded in scope and was called integrated rural development scheme [IRDP]. A large number of initiatives that can come under the community development umbrella have come up in recent years.
The main objective of community development in India remains to develop the villages and to help the villagers help themselves to fight against poverty, illiteracy, malnutrition, etc. The beauty of Indian model of community development lies in the homogeneity of villagers and high level of participation.
Community development became a part of the Ujamaa Villages established in Tanzania by Julius Nyerere, where it had some success in assisting with the delivery of education services throughout rural areas, but has elsewhere met with mixed success.
In the 1970s and 1980s, community development became a part of "Integrated Rural Development", a strategy promoted by United Nations Agencies and the World Bank. Central to these policies of community development were:
In the 1990s, following critiques of the mixed success of "top down" government programs, and drawing on the work of Robert Putnam, in the rediscovery of social capital, community development internationally became concerned with social capital formation. In particular the outstanding success of the work of Muhammad Yunus in Bangladesh with the Grameen Bank from its inception in 1976, has led to the attempts to spread microenterprise credit schemes around the world.
Yunus saw that social problems like poverty and disease were not being solved by the market system on its own. Thus, he established a banking system which lends to the poor with very little interest, allowing them access to entrepreneurship. This work was honored by the 2006 Nobel Peace Prize.
Another alternative to "top down" government programs is the participatory government institution. Participatory governance institutions are organizations which aim to facilitate the participation of citizens within larger decision making and action implementing processes in society. A case study done on municipal councils and social housing programs in Brazil found that the presence of participatory governance institutions supports the implementation of poverty alleviation programs by local governments.
The "human scale development" work of Right Livelihood Award-winning Chilean economist Manfred Max Neef promotes the idea of development based upon fundamental human needs, which are considered to be limited, universal and invariant to all human beings (being a part of our human condition). He considers that poverty results from the failure to satisfy a particular human need, it is not just an absence of money.
Whilst human needs are limited, Max Neef shows that the ways of satisfying human needs is potentially unlimited. Satisfiers also have different characteristics: they can be violators or destroyers, pseudosatisfiers, inhibiting satisfiers, singular satisfiers, or synergic satisfiers.
Max-Neef shows that certain satisfiers, promoted as satisfying a particular need, in fact inhibit or destroy the possibility of satisfying other needs: e.g., the arms race, while ostensibly satisfying the need for protection, in fact then destroys subsistence, participation, affection and freedom; formal democracy, which is supposed to meet the need for participation often disempowers and alienates; commercial television, while used to satisfy the need for recreation, interferes with understanding, creativity and identity.
Synergic satisfiers, on the other hand, not only satisfy one particular need, but also lead to satisfaction in other areas: some examples are:
India: Community development in India was initiated by Government of India through Community Development Programme (CDP) in 1952. The focus of CDP was on rural communities. But, professionally trained social workers concentrated their practice in urban areas. Thus, although the focus of community organization was rural, the major thrust of Social Work gave an urban character which gave a balance in service for the program.
Vietnam: International organizations apply the term community in Vietnam to the local administrative unit, each with a traditional identity based on traditional, cultural, and kinship relations. Community development strategies in Vietnam aim to organize communities in ways that increase their capacities to partner with institutions, the participation of local people, transparency and equality, and unity within local communities.
Social and economic development planning (SDEP) in Vietnam uses top-down centralized planning methods and decision-making processes which do not consider local context and local participation. The plans created by SDEP are ineffective and serve mainly for administrative purposes. Local people are not informed of these development plans.
The participatory rural appraisal (PRA) approach, a research methodology that allows local people to share and evaluate their own life conditions, was introduced to Vietnam in the early 1990s to help reform the way that government approaches local communities and development. PRA was used as a tool for mostly outsiders to learn about the local community, which did not effect substantial change.
The village/commune development (VDP/CDP) approach was developed as a more fitting approach than PRA to analyze local context and address the needs of rural communities.[29] VDP/CDP participatory planning is centered around Ho Chi Minh's saying that "People know, people discuss and people supervise." VDP/CDP is often useful in Vietnam for shifting centralized management to more decentralization, helping develop local governance at the grassroots level.
Local people use their knowledge to solve local issues. They create mid-term and yearly plans that help improve existing community development plans with the support of government organizations. Although VDP/CDP has been tested in many regions in Vietnam, it has not been fully implemented for a couple reasons. The methods applied in VDP/CDP are human resource and capacity building intensive, especially at the early stages.
It also requires the local people to have an "initiative-taking" attitude. People in the remote areas where VDP/CDP has been tested have mostly passive attitudes because they already receive assistance from outsiders. There also are no sufficient monitoring practices to ensure effective plan implementation. Integrating VDP/CDP into the governmental system is difficult because the Communist Party and Central government's policies on decentralization are not enforced in reality.
Non-governmental organizations (NGO) in Vietnam, legalized in 1991, have claimed goals to develop civil society, which was essentially nonexistent prior to the Đổi Mới economic reforms. NGO operations in Vietnam do not exactly live up to their claimed goals to expand civil society. This is mainly due to the fact that NGOs in Vietnam are mostly donor-driven, urban, and elite-based organizations that employ staff with ties to the Communist Party and Central government.
NGOs are also overlooked by the Vietnam Fatherland Front, an umbrella organization that reports observations directly to the Party and Central government. Since NGOs in Vietnam are not entirely non-governmental, they have been coined instead as 'VNGOs.' Most VNGOs have originated from either the state, hospital or university groups, or individuals not previously associated with any groups. VNGOs have not yet reached those most in need, such as the rural poor, due to the entrenched power networks' opposition to lobbying for issues such the rural poor's land rights.
Authoritarianism is prevalent in nearly all Vietnamese civic organizations. Authoritarian practices are more present in inner-organizational functions than in organization leaders' worldviews. These leaders often reveal both authoritarian and libertarian values in contradiction. Representatives of Vietnam's NGO's stated that disagreements are normal, but conflicts within an organization should be avoided, demonstrating the one-party "sameness" mentality of authoritarian rule.
See also:
Community development is also understood as a professional discipline, and is defined by the International Association for Community Development as "a practice-based profession and an academic discipline that promotes participative democracy, sustainable development, rights, economic opportunity, equality and social justice, through the organization, education and empowerment of people within their communities, whether these be of locality, identity or interest, in urban and rural settings".
Community development seeks to empower individuals and groups of people with the skills they need to effect change within their communities. These skills are often created through the formation of social groups working for a common agenda. Community developers must understand both how to work with individuals and how to affect communities' positions within the context of larger social institutions.
Community development as a term has taken off widely in anglophone countries, i.e. the United States, United Kingdom, Australia, Canada, New Zealand, as well as other countries in the Commonwealth of Nations. It is also used in some countries in Eastern Europe with active community development associations in Hungary and Romania.
The Community Development Journal, published by Oxford University Press, since 1966 has aimed to be the major forum for research and dissemination of international community development theory and practice.
Community development approaches are recognized internationally. These methods and approaches have been acknowledged as significant for local social, economic, cultural, environmental and political development by such organizations as the UN, WHO, OECD, World Bank, Council of Europe and EU.
There are a number of institutions of higher education offer community development as an area of study and research such as the University of Toronto, Leiden University, SOAS University of London, and the Balsillie School of International Affairs, among others.
Definitions:
There are complementary definitions of community development.
The United Nations defines community development broadly as "a process where community members come together to take collective action and generate solutions to common problems." and the International Association for Community Development defines it as both a practice based profession and an academic discipline.
Following the adoption of the IACD definition in 2016, the association has gone on to produce International Standards for Community Development Practice. The values and ethos that should underpin practice can be expressed as: Commitment to rights, solidarity, democracy, equality, environmental and social justice.
The purpose of community development is understood by IACD as being to work with communities to achieve participative democracy, sustainable development, rights, economic opportunity, equality and social justice.
This practice is carried out by people in different roles and contexts, including people explicitly called professional community workers (and people taking on essentially the same role but with a different job title), together with professionals in other occupations ranging from:
- social work,
- adult education,
- youth work,
- health disciplines,
- environmental education,
- local economic development,
- urban planning,
- regeneration,
- architecture
- and more who seek to apply community development values and adopt community development methods.
Community development practice also encompasses a range of occupational settings and levels from development roles working with communities, through to managerial and strategic community planning roles.
The Community Development Challenge report, which was produced by a working party comprising leading UK organizations in the field including the (now defunct) Community Development Foundation, the (now defunct) Community Development Exchange and the (now defunct) Federation for Community Development Learning defines community development as:
A set of values and practices which plays a special role in overcoming poverty and disadvantage, knitting society together at the grass roots and deepening democracy. There is a community development profession, defined by national occupational standards and a body of theory and experience going back the best part of a century.
There are active citizens who use community development techniques on a voluntary basis, and there are also other professions and agencies which use a community development approach or some aspects of it.
Community Development Exchange defines community development as:
both an occupation (such as a community development worker in a local authority) and a way of working with communities. Its key purpose is to build communities based on justice, equality and mutual respect.
Community development involves changing the relationships between ordinary people and people in positions of power, so that everyone can take part in the issues that affect their lives. It starts from the principle that within any community there is a wealth of knowledge and experience which, if used in creative ways, can be channeled into collective action to achieve the communities' desired goals.
Community development practitioners work alongside people in communities to help build relationships with key people and organizations and to identify common concerns. They create opportunities for :the community to learn new skills and, by enabling people to act together, community development practitioners help to foster social inclusion and equality.
Different approaches:
There are numerous overlapping approaches to community development. Some focus on the processes, some on the outcomes/ objectives. They include:
- Community Engagement; focuses on relationships at the core of facilitating "understanding and evaluation, involvement, exchange of information and opinions, about a concept, issue or project, with the aim of building social capital and enhancing social outcomes through decision-making” (p. 173).
- Women Self-help Group; focusing on the contribution of women in settlement groups.
- Community capacity building; focusing on helping communities obtain, strengthen, and maintain the ability to set and achieve their own development objectives.
- Large Group Capacitation; an adult education and social psychology approach grounded in the activity of the individual and the social psychology of the large group focusing on large groups of unemployed or semi-employed participants, many of whom with Lower Levels of Literacy (LLLs).
- Social capital formation; focusing on benefits derived from the cooperation between individuals and groups.
- Nonviolent direct action; when a group of people take action to reveal an existing problem, highlight an alternative, or demonstrate a possible solution to a social issue which is not being addressed through traditional societal institutions (governments, religious organizations or established trade unions) to the satisfaction of the direct action participants.
- Economic development, focusing on the "development" of developing countries as measured by their economies, although it includes the processes and policies by which a nation improves the economic, political, and social well-being of its people.
- Community economic development (CED); an alternative to conventional economic development which encourages using local resources in a way that enhances economic outcomes while improving social conditions. For example, CED involves strategies which aim to improve access to affordable housing, medical, and child care.
- A worker cooperative is a progressive CED strategy that operates as businesses both managed and owned by their employees. They are beneficial due to their potential to create jobs and providing a route for grassroots political action. Some challenges that the worker cooperative faces include the mending of the cooperative’s identity as both business and as a democratic humanitarian organization. They are limited in resources and scale.
- Sustainable development; which seeks to achieve, in a balanced manner, economic development, social development and environmental protection outcomes.
- Community-driven development (CDD), an economic development model which shifts overreliance on central governments to local communities.
- Asset-based community development (ABCD); is a methodology that seeks to uncover and use the strengths within communities as a means for sustainable development.
- Faith-based community development; which utilizes faith-based organizations to bring about community development outcomes.
- Community-based participatory research (CBPR); a partnership approach to research that equitably involves, for example, community members, organizational representatives, and researchers in all aspects of the research process and in which all partners contribute expertise and share decision making and ownership, which aims to integrate this knowledge with community development outcomes.
- Community organizing; an approach that generally assumes that social change necessarily involves conflict and social struggle in order to generate collective power for the powerless.
- Participatory planning including community-based planning (CBP); involving the entire community in the strategic and management processes of urban planning; or, community-level planning processes, urban or rural.
- Town-making; or machizukuri (まちづくり) refers to a Japanese concept which is "an umbrella term generally understood as citizen participation in the planning and management of a living environment". It can include redevelopment, revitalization, and post-disaster reconstruction, and usually emphasizes the importance of local citizen participation. In recent years, cooperation between local communities and contents tourism (such as video games, anime, and manga) has also become a key driver of machizukuri in some local communities, such as the tie-up between CAPCOM's Sengoku Basara and the city of Shiroishi.
- Language revitalization focuses on the use of a language so that it serves the needs of a community. This may involve the creation of books, films and other media in the language. These actions help a small language community to preserve their language and culture.
- Methodologies focusing on the educational component of community development, including the community-wide empowerment that increased educational opportunity creates.
- Methodologies addressing the issues and challenges of the Digital divide, making affordable training and access to computers and the Internet, addressing the marginalization of local communities that cannot connect and participate in the global Online community. In the United States, nonprofit organizations such as Per Scholas seek to “break the cycle of poverty by providing education, technology and economic opportunities to individuals, families and communities” as a path to development for the communities they serve.
There are a myriad of job titles for community development workers and their employers include public authorities and voluntary or non-governmental organisations, funded by the state and by independent grant making bodies. Since the nineteen seventies the prefix word 'community' has also been adopted by several other occupations from the police and health workers to planners and architects, who have been influenced by community development approaches.
History:
Amongst the earliest community development approaches were those developed in Kenya and British East Africa during the 1930s. Community development practitioners have over many years developed a range of approaches for working within local communities and in particular with disadvantaged people.
Since the nineteen sixties and seventies through the various anti poverty programmes in both developed and developing countries, community development practitioners have been influenced by structural analyses as to the causes of disadvantage and poverty i.e. inequalities in the distribution of wealth, income, land, etc. and especially political power and the need to mobilize people power to affect social change.
Thus the influence of such educators as Paulo Freire and his focus upon this work. Other key people who have influenced this field are Saul Alinsky (Rules for Radicals) and E.F. Schumacher (Small Is Beautiful).
There are a number of international organizations that support community development, for example, Oxfam, UNICEF, The Hunger Project and Freedom from Hunger, run community development programs based upon community development initiatives for relief and prevention of malnutrition. Since 2006 the Dragon Dreaming Project Management techniques have spread to 37 different countries and are engaged in an estimated 3,250 projects worldwide.
In the global North:
In the 19th century, the work of the Welsh early socialist thinker Robert Owen (1771–1851), sought to create a more perfect community. At New Lanark and at later communities such as Oneida in the USA and the New Australia Movement in Australia, groups of people came together to create utopian or intentional communities, with mixed success.
United States: In the United States in the 1960s, the term "community development" began to complement and generally replace the idea of urban renewal, which typically focused on physical development projects often at the expense of working-class communities.
One of the earliest proponents of the term in the United States was social scientist William W. Biddle In the late 1960s, philanthropies such as the Ford Foundation and government officials such as Senator Robert F. Kennedy took an interest in local nonprofit organizations.
A pioneer was the Bedford Stuyvesant Restoration Corporation in Brooklyn, which attempted to apply business and management skills to the social mission of uplifting low-income residents and their neighborhoods. Eventually such groups became known as "Community development corporations" or CDCs. Federal laws beginning with the 1974 Housing and Community Development Act provided a way for state and municipal governments to channel funds to CDCs and other nonprofit organizations.
National organizations such as the Neighborhood Reinvestment Corporation (founded in 1978 and now known as NeighborWorks America), the Local Initiatives Support Corporation (LISC) (founded in 1980), and the Enterprise Foundation (founded in 1981) have built extensive networks of affiliated local nonprofit organizations to which they help provide financing for countless physical and social development programs in urban and rural communities.
The CDCs and similar organizations have been credited with starting the process that stabilized and revived seemingly hopeless inner city areas such as the South Bronx in New York City.
United Kingdom: In the UK, community development has had two main traditions. The first was as an approach for preparing for the independence of countries from the former British Empire in the 1950s and 1960s. Domestically it first came into public prominence with the Labour Government's anti deprivation programs of the latter sixties and seventies.
The main example of this being the CDP (Community Development Programme), which piloted local area based community development. This influenced a number of largely urban local authorities, in particular in Scotland with Strathclyde Region's major community development programme (the largest at the time in Europe).
The Gulbenkian Foundation was a key funder of commissions and reports which influenced the development of community development in the UK from the latter sixties to the 80's. This included recommending that there be a national institute or centre for community development, able to support practice and to advise government and local authorities on policy.
This was formally set up in 1991 as the Community Development Foundation. In 2004 the Carnegie UK Trust established a Commission of Inquiry into the future of rural community development examining such issues as land reform and climate change. Carnegie funded over sixty rural community development action research projects across the UK and Ireland and national and international communities of practice to exchange experiences. This included the International Association for Community Development.
In 1999 a UK wide organization responsible for setting professional training standards for all education and development practitioners working within local communities was established and recognized by the Labour Government. This organization was called PAULO – the National Training Organization for Community Learning and Development. (It was named after Paulo Freire). It was formally recognized by David Blunkett, the Secretary of State for Education and Employment.
Its first chair was Charlie McConnell, the Chief Executive of the Scottish Community Education Council, who had played a lead role in bringing together a range of occupational interests under a single national training standards body, including community education, community development and development education.
The inclusion of community development was significant as it was initially uncertain as to whether it would join the NTO for Social Care. The Community Learning and Development NTO represented all the main employers, trades unions, professional associations and national development agencies working in this area across the four nations of the UK.
The term 'community learning and development' was adopted to acknowledge that all of these occupations worked primarily within local communities, and that this work encompassed not just providing less formal learning support but also a concern for the wider holistic development of those communities – socio-economically, environmentally, culturally and politically.
By bringing together these occupational groups this created for the first time a single recognised employment sector of nearly 300,000 full and part-time paid staff within the UK, approximately 10% of these staff being full-time. The NTO continued to recognise the range of different occupations within it, for example specialists who work primarily with young people, but all agreed that they shared a core set of professional approaches to their work. In 2002 the NTO became part of a wider Sector Skills Council for lifelong learning.
The UK currently hosts the only global network of practitioners and activists working towards social justice through community development approach, the International Association for Community Development (IACD). IACD was formed in the USA in 1953, moved to Belgium in 1978 and was restructured and relaunched in Scotland in 1999.
Canada: Community development in Canada has roots in the development of co-operatives, credit unions and caisses populaires. The Antigonish Movement which started in the 1920s in Nova Scotia, through the work of Doctor Moses Coady and Father James Tompkins, has been particularly influential in the subsequent expansion of community economic development work across Canada.
Australia: Community development in Australia have often been focussed upon Aboriginal Australian communities, and during the period of the 1980s to the early 21st century were funded through the Community Employment Development Program, where Aboriginal people could be employed in "a work for the dole" scheme, which gave the chance for non-government organisations to apply for a full or part-time worker funded by the Department for Social Security. Dr Jim Ife, formerly of Curtin University, organized a ground breaking text-book on community development
In the "Global South":
Community planning techniques drawing on the history of utopian movements became important in the 1920s and 1930s in East Africa, where community development proposals were seen as a way of helping local people improve their own lives with indirect assistance from colonial authorities.
Mohandas K. Gandhi adopted African community development ideals as a basis of his South African Ashram, and then introduced it as a part of the Indian Swaraj movement, aiming at establishing economic interdependence at village level throughout India. With Indian independence, despite the continuing work of Vinoba Bhave in encouraging grassroots land reform, India under its first Prime Minister Jawaharlal Nehru adopted a mixed-economy approach, mixing elements of socialism and capitalism.
During the fifties and sixties, India ran a massive community development programme with focus on rural development activities through government support. This was later expanded in scope and was called integrated rural development scheme [IRDP]. A large number of initiatives that can come under the community development umbrella have come up in recent years.
The main objective of community development in India remains to develop the villages and to help the villagers help themselves to fight against poverty, illiteracy, malnutrition, etc. The beauty of Indian model of community development lies in the homogeneity of villagers and high level of participation.
Community development became a part of the Ujamaa Villages established in Tanzania by Julius Nyerere, where it had some success in assisting with the delivery of education services throughout rural areas, but has elsewhere met with mixed success.
In the 1970s and 1980s, community development became a part of "Integrated Rural Development", a strategy promoted by United Nations Agencies and the World Bank. Central to these policies of community development were:
- Adult literacy programs, drawing on the work of Brazilian educator Paulo Freire and the "Each One Teach One" adult literacy teaching method conceived by Frank Laubach.
- Youth and women's groups, following the work of the Serowe Brigades of Botswana, of Patrick van Rensburg.
- Development of community business ventures and particularly cooperatives, in part drawn on the examples of José María Arizmendiarrieta and the Mondragon Cooperatives of the Basque region of Spain
- Compensatory education for those missing out in the formal education system, drawing on the work of Open Education as pioneered by Michael Young.
- Dissemination of alternative technologies, based upon the work of E. F. Schumacher as advocated in his book Small Is Beautiful: A Study of Economics As If People Mattered
- Village nutrition programs and permaculture projects, based upon the work of Australians Bill Mollison and David Holmgren.
- Village water supply programs
In the 1990s, following critiques of the mixed success of "top down" government programs, and drawing on the work of Robert Putnam, in the rediscovery of social capital, community development internationally became concerned with social capital formation. In particular the outstanding success of the work of Muhammad Yunus in Bangladesh with the Grameen Bank from its inception in 1976, has led to the attempts to spread microenterprise credit schemes around the world.
Yunus saw that social problems like poverty and disease were not being solved by the market system on its own. Thus, he established a banking system which lends to the poor with very little interest, allowing them access to entrepreneurship. This work was honored by the 2006 Nobel Peace Prize.
Another alternative to "top down" government programs is the participatory government institution. Participatory governance institutions are organizations which aim to facilitate the participation of citizens within larger decision making and action implementing processes in society. A case study done on municipal councils and social housing programs in Brazil found that the presence of participatory governance institutions supports the implementation of poverty alleviation programs by local governments.
The "human scale development" work of Right Livelihood Award-winning Chilean economist Manfred Max Neef promotes the idea of development based upon fundamental human needs, which are considered to be limited, universal and invariant to all human beings (being a part of our human condition). He considers that poverty results from the failure to satisfy a particular human need, it is not just an absence of money.
Whilst human needs are limited, Max Neef shows that the ways of satisfying human needs is potentially unlimited. Satisfiers also have different characteristics: they can be violators or destroyers, pseudosatisfiers, inhibiting satisfiers, singular satisfiers, or synergic satisfiers.
Max-Neef shows that certain satisfiers, promoted as satisfying a particular need, in fact inhibit or destroy the possibility of satisfying other needs: e.g., the arms race, while ostensibly satisfying the need for protection, in fact then destroys subsistence, participation, affection and freedom; formal democracy, which is supposed to meet the need for participation often disempowers and alienates; commercial television, while used to satisfy the need for recreation, interferes with understanding, creativity and identity.
Synergic satisfiers, on the other hand, not only satisfy one particular need, but also lead to satisfaction in other areas: some examples are:
- breastfeeding;
- self-managed production;
- popular education;
- democratic community organizations;
- preventative medicine;
- meditation;
- and educational games.
India: Community development in India was initiated by Government of India through Community Development Programme (CDP) in 1952. The focus of CDP was on rural communities. But, professionally trained social workers concentrated their practice in urban areas. Thus, although the focus of community organization was rural, the major thrust of Social Work gave an urban character which gave a balance in service for the program.
Vietnam: International organizations apply the term community in Vietnam to the local administrative unit, each with a traditional identity based on traditional, cultural, and kinship relations. Community development strategies in Vietnam aim to organize communities in ways that increase their capacities to partner with institutions, the participation of local people, transparency and equality, and unity within local communities.
Social and economic development planning (SDEP) in Vietnam uses top-down centralized planning methods and decision-making processes which do not consider local context and local participation. The plans created by SDEP are ineffective and serve mainly for administrative purposes. Local people are not informed of these development plans.
The participatory rural appraisal (PRA) approach, a research methodology that allows local people to share and evaluate their own life conditions, was introduced to Vietnam in the early 1990s to help reform the way that government approaches local communities and development. PRA was used as a tool for mostly outsiders to learn about the local community, which did not effect substantial change.
The village/commune development (VDP/CDP) approach was developed as a more fitting approach than PRA to analyze local context and address the needs of rural communities.[29] VDP/CDP participatory planning is centered around Ho Chi Minh's saying that "People know, people discuss and people supervise." VDP/CDP is often useful in Vietnam for shifting centralized management to more decentralization, helping develop local governance at the grassroots level.
Local people use their knowledge to solve local issues. They create mid-term and yearly plans that help improve existing community development plans with the support of government organizations. Although VDP/CDP has been tested in many regions in Vietnam, it has not been fully implemented for a couple reasons. The methods applied in VDP/CDP are human resource and capacity building intensive, especially at the early stages.
It also requires the local people to have an "initiative-taking" attitude. People in the remote areas where VDP/CDP has been tested have mostly passive attitudes because they already receive assistance from outsiders. There also are no sufficient monitoring practices to ensure effective plan implementation. Integrating VDP/CDP into the governmental system is difficult because the Communist Party and Central government's policies on decentralization are not enforced in reality.
Non-governmental organizations (NGO) in Vietnam, legalized in 1991, have claimed goals to develop civil society, which was essentially nonexistent prior to the Đổi Mới economic reforms. NGO operations in Vietnam do not exactly live up to their claimed goals to expand civil society. This is mainly due to the fact that NGOs in Vietnam are mostly donor-driven, urban, and elite-based organizations that employ staff with ties to the Communist Party and Central government.
NGOs are also overlooked by the Vietnam Fatherland Front, an umbrella organization that reports observations directly to the Party and Central government. Since NGOs in Vietnam are not entirely non-governmental, they have been coined instead as 'VNGOs.' Most VNGOs have originated from either the state, hospital or university groups, or individuals not previously associated with any groups. VNGOs have not yet reached those most in need, such as the rural poor, due to the entrenched power networks' opposition to lobbying for issues such the rural poor's land rights.
Authoritarianism is prevalent in nearly all Vietnamese civic organizations. Authoritarian practices are more present in inner-organizational functions than in organization leaders' worldviews. These leaders often reveal both authoritarian and libertarian values in contradiction. Representatives of Vietnam's NGO's stated that disagreements are normal, but conflicts within an organization should be avoided, demonstrating the one-party "sameness" mentality of authoritarian rule.
See also:
- Community building
- Complete communities
- Community education
- Community engagement
- Community practice
- Organization workshop
- Rural community development
- Urbanism
- The Citizens' Handbook – A large collection practices and activities for citizens' groups
- National Civic League – US organization that promotes partnerships between government and citizens' groups
- Shelterforce – A nonprofit magazine on community development, affordable housing, and neighborhood stabilization.
Community-driven Development
- YouTube Video: Community Driven Development Program -CDD
- YouTube Video: HAITI - Community Driven Development
- YouTube Video: Asset-Based Community-Driven Development
Community-driven development (CDD) is a development initiative that provides control of the development process, resources and decision making authority directly to groups in the community.
The underlying assumption of CDD projects are that communities are the best judges of how their lives and livelihoods can be improved and, if provided with adequate resources and information, they can organize themselves to provide for their immediate needs.
CDD projects work by providing poor communities with direct funding for development with the communities then deciding how to spend the money. Lastly, the community plans and builds the project and takes responsibility for monitoring its progress.
Characteristics of CDD:
CDD programs are motivated by their trust in people (Naidoo and Finn, 2001) and hence it advocates people changing their own environment as a powerful force for development.
By treating poor people as assets and partners in the development process, studies have shown that CDD is responsive to local demands, inclusive, and more cost-effective compared to centrally-led NGO-based programs. CDD can also be supported by strengthening and financing community groups, facilitating community access to information, and promoting an enabling environment through policy and institutional reform (Dongier, 2002).
Following from this description, field practitioners at the World Bank have denoted five key characteristics of CDD projects:
CDD vs. CBD:
Community-driven development is derived from community-based development (CBD) which can include a much broader range of projects. For example, CBD projects can include everything from simple information sharing to social, economic and political empowerment of community groups.
However, CDD projects fit on the empowerment end of CBD by actively engaging beneficiaries in the design, management and implementation of projects. The stress on actual control of decision-making and project resources at nearly all stages of a subproject cycle distinguishes CDD from the previous generation of CBD projects. In this continuum of community participation covered by CBD, new-generation CDD projects are located at the extreme right (Tanaka, 2006).
Since community-driven development has only recently diverged from the broad community-based development there are a few contrasts visible in the five characteristics of CDD programs. In essence, all five properties of CDD projects exist together only in the newer generation of CDD implementations.
Nevertheless, the first attribute of community focus would apply to all CDD projects and CBD projects. In contrast, the second characteristic of participatory planning and design and the fourth property of community involvement are often visible among all CDD projects but very rarely in CBD projects.
Moreover, community-based monitoring and evaluation which is the fifth aspect of CDD projects is only found in some of the newer projects. The fifth characteristic is what positions many of the newer CDD projects in the extreme right of the CDD cluster as diagrammatically demonstrated in Figure 1.
As mentioned above, the third characteristic of community control of resources seems to be the key factor to conceptually distinguish between CDD and CBD projects. However, many of the early NGOs implementing CDD projects did not always interpret this factor rigorously (Tanaka, 2006). Thus, the distinction between CDD projects and CBD projects with CDD components was not always clear; however, this would be expected since there was a gradual evolution of CDD out of CBD.
To alleviate the earlier problems of over-reliance on central governments as the main service provider, CDD programs were launched by the World Bank to improve the accountability and services in key areas. However, NGOs quickly learned that well designed and implemented CDD programs had ripple effects of promoting equity and inclusiveness, efficiency and good governance.
By effectively targeting and including the vulnerable and excluded groups, as well as allowing communities to manage and control resources directly it was evident that CDD programs could allow poverty reduction projects to scale up quickly.
Efficiency is gained through demand responsive allocation of resources, reduced corruption and misuse of resources, lower costs and better cost recovery, better quality and maintenance, greater utilization of resources, and the community‘s willingness to pay for goods and services.
Good governance is promoted by greater transparency, accountability in allocation and use of resources because the community participates in project decision-making processes. Some of the principles of CDD—such as participation, empowerment, accountability, and nondiscrimination—are also worthy ends in themselves (Asian Development Bank, 2008).
It was as early as 1881 when T.H. Green who wrote about the maximum power for all members of human society alike to make the best of themselves (Zakaria, 1999). However, it was not until the 1970s with John Rawls’ book ―A Theory of Justice and in the 1990s with Amartya Sen‘s book ―Development as Freedom where the notions of substantive freedom and the multidimensional nature of poverty were made explicit to the multilateral development banks.
This recognition of the multidimensional nature of poverty as well as the combined failures of both markets and governments and the socio-political complexity of ground level realities has made it clear that relying on traditional top-down, state-led, ―big development‖ strategies would not be effective to combat poverty.
Moreover, this resurgence in participatory development and bottom-up approaches in the NGO and development sector has come in only the last two decades as explained above.
Expansion of community-driven development:
Since the mid-1990s, community-driven development has emerged as one of the fastest-growing investments by NGOs, aid organizations and multilateral developments banks. This continued investment in CDD has been driven mostly by a demand from donor agencies and developing countries for large-scale, bottom-up and demand-driven, poverty reduction subprojects that can increase the institutional capacity of small communities for self-development.
The success and scale of some CDD projects in the World Bank are especially notable. The World Bank supported approximately 190 lending projects amounting to $9.3 billion in 2000–2005 (Tanaka, 2006). Initiated by the International Development Association (IDA) at the World Bank, CDD projects have been instrumental in harnessing the energy and capacity of communities for poverty reduction. Since the start of this decade, IDA lending for CDD has averaged annually just over 50 operations, for an average total of US$1.3 billion per year (International Development Association, 2009).
Even the Asian Development Bank (ADB) has funded 57 projects worth about $2.5 billion between 2001-2007 that included community-driven development approaches to enhance deliver of inputs and beneficiary participation. They constituted 14% of the total loans approved by the Asian Development Bank during this period.
Over one-third of the projects were in the agriculture and natural resources sector, followed by a smaller proportion of water supply and sanitation, waste management, education and health projects. The projects were primarily in Southeast Asia, South Asia, and Central and West Asia, where the developing country governments were investing in rural development programs (Asian Development Bank, 2008).
In the last few years the International Fund for Agricultural Development has been working with the following to create a platform for learning and sharing knowledge on community-driven development (International Fund for Agricultural Development, 2010):
Intensive forms of community participation have been attempted in projects of several donors for many years. Bilateral donors, such as the Department for International Development (DFID) of the United Kingdom and the Canadian International Development Agency (CIDA), have used CDD-type approaches for a long time as part of their sustainable livelihoods and integrated basic needs development assistance in developing countries.
The Swedish International Development Agency (SIDA) and Danish International Development Agency have used CDD principles in the mandate of a rights-based approach to the development projects they fund (FAO, 2010).
More than 80 countries have now implemented CDD projects. The breadth and activities funded by the CDD programs at the World Bank can be explained by providing a brief overview of a few of them.
The Second National Fadama Development Project II (NFDP-II) targets the development of small scale irrigation, especially in the low-lying alluvial floodplains or "Fadama‖". NFDP-II increased the productivity, living standards and development capacity of the economically active rural communities while increasing the efficiency in delivering implementation services to an estimated four million rural beneficiary households and raising the real incomes of households by 45 percent (African Development Bank, 2003).
The Social Fund for Development in Yemen provided support 7 million people of which 49 percent were female and generated 8,000 permanent jobs. It also increased the number of girls‘ schools from 502 to 554 and basic education enrollment rates from 63 percent to 68 percent.
The program focuses on helping the poor to help themselves through providing income-generating activities and building community infrastructure rather than making cash transfers (El-Gammal, 2004). The Social Investment Fund Project V in Honduras benefited 2.5 million people with the implementation of 2,888 projects (1,446 rehabilitated schools, about 700 new schools, 163 new health centers, 347 small water/sanitation systems, and 461 latrines) resulting in all children in the targeted areas attending primary school.
In addition the project communities were provided with better access to health care assistance and access to running water (Perez de Castillo, 1998). The Andhra Pradesh Rural Poverty Reduction Project (APRPRP) in India has help to organize 10.1 million rural poor women into community-based organizations that collectively save over US$770 million and leverage credit over $2.7 billion from commercial banks (World Bank, 2003).
The Kecamatan Development Program (KDP) in Indonesia which is what the National Solidarity Program in Afghanistan is based on has benefitted 18 million people by providing better services which include more than 37,000 kilometers of local roads and 8,500 bridges, 9,200 clean water supply units, and 3,000 new or improved health posts.
In addition, more than 1.3 million people obtained loans to start or complement local businesses through microfinancing (Guggenheim, 2004). Lastly, the National Solidarity Program (NSP) in Afghanistan will be the focus of this research. In this implementation elected village-level community development councils, which include women, use grants and local labor to rebuild bridges and roads, fix schools and install water pumps to benefit 13 million people across Afghanistan thereby building state credibility and strengthening local democracy.
Effect of CDD programs on conflict:
Governments and international organizations persist to address large amounts of development aid to conflict affected areas throughout the world by community-driven development programs, some of it in order to abate conflict by decreasing popular support for insurgent activities.
Despite that, the effect of development aid on civil conflict remains unclear. The Philippines’ Kapit-Bisig Laban sa Kahiripan - Comprehensive Integrated Delivery of Social Services (KALAHI-CIDSS) — a large-scale community-driven development program from 2003 through 2008 implemented by the Philippine government’s Department of Social Welfare and Development.
The program intends to improve local infrastructure, governance, participation, and social cohesion. More than 4000 villages in 184 municipalities across 40 provinces had received aid through KALAHI-CIDSS. (Crost and Johnston , 2010) investigate the effect of a KALAHI-CIDSS development program in the Philippines, and conclude that the program actually intensify violence in the short term.
There are at least two possible reasons through which aid could intensify conflict. The first is that an inflow of aid will increase the amount of resources, which in turn increases the incentive to fight. The second is that aid increases short-term conflict because it has the potential to weaken insurgents in the long-run, perhaps because it increases peaceful economic opportunities or popular support for the government.
If insurgents expect a successful aid program to weaken their position, they have an incentive to sabotage its implementation by violent means. The National Solidarity Program (NSP), which began in June 2003, is the largest development program in Afghanistan. The program is focused on infrastructure, such as drinking water facilities, irrigation canals and roads, and services, such as training and literacy courses.
NSP is executed by the Ministry of Rural Rehabilitation and Development (MRRD) of the Government of Afghanistan, funded by the World Bank and a consortium of bilateral donors, and implemented by around25 NGOs. By mid 2010NSP had already been implemented in over 29,000 villages across 361 of Afghanistan‘s 398 districts at a cost of nearly $1 billion.
The results of NSP show that the program has a significant positive effect on the sense of economic wellbeing among the villagers and their support for the central and local governments. There is also evidence that NSP has positive effect on the perception of security situation by the villagers, but no evidence that this has led to a decrease in insurgent attacks there (Beath, 2011).
See also:
The underlying assumption of CDD projects are that communities are the best judges of how their lives and livelihoods can be improved and, if provided with adequate resources and information, they can organize themselves to provide for their immediate needs.
CDD projects work by providing poor communities with direct funding for development with the communities then deciding how to spend the money. Lastly, the community plans and builds the project and takes responsibility for monitoring its progress.
Characteristics of CDD:
CDD programs are motivated by their trust in people (Naidoo and Finn, 2001) and hence it advocates people changing their own environment as a powerful force for development.
By treating poor people as assets and partners in the development process, studies have shown that CDD is responsive to local demands, inclusive, and more cost-effective compared to centrally-led NGO-based programs. CDD can also be supported by strengthening and financing community groups, facilitating community access to information, and promoting an enabling environment through policy and institutional reform (Dongier, 2002).
Following from this description, field practitioners at the World Bank have denoted five key characteristics of CDD projects:
- A CDD operation primarily targets a community-based organization or a representative local council of a community. This community focus means that the essential defining characteristic of a CDD project is that the beneficiaries or grantees of implementations are agents of the community. Since the focus on small communities is so large the CDD normally targets small scale subprojects in the community.
- In CDD operations, community- or locally based representation is responsible for designing and planning the subprojects in a participatory manner. Since the concentration on participatory planning is considerable in CDD operations, often the possible types of subproject investment options are very large with only a small list of subprojects that cannot be carried out.
- The defining characteristic of CDD projects is that a transfer of resources to the community occurs and control of the resources is delegated to the community. The amount of transfer and control of resources will depend on the CDD implementations.
- The community is directly involved in the implementation of the subproject. Often the participation of the community comes directly in the form of labour or funds. However, the community may also contribute to the subproject indirectly in the form of management and supervision of contractors or the operation and maintenance of the infrastructure when complete.
- An element of community-based monitoring and evaluation has become a characteristic of CDD subprojects. Most often it is social accountability tools such as participatory monitoring, community scorecards and grievance redress systems which allow for the community to ensure accountability of the CDD implementation.
CDD vs. CBD:
Community-driven development is derived from community-based development (CBD) which can include a much broader range of projects. For example, CBD projects can include everything from simple information sharing to social, economic and political empowerment of community groups.
However, CDD projects fit on the empowerment end of CBD by actively engaging beneficiaries in the design, management and implementation of projects. The stress on actual control of decision-making and project resources at nearly all stages of a subproject cycle distinguishes CDD from the previous generation of CBD projects. In this continuum of community participation covered by CBD, new-generation CDD projects are located at the extreme right (Tanaka, 2006).
Since community-driven development has only recently diverged from the broad community-based development there are a few contrasts visible in the five characteristics of CDD programs. In essence, all five properties of CDD projects exist together only in the newer generation of CDD implementations.
Nevertheless, the first attribute of community focus would apply to all CDD projects and CBD projects. In contrast, the second characteristic of participatory planning and design and the fourth property of community involvement are often visible among all CDD projects but very rarely in CBD projects.
Moreover, community-based monitoring and evaluation which is the fifth aspect of CDD projects is only found in some of the newer projects. The fifth characteristic is what positions many of the newer CDD projects in the extreme right of the CDD cluster as diagrammatically demonstrated in Figure 1.
As mentioned above, the third characteristic of community control of resources seems to be the key factor to conceptually distinguish between CDD and CBD projects. However, many of the early NGOs implementing CDD projects did not always interpret this factor rigorously (Tanaka, 2006). Thus, the distinction between CDD projects and CBD projects with CDD components was not always clear; however, this would be expected since there was a gradual evolution of CDD out of CBD.
To alleviate the earlier problems of over-reliance on central governments as the main service provider, CDD programs were launched by the World Bank to improve the accountability and services in key areas. However, NGOs quickly learned that well designed and implemented CDD programs had ripple effects of promoting equity and inclusiveness, efficiency and good governance.
By effectively targeting and including the vulnerable and excluded groups, as well as allowing communities to manage and control resources directly it was evident that CDD programs could allow poverty reduction projects to scale up quickly.
Efficiency is gained through demand responsive allocation of resources, reduced corruption and misuse of resources, lower costs and better cost recovery, better quality and maintenance, greater utilization of resources, and the community‘s willingness to pay for goods and services.
Good governance is promoted by greater transparency, accountability in allocation and use of resources because the community participates in project decision-making processes. Some of the principles of CDD—such as participation, empowerment, accountability, and nondiscrimination—are also worthy ends in themselves (Asian Development Bank, 2008).
It was as early as 1881 when T.H. Green who wrote about the maximum power for all members of human society alike to make the best of themselves (Zakaria, 1999). However, it was not until the 1970s with John Rawls’ book ―A Theory of Justice and in the 1990s with Amartya Sen‘s book ―Development as Freedom where the notions of substantive freedom and the multidimensional nature of poverty were made explicit to the multilateral development banks.
This recognition of the multidimensional nature of poverty as well as the combined failures of both markets and governments and the socio-political complexity of ground level realities has made it clear that relying on traditional top-down, state-led, ―big development‖ strategies would not be effective to combat poverty.
Moreover, this resurgence in participatory development and bottom-up approaches in the NGO and development sector has come in only the last two decades as explained above.
Expansion of community-driven development:
Since the mid-1990s, community-driven development has emerged as one of the fastest-growing investments by NGOs, aid organizations and multilateral developments banks. This continued investment in CDD has been driven mostly by a demand from donor agencies and developing countries for large-scale, bottom-up and demand-driven, poverty reduction subprojects that can increase the institutional capacity of small communities for self-development.
The success and scale of some CDD projects in the World Bank are especially notable. The World Bank supported approximately 190 lending projects amounting to $9.3 billion in 2000–2005 (Tanaka, 2006). Initiated by the International Development Association (IDA) at the World Bank, CDD projects have been instrumental in harnessing the energy and capacity of communities for poverty reduction. Since the start of this decade, IDA lending for CDD has averaged annually just over 50 operations, for an average total of US$1.3 billion per year (International Development Association, 2009).
Even the Asian Development Bank (ADB) has funded 57 projects worth about $2.5 billion between 2001-2007 that included community-driven development approaches to enhance deliver of inputs and beneficiary participation. They constituted 14% of the total loans approved by the Asian Development Bank during this period.
Over one-third of the projects were in the agriculture and natural resources sector, followed by a smaller proportion of water supply and sanitation, waste management, education and health projects. The projects were primarily in Southeast Asia, South Asia, and Central and West Asia, where the developing country governments were investing in rural development programs (Asian Development Bank, 2008).
In the last few years the International Fund for Agricultural Development has been working with the following to create a platform for learning and sharing knowledge on community-driven development (International Fund for Agricultural Development, 2010):
- Agence française de développement (AFD),
- the African Development Bank (AfDB),
- the European Union (EU),
- the Food and Agriculture Organization of the United Nations (FAO),
- the UN Capital Development Fund (UNCDF)
- and the World Bank.
Intensive forms of community participation have been attempted in projects of several donors for many years. Bilateral donors, such as the Department for International Development (DFID) of the United Kingdom and the Canadian International Development Agency (CIDA), have used CDD-type approaches for a long time as part of their sustainable livelihoods and integrated basic needs development assistance in developing countries.
The Swedish International Development Agency (SIDA) and Danish International Development Agency have used CDD principles in the mandate of a rights-based approach to the development projects they fund (FAO, 2010).
More than 80 countries have now implemented CDD projects. The breadth and activities funded by the CDD programs at the World Bank can be explained by providing a brief overview of a few of them.
The Second National Fadama Development Project II (NFDP-II) targets the development of small scale irrigation, especially in the low-lying alluvial floodplains or "Fadama‖". NFDP-II increased the productivity, living standards and development capacity of the economically active rural communities while increasing the efficiency in delivering implementation services to an estimated four million rural beneficiary households and raising the real incomes of households by 45 percent (African Development Bank, 2003).
The Social Fund for Development in Yemen provided support 7 million people of which 49 percent were female and generated 8,000 permanent jobs. It also increased the number of girls‘ schools from 502 to 554 and basic education enrollment rates from 63 percent to 68 percent.
The program focuses on helping the poor to help themselves through providing income-generating activities and building community infrastructure rather than making cash transfers (El-Gammal, 2004). The Social Investment Fund Project V in Honduras benefited 2.5 million people with the implementation of 2,888 projects (1,446 rehabilitated schools, about 700 new schools, 163 new health centers, 347 small water/sanitation systems, and 461 latrines) resulting in all children in the targeted areas attending primary school.
In addition the project communities were provided with better access to health care assistance and access to running water (Perez de Castillo, 1998). The Andhra Pradesh Rural Poverty Reduction Project (APRPRP) in India has help to organize 10.1 million rural poor women into community-based organizations that collectively save over US$770 million and leverage credit over $2.7 billion from commercial banks (World Bank, 2003).
The Kecamatan Development Program (KDP) in Indonesia which is what the National Solidarity Program in Afghanistan is based on has benefitted 18 million people by providing better services which include more than 37,000 kilometers of local roads and 8,500 bridges, 9,200 clean water supply units, and 3,000 new or improved health posts.
In addition, more than 1.3 million people obtained loans to start or complement local businesses through microfinancing (Guggenheim, 2004). Lastly, the National Solidarity Program (NSP) in Afghanistan will be the focus of this research. In this implementation elected village-level community development councils, which include women, use grants and local labor to rebuild bridges and roads, fix schools and install water pumps to benefit 13 million people across Afghanistan thereby building state credibility and strengthening local democracy.
Effect of CDD programs on conflict:
Governments and international organizations persist to address large amounts of development aid to conflict affected areas throughout the world by community-driven development programs, some of it in order to abate conflict by decreasing popular support for insurgent activities.
Despite that, the effect of development aid on civil conflict remains unclear. The Philippines’ Kapit-Bisig Laban sa Kahiripan - Comprehensive Integrated Delivery of Social Services (KALAHI-CIDSS) — a large-scale community-driven development program from 2003 through 2008 implemented by the Philippine government’s Department of Social Welfare and Development.
The program intends to improve local infrastructure, governance, participation, and social cohesion. More than 4000 villages in 184 municipalities across 40 provinces had received aid through KALAHI-CIDSS. (Crost and Johnston , 2010) investigate the effect of a KALAHI-CIDSS development program in the Philippines, and conclude that the program actually intensify violence in the short term.
There are at least two possible reasons through which aid could intensify conflict. The first is that an inflow of aid will increase the amount of resources, which in turn increases the incentive to fight. The second is that aid increases short-term conflict because it has the potential to weaken insurgents in the long-run, perhaps because it increases peaceful economic opportunities or popular support for the government.
If insurgents expect a successful aid program to weaken their position, they have an incentive to sabotage its implementation by violent means. The National Solidarity Program (NSP), which began in June 2003, is the largest development program in Afghanistan. The program is focused on infrastructure, such as drinking water facilities, irrigation canals and roads, and services, such as training and literacy courses.
NSP is executed by the Ministry of Rural Rehabilitation and Development (MRRD) of the Government of Afghanistan, funded by the World Bank and a consortium of bilateral donors, and implemented by around25 NGOs. By mid 2010NSP had already been implemented in over 29,000 villages across 361 of Afghanistan‘s 398 districts at a cost of nearly $1 billion.
The results of NSP show that the program has a significant positive effect on the sense of economic wellbeing among the villagers and their support for the central and local governments. There is also evidence that NSP has positive effect on the perception of security situation by the villagers, but no evidence that this has led to a decrease in insurgent attacks there (Beath, 2011).
See also:
Asset-based community development
- YouTube Video: Principles & Practices Asset-Based Community Development
- YouTube Video: Asset-Based Community Development: Lessons From Across the World
- YouTube Video: From Needs to Assets: A New Approach to Community Building
Asset-based community development (ABCD) is a methodology for the sustainable development of communities based on their strengths and potentials. It involves assessing the resources, skills, and experience available in a community; organizing the community around issues that move its members into action; and then determining and taking appropriate action This method uses the community's own assets and resources as the basis for development; it empowers the people of the community by encouraging them to utilize what they already possess.
The ABCD approach was developed by John L. McKnight and John P. Kretzmann at the Institute for Policy Research at Northwestern University in Evanston, Illinois. They co-authored a book in 1993, Building Communities from the Inside Out: A Path Toward Finding and Mobilizing A Community’s Assets, which outlined their asset-based approach to community development.
The Community Development Program at Northwestern University’s Institute for Policy Research established the Asset-Based Community Development Institute based on three decades of research and community work by John P. Kretzmann and John L. McKnight.
Principles:
Needs-based community development emphasizes local deficits and looks to outside agencies for resources. In contrast, asset-based community development focuses on honing and leveraging existing strengths within the community. Related to tenets of empowerment, it postulates that solutions to community problems already exist within a community’s assets.
Principles that guide ABCD include:
Tools:
The ABCD approach utilizes several tools to assess and mobilize communities:
Capacity inventory:
Asset mapping:
There are five key assets in any given community:
These assets are broken down into three categories: Gifts of individuals, Citizens’ Associations, and Local Institutions.
Asset maps are used in lieu of needs maps which focus solely on negative aspects of communities. Asset maps, on the other hand, focus on community assets, abilities, skills, and strengths in order to build its future:
The ABCD approach was developed by John L. McKnight and John P. Kretzmann at the Institute for Policy Research at Northwestern University in Evanston, Illinois. They co-authored a book in 1993, Building Communities from the Inside Out: A Path Toward Finding and Mobilizing A Community’s Assets, which outlined their asset-based approach to community development.
The Community Development Program at Northwestern University’s Institute for Policy Research established the Asset-Based Community Development Institute based on three decades of research and community work by John P. Kretzmann and John L. McKnight.
Principles:
Needs-based community development emphasizes local deficits and looks to outside agencies for resources. In contrast, asset-based community development focuses on honing and leveraging existing strengths within the community. Related to tenets of empowerment, it postulates that solutions to community problems already exist within a community’s assets.
Principles that guide ABCD include:
- Everyone has gifts: Each person in a community has something to contribute.
- Relationships build a community: People must be connected in order for sustainable community development to take place.
- Citizens at the center: Citizens should be viewed as actors—not recipients—in development.
- Leaders involve others: Community development is strongest when it involves a broad base of community action.
- People care: Challenge notions of "apathy" by listening to people's interests.
- Listen: Decisions should come from conversations where people are heard.
- Ask: Asking for ideas is more sustainable than giving solutions.
- Inside-out organization: Local community members are in control.
- Institutions serve the community: Institutional leaders should create opportunities for community-member involvement, then "step back."
Tools:
The ABCD approach utilizes several tools to assess and mobilize communities:
Capacity inventory:
- Skills Information: lists the many skills that a person has gained at home, work, in the community, or elsewhere. Examples of these skills can include internet knowledge, hair-cutting, listening, wallpapering, carpentry, sewing, babysitting, etc.
- Community Skills: lists the community work in which a person has participated to determine future work they may be interested in.
- Enterprising Interests and Experience: lists past experience in business and determines interest in starting a business.
- Personal Information: lists minimum information for follow-up.
Asset mapping:
There are five key assets in any given community:
- individuals,
- associations,
- institutions,
- physical assets,
- and connections.
These assets are broken down into three categories: Gifts of individuals, Citizens’ Associations, and Local Institutions.
Asset maps are used in lieu of needs maps which focus solely on negative aspects of communities. Asset maps, on the other hand, focus on community assets, abilities, skills, and strengths in order to build its future:
Time banks:
Time banks are an example of using community assets to connect individuals' assets to one another Neighbors and local organizations share skills with one another and earn and spend ‘TimeBank Hours’ or ‘credits’ in the process, allowing an hour of child care to equal an hour of home repair or tax preparation.
Ethics:
Since ABCD relies on existing community assets to create change, it has been criticized for implying that disadvantaged communities have all the resources they need to solve community problems.
According to the ABCD Institute, however, ABCD methodology recognizes that systemic injustice may require disadvantaged communities to seek assistance from outside the community. ABCD maintains that interventions from exterior sources will be most effective when a community’s assets are leveraged at full capacity.
ABCD is described as a more sustainable model of community development than needs-based community development, because needs-based approaches may perpetuate community problems by emphasizing deficiencies and the necessity for reliance on outside assistance.
By contrast, ABCD aims to build capacity within communities by expanding their social capital. By working with outside resources and simultaneously building trust within the community, more members can make use of a wider array of strengths.
See also:
Time banks are an example of using community assets to connect individuals' assets to one another Neighbors and local organizations share skills with one another and earn and spend ‘TimeBank Hours’ or ‘credits’ in the process, allowing an hour of child care to equal an hour of home repair or tax preparation.
Ethics:
Since ABCD relies on existing community assets to create change, it has been criticized for implying that disadvantaged communities have all the resources they need to solve community problems.
According to the ABCD Institute, however, ABCD methodology recognizes that systemic injustice may require disadvantaged communities to seek assistance from outside the community. ABCD maintains that interventions from exterior sources will be most effective when a community’s assets are leveraged at full capacity.
ABCD is described as a more sustainable model of community development than needs-based community development, because needs-based approaches may perpetuate community problems by emphasizing deficiencies and the necessity for reliance on outside assistance.
By contrast, ABCD aims to build capacity within communities by expanding their social capital. By working with outside resources and simultaneously building trust within the community, more members can make use of a wider array of strengths.
See also:
- Allotment gardens
- Family support
- Participatory rural appraisal (PRA)
- Praxis intervention
- Progress in Community Health Partnerships
- Southeast Asia Rural Social Leadership Institute (SERSOLIN)
Community-based Participatory Research
COMMUNITY-BASED PARTICIPATORY RESEARCH (PDF)
- YouTube Video: Introduction to Community-based Participatory Research
- YouTube Video: FACTS Best Strategies and Models for Community Based Participatory Research
- YouTube Video: The ARISE approach to Community-Based Participatory Research
COMMUNITY-BASED PARTICIPATORY RESEARCH (PDF)
Community-based participatory research (CBPR) is a partnership approach to research that equitably involves community members, organizational representatives, researchers, and others in all aspects of the research process, with all partners in the process contributing expertise and sharing in the decision-making and ownership.
The aim of CBPR is to increase knowledge and understanding of a given phenomenon and to integrate the knowledge gained with interventions for policy or social change benefiting the community members.
There are many ways CBPR can be used to engage in the public sphere and a range of approaches that can encompass the process of engagement. There is some consensus in the way in which practitioners engage communities. This can range from initial engagement of the public to the empowering of communities that can lead to collective goals and social change. Engagement can include lower to higher levels of inclusion. CBPR emphasizes the public engagement end of this spectrum in many cases.
History:
The historical roots of CBPR generally trace back to the development of participatory action research by Kurt Lewin and Orlando Fals Borda, and the popular education movement in Latin America associated with Paulo Freire.
A CBPR project starts with the community, which participates fully in all aspects of the research process. Community is often self-defined, but general categories of community include geographic community, community of individuals with a common problem or issue, or a community of individuals with a common interest or goal.
CBPR encourages collaboration of “formally trained research” partners from any area of expertise, provided that the researcher provides expertise that is seen as useful to the investigation by the community, and be fully committed to a partnership of equals and producing outcomes usable to the community.
Equitable partnerships require sharing power, resources, credit, results, and knowledge, as well as a reciprocal appreciation of each partner's knowledge and skills at each stage of the project, including problem definition/issue selection, research design, conducting research, interpreting the results, and determining how the results should be used for action. CBPR differs from traditional research in many ways.
One of the principal ways in which it is different is that instead of creating knowledge for the advancement of a field or for knowledge's sake, CBPR is an iterative process, incorporating research, reflection, and action in a cyclical process.
Research:
Scholarship in the area of CBPR is vast and spells out various approaches which consider multiple theoretical and methodological approaches. The content areas include health, ethnic studies, bullying, and indigenous communities.
There is a lot of scholarship exploring how to teach students about CBPR or community based research (CBR). Some have taken what could be called a critical approach to this by emphasizing the “institutional power inequalities” in community based organization-university relationship building.
There are successes and failures in using CBPR approaches in teaching which practitioners can consider. Others have argued that community based work can provide several learning benefits with pros and cons to the various approaches. Scholars continue to problematize approaches that can engage instructors and students in imagining ways to work with communities.
Research challenges:
Scholarship has explored the potential barriers to collecting community-based participatory research data. The CBPR approach is in line with the body of sociological work that advocates for “protagonist driven ethnography". The approach provides for and demands that researchers collaborate with communities throughout the research process. However, challenges can surface given the power relationship between researcher and communities.
The CBPR approach proposes that researchers be mindful of this possibility. The researcher can expect to spend a lot of time navigating and building the researcher-community relationship. Additionally, through CBPR researchers enable communities to hold them accountable to addressing ethical concerns inherent to collecting information from what are often marginalized communities.
Sociologists have entered the discussion from the point of view of the ethnographer or participant observer where some have argued against "exoticizing the ghetto" or "cowboy ethnography". These works could be read as a check on the scholar centered work that can emerge when collecting ethnographic or participant observation data.
The perception of researchers is something to weigh when considering this approach or other forms of field work. One researcher stated that "Researchers are like mosquitoes; they suck your blood and leave.” Through this lens a focus on a CBPR project at the exclusion of the community could harm the goals of co-learning and shared goal accomplishment.
Applications:
Applications of community-based participatory research are more common in health promotions than other areas of research. Prevention, management, and awareness building about diabetes, HIV/AIDS, asthma, cancer, mental health, obesity, and HPV vaccination are a few applications of CBPR studies.
Research with the population from ethnic minorities and marginalized groups are often used CBPR approach for its strength in building trust, acceptance, and engagement of the community members.
Resources:
There are a number of institutions that provide funding and other resources for conducting CBPR work. Organizations and institutions explore CBPR by focusing on youth, communities, and social justice. There are networks of professionals, researchers, and activists that present and collaborate on CBPR projects.
The aim of CBPR is to increase knowledge and understanding of a given phenomenon and to integrate the knowledge gained with interventions for policy or social change benefiting the community members.
There are many ways CBPR can be used to engage in the public sphere and a range of approaches that can encompass the process of engagement. There is some consensus in the way in which practitioners engage communities. This can range from initial engagement of the public to the empowering of communities that can lead to collective goals and social change. Engagement can include lower to higher levels of inclusion. CBPR emphasizes the public engagement end of this spectrum in many cases.
History:
The historical roots of CBPR generally trace back to the development of participatory action research by Kurt Lewin and Orlando Fals Borda, and the popular education movement in Latin America associated with Paulo Freire.
A CBPR project starts with the community, which participates fully in all aspects of the research process. Community is often self-defined, but general categories of community include geographic community, community of individuals with a common problem or issue, or a community of individuals with a common interest or goal.
CBPR encourages collaboration of “formally trained research” partners from any area of expertise, provided that the researcher provides expertise that is seen as useful to the investigation by the community, and be fully committed to a partnership of equals and producing outcomes usable to the community.
Equitable partnerships require sharing power, resources, credit, results, and knowledge, as well as a reciprocal appreciation of each partner's knowledge and skills at each stage of the project, including problem definition/issue selection, research design, conducting research, interpreting the results, and determining how the results should be used for action. CBPR differs from traditional research in many ways.
One of the principal ways in which it is different is that instead of creating knowledge for the advancement of a field or for knowledge's sake, CBPR is an iterative process, incorporating research, reflection, and action in a cyclical process.
Research:
Scholarship in the area of CBPR is vast and spells out various approaches which consider multiple theoretical and methodological approaches. The content areas include health, ethnic studies, bullying, and indigenous communities.
There is a lot of scholarship exploring how to teach students about CBPR or community based research (CBR). Some have taken what could be called a critical approach to this by emphasizing the “institutional power inequalities” in community based organization-university relationship building.
There are successes and failures in using CBPR approaches in teaching which practitioners can consider. Others have argued that community based work can provide several learning benefits with pros and cons to the various approaches. Scholars continue to problematize approaches that can engage instructors and students in imagining ways to work with communities.
Research challenges:
Scholarship has explored the potential barriers to collecting community-based participatory research data. The CBPR approach is in line with the body of sociological work that advocates for “protagonist driven ethnography". The approach provides for and demands that researchers collaborate with communities throughout the research process. However, challenges can surface given the power relationship between researcher and communities.
The CBPR approach proposes that researchers be mindful of this possibility. The researcher can expect to spend a lot of time navigating and building the researcher-community relationship. Additionally, through CBPR researchers enable communities to hold them accountable to addressing ethical concerns inherent to collecting information from what are often marginalized communities.
Sociologists have entered the discussion from the point of view of the ethnographer or participant observer where some have argued against "exoticizing the ghetto" or "cowboy ethnography". These works could be read as a check on the scholar centered work that can emerge when collecting ethnographic or participant observation data.
The perception of researchers is something to weigh when considering this approach or other forms of field work. One researcher stated that "Researchers are like mosquitoes; they suck your blood and leave.” Through this lens a focus on a CBPR project at the exclusion of the community could harm the goals of co-learning and shared goal accomplishment.
Applications:
Applications of community-based participatory research are more common in health promotions than other areas of research. Prevention, management, and awareness building about diabetes, HIV/AIDS, asthma, cancer, mental health, obesity, and HPV vaccination are a few applications of CBPR studies.
Research with the population from ethnic minorities and marginalized groups are often used CBPR approach for its strength in building trust, acceptance, and engagement of the community members.
Resources:
There are a number of institutions that provide funding and other resources for conducting CBPR work. Organizations and institutions explore CBPR by focusing on youth, communities, and social justice. There are networks of professionals, researchers, and activists that present and collaborate on CBPR projects.
Community Service
- YouTube Video: President John F. Kennedy Inaugural Address "Ask Not What Your Country Can Do For You"
- YouTube Video: We Are There | A Salvation Army Story
- YouTube Video: Introducing Habitat for Humanity
Community service is unpaid work performed by a person or group of people for the benefit and betterment of their community without any form of compensation.
Community service can be distinct from volunteering, since it is not always performed on a voluntary basis and may be compulsory per situation. Although personal benefits may be realized, it may be performed for a variety of reasons including citizenship requirements, a substitution of criminal justice sanctions, requirements of a school or class, and requisites for the receipt of certain benefits.
Background:
Community service is a non-paying job performed by one person or a group of people for the benefit of their community or its institutions. Community service is distinct from volunteering, since it is not always performed on a voluntary basis. It may be performed for a variety of reasons.
Reasons:
Some educational jurisdictions in the United States require students to perform community service hours to graduate from high school. In some high schools in Washington, for example, students must finish 200 hours of community service to get a diploma. Some school districts in Washington, including Seattle Public Schools, differentiate between community service and "service learning," requiring students to demonstrate that their work has contributed to their education]
If a student in high school is taking an Advancement Via Individual Determination (AVID) course, community service is often needed. Whether American public schools could require volunteer hours for high school graduation was challenged in Immediato v. Rye Neck School District, but the court found no violation.
Many other high schools do not require community service hours for graduation, but still see an impressive number of students get involved in their communities. For example, in Palo Alto, California, students at Palo Alto High School log about 45,000 hours of community service every year. As a result, the school's College and Career Center awards 250–300 students the President's Volunteer Service Award every year for their hard work.
Colleges:
Though not technically considered a requirement, many colleges include community service as an unofficial requirement for acceptance. However, some colleges prefer work experience over community service, and some require that their students also continue community service for some specific number of hours to graduate.
Some schools also offer unique "community service" courses, awarding credit to students who complete a certain number of community service hours. Some academic honor societies, along with some fraternities and sororities in North America, require community service to join and others require each member to continue doing community service.
Many student organizations exist for the purpose of community service, the largest of which is Alpha Phi Omega. Community service projects are also done by sororities and fraternities.
Beginning in the 1980s, colleges began using service-learning as a pedagogy. A partnership of college presidents began in 1985 with the initiative of boosting community service in their colleges. This alliance called Campus Compact, led the way for many other schools to adopt service-learning courses and activities.
Service-learning courses vary widely in time span, quality, and in the balance of "service" and "learning" stressed in the course. A typical service-learning course, however, has these factors in common:
Reflection is sometimes symbolized by the hyphen in the term "service-learning" to indicate that it has a central role in learning by serving. Reflection is simply a scheduled consideration of one's own experiences and thoughts. This can take many forms, including journals, blogs, and discussions.
Service-learning courses present learning the material in context, meaning that students often learn effectively and tend to apply what was learned. As the book Where’s the Learning in Service-Learning? notes, "Students engaged in service-learning are engaged in authentic situations; they get to know real people whose lives are affected by these issues… As a result, they have lots of questions—real questions that they want to have answered." Thus, students become interested and motivated to learn the materials to resolve their questions.
Community service learning strives to connect or re-connect students with serving their community after they finish their course. It creates a bridge for the lack of community service found among college-age people in the United States.
Community service-learning:
The one serving may be able to take something away from the experience and be able to use any newfound knowledge or interpersonal discoveries to improve their future servitude and the people around them. To gain the most from community service requires balancing learning with serving. Learning and serving at the same time improves a student's community while teaching life lessons and building character.
Community service-learning is "about leadership development as well as traditional information and skill acquisition". Therefore, the combination of people doing service and learning at the same time teaches them how to be effective and how to be effective regarding what is important to them. It can improve their overall experience and application opportunities they gain from it.
By adding service to learning, and balancing the two, community service can become more than just the act of serving. The goal of service-learning is to achieve large change through small actions. By being a classroom, a hands-on learning experience, and an opportunity to change the community, people are able to not only serve, but impact themselves as well.
Definition:
According to Fayetteville State University, "service learning is a process of involving students in community service activities combined with facilitated means for applying the experience to their academic and personal development. It is a form of experiential education aimed at enhancing and enriching student learning in course material. When compared to other forms of experiential learning like internships and cooperative education, it is similar in that it is student-centered, hands-on and directly applicable to the curriculum."
Professor Freddy Cardoza defines community service-Learning as "a pedogogy (or a specific teaching-learning approach) that has few lectures, and is a more interactive hands on educational strategy which provides students with instruction while leading them through meaningful community service experiences and engaging them in personal reflection on those experiences in order to build character and to teach problem-solving skills and civic responsibility."
Cardoza stressed that it was important for a student take some time and reflect on what they are experiencing, seeing, doing, and what problems they are encountering and how they are going to apply what they have been learning to solve these problems.
In other words, service-learning aims to link the personal and interpersonal development with cognitive development, as well as equipping the student with critical knowledge to help them understand the world.
Character.org defines service-learning as "different than community service in several key ways. Service learning includes student leadership, reflective and academic components, and chances for celebration once the service activity has been successfully completed. Students reflect on community needs, ways to help, and once their service has been completed, they can internalize how their efforts have helped, while learning more about academics such as geography, math, or science."
Court ordered service:
See also: Penal labor in the United States
People convicted of a crime may be required to perform community service or to work for agencies in the sentencing jurisdiction either entirely or partially as a substitution of other judicial remedies and sanctions, such as incarceration or fines. For instance, a fine may be reduced in exchange for a prescribed number of hours of community service. The court may allow the defendant to choose their community service, which must then be documented by "credible agencies", such as non-profit organizations, or may mandate a specific service.
Sometimes the sentencing is specifically targeted to the defendant's crime, for example, a litterer may have to clean a park or roadside, or a drunk driver might appear before school groups to explain why drunk driving is a crime. Also, a sentence allowing for a broader choice may prohibit certain services that the offender would reasonably be expected to perform anyway.
Corporate social responsibility:
Some employers involve their staff in some kind of community service programming, such as with the United Way of America. This may be completely voluntary or a condition of employment, or anything in between.
In addition, approximately 40% of Fortune 500 companies offer volunteer grant programs where companies provide monetary donations to nonprofit organizations in recognition of their employee's volunteerism (e.g. $500 volunteer grant after 25 hours of community service).
Worldwide examples:
Community service in the United States is often similar to that in Canada. In Europe and Australia, community service is an option for many criminal sentences as an alternative to incarceration.
In the United Kingdom, community service is now officially referred to by the Home Office as more straightforward compulsory unpaid work. Compulsory unpaid work includes up to 300 hours of activities, such as conservation work, cleaning up graffiti, or working with a charity. The Howard League for Penal Reform (the world's oldest prison reform organization) is a prominent advocate for increased community sentencing to reduce prison population and improve rehabilitation.
Starting in 2010, Danish high school students receive a special diploma if they complete at least 20 hours of voluntary work.
The International Baccalaureate program formerly required 50 hours of community service, together with a written reflection on the service performed, to fulfill the requirement of 150 hours of CAS (creativity, action, and service) and receive an IB Diploma.
Florence Nightingale organized fundraisers to raise money for the hospital and arrange more stable living conditions to improve the health of the soldiers in the hospital. Florence Nightingale served a specific group of people and benefited the public—which is an example of community service.
Community service for institutions:
Many institutions require and/or give incentive to students or employees alike to volunteer their time to community service programs. From volunteering to participating in such charity events like walks or runs, institutes continue the practice or requiring their employees or students to grow in camaraderie while giving back to various communities.
Many institutions also provide opportunities for employees and students to work together, and most student groups participate in their own form of community service. Each is unique in its own right; all are incredibly popular with employees; and in all of these programs, human resources plays an integral role.
One such program, Johns Hopkins University, under the leadership of Johns Hopkins University president Ronald J. Daniels and the chief executive officer of Baltimore City Schools, the university's human resources and community affairs departments worked with the school system to develop the Johns Hopkins Takes Time for Schools program in 2009, launching it on March 3, 2010.
The program is a service partnership aimed at providing support and assistance to Baltimore City Schools (BCS) while providing faculty and staff an avenue for community service, offering their talents to the city's youth and improving the administrative and educational capacities of the area's school system.
Some institutes even give their students or employees a guaranteed number of days or weeks of leave for certain acceptable community service programs. One example is East Carolina University, which gives 24 hours of community service leave for full-time employees per year as an incentive and compensation for community service.
Religious reasons for serving:
Beyond required community service, some religious groups emphasize serving one's community. These groups and churches reach out by holding Vacation Bible Schools for children, hosting Red Cross blood drives, having fall carnivals, or offering free meals.
Through these services, churches are able to benefit neighborhoods and families. Some churches create non-profit organizations that can help the public. Crisis pregnancy centers are often run by religious groups to promote pro-life values in local families. To meet impoverished people's needs, some churches provide a food pantry or start a homeless shelter. Also, certain churches provide day care so that busy parents can work.
Christian service:
Christianity promotes community service. According to Freddy Cardoza, a teacher at biblical Biola University, Christians are called to serve people because Christians see the importance of community service to show God's love and to further spread the Gospel.
Some non-governmental (NGO) community service organizations were founded by Christians seeking to put their beliefs into practice. Three prominent examples are Samaritan's Purse, Salvation Army, and Habitat for Humanity.
Samaritan's Purse was inspired by a prayer of evangelist Robert Pierce, "Let my heart be broken for the things which break the heart of God." After traveling through Asia and seeing first-hand the suffering of impoverished children, lepers, and orphans—in 1970, Pierce founded Samaritan's Purse. Today, Samaritan's Purse reaches millions of people across the globe by providing aid such as disaster relief, medical assistance, and child care. A notable Samaritan's Purse project is Operation Christmas Child headed by Franklin Graham.
The Salvation Army was founded by William Booth and his wife Catherine Booth in 1865. Booth was a Methodist minister and preacher on the streets of London. His tent meetings gathered crowds of drunkards, prostitutes and thieves who eventually became the first "soldiers" in the army, which has grown to 1,442,388 members in 126 countries. The Salvation Army's motto is "Doing the Most Good" and does so by providing aid such as shelter, food, clothing, spiritual training and disaster relief.
Habitat for Humanity provides housing for people in need. Founded by Millard Fuller, its vision is to "...put God’s love into action by bringing people together to build homes, communities and hope". Habitat for Humanity has built or repaired over 800,000 homes and served more than 4 million people worldwide since its creation in 1976. They describe their vision as "...a world where everyone has a decent place to live".
Personal benefits of serving:
Community service also allows those participating to reflect on the difference they are making in society. Some participants of a community service project may find themselves gaining a greater understanding of their roles in the community, as well as the impact of their contributions towards those in need of service.
Because community service outlets vary, those who serve are exposed to many different kinds of people, environments, and situations.
With each new community service project, some participants may gain insightful experience in a variety of areas. Participants may also internalize the information that they found personally insightful for future use. While simply performing community service is valuable to the recipients, those serving often find it beneficial to pause and reflect on how they are changing society for the better.
Schools often take students on community service projects so they can learn how their individual actions affect the well-being of the public. Participants may find that serving the public fosters a more solidified view of self and purpose.
Those involved in community service learning may also find that after serving the community for an extended period of time, they have an advantage in real-world experience. Eventually, the skills and knowledge obtained while working with the community may be applied in future areas of work. Community service may also increase a participant's social connectivity.
Because most community service opportunities allow others to interact and work with other individuals, this service may help volunteers network and connect with others towards a common goal.
People gain the most from their community service projects when they volunteer their time to help people that they have never interacted with before. This direct contact allows people to see life from a different perspective and reevaluate their opinions of others. Many young people who get involved in community service come out with a more well-rounded worldview.
Another benefit in participating in community service is a greater understanding and appreciation for diversity. Appreciating other cultures and breaking down stereotypes is important to becoming a responsible citizen and better person. By participating in a community service project where interaction is required, personal relationships can begin to grow.
These personal relationships help people have informal and consistent interactions that through time, often breakdown negative stereotypes.
These relationships can also facilitate more opinions and viewpoints surrounding various topics that help participants to grow in diversity.
Stereotypes can be defined as, "believing unfairly that all people or things with a specific characteristic are the same." Stereotypes often reveal themselves in quick judgments based solely off of visible characteristics. These judgments move into a biased opinion when you believe that these judgments are always true. These stereotypes can be harmful to both personal relationships and relationships within the work place.
Community Service helps people to realize that everyone does not fall into these preconceived ideas.
Along with breaking down stereotypes, community service work can assist people in realizing that those they are helping and working with are no different from themselves.
This realization can lead to empathizing with others. Learning to understand the needs and motivations of others, especially those who live different lives from our own, is an important part of living a productive life. This leads to a view of humanity that can help a person stay free of biased opinions of others and can lead to a more diverse and ultimately more productive and thought provoking life.
Choosing the right strategy:
Civilians have a desire and aptitude to organize themselves apart from government to address the needs in their communities. However, making sure an effort has a positive effect on society requires clear analysis and a strategy. Analysis identifies root causes of problems that project implementation must address.
Individuals, like neighborhoods, enjoy permanent change only if it is an inner one—and the greatest form of community service is encouraging that inner change.
Abraham Kuyper advocates sphere sovereignty, which honors the independence and autonomy of the "intermediate bodies" in society, such as schools, press, business, and the arts. He champions the right of every community to operate its own organizations and manage its own groups, with the foundational belief that parents know what their child really needs, and that local people are more capable of helping fellow locals.
Those who agree with his views perceive community service as a tool of empowerment that can help people achieve better employment and lifestyle, avoiding what they see as destructive decision making for mal-established goals by poorly developed community service efforts.
Amy L. Sherman, in her book Restorers of Hope, suggests that community service planning should be made with the valuable opinion of the local residents, since they have firsthand knowledge of the inside realities of their community's current state. Making them a part of the movement, change or project creates in the members of the community a sense of belonging and hope.
See also:
Community service can be distinct from volunteering, since it is not always performed on a voluntary basis and may be compulsory per situation. Although personal benefits may be realized, it may be performed for a variety of reasons including citizenship requirements, a substitution of criminal justice sanctions, requirements of a school or class, and requisites for the receipt of certain benefits.
Background:
Community service is a non-paying job performed by one person or a group of people for the benefit of their community or its institutions. Community service is distinct from volunteering, since it is not always performed on a voluntary basis. It may be performed for a variety of reasons.
- It may be required by a government as a part of citizenship requirements, like the mandatory "Hand and hitch-up services" for some municipalities in Germany, or generally in lieu of military service or for civil conscription services.
- It may be required as a substitution of, or in addition to, other criminal justice sanctions – when performed for this reason it may also be referred to as community payback.
- It may be mandated by schools to meet the requirements of a class, such as in the case of service-learning or to meet the requirements of graduating as class valedictorian.
- In the UK, it has been made a condition of the receipt of certain benefits. (see Workfare in the United Kingdom)
- In Sweden it is a suspended sentence called "samhällstjänst" ("society service").
Reasons:
Some educational jurisdictions in the United States require students to perform community service hours to graduate from high school. In some high schools in Washington, for example, students must finish 200 hours of community service to get a diploma. Some school districts in Washington, including Seattle Public Schools, differentiate between community service and "service learning," requiring students to demonstrate that their work has contributed to their education]
If a student in high school is taking an Advancement Via Individual Determination (AVID) course, community service is often needed. Whether American public schools could require volunteer hours for high school graduation was challenged in Immediato v. Rye Neck School District, but the court found no violation.
Many other high schools do not require community service hours for graduation, but still see an impressive number of students get involved in their communities. For example, in Palo Alto, California, students at Palo Alto High School log about 45,000 hours of community service every year. As a result, the school's College and Career Center awards 250–300 students the President's Volunteer Service Award every year for their hard work.
Colleges:
Though not technically considered a requirement, many colleges include community service as an unofficial requirement for acceptance. However, some colleges prefer work experience over community service, and some require that their students also continue community service for some specific number of hours to graduate.
Some schools also offer unique "community service" courses, awarding credit to students who complete a certain number of community service hours. Some academic honor societies, along with some fraternities and sororities in North America, require community service to join and others require each member to continue doing community service.
Many student organizations exist for the purpose of community service, the largest of which is Alpha Phi Omega. Community service projects are also done by sororities and fraternities.
Beginning in the 1980s, colleges began using service-learning as a pedagogy. A partnership of college presidents began in 1985 with the initiative of boosting community service in their colleges. This alliance called Campus Compact, led the way for many other schools to adopt service-learning courses and activities.
Service-learning courses vary widely in time span, quality, and in the balance of "service" and "learning" stressed in the course. A typical service-learning course, however, has these factors in common:
- A service component where the student spends time serving in the community meeting actual needs
- A learning component where students seek out or are taught information—often both interpersonal and academic—that they integrate into their service
- A reflection component that ties service and learning together
Reflection is sometimes symbolized by the hyphen in the term "service-learning" to indicate that it has a central role in learning by serving. Reflection is simply a scheduled consideration of one's own experiences and thoughts. This can take many forms, including journals, blogs, and discussions.
Service-learning courses present learning the material in context, meaning that students often learn effectively and tend to apply what was learned. As the book Where’s the Learning in Service-Learning? notes, "Students engaged in service-learning are engaged in authentic situations; they get to know real people whose lives are affected by these issues… As a result, they have lots of questions—real questions that they want to have answered." Thus, students become interested and motivated to learn the materials to resolve their questions.
Community service learning strives to connect or re-connect students with serving their community after they finish their course. It creates a bridge for the lack of community service found among college-age people in the United States.
Community service-learning:
The one serving may be able to take something away from the experience and be able to use any newfound knowledge or interpersonal discoveries to improve their future servitude and the people around them. To gain the most from community service requires balancing learning with serving. Learning and serving at the same time improves a student's community while teaching life lessons and building character.
Community service-learning is "about leadership development as well as traditional information and skill acquisition". Therefore, the combination of people doing service and learning at the same time teaches them how to be effective and how to be effective regarding what is important to them. It can improve their overall experience and application opportunities they gain from it.
By adding service to learning, and balancing the two, community service can become more than just the act of serving. The goal of service-learning is to achieve large change through small actions. By being a classroom, a hands-on learning experience, and an opportunity to change the community, people are able to not only serve, but impact themselves as well.
Definition:
According to Fayetteville State University, "service learning is a process of involving students in community service activities combined with facilitated means for applying the experience to their academic and personal development. It is a form of experiential education aimed at enhancing and enriching student learning in course material. When compared to other forms of experiential learning like internships and cooperative education, it is similar in that it is student-centered, hands-on and directly applicable to the curriculum."
Professor Freddy Cardoza defines community service-Learning as "a pedogogy (or a specific teaching-learning approach) that has few lectures, and is a more interactive hands on educational strategy which provides students with instruction while leading them through meaningful community service experiences and engaging them in personal reflection on those experiences in order to build character and to teach problem-solving skills and civic responsibility."
Cardoza stressed that it was important for a student take some time and reflect on what they are experiencing, seeing, doing, and what problems they are encountering and how they are going to apply what they have been learning to solve these problems.
In other words, service-learning aims to link the personal and interpersonal development with cognitive development, as well as equipping the student with critical knowledge to help them understand the world.
Character.org defines service-learning as "different than community service in several key ways. Service learning includes student leadership, reflective and academic components, and chances for celebration once the service activity has been successfully completed. Students reflect on community needs, ways to help, and once their service has been completed, they can internalize how their efforts have helped, while learning more about academics such as geography, math, or science."
Court ordered service:
See also: Penal labor in the United States
People convicted of a crime may be required to perform community service or to work for agencies in the sentencing jurisdiction either entirely or partially as a substitution of other judicial remedies and sanctions, such as incarceration or fines. For instance, a fine may be reduced in exchange for a prescribed number of hours of community service. The court may allow the defendant to choose their community service, which must then be documented by "credible agencies", such as non-profit organizations, or may mandate a specific service.
Sometimes the sentencing is specifically targeted to the defendant's crime, for example, a litterer may have to clean a park or roadside, or a drunk driver might appear before school groups to explain why drunk driving is a crime. Also, a sentence allowing for a broader choice may prohibit certain services that the offender would reasonably be expected to perform anyway.
Corporate social responsibility:
Some employers involve their staff in some kind of community service programming, such as with the United Way of America. This may be completely voluntary or a condition of employment, or anything in between.
In addition, approximately 40% of Fortune 500 companies offer volunteer grant programs where companies provide monetary donations to nonprofit organizations in recognition of their employee's volunteerism (e.g. $500 volunteer grant after 25 hours of community service).
Worldwide examples:
Community service in the United States is often similar to that in Canada. In Europe and Australia, community service is an option for many criminal sentences as an alternative to incarceration.
In the United Kingdom, community service is now officially referred to by the Home Office as more straightforward compulsory unpaid work. Compulsory unpaid work includes up to 300 hours of activities, such as conservation work, cleaning up graffiti, or working with a charity. The Howard League for Penal Reform (the world's oldest prison reform organization) is a prominent advocate for increased community sentencing to reduce prison population and improve rehabilitation.
Starting in 2010, Danish high school students receive a special diploma if they complete at least 20 hours of voluntary work.
The International Baccalaureate program formerly required 50 hours of community service, together with a written reflection on the service performed, to fulfill the requirement of 150 hours of CAS (creativity, action, and service) and receive an IB Diploma.
Florence Nightingale organized fundraisers to raise money for the hospital and arrange more stable living conditions to improve the health of the soldiers in the hospital. Florence Nightingale served a specific group of people and benefited the public—which is an example of community service.
Community service for institutions:
Many institutions require and/or give incentive to students or employees alike to volunteer their time to community service programs. From volunteering to participating in such charity events like walks or runs, institutes continue the practice or requiring their employees or students to grow in camaraderie while giving back to various communities.
Many institutions also provide opportunities for employees and students to work together, and most student groups participate in their own form of community service. Each is unique in its own right; all are incredibly popular with employees; and in all of these programs, human resources plays an integral role.
One such program, Johns Hopkins University, under the leadership of Johns Hopkins University president Ronald J. Daniels and the chief executive officer of Baltimore City Schools, the university's human resources and community affairs departments worked with the school system to develop the Johns Hopkins Takes Time for Schools program in 2009, launching it on March 3, 2010.
The program is a service partnership aimed at providing support and assistance to Baltimore City Schools (BCS) while providing faculty and staff an avenue for community service, offering their talents to the city's youth and improving the administrative and educational capacities of the area's school system.
Some institutes even give their students or employees a guaranteed number of days or weeks of leave for certain acceptable community service programs. One example is East Carolina University, which gives 24 hours of community service leave for full-time employees per year as an incentive and compensation for community service.
Religious reasons for serving:
Beyond required community service, some religious groups emphasize serving one's community. These groups and churches reach out by holding Vacation Bible Schools for children, hosting Red Cross blood drives, having fall carnivals, or offering free meals.
Through these services, churches are able to benefit neighborhoods and families. Some churches create non-profit organizations that can help the public. Crisis pregnancy centers are often run by religious groups to promote pro-life values in local families. To meet impoverished people's needs, some churches provide a food pantry or start a homeless shelter. Also, certain churches provide day care so that busy parents can work.
Christian service:
Christianity promotes community service. According to Freddy Cardoza, a teacher at biblical Biola University, Christians are called to serve people because Christians see the importance of community service to show God's love and to further spread the Gospel.
Some non-governmental (NGO) community service organizations were founded by Christians seeking to put their beliefs into practice. Three prominent examples are Samaritan's Purse, Salvation Army, and Habitat for Humanity.
Samaritan's Purse was inspired by a prayer of evangelist Robert Pierce, "Let my heart be broken for the things which break the heart of God." After traveling through Asia and seeing first-hand the suffering of impoverished children, lepers, and orphans—in 1970, Pierce founded Samaritan's Purse. Today, Samaritan's Purse reaches millions of people across the globe by providing aid such as disaster relief, medical assistance, and child care. A notable Samaritan's Purse project is Operation Christmas Child headed by Franklin Graham.
The Salvation Army was founded by William Booth and his wife Catherine Booth in 1865. Booth was a Methodist minister and preacher on the streets of London. His tent meetings gathered crowds of drunkards, prostitutes and thieves who eventually became the first "soldiers" in the army, which has grown to 1,442,388 members in 126 countries. The Salvation Army's motto is "Doing the Most Good" and does so by providing aid such as shelter, food, clothing, spiritual training and disaster relief.
Habitat for Humanity provides housing for people in need. Founded by Millard Fuller, its vision is to "...put God’s love into action by bringing people together to build homes, communities and hope". Habitat for Humanity has built or repaired over 800,000 homes and served more than 4 million people worldwide since its creation in 1976. They describe their vision as "...a world where everyone has a decent place to live".
Personal benefits of serving:
Community service also allows those participating to reflect on the difference they are making in society. Some participants of a community service project may find themselves gaining a greater understanding of their roles in the community, as well as the impact of their contributions towards those in need of service.
Because community service outlets vary, those who serve are exposed to many different kinds of people, environments, and situations.
With each new community service project, some participants may gain insightful experience in a variety of areas. Participants may also internalize the information that they found personally insightful for future use. While simply performing community service is valuable to the recipients, those serving often find it beneficial to pause and reflect on how they are changing society for the better.
Schools often take students on community service projects so they can learn how their individual actions affect the well-being of the public. Participants may find that serving the public fosters a more solidified view of self and purpose.
Those involved in community service learning may also find that after serving the community for an extended period of time, they have an advantage in real-world experience. Eventually, the skills and knowledge obtained while working with the community may be applied in future areas of work. Community service may also increase a participant's social connectivity.
Because most community service opportunities allow others to interact and work with other individuals, this service may help volunteers network and connect with others towards a common goal.
People gain the most from their community service projects when they volunteer their time to help people that they have never interacted with before. This direct contact allows people to see life from a different perspective and reevaluate their opinions of others. Many young people who get involved in community service come out with a more well-rounded worldview.
Another benefit in participating in community service is a greater understanding and appreciation for diversity. Appreciating other cultures and breaking down stereotypes is important to becoming a responsible citizen and better person. By participating in a community service project where interaction is required, personal relationships can begin to grow.
These personal relationships help people have informal and consistent interactions that through time, often breakdown negative stereotypes.
These relationships can also facilitate more opinions and viewpoints surrounding various topics that help participants to grow in diversity.
Stereotypes can be defined as, "believing unfairly that all people or things with a specific characteristic are the same." Stereotypes often reveal themselves in quick judgments based solely off of visible characteristics. These judgments move into a biased opinion when you believe that these judgments are always true. These stereotypes can be harmful to both personal relationships and relationships within the work place.
Community Service helps people to realize that everyone does not fall into these preconceived ideas.
Along with breaking down stereotypes, community service work can assist people in realizing that those they are helping and working with are no different from themselves.
This realization can lead to empathizing with others. Learning to understand the needs and motivations of others, especially those who live different lives from our own, is an important part of living a productive life. This leads to a view of humanity that can help a person stay free of biased opinions of others and can lead to a more diverse and ultimately more productive and thought provoking life.
Choosing the right strategy:
Civilians have a desire and aptitude to organize themselves apart from government to address the needs in their communities. However, making sure an effort has a positive effect on society requires clear analysis and a strategy. Analysis identifies root causes of problems that project implementation must address.
Individuals, like neighborhoods, enjoy permanent change only if it is an inner one—and the greatest form of community service is encouraging that inner change.
Abraham Kuyper advocates sphere sovereignty, which honors the independence and autonomy of the "intermediate bodies" in society, such as schools, press, business, and the arts. He champions the right of every community to operate its own organizations and manage its own groups, with the foundational belief that parents know what their child really needs, and that local people are more capable of helping fellow locals.
Those who agree with his views perceive community service as a tool of empowerment that can help people achieve better employment and lifestyle, avoiding what they see as destructive decision making for mal-established goals by poorly developed community service efforts.
Amy L. Sherman, in her book Restorers of Hope, suggests that community service planning should be made with the valuable opinion of the local residents, since they have firsthand knowledge of the inside realities of their community's current state. Making them a part of the movement, change or project creates in the members of the community a sense of belonging and hope.
See also:
- Alternative civilian service
- Civil conscription
- Civil service
- Compulsory Fire Service
- Economic growth, another job rationale
- Forced labor
- Global Youth Service Day
- Hand and hitch-up services
- International Volunteer Day
- International Year of Volunteers
- Join Hands Day
- List of awards for volunteerism and community service
- Make A Difference Day
- Mandela Day
- MLK Day of service
- Mitzvah Day
- National CleanUp Day
- Profit, another job rationale
- Random Acts of Kindness Day
- Sherut Leumi
- Siviilipalvelus
- Subbotnik
- Volunteer Centres Ireland
- Volunteer travel
- Workfare
- Working Saturday
- World Kindness Day
- Zivildienst
Community Project
- YouTube Video: Volunteering and Community Service
- YouTube Video: How to Start a Community Action Project
- YouTube Video: Community Projects: Hands-On Learning With a Purpose
* -- Teaching Through Community-Based Projects
By: Mario Guerrero
"In my teaching experience I have come to the conclusion that many college students are unaware of the cultural differences and social issues in their communities. I have also realized that some teachers are often limited in delivering academic content inside the classroom, which might prevent learners from contextualizing the knowledge in real-life situations.
Therefore, helping students understand that there is a relevant relationship between their professional skills and their role as citizens within their communities is important. The purpose of including community-based projects in your syllabi is to instill in students a sense of social responsibility and cultural awareness at an early stage in their professional life.
To accomplish this, it is important to understand the meaning of contextualization, field trips and community-based instruction. Mazzeo et al (Perin, 2011, p. 6) define contextualization as instructional strategies intended to link academic content with its application in a specific context relevant to the students. Additionally, community-based instruction is defined as systematic instruction that integrates community settings with meaningful learning and it is age-appropriate to the skills of the students.
Implementing community-based projects in our classes does not mean organizing sporadic field trips. A field trip does not involve the “doing” because it is generally limited to observation. (CBI Handbook, 2005) Field trips are useful as they help enhance learning outside the classroom. However, they generally lack the possibility for students to learn from social interaction.
GETTING STUDENTS INTO THE COMMUNITY:
One of the goals for my Spanish class was to teach students how to interact at a restaurant using the target language. In addition, students had to learn popular recipes and regional ingredients used in the different Latin American countries. Each group visited different Latino restaurants in their neighborhoods, conducted interviews with cooks, and learned about the differences of ingredients.
It would have been easier to have each group bring a different dish to the classroom and explain its ingredients, but that approach would provide little interaction with their communities. Their evaluation consisted of a lunch at a Cuban restaurant in which students had to discuss their experiences with the cooks, interact with Spanish-speaking waiters, and try the traditional Caribbean dishes.
At the end, students mentioned that this experience not only helped them practice real-life Spanish but they also learned about real Latin American food and people living and working in the city.
The final project for my English class was a theory-based presentation that would improve students’ academic speaking skills. The students are future language teachers who are required to intern in their last two semesters. Therefore, I implemented a community-based project. My students had to compare the theory with the practice and report back to the class.
Each group chose a public school from their own community. Students interacted with school administrators, teachers, and students. They observed the teaching conditions in which a second language is taught. Their final presentations included a reflective analysis about the language theories. Students were aware of the realities of the schools and understood that not all of the proposed theories were applicable in their communities.
SKILLS THAT STUDENTS CAN GAIN FROM A COMMUNITY-BASED PROJECT:
Altruism and Social Awareness – Altruism in education should help students develop a sense of belonging to their communities. In addition, the main objective of these experiences should not only be the improvement of the students’ professional skills but it should raise awareness about the realities of others. As a result, these activities might instill in students a sense of inclusiveness, diversity, belonging, and respect for others.
Teamwork – Using teamwork in your community-based projects will help students improve their interpersonal relationships by empowering them with their own decision-making and problem solving.
Critical Thinking – It is very important to teach students to become critical thinkers. It allows them to make decisions through their own reflection and judgment. Community-based projects give students an opportunity to observe and analyze real-world situations while improving their professional skills and learning from the realities of their community.
Interpersonal Skills – When students work in groups in community-based projects, they learn to move beyond their comfort zone to interact with people from diverse backgrounds to find collective solutions. These activities foster enhanced student interaction, which implies communication, peer-assessment, and continuous feedback.
Mario Guerrero is an assistant professor at the University of Nariño in Colombia and former adjunct professor at Fordham University.
___________________________________________________________________________
Community project From Wikipedia, the free encyclopedia
A community project is a term applied to any community-based project. This covers a wide variety of different areas within a community or a group of networking entities. Projects can cover almost anything, including the most obvious section of concern to any community, the welfare element.
Welfare community projects would for example be, a locally run and locally funded orphanage; a Christmas dinner kitchen for the homeless. Another important sector of importance to the community would be charity. Charitable projects in the community can include, but are not limited to, ecological charities concerned with either the maintenance of green spaces, or in some cases, the prevention of the reduction/removal of green spaces.
An old clothes collection service would also be a community-based charity project. One important subdivision of community projects, and at times overlooked, is those of an economic nature such as LETS. The highlight of economic community projects is what is known as Transition Towns. Most economic community projects are designed at creating some sort of economic autonomy.
It begins when a small collection of motivated individuals within a community come together with a shared concern: how can our community respond to the challenges, and opportunities, of peak oil and climate change?
Scope and size:
All community projects are different in some way; the size and scope of these projects is determined firstly by the community they cater to.
According to the definition of a community, a community could be the entire human race or parts of it anywhere on the planet. However, because of phenomena like distance decay or demographic factors such as age group, gender and income that determine social identity of groups, the extent of community-based projects is usually much more limited.
By: Mario Guerrero
"In my teaching experience I have come to the conclusion that many college students are unaware of the cultural differences and social issues in their communities. I have also realized that some teachers are often limited in delivering academic content inside the classroom, which might prevent learners from contextualizing the knowledge in real-life situations.
Therefore, helping students understand that there is a relevant relationship between their professional skills and their role as citizens within their communities is important. The purpose of including community-based projects in your syllabi is to instill in students a sense of social responsibility and cultural awareness at an early stage in their professional life.
To accomplish this, it is important to understand the meaning of contextualization, field trips and community-based instruction. Mazzeo et al (Perin, 2011, p. 6) define contextualization as instructional strategies intended to link academic content with its application in a specific context relevant to the students. Additionally, community-based instruction is defined as systematic instruction that integrates community settings with meaningful learning and it is age-appropriate to the skills of the students.
Implementing community-based projects in our classes does not mean organizing sporadic field trips. A field trip does not involve the “doing” because it is generally limited to observation. (CBI Handbook, 2005) Field trips are useful as they help enhance learning outside the classroom. However, they generally lack the possibility for students to learn from social interaction.
GETTING STUDENTS INTO THE COMMUNITY:
One of the goals for my Spanish class was to teach students how to interact at a restaurant using the target language. In addition, students had to learn popular recipes and regional ingredients used in the different Latin American countries. Each group visited different Latino restaurants in their neighborhoods, conducted interviews with cooks, and learned about the differences of ingredients.
It would have been easier to have each group bring a different dish to the classroom and explain its ingredients, but that approach would provide little interaction with their communities. Their evaluation consisted of a lunch at a Cuban restaurant in which students had to discuss their experiences with the cooks, interact with Spanish-speaking waiters, and try the traditional Caribbean dishes.
At the end, students mentioned that this experience not only helped them practice real-life Spanish but they also learned about real Latin American food and people living and working in the city.
The final project for my English class was a theory-based presentation that would improve students’ academic speaking skills. The students are future language teachers who are required to intern in their last two semesters. Therefore, I implemented a community-based project. My students had to compare the theory with the practice and report back to the class.
Each group chose a public school from their own community. Students interacted with school administrators, teachers, and students. They observed the teaching conditions in which a second language is taught. Their final presentations included a reflective analysis about the language theories. Students were aware of the realities of the schools and understood that not all of the proposed theories were applicable in their communities.
SKILLS THAT STUDENTS CAN GAIN FROM A COMMUNITY-BASED PROJECT:
Altruism and Social Awareness – Altruism in education should help students develop a sense of belonging to their communities. In addition, the main objective of these experiences should not only be the improvement of the students’ professional skills but it should raise awareness about the realities of others. As a result, these activities might instill in students a sense of inclusiveness, diversity, belonging, and respect for others.
Teamwork – Using teamwork in your community-based projects will help students improve their interpersonal relationships by empowering them with their own decision-making and problem solving.
Critical Thinking – It is very important to teach students to become critical thinkers. It allows them to make decisions through their own reflection and judgment. Community-based projects give students an opportunity to observe and analyze real-world situations while improving their professional skills and learning from the realities of their community.
Interpersonal Skills – When students work in groups in community-based projects, they learn to move beyond their comfort zone to interact with people from diverse backgrounds to find collective solutions. These activities foster enhanced student interaction, which implies communication, peer-assessment, and continuous feedback.
Mario Guerrero is an assistant professor at the University of Nariño in Colombia and former adjunct professor at Fordham University.
___________________________________________________________________________
Community project From Wikipedia, the free encyclopedia
A community project is a term applied to any community-based project. This covers a wide variety of different areas within a community or a group of networking entities. Projects can cover almost anything, including the most obvious section of concern to any community, the welfare element.
Welfare community projects would for example be, a locally run and locally funded orphanage; a Christmas dinner kitchen for the homeless. Another important sector of importance to the community would be charity. Charitable projects in the community can include, but are not limited to, ecological charities concerned with either the maintenance of green spaces, or in some cases, the prevention of the reduction/removal of green spaces.
An old clothes collection service would also be a community-based charity project. One important subdivision of community projects, and at times overlooked, is those of an economic nature such as LETS. The highlight of economic community projects is what is known as Transition Towns. Most economic community projects are designed at creating some sort of economic autonomy.
It begins when a small collection of motivated individuals within a community come together with a shared concern: how can our community respond to the challenges, and opportunities, of peak oil and climate change?
Scope and size:
All community projects are different in some way; the size and scope of these projects is determined firstly by the community they cater to.
According to the definition of a community, a community could be the entire human race or parts of it anywhere on the planet. However, because of phenomena like distance decay or demographic factors such as age group, gender and income that determine social identity of groups, the extent of community-based projects is usually much more limited.
Community Advisory Board
- YouTube Video: Putting Together A Great Advisory Board
- YouTube Video: How to Successfully Establish an Effective CTE Advisory Committee
- YouTube Video: Advisory boards: a medical writer's perspective
* - Best Practices for Convening a Community Advisory Board
Funder: Robert Wood Johnson Foundation
December 2019 | Infographic
Getting meaningful input from people receiving care is crucial for health care organizations in improving services to better support the needs of patients within the community. A consumer advisory board (CAB) is an effective method for encouraging community members to have a more active role in their health care while enhancing care delivery methods for health systems.
This infographic highlights key considerations for health care systems on how to successfully convene and maintain a consumer advisory board. It was created as a part of the Community Partnership Pilot project, which is supported by the Robert Wood Johnson Foundation and coordinated through the Complex Care Innovation Lab. See the related blog post, Convening a Consumer Advisory Board: Key Considerations, for more details.
___________________________________________________________________________
A community advisory board (often called a CAB) is a type of advisory board consisting of representatives of the general public who meet with representatives of an institution to relay information between the two groups. CABs are especially associated with clinical research, in which case they review the clinical research ethics associated with the human subject research which a medical research institution conducts. CABs are an aspect of community-based participatory research.
Purpose:
Community advisory boards (CABs) benefit research institutions by providing advice about the efficacy of the informed consent process and the implementation of research protocols. The CAB composition is representative of the community participating in the research being reviewed.
Researchers who consult with CABs get information which they would not otherwise get about the target community demographic which they are researching.
Ethics:
The CAB is intended to be a way to respect the rights of research participants. Research in a community has the potential for group harm, which is distinct from the individual harm which can happen to individuals who participate.
Because of the risk to communities, researchers have an obligation to community stakeholders to seek community feedback about the research.
Duties of CABs:
CABs and researchers must continually decide which powers to invest in a CAB. Here are some common questions which must be decided:
Guidelines:
A community advisory board has whatever duties the members invest in it, but various organizations have suggested that they have certain responsibilities. Besides not knowing what CABs should do, it is difficult to determine what CABs should not do.
Some of the perennial problems with CABs are determining the following: who in a community can serve on a CAB, the extent to which the CAB directs research, and the extent to which the community directs the execution of the research.
Researchers find that research is more productive and ethical when researchers train, recruit, and integrate members from the population targeted by the research into the research team. In consulting with the community, researchers have to meet with individuals who represent a common culture, have a communication network with the community they represent, and have a system for voicing the community's priorities.
Overseeing genetic research:
In 2000 the National Institute of General Medical Sciences held a conference which defined some CAB duties. Those duties are as follows:
Challenges in developing countries:
As part of international development many research institutions conduct medical research in developing countries. When this happens, they often opt to get advice from the local community through a CAB. The process of setting up CABs in developing countries has its own problems.
Funder: Robert Wood Johnson Foundation
December 2019 | Infographic
Getting meaningful input from people receiving care is crucial for health care organizations in improving services to better support the needs of patients within the community. A consumer advisory board (CAB) is an effective method for encouraging community members to have a more active role in their health care while enhancing care delivery methods for health systems.
This infographic highlights key considerations for health care systems on how to successfully convene and maintain a consumer advisory board. It was created as a part of the Community Partnership Pilot project, which is supported by the Robert Wood Johnson Foundation and coordinated through the Complex Care Innovation Lab. See the related blog post, Convening a Consumer Advisory Board: Key Considerations, for more details.
___________________________________________________________________________
A community advisory board (often called a CAB) is a type of advisory board consisting of representatives of the general public who meet with representatives of an institution to relay information between the two groups. CABs are especially associated with clinical research, in which case they review the clinical research ethics associated with the human subject research which a medical research institution conducts. CABs are an aspect of community-based participatory research.
Purpose:
Community advisory boards (CABs) benefit research institutions by providing advice about the efficacy of the informed consent process and the implementation of research protocols. The CAB composition is representative of the community participating in the research being reviewed.
Researchers who consult with CABs get information which they would not otherwise get about the target community demographic which they are researching.
Ethics:
The CAB is intended to be a way to respect the rights of research participants. Research in a community has the potential for group harm, which is distinct from the individual harm which can happen to individuals who participate.
Because of the risk to communities, researchers have an obligation to community stakeholders to seek community feedback about the research.
Duties of CABs:
CABs and researchers must continually decide which powers to invest in a CAB. Here are some common questions which must be decided:
- What interaction should CABs have with institutional review boards?
- What education and training should the research institution give to the CAB members to enable them to perform their duties?
- To what extent should CABs participate in the development of informed consent processes?
- To what extent should CABs participate in developing guidelines to determine whether research participants give sufficient consent?
- In emergency situations, to what extent can CABs provide consultation on what response researchers should have to the emergency?
- When study participants have ethical problems with the research, to what extent should the CAB directly receive those participants' concerns?
- When CABs perceive the inevitable lapses in sufficient protection for research participants which occasionally and naturally occur in any study, what power should the CAB have to direct rectification of this lapse?
- To what extent should CABs direct the empowerment of their communities to more fully and beneficially participate in research?
Guidelines:
A community advisory board has whatever duties the members invest in it, but various organizations have suggested that they have certain responsibilities. Besides not knowing what CABs should do, it is difficult to determine what CABs should not do.
Some of the perennial problems with CABs are determining the following: who in a community can serve on a CAB, the extent to which the CAB directs research, and the extent to which the community directs the execution of the research.
Researchers find that research is more productive and ethical when researchers train, recruit, and integrate members from the population targeted by the research into the research team. In consulting with the community, researchers have to meet with individuals who represent a common culture, have a communication network with the community they represent, and have a system for voicing the community's priorities.
Overseeing genetic research:
In 2000 the National Institute of General Medical Sciences held a conference which defined some CAB duties. Those duties are as follows:
- Define community in appropriate and meaningful ways.
- Understand the potential benefits and risks of research for communities and community members.
- Obtain broad community input for all phases of research.
- Respect communities as full partners in research.
- Resolve all issues pertaining to tissue samples.
- Establish appropriate review mechanisms and procedures.
- Facilitate the return of benefits to communities.
- Foster education and training in community-based research.
- Ensure dissemination of accurate information to the media and the public.
- Provide sufficient funds for research and encourage community–researcher partnerships.
Challenges in developing countries:
As part of international development many research institutions conduct medical research in developing countries. When this happens, they often opt to get advice from the local community through a CAB. The process of setting up CABs in developing countries has its own problems.
Building a Better Community
- YouTube: It takes a community to build a better community.
- YouTube Video: How to Build a Better Community | NowThis
- YouTube Video: Take a street and build a community: Shani Graham at TEDxPerth
* - Building Community As If People Mattered
“What kind of America would you like to have?
Instead of the usual electoral horserace questions, a recent focus group of citizens was simply asked about their vision for a better nation. Peggy Noonan, the WSJ columnist who reported the story, reprised the group’s answers--“a solid education system,” “no more war,” “people with joy in their work,” “our country leading again, including in morals"—and then reflected that the respondents were looking back to “when things seemed assumptive of progress.” She noted the comments, unexpectedly, emphasized not individual desires, but rather “hopes [that] were communal, societal.”
In Search Of Hope
I was less surprised than Ms. Noonan. Amidst rapid global economic and social change, as institutions and hierarchies erode, people everywhere are trying to find—or rebuild—communal values, to restore some collective optimism to their lives. It’s happening throughout society: in neighborhoods, towns, businesses, churches.
And they are searching for a new kind of leadership to help with that. Many Americans, looking beyond this toxic election, are wondering about something more universal: how do the best leaders actually succeed in “building community”—whatever the would-be community might be?
The 'How' Of Community Leadership:
That question began my recent conversation with Richard Harwood, a practitioner and thinker who since 1988 has devoted himself to such inquiry. His Harwood Institute for Public Innovation has helped transform thousands of communities around the world, strengthening collective progress among people who share some common purpose.
Though renewing American rust-belt cities first put his Institute on the map, Rich’s experience has since grown to include lessons for leaders of many kinds of communities, whether geographical, regional, or virtual; whether the relationships are political, economic, or business strategic.
It Begins—And Ends—With The People:
What unifies it all for Rich Harwood is people: building a community always comes back to the core, its human members. As he explained, unless a leader lives that truth, no progress can ever be sustained.
“But ironically, the more ‘community’ has become important to leaders—as it has in recent years—the more they’ve squeezed out the human element as they try to ‘fix the problems.’
They gloss over what people really care about. A new generation of technocrats has turned community building into a Gantt chart, endless initiatives following a schedule. Even worse, they often frame challenges around their own good—not the common good.”
Turning Outward:
Rich went on to describe how would-be community leaders must “turn outward”—away from themselves, instead focusing horizontally on members, their relationships, and their collective yearnings for progress. “Great leaders build community from the outside in, talking and listening to people in their real lives. They abandon the heroic ego of directing top down.”
As we spoke further, a deeper conceptual infrastructure of Harwood’s accumulated experience emerged--about leadership mindset and skills, how to diagnose the state of a community, establishing the right context (creating “public capital”), and promoting a “ripple effect” that encourages other leaders, groups and citizens to join in.
Six lessons for community leaders seemed particularly distinctive:
Hope And Understanding:
1.Your most important job is to help people have hope, and believe in the possibility of progress.
“Members of a struggling community may talk about problems, but what motivates them is hope for a better life, and belief that they might somehow get there. Great leaders will acknowledge challenges—but they rapidly pivot to summon a ‘can-do’ spirit among as many members as possible. Nothing’s more important than sparking a sense that if people work together, they will succeed.”
2. You earn credibility as a leader through authentic understanding of the community itself.
Instead of raw power, Harwood’s approach stresses leadership credibility: becoming trusted as someone who truly understands the opportunities, traditions, networks and relationships which give life to a community. A good leader doesn’t mandate; he or she co-creates.
“Regrettably,” Rich explained, “’community understanding’ often gets defined as data—a poverty rate, school drop-out statistics, etc. Of course data is useful—but it can crowd out what’s really on people’s minds. A leader must combine data with ‘public knowledge’: what people are feeling, talking about, and aspiring to, even if those collective feelings are out of sight.”
“A few years ago, we worked in Mobile County, Alabama, to help accelerate school reform that had been bogged down ever since the 1954 Supreme Court decision of Brown vs Board of Education. Polarizing race issues stymied progress: many whites blamed bad schools on unwillingness of blacks to improve their lives, while many blacks felt the root cause was an implicit effort to maintain local segregation. The data highlighted the stagnant student test results, low graduation rates, declining spending, etc.”
“But when we brought together the various community and civic groups, a steering committee formed to engage citizens about their shared aspirations. Local leaders were surprised to learn that white rural people felt just as neglected educationally as members of the black community.
The conversations sparked interest for more people, both black and white, to get involved, working together to improve the schools. This new ‘public knowledge’ stimulated critical collaboration that ultimately led to increased educational funding, new math and science programs, and improved teaching and test results.”
Does Political Identity Matter?
“How important is political identity?” I asked. “Do leaders have to be ‘the right color’ or ethnic origin, or have deep personal experience in a community?”
“Of course those things help—but they’re not required. Most important is that you have the trust and right relationships—and achieve real understanding of people involved. You also need courage to face what will be tough challenges from some of those same people—and demonstrate back to them you really care about helping the community build itself up.
Leadership can’t be about you; it has to be about everybody else.”
Building Momentum:
3. Build momentum by first getting people to work together and then helping others see their progress.
Harwood prioritizes “getting people on the right trajectory”—starting and then building momentum with achievable, hope-inspiring collective work.
“Another misunderstood community leadership practice is ‘creating vision.’ Those exercises can become blue-sky, untethered from reality. People get discouraged when there’s no forward movement. Great leaders start by leading community conversations, and then guide members towards valuable but near-term achievable goals. They build on that progress over time.”
“Mobile County again serves to illustrate. The leaders there laid the foundation for measurable school reform, beginning with local discussions about people’s shared aspirations. Those first steps mobilized a sense of common purpose and public support for more educational funding; that in turn allowed the leaders to involve the broader community in making concrete reforms. As more people worked together, and saw initial success, still others joined in.
4. Foster “can-do” narratives,” not disconnected storytelling.
Storytelling has become a new pillar of leadership, but Rich Harwood explained how it can sometimes be counter-productive. “People don’t need isolated tales of nostalgia or stories that don’t lead to action. Much more energizing is when leaders encourage what I call “can-do narratives”—accounts collaboratively constructed by members that are coherent, positive and forward-looking.
The best of these evolve organically—laying out the trajectory people see themselves following to achieve longer-term success together.”
“I saw the power of such narratives years ago, in Battle Creek Michigan. Teams collaborating on an initial pilot project constructed a story for one of their retreats, like a Dr. Seuss kids’ book.
This ‘Battle Creek Fable,’ as it came to be called, confessed why they had been struggling, and what they now wanted to achieve to improve local education, healthcare, and social services.”
“They actually acted it out as a little play at the retreat, and then later shared it more widely, as a public document. As they updated the narrative every few months, it became a chronicle about themselves--how they overcame initial barriers, and then began to succeed—and where they next wanted to go. It successfully engaged others to become part of the movement.”
Everyone At The Table?
5. Lead with “pragmatic selectivity”
Another community-building myth Harwood explodes is “always getting everyone around the table.”
“If you pursue that too literally, it can kill momentum-- and people lose hope. An effective community leader is ruthless about making choices—who to ‘run with’ (the right partners, citizens most committed to real change, etc.), where to productively start collective efforts, how fast to move, etc.”
“The right balance is to be ‘opportunistically inclusive’—work with whoever is authentically willing to collaborate on goals most people agree on. In the Bible, Abraham had a tent that was open on all sides—so that travelers from everywhere could come in.
The good community leader, like Abraham, must be ready to accept new travelers once they are ready to join the collective effort. You should never exclude anyone who legitimately wants to help make progress—but the leader must avoid getting drawn into arguments with naysayers who harp on problems instead of solutions.”
Virtual Or Not:
6. Lead even more intentionally if the community is virtual.
Over the years Harwood’s practice has expanded into helping leaders of regional networks, extended virtual partnerships, and larger, technology-enabled communities. He emphasizes that community-building leadership, whatever the setting, follows most of the same principles that work in smaller towns and cities.
“Building hope, creating momentum for progress, being selective in where and how you work to create initial trust—the practices are essentially the same. But at greater scale, or in virtual situations, the leader does have to be even more intentional, almost exaggerated at times--to help people work together when they don’t know one another or even see one another.”
“With virtual, the typical pitfall is over-emphasizing technology, instead of people’s hopes and aspirations. Remember, virtual communities will likely not be people’s primary source of relationships—and it’s easier for them to opt out.”
“Larger, and virtual community-building calls for particularly focused leadership: to really understand the public knowledge across members, and being clever in packaging it so people understand one another’s deeper aspirations.
The leader must also take extra care to nourish the broader context that fosters collective action—opportunities for people to collaborate on something winnable, encouraging face-to-face relationships whenever possible, creating more easily understood narratives when members are online."
Why All This Now?
I closed by asking Rich why building better communities today really mattered—and why it mattered so much to him.
“Everywhere I look, people are losing hope. They see a status quo that isn’t working. We’ve come to an inflection point, too many people sensing we can’t go on like this."
"But at whatever level or in whatever domain you’re living and working, the greatest source of progress through history has always been ‘the community.’ Tomorrow’s best leaders must do whatever they can to rekindle the can-do spirit of that fundamentally human invention. It’s the challenge that still wakes me up every morning.”
Follow me on Twitter or LinkedIn. Check out my website.
Brook Manville
Brook Manville is Principal of Brook Manville LLC, consulting on strategy and organization, with special interest in networks, learning, and leadership.
___________________________________________________________________________
Community building (Wikipedia):
Community building is a field of practices directed toward the creation or enhancement of community among individuals within a regional area (such as a neighborhood) or with a common need or interest. It is often encompassed under the fields of community organizing, community organization, community work, and community development.
A wide variety of practices can be utilized for community building, ranging from simple events like potlucks and small book clubs, to larger–scale efforts such as mass festivals and building construction projects that involve local participants rather than outside contractors.
Activists and community workers engaged in community building efforts in industrialized nations see the apparent loss of community in these societies as a key cause of social disintegration and the emergence of many harmful behaviors. They may see building community as a means to address perceived social inequality and injustice, individual and collective well-being, and the negative impacts of otherwise disconnected and/or marginalized individuals.
Re-Building:
Leadership, geography, history, socio-economic status all are traditionally used to explain success of community and its well-being.
Robert Putnam in his book Bowling Alone finds that a community's well-being is dependent on the quality of relationships among the citizens of that community. He refers to this as social capital. Social capital creates a sense of belonging thus enhancing the overall health of a community. Putnam goes on to identify and examine the decline of social capital in America. Pressures of time and money, suburbanization, the effect of electronic entertainment, and perhaps most importantly the generational change appear to have all been contributing factors in the decline of social capital.
"We must learn to view the world through a social capital lens," said Lew Feldstein of the New Hampshire Charitable Foundation and co-chair of the Saguaro Seminar. "We need to look at front porches as crime fighting tools, treat picnics as public health efforts and see choral groups as occasions of democracy. We will become a better place when assessing social capital impact becomes a standard part of decision-making."...
Peter Block in the book Community: The Structure of Belonging (pg. 29) states "The context that restores community is one of possibility, generosity, and gifts, rather than one of problem solving, fear, and retribution."
This context allows a new conversation to take place. It requires its citizens to act authentic by choosing to own and exercise their power rather than delegating to others what is in the best interest of that community. Focus must be inclusive for all, not just the leaders but each and every citizen of that community.
While building a community, beliefs are at the base of that community. Some foundational beliefs are:
Sense of Community:
Main article: Sense of Community
"Community is something we do together. It's not just a container," said sociologist David Brain. Infrastructure, roads, water, sewer, electricity and housing provides the shell within which people live. It is within this shell that people do the things together that allow them to sustain livelihoods. These include but are not limited to education, health care, business, recreation, and spiritual celebration. People working together with shared understandings and expectations are what provide a place of strong community.
Defining Community:
There are several ways that people may form a community, which subsequently influence the way a community may be strengthened:
Regardless of the type of community that’s formed, it’s possible to perform community-building and make a difference. The way that community-building takes place varies and depends on the factors listed above. There are many activities that communities use to strengthen themselves.
Community Building Activities:
Community Gardening:
Main article: Community gardening
Community gardening helps to improve neighborhood, build a sense of community, and connect to the environment by planting and harvesting fresh produce and plants.
Community Technology Centers:
Main article: Community Technology Center
Community Technology Centers (CTCs), such as those modeled under the Free Geek franchise activist model, have proven to be loci of support and organization for communities.
Much like community gardens and other functional communities, CTCs have been found to:
CTCs have also fostered connections between glocalized eco-social issues such as environmental destruction and public health and welfare through the re-use of technology and ethical electronic waste (e-waste) stewardship.
Sharing of Gifts:
Music, dance, gardening, craftsmanship, mechanics, any skills or knowledge shared provide excellent opportunities for community-building. Service oriented activities invite individuals to strengthen relationships and build rapport as they help one another. The sharing of gifts strengthens the community as a whole and lays a foundation for future successes in the community’s endeavors due to the overall well-being and unity produced.
Activism:
Activism (different than community organizing) is taking action to produce social change.
The uniting of communities with an activist perspective may produce a social movement.
Community Organizing:
Organizing is a major way that communities unite. When the term “organizing” is used, it usually means that a group of less powerful people is banding together to solve a problem.
There are several means by which communities are organizing. The most recent is through social media.
Community organizing is distinguishable from activism if activists engage in social protest without a strategy for building power or for making specific social changes. According to Phil Brown, community organizing is the vehicle that brings the social cohesion and broad coherence to neighborhoods and municipalities, which in turn produces successful environmental justice actions.
Community-Building and the Environment:
Community building efforts may lay the groundwork for larger organizing efforts around issues, such as the negative environmental and health effects of toxic waste pollution, eco-social justice, ecological justice, environmental justice, and the unequal burden and impacts of such effects on oppressed and marginalized communities.
Prior emphases on conservation, preservation, endangered species, rainforest destruction, ozone layer depletion, acid rain—as well as other national global concerns—often had no perceived relevance to individuals and communities with privileged immunity to such effects. These emphases kept the environmental movement a largely middle class and upper middle class movement.
However, due to the spread of negative eco-social problems and burdens to privileged areas within the Global North, glocalized perspectives have emerged, as well as organizing practices in line with these ideas (see alter-globalization). Groups may be as influential as the United Nations or as small and local as neighborhoods.
The Natural Resources Defense Council lists many publicly organized community-building groups created to decrease the ecological footprint and reduce the environmental impact of humans.
See also:
“What kind of America would you like to have?
Instead of the usual electoral horserace questions, a recent focus group of citizens was simply asked about their vision for a better nation. Peggy Noonan, the WSJ columnist who reported the story, reprised the group’s answers--“a solid education system,” “no more war,” “people with joy in their work,” “our country leading again, including in morals"—and then reflected that the respondents were looking back to “when things seemed assumptive of progress.” She noted the comments, unexpectedly, emphasized not individual desires, but rather “hopes [that] were communal, societal.”
In Search Of Hope
I was less surprised than Ms. Noonan. Amidst rapid global economic and social change, as institutions and hierarchies erode, people everywhere are trying to find—or rebuild—communal values, to restore some collective optimism to their lives. It’s happening throughout society: in neighborhoods, towns, businesses, churches.
And they are searching for a new kind of leadership to help with that. Many Americans, looking beyond this toxic election, are wondering about something more universal: how do the best leaders actually succeed in “building community”—whatever the would-be community might be?
The 'How' Of Community Leadership:
That question began my recent conversation with Richard Harwood, a practitioner and thinker who since 1988 has devoted himself to such inquiry. His Harwood Institute for Public Innovation has helped transform thousands of communities around the world, strengthening collective progress among people who share some common purpose.
Though renewing American rust-belt cities first put his Institute on the map, Rich’s experience has since grown to include lessons for leaders of many kinds of communities, whether geographical, regional, or virtual; whether the relationships are political, economic, or business strategic.
It Begins—And Ends—With The People:
What unifies it all for Rich Harwood is people: building a community always comes back to the core, its human members. As he explained, unless a leader lives that truth, no progress can ever be sustained.
“But ironically, the more ‘community’ has become important to leaders—as it has in recent years—the more they’ve squeezed out the human element as they try to ‘fix the problems.’
They gloss over what people really care about. A new generation of technocrats has turned community building into a Gantt chart, endless initiatives following a schedule. Even worse, they often frame challenges around their own good—not the common good.”
Turning Outward:
Rich went on to describe how would-be community leaders must “turn outward”—away from themselves, instead focusing horizontally on members, their relationships, and their collective yearnings for progress. “Great leaders build community from the outside in, talking and listening to people in their real lives. They abandon the heroic ego of directing top down.”
As we spoke further, a deeper conceptual infrastructure of Harwood’s accumulated experience emerged--about leadership mindset and skills, how to diagnose the state of a community, establishing the right context (creating “public capital”), and promoting a “ripple effect” that encourages other leaders, groups and citizens to join in.
Six lessons for community leaders seemed particularly distinctive:
Hope And Understanding:
1.Your most important job is to help people have hope, and believe in the possibility of progress.
“Members of a struggling community may talk about problems, but what motivates them is hope for a better life, and belief that they might somehow get there. Great leaders will acknowledge challenges—but they rapidly pivot to summon a ‘can-do’ spirit among as many members as possible. Nothing’s more important than sparking a sense that if people work together, they will succeed.”
2. You earn credibility as a leader through authentic understanding of the community itself.
Instead of raw power, Harwood’s approach stresses leadership credibility: becoming trusted as someone who truly understands the opportunities, traditions, networks and relationships which give life to a community. A good leader doesn’t mandate; he or she co-creates.
“Regrettably,” Rich explained, “’community understanding’ often gets defined as data—a poverty rate, school drop-out statistics, etc. Of course data is useful—but it can crowd out what’s really on people’s minds. A leader must combine data with ‘public knowledge’: what people are feeling, talking about, and aspiring to, even if those collective feelings are out of sight.”
“A few years ago, we worked in Mobile County, Alabama, to help accelerate school reform that had been bogged down ever since the 1954 Supreme Court decision of Brown vs Board of Education. Polarizing race issues stymied progress: many whites blamed bad schools on unwillingness of blacks to improve their lives, while many blacks felt the root cause was an implicit effort to maintain local segregation. The data highlighted the stagnant student test results, low graduation rates, declining spending, etc.”
“But when we brought together the various community and civic groups, a steering committee formed to engage citizens about their shared aspirations. Local leaders were surprised to learn that white rural people felt just as neglected educationally as members of the black community.
The conversations sparked interest for more people, both black and white, to get involved, working together to improve the schools. This new ‘public knowledge’ stimulated critical collaboration that ultimately led to increased educational funding, new math and science programs, and improved teaching and test results.”
Does Political Identity Matter?
“How important is political identity?” I asked. “Do leaders have to be ‘the right color’ or ethnic origin, or have deep personal experience in a community?”
“Of course those things help—but they’re not required. Most important is that you have the trust and right relationships—and achieve real understanding of people involved. You also need courage to face what will be tough challenges from some of those same people—and demonstrate back to them you really care about helping the community build itself up.
Leadership can’t be about you; it has to be about everybody else.”
Building Momentum:
3. Build momentum by first getting people to work together and then helping others see their progress.
Harwood prioritizes “getting people on the right trajectory”—starting and then building momentum with achievable, hope-inspiring collective work.
“Another misunderstood community leadership practice is ‘creating vision.’ Those exercises can become blue-sky, untethered from reality. People get discouraged when there’s no forward movement. Great leaders start by leading community conversations, and then guide members towards valuable but near-term achievable goals. They build on that progress over time.”
“Mobile County again serves to illustrate. The leaders there laid the foundation for measurable school reform, beginning with local discussions about people’s shared aspirations. Those first steps mobilized a sense of common purpose and public support for more educational funding; that in turn allowed the leaders to involve the broader community in making concrete reforms. As more people worked together, and saw initial success, still others joined in.
4. Foster “can-do” narratives,” not disconnected storytelling.
Storytelling has become a new pillar of leadership, but Rich Harwood explained how it can sometimes be counter-productive. “People don’t need isolated tales of nostalgia or stories that don’t lead to action. Much more energizing is when leaders encourage what I call “can-do narratives”—accounts collaboratively constructed by members that are coherent, positive and forward-looking.
The best of these evolve organically—laying out the trajectory people see themselves following to achieve longer-term success together.”
“I saw the power of such narratives years ago, in Battle Creek Michigan. Teams collaborating on an initial pilot project constructed a story for one of their retreats, like a Dr. Seuss kids’ book.
This ‘Battle Creek Fable,’ as it came to be called, confessed why they had been struggling, and what they now wanted to achieve to improve local education, healthcare, and social services.”
“They actually acted it out as a little play at the retreat, and then later shared it more widely, as a public document. As they updated the narrative every few months, it became a chronicle about themselves--how they overcame initial barriers, and then began to succeed—and where they next wanted to go. It successfully engaged others to become part of the movement.”
Everyone At The Table?
5. Lead with “pragmatic selectivity”
Another community-building myth Harwood explodes is “always getting everyone around the table.”
“If you pursue that too literally, it can kill momentum-- and people lose hope. An effective community leader is ruthless about making choices—who to ‘run with’ (the right partners, citizens most committed to real change, etc.), where to productively start collective efforts, how fast to move, etc.”
“The right balance is to be ‘opportunistically inclusive’—work with whoever is authentically willing to collaborate on goals most people agree on. In the Bible, Abraham had a tent that was open on all sides—so that travelers from everywhere could come in.
The good community leader, like Abraham, must be ready to accept new travelers once they are ready to join the collective effort. You should never exclude anyone who legitimately wants to help make progress—but the leader must avoid getting drawn into arguments with naysayers who harp on problems instead of solutions.”
Virtual Or Not:
6. Lead even more intentionally if the community is virtual.
Over the years Harwood’s practice has expanded into helping leaders of regional networks, extended virtual partnerships, and larger, technology-enabled communities. He emphasizes that community-building leadership, whatever the setting, follows most of the same principles that work in smaller towns and cities.
“Building hope, creating momentum for progress, being selective in where and how you work to create initial trust—the practices are essentially the same. But at greater scale, or in virtual situations, the leader does have to be even more intentional, almost exaggerated at times--to help people work together when they don’t know one another or even see one another.”
“With virtual, the typical pitfall is over-emphasizing technology, instead of people’s hopes and aspirations. Remember, virtual communities will likely not be people’s primary source of relationships—and it’s easier for them to opt out.”
“Larger, and virtual community-building calls for particularly focused leadership: to really understand the public knowledge across members, and being clever in packaging it so people understand one another’s deeper aspirations.
The leader must also take extra care to nourish the broader context that fosters collective action—opportunities for people to collaborate on something winnable, encouraging face-to-face relationships whenever possible, creating more easily understood narratives when members are online."
Why All This Now?
I closed by asking Rich why building better communities today really mattered—and why it mattered so much to him.
“Everywhere I look, people are losing hope. They see a status quo that isn’t working. We’ve come to an inflection point, too many people sensing we can’t go on like this."
"But at whatever level or in whatever domain you’re living and working, the greatest source of progress through history has always been ‘the community.’ Tomorrow’s best leaders must do whatever they can to rekindle the can-do spirit of that fundamentally human invention. It’s the challenge that still wakes me up every morning.”
Follow me on Twitter or LinkedIn. Check out my website.
Brook Manville
Brook Manville is Principal of Brook Manville LLC, consulting on strategy and organization, with special interest in networks, learning, and leadership.
___________________________________________________________________________
Community building (Wikipedia):
Community building is a field of practices directed toward the creation or enhancement of community among individuals within a regional area (such as a neighborhood) or with a common need or interest. It is often encompassed under the fields of community organizing, community organization, community work, and community development.
A wide variety of practices can be utilized for community building, ranging from simple events like potlucks and small book clubs, to larger–scale efforts such as mass festivals and building construction projects that involve local participants rather than outside contractors.
Activists and community workers engaged in community building efforts in industrialized nations see the apparent loss of community in these societies as a key cause of social disintegration and the emergence of many harmful behaviors. They may see building community as a means to address perceived social inequality and injustice, individual and collective well-being, and the negative impacts of otherwise disconnected and/or marginalized individuals.
Re-Building:
Leadership, geography, history, socio-economic status all are traditionally used to explain success of community and its well-being.
Robert Putnam in his book Bowling Alone finds that a community's well-being is dependent on the quality of relationships among the citizens of that community. He refers to this as social capital. Social capital creates a sense of belonging thus enhancing the overall health of a community. Putnam goes on to identify and examine the decline of social capital in America. Pressures of time and money, suburbanization, the effect of electronic entertainment, and perhaps most importantly the generational change appear to have all been contributing factors in the decline of social capital.
"We must learn to view the world through a social capital lens," said Lew Feldstein of the New Hampshire Charitable Foundation and co-chair of the Saguaro Seminar. "We need to look at front porches as crime fighting tools, treat picnics as public health efforts and see choral groups as occasions of democracy. We will become a better place when assessing social capital impact becomes a standard part of decision-making."...
Peter Block in the book Community: The Structure of Belonging (pg. 29) states "The context that restores community is one of possibility, generosity, and gifts, rather than one of problem solving, fear, and retribution."
This context allows a new conversation to take place. It requires its citizens to act authentic by choosing to own and exercise their power rather than delegating to others what is in the best interest of that community. Focus must be inclusive for all, not just the leaders but each and every citizen of that community.
While building a community, beliefs are at the base of that community. Some foundational beliefs are:
- functional,
- ethical,
- value-laden,
- social,
- cultural,
- spiritual,
- economic,
- political,
- rights-oriented,
- and valuing of diversity.
Sense of Community:
Main article: Sense of Community
"Community is something we do together. It's not just a container," said sociologist David Brain. Infrastructure, roads, water, sewer, electricity and housing provides the shell within which people live. It is within this shell that people do the things together that allow them to sustain livelihoods. These include but are not limited to education, health care, business, recreation, and spiritual celebration. People working together with shared understandings and expectations are what provide a place of strong community.
Defining Community:
There are several ways that people may form a community, which subsequently influence the way a community may be strengthened:
- Locus, a sense of place, referred to a geographic entity ranging from neighborhood to city size, or a particular milieu around which people gathered (such as a church or recreation center).
- Sharing common interests and perspectives, referred to common interests and values that could cross-geographic boundaries.
- Joint action, a sense of coherence and identity, included informal common activities such as sharing tasks and helping neighbors, but these were not necessarily intentionally designed to create community cohesion.
- Social ties involved relationships that created the ongoing sense of cohesion.
- Diversity referring not primarily to ethnic groupings, but to the social complexity within communities in which a multiplicity of communities co-exist.[5]
Regardless of the type of community that’s formed, it’s possible to perform community-building and make a difference. The way that community-building takes place varies and depends on the factors listed above. There are many activities that communities use to strengthen themselves.
Community Building Activities:
Community Gardening:
Main article: Community gardening
Community gardening helps to improve neighborhood, build a sense of community, and connect to the environment by planting and harvesting fresh produce and plants.
Community Technology Centers:
Main article: Community Technology Center
Community Technology Centers (CTCs), such as those modeled under the Free Geek franchise activist model, have proven to be loci of support and organization for communities.
Much like community gardens and other functional communities, CTCs have been found to:
- promote individual and collective efficacy,
- community empowerment and community organization;
- community health and well-being,
- a sense of belonging and community; racial, ethnic, and class consciousness development;
- and an alleviation of the digital divide, community disempowerment, and poverty.
CTCs have also fostered connections between glocalized eco-social issues such as environmental destruction and public health and welfare through the re-use of technology and ethical electronic waste (e-waste) stewardship.
Sharing of Gifts:
Music, dance, gardening, craftsmanship, mechanics, any skills or knowledge shared provide excellent opportunities for community-building. Service oriented activities invite individuals to strengthen relationships and build rapport as they help one another. The sharing of gifts strengthens the community as a whole and lays a foundation for future successes in the community’s endeavors due to the overall well-being and unity produced.
Activism:
Activism (different than community organizing) is taking action to produce social change.
The uniting of communities with an activist perspective may produce a social movement.
Community Organizing:
Organizing is a major way that communities unite. When the term “organizing” is used, it usually means that a group of less powerful people is banding together to solve a problem.
There are several means by which communities are organizing. The most recent is through social media.
Community organizing is distinguishable from activism if activists engage in social protest without a strategy for building power or for making specific social changes. According to Phil Brown, community organizing is the vehicle that brings the social cohesion and broad coherence to neighborhoods and municipalities, which in turn produces successful environmental justice actions.
Community-Building and the Environment:
Community building efforts may lay the groundwork for larger organizing efforts around issues, such as the negative environmental and health effects of toxic waste pollution, eco-social justice, ecological justice, environmental justice, and the unequal burden and impacts of such effects on oppressed and marginalized communities.
Prior emphases on conservation, preservation, endangered species, rainforest destruction, ozone layer depletion, acid rain—as well as other national global concerns—often had no perceived relevance to individuals and communities with privileged immunity to such effects. These emphases kept the environmental movement a largely middle class and upper middle class movement.
However, due to the spread of negative eco-social problems and burdens to privileged areas within the Global North, glocalized perspectives have emerged, as well as organizing practices in line with these ideas (see alter-globalization). Groups may be as influential as the United Nations or as small and local as neighborhoods.
The Natural Resources Defense Council lists many publicly organized community-building groups created to decrease the ecological footprint and reduce the environmental impact of humans.
See also:
Sustainable Communities
- YouTube Video: Building sustainable communities and their worldwide network | Hiroyuki Sato | TEDxKyoto
- YouTube Video: The Future of Living: Self-Sustaining Villages | James Ehrlich | TEDxKlagenfurt
- YouTube Video: 6 steps to build sustainable communities
Enhancing Sustainable Communities With Green Infrastructure (see image above: BY the U.S. Environmental Protection Agency).
This Guide Can Help Communities Better Manage Storm water While Achieving Other Environmental, Public Health, Social, and Economic Benefits
Communities across the country want to protect their water quality while also getting the greatest possible benefit from every investment they make.
Many are conserving, restoring, or enhancing natural areas while incorporating trees, rain gardens, vegetated roofs, and other practices that mimic natural systems into developed areas to manage rainwater where it falls.
These types of approaches, known as "green infrastructure," are an integral component of sustainable communities because they can help communities protect the environment and human health while providing other social and economic benefits, allowing communities to achieve more for their money.
Enhancing Sustainable Communities With Green Infrastructure: A Guide to Help Communities Better Manage Stormwater While Achieving Other Environmental, Public Health, Social, and Economic Benefits (2014) aims to help local governments, water utilities, nonprofit organizations, neighborhood groups, and other stakeholders integrate green infrastructure strategies into plans that can transform their communities.
Many communities that want to use green infrastructure approaches face technical, regulatory, financial, and institutional obstacles that limit widespread implementation.
This report is a guide to develop a plan that can overcome these obstacles for neighborhoods, towns, cities, and regions of all sizes. It helps stakeholders create a vision for how green infrastructure can enhance their communities—a vision that engages residents and inspires them to take action. It also directs readers to resources that provide more detailed information that can be tailored to communities' particular climate, goals, and circumstances.
This document covers:
Learn more:
Sustainable community (Wikipedia)
The term "sustainable communities" has various definitions, but in essence refers to communities planned, built, or modified to promote sustainable living. Sustainable communities tend to focus on environmental and economic sustainability, urban infrastructure, social equity, and municipal government. The term is sometimes used synonymously with "green cities," "eco-communities," "livable cities" and "sustainable cities."
Different organizations have various understandings of sustainable communities; the term's definition is contested and still under construction.
For example, Burlington, Vermont's Principles of Sustainable Community Development stress the importance of local control of natural resources and a thriving non-profit sector to a sustainable community.
The Institute for Sustainable Communities outlines how political empowerment and social well-being are also part of the definition.
Additionally, referring to communities in Shanghai and Singapore, geographer Lily Kong has paired concepts of cultural sustainability and social sustainability alongside environmental sustainability as aspects of sustainable communities.
Meanwhile, the UK's 2003 Sustainable Communities Plan often abbreviates its definition of sustainable communities as "places where people want to live and work, now and in the future". Addressing the scale of sustainable communities, political scientist Kent Portney points out that the term sustainable communities has been used to refer to a broad variety of places, ranging from neighborhoods to watersheds to cities to multi-state regions.
Etymologically, the term "sustainable community" grew out of the related discourses of "sustainability" and "sustainable development" that gained widespread use among local, national, and international politicians and policymakers in NGOs starting in the late 1980s.
The term originally referred to environmental concerns and was later applied to cities.
Examples of Sustainable Community initiatives:
The best example of a real Sustainable Community is Saint Michael's Sustainable Community in Costa Rica. The community produces far more food and water then it needs. It uses regenerative agriculture as a base to live in harmony with nature.
Sustainable community initiatives have emerged in neighborhoods, cities, counties, metropolitan planning districts, and watershed districts at different scales pertaining to community needs. These initiatives are driven by various actor groups that have different methods of effectively planning out ways to create sustainable communities. Most often they are implemented by governments and non-profit organizations, but they also involve community members, academics, and create partnerships and coalitions.
Nonprofit organizations help to cultivate local talents and skills, empowering people to become more powerful and more involved in their own communities. Many also offer plans and guidance on improving the sustainability of various practices, such as land use and community design, transportation, energy efficiency, waste reduction, and climate friendly purchasing.
Some government groups will create partnerships where departments will work together using grants to provide resources to communities like clean air and water, community planning, economic development, equity and environmental justice, as well as housing and transportation choices.
Social movements have gathered momentum, spreading sustainable community ideas around the world, not only through example, but also by offering classes and training on sustainable living, permaculture, and local economics.
International initiatives:
United Kingdom:
The Sustainable Communities Plan was launched in 2003 through the Office of the Deputy Prime Minister. Lacking an official national spatial development plan, the UK employed the Sustainable Communities Plan as a regional development plan targeted at the South East of England.
Additionally, the plan created the Academy for Sustainable Communities. The £38 billion plan identifies four key growth areas for development and regeneration:
Designed during a period that projected sustained economic growth into the future, the plan's implementation has been slowed and disjointed, particularly since the 2008 economic recession. An affordable housing shortage in the UK has also challenged the Plan's implementation.
National initiatives:
The Partnership for Sustainable Communities is an interagency partnership between the Department of Transportation, Environmental Protection Agency, and the Department of Housing and Urban Development.
These departments work together with a mission to “improve access to affordable housing, increase transportation options, and lower transportation costs while protecting the environment”.
All three bureaus offer funding opportunities to support communities in areas of clean air and water, community planning, economic development, energy efficiency, equity and environmental justice, as well as housing and transportation choices. The partnership incorporates six principles of livability into its grant-making and program development:
Along with working collaboratively, these government agencies also have their own initiatives. The Department of Housing and Development has an Office of Sustainable Housing and Communities which features a Sustainable Housing Initiative, aiming at “supporting the construction and rehabilitation of green affordable housing” and does this through programs that retrofit or construct energy efficient homes.
They also work to standardize energy efficiency standards across federal agencies, as well as expand the availability of financing for home energy improvements and multifamily housing.
The Environmental Protection Agency has a Smart Growth Program which conducts research, publishes reports, showcases outstanding communities, and works with communities through grants and technical assistance.
They also have a Green Communities Program which provides communities with a tool kit of information to help them reach sustainable goals. The tool kit is arranged in a five-step program which allows communities to:
The Department of Transportation has a Livability Initiative which issues “grants to eligible recipients for planning, vehicle purchases, facility construction, operations, and other purposes”, with numerous goals, including the improvement of surface transportation, providing public transit on Indian reservations, providing access to disadvantaged communities, etc.
Case Studies from the Partnership for Sustainable Communities:
The Euclid Corridor in Cleveland:
Once a thriving place of business and home to the wealthy and elite, Euclid Avenue in Cleveland had seen a decline in commerce following the Great Depression. During this economic downturn, Cleveland became a shrinking city as many of its residents moved and homes were turned into boarding houses or abandoned altogether.
After decades of work by city leaders and residents to revitalize this part of the city, the bus line HealthLine debuted in 2008. This bus line increased ridership and helped The Euclid Corridor begin to see the redevelopment of abandoned properties as well as investment in development of commerce, to the tune of $4.3 billion. This created thousands of square feet of retail space and thousands of jobs.
The success of the revitalization of the Euclid Corridor is due in large part to engaged community leaders, community members, and NGO's like MidTown Cleveland who worked on ensuring that there was a variety of housing investments. EPA assisted with the redevelopment of abandoned space through their brownfield assessment grants and HUD provided mortgage insurance on properties to aid in the development of Euclid Avenue.
Greenville, South Carolina's Westside:
Following a shift from the cotton production that once thrived in the west end of Greenville, South Carolina, this part of the city began to see a flight of its residents and with it the abandonment and decay of its buildings and facilities, higher crime rates, and more low-income households.
In 2010, HUD and DOT awarded the city $1.8 million to support a three-year planning initiative which sought to improve affordable housing, transportation, and increase economic development. The HUD provided a loan to encourage economic growth, specifically through the conversion of an old cotton warehouse into an area of retail shops, offices, and restaurants known as West End Market.
The success of West End Market led to 230 building permits being issued around the area in a three-year period, resulting in a successful arts district that created jobs as well as drew tourists and locals. EPA assisted with the redevelopment of abandoned space through $200,000 in brownfield assessment grants which allowed for the city to facilitate clean up, or initiate redevelopment.
The city also worked with the Federal Highway Administration in demolishing an unnecessary bridge which allowed for the development of a recreational area with a cross bridge, waterfalls, and walking paths, known as Falls Park on the Reedy.
In 2005, a mixed-use development was constructed across from Falls Park with a hotel, apartments, restaurants, and retail and office spaces to help further spark economic growth in the area
Seattle's South Lake Union Neighborhood:
With investments in transportation, affordable housing, and green space, Seattle's South Lake Union has transformed from a place of freeway traffic, abandoned warehouses, and parking lots to an economically flourishing neighborhood.
An integral part to this transformation was the creation of a street car service, partially funded by the Federal Transit Administration. The streetcar encouraged both Amazon.com and Microsoft to locate campuses in the South Lake Union neighborhood, bringing with it jobs and investment in residential space.
The City of Seattle is proposing a zoning change to promote affordable housing and attract market rate development. HUD provided grants to fund building and support services for the chronically homeless, adults and veterans recovering from addiction, and homeless with mental health issues and substance abuse problems.
HUD also supplied $5.7 million towards the construction of a senior housing facility. To address the problems with the neighborhoods freeways and lack of sidewalks and crosswalks, a $30 million grant was issued by the DOT to help build crosswalks over 12 intersections, widen sidewalks, add bicycle lanes, as well as beautify the space through the addition of landscaping and trees,
State initiatives:
Maryland:
The state of Maryland passed a Sustainable Communities Act in 2010 with the goal of revitalizing and promoting reinvestment in Maryland's older communities as well working to promote “equitable, affordable housing by expanding energy-efficient housing choices for people of all ages, incomes, races, and ethnicity to increase mobility and lower the combined cost of housing and transportation”.
The law also created the Sustainable Communities Tax Credit Program which promotes private investment in the restoration and development of historic sites. Thanks in part to the Sustainable Communities Tax Credit Program, the neighborhood of Remington, Baltimore was able to refurbish an old tin factory into a space for offices and residences, which led to the development of other properties as well as homes, which increased use and population for the neighborhood.
In 2013 the Maryland General Assembly passed the Sustainable Communities Tax Increment Financing Designation and Financing Law. This law allows for Maryland counties and municipalities to use funds generated from increased property tax values to fund improvement projects in sustainable communities. Sample projects include expanding sidewalks, the development of tree planting on streets and parks, as well as improvements to water and sewer infrastructure to help encourage economic growth and improve quality of life.
California:
The state of California passed the Sustainable Communities and Climate Protection Act of 2008, also known as SB 375. The law aims to reduce greenhouse gas emissions through transportation, housing, and land use planning.
Under the SB 375, the state is broken up into Metropolitan Planning Organizations which are each responsible for developing Sustainable Community Strategies that will help the state reach its goal of reduced emissions.
These strategies are then evaluated by the California Environmental Protection Agency's Air Resources Board.
Under the Sustainable Community Strategy, the city of Sacramento plans to double transit service and increase bike lanes, offering more transportation choices and reducing vehicle emissions.
The city of San Diego also plans to increase funding towards more transportation choices as well as promote more multi-family housing near high transit areas.
The Southern California Strategies include transit expansion, developing housing closer to public transportation, increasing funding for biking and pedestrians, and the creation of jobs, with most being near public transit.
City government initiatives:
Cities are defined as jurisdictional units that have small divisions of government within them.
These divisions of government have the authority to affect environmental and ecological results Cities are especially important in initiating sustainable communities because they have local authorities that “have political power and credibility to take initiatives to access and deploy resources in ways reflecting local conditions that allows them the capacity to manage and lead urban development for the good of the environment.”
It is also necessary to implement sustainable communities in countries that are industrialized because cities are where most environmental and social problems dwell.
When looking at and comparing sustainable cities certain indicators may be used:
City examples:
The city of San Francisco uses the Precautionary Principal as a framework to develop laws for a healthier and more just city. The precautionary principal gives more power to community members by allowing them to stand up against corporations in their neighborhoods and leaves the burden of proof to corporations instead of community members.
Companies must prove that their endeavors are harmless to the community instead of the community having to prove they have been harmed by company endeavors. This allows for a sustainable community as environmental justice and social justice are created.
The city of Quebec: to create a sustainable community through political involvement has dedicated studies to discovering why citizens are or are not politically active. Studies from Quebec have shown that citizens’ internal and external efficacy is a large part in determining participation in politics.
When citizens lack the internal belief that one can make change in government and the external belief that the government will make changes according to citizen concerns, political participation dwindles as citizens believe no change will occur. When becoming politically active, a citizen takes into account the history of the city government, the government's actions, and government interactions with other citizens.
After noting the city's sustainability level it is important to note what kinds of communities are targeted and how they are affected through these programs and what kinds of strategies are being used to try to create and transform sustainable communities.
Non-Profit and NGO sector:
The Institute for Sustainable Communities created by former Vermont Governor, Madeleine M. Kunin, leads community based projects around the globe that address environmental, economic, and social issues. Many of these groups help to cultivate local talents and skills, empowering people to become more powerful and involved in their own communities.
Many also offer plans and guidance on improving the sustainability of various practices, such as land use and community design, green transportation, energy efficiency, waste reduction, and climate friendly purchasing.
The Global Integrity Project is focused on bringing together top scientists and thinkers from around the world in order to analyze the problems of inequality among humankind. These thinkers examine economic and ethical issues faced in protecting and enhancing our environments and make recommendations on restoration techniques that aid in promoting social justice. They also call for a major and imperative paradigm shift in order to ensure good quality of life for many future generations.
Sustainable Seattle is a non-profit organization which has created regional indicators for sustainability through grassroots activism and has become a world leader in these sustainability indicators.
Sustainable Seattle has printed newsletters on a wide range of sustainable community topics, from building to recycling and more, and they are believed to be the first “sustainable community” organization, founded in 1991. There are now hundreds of “sustainable community” organizations across the USA
Social movement initiatives:
The Take Back Your Time Movement, led by John de Graaf, focuses on the concept of working fewer hours and devoting more time to living a healthy lifestyle. The movement suggests that allowing shorter work days and longer vacations would in turn help better distribute work, while also reducing stress and making for healthier living. Additionally, people would have more free time to make more rewarding and sustainable choices for themselves.
The Voluntary Simplicity Movement or Simple Living movement emphasizes reducing one's material possessions and desires and increasing self-sufficiency through skills such as gardening and DIY.
The Voluntary Simplicity Movement suggests that one should focus on cultivating their own best inner being rather than focus on making material gains and wealth. It also promotes activism within the community to create engaged, educated citizens.
The Degrowth movement is based on anti-consumerist and anti-capitalist ideas, focusing on reducing consumption and promoting happy, healthy lifestyles in non-consumptive fashions. Main aspects of Degrowth include more equal distribution of workload and sharing work, consuming less, and setting aside time for personal and cultural growth through the arts and creativity
Movements such as ecovillages are gathering momentum, spreading sustainable community ideas around the world, teaching through example and also offering classes and training on sustainable living, permaculture, and local economics.
Ecovillages seek to integrate themselves harmlessly into the ecosystem surrounding them, so as to live and interact in a way that is sustainable and supportive of the natural world
Challenges and critiques:
Sustainable communities, both as individual projects and as a whole, have faced challenges impeding their development and have been met with criticism.
Sustainable communities projects have struggled to take hold for:
Projects have been critiqued for:
Education:
While there are a variety of graduate degrees at universities that touch on sustainability as it related to urban planning and environmental resources, only a few degree program programs exist that train students in the theory and practice of sustainable communities. The most notable examples are:
See also:
This Guide Can Help Communities Better Manage Storm water While Achieving Other Environmental, Public Health, Social, and Economic Benefits
Communities across the country want to protect their water quality while also getting the greatest possible benefit from every investment they make.
Many are conserving, restoring, or enhancing natural areas while incorporating trees, rain gardens, vegetated roofs, and other practices that mimic natural systems into developed areas to manage rainwater where it falls.
These types of approaches, known as "green infrastructure," are an integral component of sustainable communities because they can help communities protect the environment and human health while providing other social and economic benefits, allowing communities to achieve more for their money.
Enhancing Sustainable Communities With Green Infrastructure: A Guide to Help Communities Better Manage Stormwater While Achieving Other Environmental, Public Health, Social, and Economic Benefits (2014) aims to help local governments, water utilities, nonprofit organizations, neighborhood groups, and other stakeholders integrate green infrastructure strategies into plans that can transform their communities.
Many communities that want to use green infrastructure approaches face technical, regulatory, financial, and institutional obstacles that limit widespread implementation.
This report is a guide to develop a plan that can overcome these obstacles for neighborhoods, towns, cities, and regions of all sizes. It helps stakeholders create a vision for how green infrastructure can enhance their communities—a vision that engages residents and inspires them to take action. It also directs readers to resources that provide more detailed information that can be tailored to communities' particular climate, goals, and circumstances.
This document covers:
- Strategies that support both sustainable communities and green infrastructure.
- How to organize stakeholders to develop a sustainable communities and green infrastructure plan.
- The different components of a sustainable communities and green infrastructure plan.
Learn more:
- For more information on green infrastructure approaches, see the Office of Water's green infrastructure page.
- For more resources on smart growth and green infrastructure, see our Smart Growth and Water page.
- Read "Green Infrastructure Helping to Transform Neighborhoods in Cleveland and Across the Nation," an October 27, 2014, blog post about the publication.
- Learn about the November 18, 2014, webinar based on the publication, Creating a Green Infrastructure Plan to Transform Your Community.
Sustainable community (Wikipedia)
The term "sustainable communities" has various definitions, but in essence refers to communities planned, built, or modified to promote sustainable living. Sustainable communities tend to focus on environmental and economic sustainability, urban infrastructure, social equity, and municipal government. The term is sometimes used synonymously with "green cities," "eco-communities," "livable cities" and "sustainable cities."
Different organizations have various understandings of sustainable communities; the term's definition is contested and still under construction.
For example, Burlington, Vermont's Principles of Sustainable Community Development stress the importance of local control of natural resources and a thriving non-profit sector to a sustainable community.
The Institute for Sustainable Communities outlines how political empowerment and social well-being are also part of the definition.
Additionally, referring to communities in Shanghai and Singapore, geographer Lily Kong has paired concepts of cultural sustainability and social sustainability alongside environmental sustainability as aspects of sustainable communities.
Meanwhile, the UK's 2003 Sustainable Communities Plan often abbreviates its definition of sustainable communities as "places where people want to live and work, now and in the future". Addressing the scale of sustainable communities, political scientist Kent Portney points out that the term sustainable communities has been used to refer to a broad variety of places, ranging from neighborhoods to watersheds to cities to multi-state regions.
Etymologically, the term "sustainable community" grew out of the related discourses of "sustainability" and "sustainable development" that gained widespread use among local, national, and international politicians and policymakers in NGOs starting in the late 1980s.
The term originally referred to environmental concerns and was later applied to cities.
Examples of Sustainable Community initiatives:
The best example of a real Sustainable Community is Saint Michael's Sustainable Community in Costa Rica. The community produces far more food and water then it needs. It uses regenerative agriculture as a base to live in harmony with nature.
Sustainable community initiatives have emerged in neighborhoods, cities, counties, metropolitan planning districts, and watershed districts at different scales pertaining to community needs. These initiatives are driven by various actor groups that have different methods of effectively planning out ways to create sustainable communities. Most often they are implemented by governments and non-profit organizations, but they also involve community members, academics, and create partnerships and coalitions.
Nonprofit organizations help to cultivate local talents and skills, empowering people to become more powerful and more involved in their own communities. Many also offer plans and guidance on improving the sustainability of various practices, such as land use and community design, transportation, energy efficiency, waste reduction, and climate friendly purchasing.
Some government groups will create partnerships where departments will work together using grants to provide resources to communities like clean air and water, community planning, economic development, equity and environmental justice, as well as housing and transportation choices.
Social movements have gathered momentum, spreading sustainable community ideas around the world, not only through example, but also by offering classes and training on sustainable living, permaculture, and local economics.
International initiatives:
United Kingdom:
The Sustainable Communities Plan was launched in 2003 through the Office of the Deputy Prime Minister. Lacking an official national spatial development plan, the UK employed the Sustainable Communities Plan as a regional development plan targeted at the South East of England.
Additionally, the plan created the Academy for Sustainable Communities. The £38 billion plan identifies four key growth areas for development and regeneration:
- the Thames Gateway,
- Ashford,
- Kent,
- London-Stansted-Cambridge-Peterborough (LSCP) and Milton Keynes/South Midlands (MKSM).
Designed during a period that projected sustained economic growth into the future, the plan's implementation has been slowed and disjointed, particularly since the 2008 economic recession. An affordable housing shortage in the UK has also challenged the Plan's implementation.
National initiatives:
The Partnership for Sustainable Communities is an interagency partnership between the Department of Transportation, Environmental Protection Agency, and the Department of Housing and Urban Development.
These departments work together with a mission to “improve access to affordable housing, increase transportation options, and lower transportation costs while protecting the environment”.
All three bureaus offer funding opportunities to support communities in areas of clean air and water, community planning, economic development, energy efficiency, equity and environmental justice, as well as housing and transportation choices. The partnership incorporates six principles of livability into its grant-making and program development:
- Provide more transportation choices
- Promote equitable, affordable housing
- Enhance economic competitiveness
- Support existing communities
- Coordinate policies and leverage investment
- Value communities and neighborhoods
Along with working collaboratively, these government agencies also have their own initiatives. The Department of Housing and Development has an Office of Sustainable Housing and Communities which features a Sustainable Housing Initiative, aiming at “supporting the construction and rehabilitation of green affordable housing” and does this through programs that retrofit or construct energy efficient homes.
They also work to standardize energy efficiency standards across federal agencies, as well as expand the availability of financing for home energy improvements and multifamily housing.
The Environmental Protection Agency has a Smart Growth Program which conducts research, publishes reports, showcases outstanding communities, and works with communities through grants and technical assistance.
They also have a Green Communities Program which provides communities with a tool kit of information to help them reach sustainable goals. The tool kit is arranged in a five-step program which allows communities to:
- Develop community assessments of their current conditions
- Formulate trend analyses that answers the question “Where are we going?” in the face of no intervention
- Create vision statements of where the community sees itself in the future
- Establish action plans about what programs and initiatives will help the community reach its goals
- Access tools to implement action plans
The Department of Transportation has a Livability Initiative which issues “grants to eligible recipients for planning, vehicle purchases, facility construction, operations, and other purposes”, with numerous goals, including the improvement of surface transportation, providing public transit on Indian reservations, providing access to disadvantaged communities, etc.
Case Studies from the Partnership for Sustainable Communities:
The Euclid Corridor in Cleveland:
Once a thriving place of business and home to the wealthy and elite, Euclid Avenue in Cleveland had seen a decline in commerce following the Great Depression. During this economic downturn, Cleveland became a shrinking city as many of its residents moved and homes were turned into boarding houses or abandoned altogether.
After decades of work by city leaders and residents to revitalize this part of the city, the bus line HealthLine debuted in 2008. This bus line increased ridership and helped The Euclid Corridor begin to see the redevelopment of abandoned properties as well as investment in development of commerce, to the tune of $4.3 billion. This created thousands of square feet of retail space and thousands of jobs.
The success of the revitalization of the Euclid Corridor is due in large part to engaged community leaders, community members, and NGO's like MidTown Cleveland who worked on ensuring that there was a variety of housing investments. EPA assisted with the redevelopment of abandoned space through their brownfield assessment grants and HUD provided mortgage insurance on properties to aid in the development of Euclid Avenue.
Greenville, South Carolina's Westside:
Following a shift from the cotton production that once thrived in the west end of Greenville, South Carolina, this part of the city began to see a flight of its residents and with it the abandonment and decay of its buildings and facilities, higher crime rates, and more low-income households.
In 2010, HUD and DOT awarded the city $1.8 million to support a three-year planning initiative which sought to improve affordable housing, transportation, and increase economic development. The HUD provided a loan to encourage economic growth, specifically through the conversion of an old cotton warehouse into an area of retail shops, offices, and restaurants known as West End Market.
The success of West End Market led to 230 building permits being issued around the area in a three-year period, resulting in a successful arts district that created jobs as well as drew tourists and locals. EPA assisted with the redevelopment of abandoned space through $200,000 in brownfield assessment grants which allowed for the city to facilitate clean up, or initiate redevelopment.
The city also worked with the Federal Highway Administration in demolishing an unnecessary bridge which allowed for the development of a recreational area with a cross bridge, waterfalls, and walking paths, known as Falls Park on the Reedy.
In 2005, a mixed-use development was constructed across from Falls Park with a hotel, apartments, restaurants, and retail and office spaces to help further spark economic growth in the area
Seattle's South Lake Union Neighborhood:
With investments in transportation, affordable housing, and green space, Seattle's South Lake Union has transformed from a place of freeway traffic, abandoned warehouses, and parking lots to an economically flourishing neighborhood.
An integral part to this transformation was the creation of a street car service, partially funded by the Federal Transit Administration. The streetcar encouraged both Amazon.com and Microsoft to locate campuses in the South Lake Union neighborhood, bringing with it jobs and investment in residential space.
The City of Seattle is proposing a zoning change to promote affordable housing and attract market rate development. HUD provided grants to fund building and support services for the chronically homeless, adults and veterans recovering from addiction, and homeless with mental health issues and substance abuse problems.
HUD also supplied $5.7 million towards the construction of a senior housing facility. To address the problems with the neighborhoods freeways and lack of sidewalks and crosswalks, a $30 million grant was issued by the DOT to help build crosswalks over 12 intersections, widen sidewalks, add bicycle lanes, as well as beautify the space through the addition of landscaping and trees,
State initiatives:
Maryland:
The state of Maryland passed a Sustainable Communities Act in 2010 with the goal of revitalizing and promoting reinvestment in Maryland's older communities as well working to promote “equitable, affordable housing by expanding energy-efficient housing choices for people of all ages, incomes, races, and ethnicity to increase mobility and lower the combined cost of housing and transportation”.
The law also created the Sustainable Communities Tax Credit Program which promotes private investment in the restoration and development of historic sites. Thanks in part to the Sustainable Communities Tax Credit Program, the neighborhood of Remington, Baltimore was able to refurbish an old tin factory into a space for offices and residences, which led to the development of other properties as well as homes, which increased use and population for the neighborhood.
In 2013 the Maryland General Assembly passed the Sustainable Communities Tax Increment Financing Designation and Financing Law. This law allows for Maryland counties and municipalities to use funds generated from increased property tax values to fund improvement projects in sustainable communities. Sample projects include expanding sidewalks, the development of tree planting on streets and parks, as well as improvements to water and sewer infrastructure to help encourage economic growth and improve quality of life.
California:
The state of California passed the Sustainable Communities and Climate Protection Act of 2008, also known as SB 375. The law aims to reduce greenhouse gas emissions through transportation, housing, and land use planning.
Under the SB 375, the state is broken up into Metropolitan Planning Organizations which are each responsible for developing Sustainable Community Strategies that will help the state reach its goal of reduced emissions.
These strategies are then evaluated by the California Environmental Protection Agency's Air Resources Board.
Under the Sustainable Community Strategy, the city of Sacramento plans to double transit service and increase bike lanes, offering more transportation choices and reducing vehicle emissions.
The city of San Diego also plans to increase funding towards more transportation choices as well as promote more multi-family housing near high transit areas.
The Southern California Strategies include transit expansion, developing housing closer to public transportation, increasing funding for biking and pedestrians, and the creation of jobs, with most being near public transit.
City government initiatives:
Cities are defined as jurisdictional units that have small divisions of government within them.
These divisions of government have the authority to affect environmental and ecological results Cities are especially important in initiating sustainable communities because they have local authorities that “have political power and credibility to take initiatives to access and deploy resources in ways reflecting local conditions that allows them the capacity to manage and lead urban development for the good of the environment.”
It is also necessary to implement sustainable communities in countries that are industrialized because cities are where most environmental and social problems dwell.
When looking at and comparing sustainable cities certain indicators may be used:
- Does the city have any smart growth programs that are designed to “help manage growth and avoid and eliminate urban sprawl” and minimize impacts on physical environment?
- Does the city have zoning plans that demonstrate goals for the city in a way that create environmentally-sensitive areas and maintain them?
- Does the city follow any legal policies that allow advocates and activists to create programs that would help the city become sustainable?
- How involved in the environmental and social justice movement are programs within the city?
- Is the transportation system of the city set up to encourage public transportation and not private to reduce pollution?
- Are there pollution remediation programs in the city?
- How politically involved are citizens where their voices are equally heard in order to create social justice and a just community?
City examples:
The city of San Francisco uses the Precautionary Principal as a framework to develop laws for a healthier and more just city. The precautionary principal gives more power to community members by allowing them to stand up against corporations in their neighborhoods and leaves the burden of proof to corporations instead of community members.
Companies must prove that their endeavors are harmless to the community instead of the community having to prove they have been harmed by company endeavors. This allows for a sustainable community as environmental justice and social justice are created.
The city of Quebec: to create a sustainable community through political involvement has dedicated studies to discovering why citizens are or are not politically active. Studies from Quebec have shown that citizens’ internal and external efficacy is a large part in determining participation in politics.
When citizens lack the internal belief that one can make change in government and the external belief that the government will make changes according to citizen concerns, political participation dwindles as citizens believe no change will occur. When becoming politically active, a citizen takes into account the history of the city government, the government's actions, and government interactions with other citizens.
After noting the city's sustainability level it is important to note what kinds of communities are targeted and how they are affected through these programs and what kinds of strategies are being used to try to create and transform sustainable communities.
Non-Profit and NGO sector:
The Institute for Sustainable Communities created by former Vermont Governor, Madeleine M. Kunin, leads community based projects around the globe that address environmental, economic, and social issues. Many of these groups help to cultivate local talents and skills, empowering people to become more powerful and involved in their own communities.
Many also offer plans and guidance on improving the sustainability of various practices, such as land use and community design, green transportation, energy efficiency, waste reduction, and climate friendly purchasing.
The Global Integrity Project is focused on bringing together top scientists and thinkers from around the world in order to analyze the problems of inequality among humankind. These thinkers examine economic and ethical issues faced in protecting and enhancing our environments and make recommendations on restoration techniques that aid in promoting social justice. They also call for a major and imperative paradigm shift in order to ensure good quality of life for many future generations.
Sustainable Seattle is a non-profit organization which has created regional indicators for sustainability through grassroots activism and has become a world leader in these sustainability indicators.
Sustainable Seattle has printed newsletters on a wide range of sustainable community topics, from building to recycling and more, and they are believed to be the first “sustainable community” organization, founded in 1991. There are now hundreds of “sustainable community” organizations across the USA
Social movement initiatives:
The Take Back Your Time Movement, led by John de Graaf, focuses on the concept of working fewer hours and devoting more time to living a healthy lifestyle. The movement suggests that allowing shorter work days and longer vacations would in turn help better distribute work, while also reducing stress and making for healthier living. Additionally, people would have more free time to make more rewarding and sustainable choices for themselves.
The Voluntary Simplicity Movement or Simple Living movement emphasizes reducing one's material possessions and desires and increasing self-sufficiency through skills such as gardening and DIY.
The Voluntary Simplicity Movement suggests that one should focus on cultivating their own best inner being rather than focus on making material gains and wealth. It also promotes activism within the community to create engaged, educated citizens.
The Degrowth movement is based on anti-consumerist and anti-capitalist ideas, focusing on reducing consumption and promoting happy, healthy lifestyles in non-consumptive fashions. Main aspects of Degrowth include more equal distribution of workload and sharing work, consuming less, and setting aside time for personal and cultural growth through the arts and creativity
Movements such as ecovillages are gathering momentum, spreading sustainable community ideas around the world, teaching through example and also offering classes and training on sustainable living, permaculture, and local economics.
Ecovillages seek to integrate themselves harmlessly into the ecosystem surrounding them, so as to live and interact in a way that is sustainable and supportive of the natural world
Challenges and critiques:
Sustainable communities, both as individual projects and as a whole, have faced challenges impeding their development and have been met with criticism.
Sustainable communities projects have struggled to take hold for:
- poor economic conditions and inaccessible housing markets: in the UK's Sustainable Communities Plan, the economic downturn of 2008 has led to a general shortage of housing and affordable housing in particular, which run contrary to the plan's premises of livable communities.
Projects have been critiqued for:
- lacking a well-developed environmental justice framework: urban and environmental policy planner Julian Agyeman has written about the "narrow focus" of civic environmentalism that does not take "social justice" into account, and the need for sustainable communities to be democratic and collaborate with the environmental justice movement.
- promoting a securitization agenda: British geographer Mike Raco argues that the UK's Sustainable Communities Plan employs the discourse of sustainability as "a series of potentially repressive and counter-productive policy measures.".
- accommodating to neoliberal economic systems instead of confronting them: while some rationales for sustainable communities conflict with market-driven agendas, economic growth characterizes the means and ends of some initiatives. Additionally, sustainable communities reject the notion that development itself is fundamentally socially divisive or environmentally destructive.
Education:
While there are a variety of graduate degrees at universities that touch on sustainability as it related to urban planning and environmental resources, only a few degree program programs exist that train students in the theory and practice of sustainable communities. The most notable examples are:
- Binghamton University offers a Masters of Arts (MA) and Masters of Science (MS) in Sustainable Communities.
- Northern Arizona University offers a Masters of Arts (MA) in Sustainable Communities.
See also:
- Media related to Sustainable communities at Wikimedia Commons
Community-based Education
- YouTube Video: Community-Based Learning: Connecting Students With Their World
- YouTube Video: The power of community based education | Sudhi Kaushik | TEDxNYU
- YouTube Video: WHY CBI? Community Based Instruction
Community education, also known as community-based education or community learning & development, is an organization's programs to promote learning and social development work with individuals and groups in their communities using a range of formal and informal methods.
A common defining feature is that programs and activities are developed in dialogue with communities and participants. The purpose of community learning and development is to develop the capacity of individuals and groups of all ages through their actions, the capacity of communities, to improve their quality of life. Central to this is their ability to participate in democratic processes.
Community education encompasses all those occupations and approaches that are concerned with running education and development programmes within local communities, rather than within educational institutions such as schools, colleges and universities.
The latter is known as the formal education system, whereas community education is sometimes called informal education. It has long been critical of aspects of the formal education system for failing large sections of the population in all countries and had a particular concern for taking learning and development opportunities out to poorer areas, although it can be provided more broadly.
There are a myriad of job titles and employers include public authorities and voluntary or non-governmental organizations, funded by the state and by independent grant making bodies. Schools, colleges and universities may also support community learning and development through outreach work within communities.
The community schools movement has been a strong proponent of this since the sixties. Some universities and colleges have run outreach adult education programs within local communities for decades. Since the seventies the prefix word ‘community’ has also been adopted by several other occupations from youth workers and health workers to planners and architects, who work with more disadvantaged groups and communities and have been influenced by community education and community development approaches.
Community educators have over many years developed a range of skills and approaches for working within local communities and in particular with disadvantaged people. These include less formal educational methods, community organizing and group work skills.
Since the 1960s and 1970s through the various anti poverty programs in both developed and developing countries, practitioners have been influenced by structural analyses as to the causes of disadvantage and poverty i.e. inequalities in the distribution of wealth, income, land etc. and especially political power and the need to mobilize people power to effect social change.
Thus the influence of such educators as Paulo Friere and his focus upon this work also being about politicizing the poor.
In the history of community education and community learning and development, the UK has played a significant role in hosting the two main international bodies representing community education and community development. These being the International Community Education Association, which was for many years based at the Community Education Development Centre based in Coventry UK.
ICEA and CEDC have now closed, and the International Association for Community Development, which still has its HQ in Scotland.
In the 1990s there was some thought as to whether these two bodies might merge. The term community learning and development has not taken off widely in other countries. Although community learning and development approaches are recognized internationally.
These methods and approaches have been acknowledged as significant for local social, economic, cultural, environmental and political development by such organizations as the UN, WHO, OECD, World Bank, Council of Europe and EU.
In the UK:
In the UK, the term community learning and development has now been widely adopted as describing a discrete employment sector of occupations concerned with outreach education and development work in local communities. In 1999, a UK-wide organization responsible for setting professional training standards for education and development practitioners working within local communities was established.
This organization was called PAULO – the National Training Organisation for Community Learning and Development. (It was named after Paulo Freire.) It was formally recognized by David Blunket, the Secretary of State for Education and Employment in the New Labour Government in January 1999. It brought together a range of occupational interests under a single national training standards body, these being, adult education, youth work, community development and development education.
The inclusion of community development was significant as it was initially uncertain as to whether it would join the NTO for Social Care.
The Community Learning and Development NTO represented all the main employers, trades unions, professional associations and national development agencies working in this area across the four nations of the UK. This was the first time that the informal education occupations across the UK had ever come together with the common purpose of creating a publicly recognized occupational sector, in the way that school teachers or college lecturers had long been publicly and officially recognised.
The term 'community learning and development' was adopted to acknowledge that all of these occupations worked primarily within local communities, and that this work encompassed not just providing less formal learning support but also a concern for the wider holistic development of those communities – socio-economically, environmentally, culturally and politically. In effect this brought together for the first time two traditions.
The former group of occupations – adult educators, youth workers and community education workers had tended to focus upon the provision of informal education support for individuals and groups within communities. They had always seen their work as being educational. The latter group – community workers, community development workers and development educators had tended to focus upon the socio-economic and environmental development of those communities.
Both sets of occupations recognized that they shared very similar values, knowledge base and skill sets and that what brought them together was a common commitment to supporting learning and social action.
By bringing together these occupational groups this created for the first time a single recognised employment sector of nearly 300,000 full and part-time paid staff within the UK, approximately 10% of these staff being full-time. The NTO continued to recognise the range of different occupations within it, for example specialists who work primarily with young people, but all agreed that they shared a core set of professional approaches to their work.
In 2002 the New Labour Government announced that it wished to cluster NTOs, of which there were over 50 covering a wide range of occupations across the UK labor market, under a smaller number of what they called Sector Skills Councils. A Sector Skills Council was formed called the Lifelong Learning UK Sector Skills Council. PAULO became one of five discrete pillars within LLUK, the others being the former NTOs for Further Education, for Universities, for Library and information Services and for Work Based Education.
Over nearly a decade LLUK did a large amount of labour market mapping, as well as setting standards for the professional training of people working in the CLD area and generally promoted the identity of this sector across wider UK public policies and the public, non governmental and private sector employers.
All Sector Skills Councils in the UK including LLUK were abolished by the Conservative/Liberal coalition Government in 2011 and at the time of writing it is uncertain as to whether a single body representing the professional community learning and development sector will be sustained. The Community and Youth Workers Union which is part of the Unite Union in the UK played the lead role in improving employee’s conditions across the sector but never succeeded in representing all employees within the CLD sector and is not widely represented across all parts of the UK.
The Scottish Government has continued to recognize community learning and development as a discrete employment sector, and has for over a decade supported CLD training for people wishing to work professionally in this area. There is a team of HMI (Her Majesties Inspectors) to inspect the quality of delivery by employers.
In 2007 the Scottish Government established a Scottish Standards Council for Community Learning and Development. This organization oversees quality standards in the professional training of staff working in this field, including the validation and endorsement of professional training courses and is introducing a professional registration scheme for such qualified practitioners. It has continued much of the work of the former LLUK as it operated in Scotland.
At the present time similar CLD Standards Councils have not been set up in other parts of the UK and it does appear that the sector outside Scotland is once again becoming more fragmented. Unlike the formal education sector there is virtually no legislation in the UK underpinning the need to provide and fund community learning and development.
Consequently, it has been vulnerable to cuts in public expenditure due to the recession, particularly projects that were seen as too radical.
National priorities:
Three national priorities have been developed for community learning and development in Scotland:
Achievement through learning for adults: Raising standards of achievement in learning for adults through community-based lifelong learning opportunities incorporating the core skills of literacy, numeracy, communications, working with others, problem solving and information communications technology (ICT).
Achievement through learning for young people Engaging with young people to facilitate their personal, social and educational development and enable them to gain a voice, influence and place in society.
Achievement through building community capacity: Building community capacity and influence by enabling people to develop the confidence, understanding and skills required to influence decision making and service delivery.
Principles and competences:
Competent CLD workers will ensure that their work supports social change and social justice and is based on the values of CLD. Their approach is collaborative, anti-discriminatory and equalities-focused and they work with diverse individuals, communities of place or interest when this is or is not appropriate.
Central to their practice is challenging discrimination and its consequences and working with individuals and communities to shape learning and development activities that enhance quality of life and sphere of influence. They have good interpersonal and listening skills and their practice demonstrates that they value and respect the knowledge, experience and aspirations of those involved.
The Scottish Government have introduced the following set of principles of which community learning and development related activities should be based on:
Wisconsin Model:
A philosophical base for developing Community Education programs is provided through the five components of the Wisconsin Model of Community Education. The model provides a process framework for local school districts to implement or strengthen community education.
A set of Community Education Principles was developed by Larry Horyna and Larry Decker for the National Coalition for Community Education in 1991 These include:
Role of the professional:
The role of a community learning and development professional depends somewhat on the career path followed. For example, someone working with young people may have different priorities than someone working with adults; however, the outcomes are very similar in a sense that both will be aiming to promote a more socially just and equal society.
Community learning and development is a vast field of work and the range of job categories is wide and may include the following: Youth Information Worker, Detached Youth Worker, Community Arts Worker, Community Capacity Worker, Local Authority Community Planning Officer, etc.
Community learning and development workers should see themselves as working with people, rather than for them. Empathy is crucial to understanding the issues faced by those they work with and it is important that they engage in a way that does not intimidate people or place the worker in a position of looking down on those they work with.
The role of a Community learning and development worker is largely different from the role of a formal educator such as a teacher. Community learning and development workers do not follow a curriculum, as they allow the people they work with to form their own way of learning and each individual is believed to have the ability to reach their full potential in life.
A community learning and development approach is arguably a more effective way of learning as every individual has their own unique way to learn and community learning and development workers look for the best possible method that suits the individual. Community learning and development approaches are gradually being adopted in schools to some extent and many other agencies and using a community learning and development approach in their work.
In Canada, a university in Alberta has created a Community-based Bachelor of Education program to prepare teachers for rural community education, making it the first university program in Canada that aims at preparing teachers for rural community education.
Qualifications:
Professional community educators or community learning and development workers usually hold a professional degree in community education or community learning and development, depending on the course offered at the university from which they graduate.
In Scotland, qualifications may be Approved by the Standards Council for Community Learning and Development. This means that the course has been assessed by a group of peers - an Approval Panel. The course must have a practice element totalling 40% of the course to gain Approval. More details on the Approval Process and a list of Approved qualifications are available on the Standards Council website www.cldstandardscouncil.org.uk In order to gain entrance to this course, a history of voluntary work is usually desirable.
Many of those working in the field of community learning and development will be doing so voluntarily. These people are usually encouraged to complete a work-place based alternative to the full-time degree course. Others in paid positions may hold qualifications relevant to the field. These people will also be encouraged to study for a degree in community education.
Some university institutions offer post-graduate degrees in community education such as MA, MSc, PGDip, PGCert, etc.
Participatory democracy:
Youth participation:
In countries where democratic governments exist, people are encouraged to vote for someone to represent them. In today's society there is a dwindling interest in politics from our younger generation and this could have a negative effect on our democracy and political system in years to come. Community learning and development has the potential to encourage young people to become more interested in politics and helping them influence decisions that affect their lives.
In many parts of the world, youth parliament-style organizations have been set up to allow young people to debate issues that affect them and others in their community. Young people engage with these organizations voluntarily and are sometimes elected using a democratic system of voting. Young people are at the heart of these organizations and are usually involved in the management and development. The majority of these organizations are facilitated and staffed by workers trained in community learning and development; however, staff role is mainly to facilitate and be supportive but not intrusive.
These organizations allow young people to gain a voice, influence decision makers who affect their lives and provide them with a sense of self-worth and a place in society.
In the United Kingdom, examples of these organizations include the United Kingdom Youth Parliament (UKYP); in Scotland, the Scottish Youth Parliament (SYP); in Wales the Children & Young People's Assembly for Wales; and in Northern Ireland, the Northern Ireland Youth Forum. In Canada, examples include Youth Parliament of Manitoba (YPM), Saskatchewan Youth Parliament (SYP), TUXIS Parliament of Alberta (TUXIS), and British Columbia Youth Parliament (BCYP).
Parental participation:
Cultural divides and deficit thinking creates mutual distrust between marginalized parents and schools which in turn creates barriers to active parental involvement of marginalized parents in the education of their children.
Researches also show that parents of high socio-economic status play active and direct role in the education of their children and are more likely to influence school policies that affects their children's schooling whereas parents of low socio-economic status play indirect roles in the education of their children and are less likely to influence school policies that affects their children's schooling.
The gap between parents' educational involvement among parents from higher socio-economic status and parents from lower socio-economic status results in a more personalized education that caters for the needs of children from higher socio-economic backgrounds and more alienating and generic education systems/policies for students from low socio-economic backgrounds.
The following practices are necessary for parent and community participation in the education of their wards to be effective; students come to school healthy and ready to learn, parents assist schools with financial and or material support, there are frequent communications between parents and school authorities, parents have meaningful authorities in the schools and they also assist in the teaching of their children.
Parents' home based educational involvement such as creating an enabling learning environment at home, helping their children with their assignments, helping their children develop cognitive skills and other school skills and motivating their children to do well in school supports student success.
Researches show that multimodal and effective migrant parental involvement in the education of their children increases the test scores of such students and also shows strong student success even after academic abilities and socio-economic status are taken into consideration.
School officials' racial stereotypes , class stereotypes, biases and attitudes regarding parental involvement in the education of their children hinders school officials from involving parents as partners in the education of their children.
Also, bureaucracies in the public education systems hinders parents from advocating for changes that would benefit their children. Formally organized parental associations in schools that seeks to increase parental involvement, ignore the cultural and socio-economic needs of minorities, thereby contributing to the barriers of parental involvement, especially for marginalized parents.
Research shows that high number of marginalized parents do not actively engage in their children's schooling. There is also a wide gap between the rhetoric of best parental involvement practices and actual parental involvement practices.
Effective parental involvement in the education of their children involves; parenting, communication, volunteering, home tutoring, involvement in decision-making, and collaboration with the community. Effective parental involvement treats and or makes school officials and parents partners in the education of their children.
See also:
A common defining feature is that programs and activities are developed in dialogue with communities and participants. The purpose of community learning and development is to develop the capacity of individuals and groups of all ages through their actions, the capacity of communities, to improve their quality of life. Central to this is their ability to participate in democratic processes.
Community education encompasses all those occupations and approaches that are concerned with running education and development programmes within local communities, rather than within educational institutions such as schools, colleges and universities.
The latter is known as the formal education system, whereas community education is sometimes called informal education. It has long been critical of aspects of the formal education system for failing large sections of the population in all countries and had a particular concern for taking learning and development opportunities out to poorer areas, although it can be provided more broadly.
There are a myriad of job titles and employers include public authorities and voluntary or non-governmental organizations, funded by the state and by independent grant making bodies. Schools, colleges and universities may also support community learning and development through outreach work within communities.
The community schools movement has been a strong proponent of this since the sixties. Some universities and colleges have run outreach adult education programs within local communities for decades. Since the seventies the prefix word ‘community’ has also been adopted by several other occupations from youth workers and health workers to planners and architects, who work with more disadvantaged groups and communities and have been influenced by community education and community development approaches.
Community educators have over many years developed a range of skills and approaches for working within local communities and in particular with disadvantaged people. These include less formal educational methods, community organizing and group work skills.
Since the 1960s and 1970s through the various anti poverty programs in both developed and developing countries, practitioners have been influenced by structural analyses as to the causes of disadvantage and poverty i.e. inequalities in the distribution of wealth, income, land etc. and especially political power and the need to mobilize people power to effect social change.
Thus the influence of such educators as Paulo Friere and his focus upon this work also being about politicizing the poor.
In the history of community education and community learning and development, the UK has played a significant role in hosting the two main international bodies representing community education and community development. These being the International Community Education Association, which was for many years based at the Community Education Development Centre based in Coventry UK.
ICEA and CEDC have now closed, and the International Association for Community Development, which still has its HQ in Scotland.
In the 1990s there was some thought as to whether these two bodies might merge. The term community learning and development has not taken off widely in other countries. Although community learning and development approaches are recognized internationally.
These methods and approaches have been acknowledged as significant for local social, economic, cultural, environmental and political development by such organizations as the UN, WHO, OECD, World Bank, Council of Europe and EU.
In the UK:
In the UK, the term community learning and development has now been widely adopted as describing a discrete employment sector of occupations concerned with outreach education and development work in local communities. In 1999, a UK-wide organization responsible for setting professional training standards for education and development practitioners working within local communities was established.
This organization was called PAULO – the National Training Organisation for Community Learning and Development. (It was named after Paulo Freire.) It was formally recognized by David Blunket, the Secretary of State for Education and Employment in the New Labour Government in January 1999. It brought together a range of occupational interests under a single national training standards body, these being, adult education, youth work, community development and development education.
The inclusion of community development was significant as it was initially uncertain as to whether it would join the NTO for Social Care.
The Community Learning and Development NTO represented all the main employers, trades unions, professional associations and national development agencies working in this area across the four nations of the UK. This was the first time that the informal education occupations across the UK had ever come together with the common purpose of creating a publicly recognized occupational sector, in the way that school teachers or college lecturers had long been publicly and officially recognised.
The term 'community learning and development' was adopted to acknowledge that all of these occupations worked primarily within local communities, and that this work encompassed not just providing less formal learning support but also a concern for the wider holistic development of those communities – socio-economically, environmentally, culturally and politically. In effect this brought together for the first time two traditions.
The former group of occupations – adult educators, youth workers and community education workers had tended to focus upon the provision of informal education support for individuals and groups within communities. They had always seen their work as being educational. The latter group – community workers, community development workers and development educators had tended to focus upon the socio-economic and environmental development of those communities.
Both sets of occupations recognized that they shared very similar values, knowledge base and skill sets and that what brought them together was a common commitment to supporting learning and social action.
By bringing together these occupational groups this created for the first time a single recognised employment sector of nearly 300,000 full and part-time paid staff within the UK, approximately 10% of these staff being full-time. The NTO continued to recognise the range of different occupations within it, for example specialists who work primarily with young people, but all agreed that they shared a core set of professional approaches to their work.
In 2002 the New Labour Government announced that it wished to cluster NTOs, of which there were over 50 covering a wide range of occupations across the UK labor market, under a smaller number of what they called Sector Skills Councils. A Sector Skills Council was formed called the Lifelong Learning UK Sector Skills Council. PAULO became one of five discrete pillars within LLUK, the others being the former NTOs for Further Education, for Universities, for Library and information Services and for Work Based Education.
Over nearly a decade LLUK did a large amount of labour market mapping, as well as setting standards for the professional training of people working in the CLD area and generally promoted the identity of this sector across wider UK public policies and the public, non governmental and private sector employers.
All Sector Skills Councils in the UK including LLUK were abolished by the Conservative/Liberal coalition Government in 2011 and at the time of writing it is uncertain as to whether a single body representing the professional community learning and development sector will be sustained. The Community and Youth Workers Union which is part of the Unite Union in the UK played the lead role in improving employee’s conditions across the sector but never succeeded in representing all employees within the CLD sector and is not widely represented across all parts of the UK.
The Scottish Government has continued to recognize community learning and development as a discrete employment sector, and has for over a decade supported CLD training for people wishing to work professionally in this area. There is a team of HMI (Her Majesties Inspectors) to inspect the quality of delivery by employers.
In 2007 the Scottish Government established a Scottish Standards Council for Community Learning and Development. This organization oversees quality standards in the professional training of staff working in this field, including the validation and endorsement of professional training courses and is introducing a professional registration scheme for such qualified practitioners. It has continued much of the work of the former LLUK as it operated in Scotland.
At the present time similar CLD Standards Councils have not been set up in other parts of the UK and it does appear that the sector outside Scotland is once again becoming more fragmented. Unlike the formal education sector there is virtually no legislation in the UK underpinning the need to provide and fund community learning and development.
Consequently, it has been vulnerable to cuts in public expenditure due to the recession, particularly projects that were seen as too radical.
National priorities:
Three national priorities have been developed for community learning and development in Scotland:
Achievement through learning for adults: Raising standards of achievement in learning for adults through community-based lifelong learning opportunities incorporating the core skills of literacy, numeracy, communications, working with others, problem solving and information communications technology (ICT).
Achievement through learning for young people Engaging with young people to facilitate their personal, social and educational development and enable them to gain a voice, influence and place in society.
Achievement through building community capacity: Building community capacity and influence by enabling people to develop the confidence, understanding and skills required to influence decision making and service delivery.
Principles and competences:
Competent CLD workers will ensure that their work supports social change and social justice and is based on the values of CLD. Their approach is collaborative, anti-discriminatory and equalities-focused and they work with diverse individuals, communities of place or interest when this is or is not appropriate.
Central to their practice is challenging discrimination and its consequences and working with individuals and communities to shape learning and development activities that enhance quality of life and sphere of influence. They have good interpersonal and listening skills and their practice demonstrates that they value and respect the knowledge, experience and aspirations of those involved.
The Scottish Government have introduced the following set of principles of which community learning and development related activities should be based on:
- Empowerment – increasing the ability of individuals and groups to influence issues that affect them and their communities;
- Participation – supporting people to take part in decision making;
- Inclusion, equality of opportunity and anti-discrimination – recognising that some people may need additional support to overcome the barriers they face;
- Self-determination – supporting the right of people to make their own choices; and
- Partnership – recognising that many agencies can contribute to CLD to ensure resources are used effectively.
Wisconsin Model:
A philosophical base for developing Community Education programs is provided through the five components of the Wisconsin Model of Community Education. The model provides a process framework for local school districts to implement or strengthen community education.
A set of Community Education Principles was developed by Larry Horyna and Larry Decker for the National Coalition for Community Education in 1991 These include:
- Self-determination: Local people are in the best position to identify community needs and wants. Parents, as children's first and most important teachers, have both a right and a responsibility to be involved in their children's education.
- Self-help: People are best served when their capacity to help themselves is encouraged and enhanced. When people assume ever-increasing responsibility for their own well being, they acquire independence rather than dependence.
- Leadership Development: The identification, development, and use of the leadership capacities of local citizens are prerequisites for ongoing self-help and community improvement efforts.
- Localization: Services, programs, events, and other community involvement opportunities that are brought closest to where people live have the greatest potential for a high level of public participation. Whenever possible, these activities should be decentralized to locations of easy public access.
- Integrated Delivery of Services: Organizations and agencies that operate for the public good can use their limited resources, meet their own goals, and better serve the public by establishing close working relationships with other organizations and agencies with related purposes.
- Maximum Use of Resources: The physical, financial, and human resources of every community should be interconnected and used to their fullest if the diverse needs and interests of the community are to be met.
- Inclusiveness: The segregation or isolation of people by age, income, sex, race, ethnicity, religion, or other factors inhibits the full development of the community. Community programs, activities, and services, should involve the broadest possible cross section of community residents.
- Responsiveness: Public institutions have a responsibility to develop programs and services that respond to the continually changing needs and interests of their constituents.
- Lifelong Learning: Learning begins at our birth and continues until death. Formal and informal learning opportunities should be available to residents of all ages in a wide variety of community settings.
Role of the professional:
The role of a community learning and development professional depends somewhat on the career path followed. For example, someone working with young people may have different priorities than someone working with adults; however, the outcomes are very similar in a sense that both will be aiming to promote a more socially just and equal society.
Community learning and development is a vast field of work and the range of job categories is wide and may include the following: Youth Information Worker, Detached Youth Worker, Community Arts Worker, Community Capacity Worker, Local Authority Community Planning Officer, etc.
Community learning and development workers should see themselves as working with people, rather than for them. Empathy is crucial to understanding the issues faced by those they work with and it is important that they engage in a way that does not intimidate people or place the worker in a position of looking down on those they work with.
The role of a Community learning and development worker is largely different from the role of a formal educator such as a teacher. Community learning and development workers do not follow a curriculum, as they allow the people they work with to form their own way of learning and each individual is believed to have the ability to reach their full potential in life.
A community learning and development approach is arguably a more effective way of learning as every individual has their own unique way to learn and community learning and development workers look for the best possible method that suits the individual. Community learning and development approaches are gradually being adopted in schools to some extent and many other agencies and using a community learning and development approach in their work.
In Canada, a university in Alberta has created a Community-based Bachelor of Education program to prepare teachers for rural community education, making it the first university program in Canada that aims at preparing teachers for rural community education.
Qualifications:
Professional community educators or community learning and development workers usually hold a professional degree in community education or community learning and development, depending on the course offered at the university from which they graduate.
In Scotland, qualifications may be Approved by the Standards Council for Community Learning and Development. This means that the course has been assessed by a group of peers - an Approval Panel. The course must have a practice element totalling 40% of the course to gain Approval. More details on the Approval Process and a list of Approved qualifications are available on the Standards Council website www.cldstandardscouncil.org.uk In order to gain entrance to this course, a history of voluntary work is usually desirable.
Many of those working in the field of community learning and development will be doing so voluntarily. These people are usually encouraged to complete a work-place based alternative to the full-time degree course. Others in paid positions may hold qualifications relevant to the field. These people will also be encouraged to study for a degree in community education.
Some university institutions offer post-graduate degrees in community education such as MA, MSc, PGDip, PGCert, etc.
Participatory democracy:
Youth participation:
In countries where democratic governments exist, people are encouraged to vote for someone to represent them. In today's society there is a dwindling interest in politics from our younger generation and this could have a negative effect on our democracy and political system in years to come. Community learning and development has the potential to encourage young people to become more interested in politics and helping them influence decisions that affect their lives.
In many parts of the world, youth parliament-style organizations have been set up to allow young people to debate issues that affect them and others in their community. Young people engage with these organizations voluntarily and are sometimes elected using a democratic system of voting. Young people are at the heart of these organizations and are usually involved in the management and development. The majority of these organizations are facilitated and staffed by workers trained in community learning and development; however, staff role is mainly to facilitate and be supportive but not intrusive.
These organizations allow young people to gain a voice, influence decision makers who affect their lives and provide them with a sense of self-worth and a place in society.
In the United Kingdom, examples of these organizations include the United Kingdom Youth Parliament (UKYP); in Scotland, the Scottish Youth Parliament (SYP); in Wales the Children & Young People's Assembly for Wales; and in Northern Ireland, the Northern Ireland Youth Forum. In Canada, examples include Youth Parliament of Manitoba (YPM), Saskatchewan Youth Parliament (SYP), TUXIS Parliament of Alberta (TUXIS), and British Columbia Youth Parliament (BCYP).
Parental participation:
Cultural divides and deficit thinking creates mutual distrust between marginalized parents and schools which in turn creates barriers to active parental involvement of marginalized parents in the education of their children.
Researches also show that parents of high socio-economic status play active and direct role in the education of their children and are more likely to influence school policies that affects their children's schooling whereas parents of low socio-economic status play indirect roles in the education of their children and are less likely to influence school policies that affects their children's schooling.
The gap between parents' educational involvement among parents from higher socio-economic status and parents from lower socio-economic status results in a more personalized education that caters for the needs of children from higher socio-economic backgrounds and more alienating and generic education systems/policies for students from low socio-economic backgrounds.
The following practices are necessary for parent and community participation in the education of their wards to be effective; students come to school healthy and ready to learn, parents assist schools with financial and or material support, there are frequent communications between parents and school authorities, parents have meaningful authorities in the schools and they also assist in the teaching of their children.
Parents' home based educational involvement such as creating an enabling learning environment at home, helping their children with their assignments, helping their children develop cognitive skills and other school skills and motivating their children to do well in school supports student success.
Researches show that multimodal and effective migrant parental involvement in the education of their children increases the test scores of such students and also shows strong student success even after academic abilities and socio-economic status are taken into consideration.
School officials' racial stereotypes , class stereotypes, biases and attitudes regarding parental involvement in the education of their children hinders school officials from involving parents as partners in the education of their children.
Also, bureaucracies in the public education systems hinders parents from advocating for changes that would benefit their children. Formally organized parental associations in schools that seeks to increase parental involvement, ignore the cultural and socio-economic needs of minorities, thereby contributing to the barriers of parental involvement, especially for marginalized parents.
Research shows that high number of marginalized parents do not actively engage in their children's schooling. There is also a wide gap between the rhetoric of best parental involvement practices and actual parental involvement practices.
Effective parental involvement in the education of their children involves; parenting, communication, volunteering, home tutoring, involvement in decision-making, and collaboration with the community. Effective parental involvement treats and or makes school officials and parents partners in the education of their children.
See also:
- Lifelong learning
- Youth Bank
- Community Education Principles. Wisconsin Department of Public Instruction. Archived from the original on 2006-08-31. Retrieved 2008-05-08.
- Supporting Education Through Community Engagement with Sienna Wildfield (TEDx Talk). Hilltown Families.
- Hilltown Families.
Communities of Innovation
- YouTube Video: Co -Matters: Insights into Community Innovation & Getting through COVID-19
- YouTube Video: 2020 Community Innovation Award Recipient - The Atrium Project
- YouTube Video: Charles Leadbeater: The era of open innovation
Communities that support innovation have been referred to as communities of innovation (CoI), communities for innovation, innovation communities, open innovation communities, and communities of creation.
Definitions:
Lim and Ong (2019) define a community of innovation (CoI) as a group of people with a sense of comaradie, belonging and a collective identity who are jointly facilitating innovation.
CoIs are groups made up of motivated individuals working together towards a common goal because they are convinced of their common cause.
Coakes and Smith (2007) define communities of innovation (CoIs) as a form of communities of practice dedicated to the support of innovation.
Sawhney and Prandelli (2000) proposed the model of communities of creation as a new governance mechanism for managing knowledge found in different companies for the purpose of innovation. In CoIs, intellectual property rights are considered to be owned by the entire community although the community is governed by a central firm which acts as the sponsor and defines the ground rules for participation. This model lies between the closed hierarchical model and the open market-based model.
Role of communities in organizations:
Quoting Mintzberg (2009), Lim and Ong (2019) points out that managers need to re-discover the essence of communities in the organizations in order to appropriately manage people within the organizations, who are not simply an organizational resource to be exploited, but who are the very organization itself.
In other words, employees who feel they are valued and fairly treated by their organizations will usually work generously and in times of need, sacrificially for the success of the organization of which they feel they are a part of. However, employees who perceive themselves as being exploited, or possibly next on the retrenchment list, will more often than not put in only minimal work for the organization.
Relationship between communities and innovation:
Stacey (1969) observed that the term ‘community’ has been used by some to connote social relations in a defined geographical area, and by others to stress the feeling of belonging to a group.
Innovation is the development and implementation of a new idea (Van de Ven, 1986).
Collaboration contributes to innovation (Pouwels and Koster, 2017).
Macro-processes of communities of innovation:
Lim and Ong (2019) observed three macro-processes, the first macro-process pertaining to having a relax and conducive environment for interaction and innovation, a second macro-process centering on the need for recognition and organizational resources to sustain the innovation process and a third macro-process of narrowing down the choices and implementation of the innovation.
Building on the literature on innovation, they termed the first and third macro-processes the divergence (knowledge sharing, search activities, exploratory, and idea generation) and convergence (elimination of alternatives and narrowing down towards a choice, implementation, exploitation, and commercialization of ideas) macro-processes of community innovation.
They termed the second macro-process the gateway macro-process (evaluation of new knowledge creation, selection, prioritization, control, idea screening and advocacy) as they observed that it consists of the critical processes which the organization uses to choose ideas to endorse for further development. It is the gateway through which informal communities of innovation may enter to become formal communities of innovation within the organization.
The macro-process of divergence management begins with individuals within the community of innovation building trust, sharing and discussing ideas, agreeing to develop ideas together and to seek recognition or funding from their organization. The macro-process of gateway management then evaluates the preliminary results for recognition or funding with the outcome as either funding approved or not approved for the development of the new products or services.
Finally, if the funding is approved, the group dynamics of the community of innovation then becomes formalized within the organization, bringing about the development and implementation of new products or services within the macro-process of convergence management.
Communities of innovation compared to communities of practice:
Lim and Ong (2019) observed that in contrast to communities of practice, communities of innovation:
They also noted that a community of innovation (COI) may be specialized in one function like a community of practice (COP). An example is an innovation project which involves only staff from the engineering department. It is also possible for communities of innovation to be cross-functional (e.g. involving 2-3 functions).
An example is an innovation project which involves staff from two functions, the business department and the environmental science department. In their research, they observed that cross-functional communities of innovation were able to consider problems from more perspectives and come up with more varied solutions.
However, cross-functional communities of innovation usually require more time for discussions due to the difference in the members’ level of knowledge concerning different topics and their associated jargons:
Definitions:
Lim and Ong (2019) define a community of innovation (CoI) as a group of people with a sense of comaradie, belonging and a collective identity who are jointly facilitating innovation.
CoIs are groups made up of motivated individuals working together towards a common goal because they are convinced of their common cause.
Coakes and Smith (2007) define communities of innovation (CoIs) as a form of communities of practice dedicated to the support of innovation.
Sawhney and Prandelli (2000) proposed the model of communities of creation as a new governance mechanism for managing knowledge found in different companies for the purpose of innovation. In CoIs, intellectual property rights are considered to be owned by the entire community although the community is governed by a central firm which acts as the sponsor and defines the ground rules for participation. This model lies between the closed hierarchical model and the open market-based model.
Role of communities in organizations:
Quoting Mintzberg (2009), Lim and Ong (2019) points out that managers need to re-discover the essence of communities in the organizations in order to appropriately manage people within the organizations, who are not simply an organizational resource to be exploited, but who are the very organization itself.
In other words, employees who feel they are valued and fairly treated by their organizations will usually work generously and in times of need, sacrificially for the success of the organization of which they feel they are a part of. However, employees who perceive themselves as being exploited, or possibly next on the retrenchment list, will more often than not put in only minimal work for the organization.
Relationship between communities and innovation:
Stacey (1969) observed that the term ‘community’ has been used by some to connote social relations in a defined geographical area, and by others to stress the feeling of belonging to a group.
Innovation is the development and implementation of a new idea (Van de Ven, 1986).
Collaboration contributes to innovation (Pouwels and Koster, 2017).
Macro-processes of communities of innovation:
Lim and Ong (2019) observed three macro-processes, the first macro-process pertaining to having a relax and conducive environment for interaction and innovation, a second macro-process centering on the need for recognition and organizational resources to sustain the innovation process and a third macro-process of narrowing down the choices and implementation of the innovation.
Building on the literature on innovation, they termed the first and third macro-processes the divergence (knowledge sharing, search activities, exploratory, and idea generation) and convergence (elimination of alternatives and narrowing down towards a choice, implementation, exploitation, and commercialization of ideas) macro-processes of community innovation.
They termed the second macro-process the gateway macro-process (evaluation of new knowledge creation, selection, prioritization, control, idea screening and advocacy) as they observed that it consists of the critical processes which the organization uses to choose ideas to endorse for further development. It is the gateway through which informal communities of innovation may enter to become formal communities of innovation within the organization.
The macro-process of divergence management begins with individuals within the community of innovation building trust, sharing and discussing ideas, agreeing to develop ideas together and to seek recognition or funding from their organization. The macro-process of gateway management then evaluates the preliminary results for recognition or funding with the outcome as either funding approved or not approved for the development of the new products or services.
Finally, if the funding is approved, the group dynamics of the community of innovation then becomes formalized within the organization, bringing about the development and implementation of new products or services within the macro-process of convergence management.
Communities of innovation compared to communities of practice:
Lim and Ong (2019) observed that in contrast to communities of practice, communities of innovation:
- may emerge by themselves or be cultivated;
- they usually exist for a narrower purpose of producing a new service or product over a shorter life span;
- they are made up of participants from either one or more functions;
- they require a higher level of trust between participants to be effective;
- there is a higher cost to their participants; and the potential benefit to the organization may be greater when they are successfully implemented.
They also noted that a community of innovation (COI) may be specialized in one function like a community of practice (COP). An example is an innovation project which involves only staff from the engineering department. It is also possible for communities of innovation to be cross-functional (e.g. involving 2-3 functions).
An example is an innovation project which involves staff from two functions, the business department and the environmental science department. In their research, they observed that cross-functional communities of innovation were able to consider problems from more perspectives and come up with more varied solutions.
However, cross-functional communities of innovation usually require more time for discussions due to the difference in the members’ level of knowledge concerning different topics and their associated jargons:
According to Etienne Wenger, a community of practice (CoP) is a group composed of people who are interested in the same topic and often interact with each other in order to increase their knowledge in this topic. CoPs are very similar to CoIs; however, the two differ in a number of critical ways. They can be easily confused between.
A CoP is able to connect the attitudes and values of dissimilar organizations. For example, a researcher may have a similar skill-set as someone working at a corporation; however, they may have very different tacit knowledge and motivation.
The formation of a CoP can bring these separate groups with different motivations to form a beneficial partnership.
CoPs and CoIs share many traits and are closely related – so much so that a CoI can be deemed to be a type of CoP.
CoIs are, however, different in certain critical ways not routinely addressed by CoPs, ways that are vital in the process of innovation. CoIs are focused on innovation, and while skills and processes can be transplanted across organizations, innovation processes and methods cannot, without significant customization and adaptation.
Another element that separates a CoI is "inspiration to action", which refers to the relationships formed between kindred spirits – relationships providing support and inspiration for taking on the uphill battle of creating significant change and embarking on new possibilities. In contrast, this process of innovation and bringing about significant change – is not well integrated with corporate strategy.
Drivers of collaborative innovation:
Drivers of organizational innovativeness include team processes and external knowledge (Rose et al., 2016) and networking (Lewis et al., 2018).
Communities of innovation and organizational ambidexterity:
Successful COIs increase innovations within an organization. They, therefore, have the potential to contribute to organizational ambidexterity, which refers to the organization's dual capabilities of managing the current business and being flexible and adaptable to meet future changes and demands.
Examples:
Examples of communities of innovation in history include the communities behind steam engines, iron and steel production, and textile machinery. The Pig Iron industry of Cleveland in the UK during 1850–1870 is a prime example of it.
In recent decades, the software industry has exhibited the most significant presence of CoIs. 96% of software products developed in 2016 used open source software. Particularly, in software that runs the computing infrastructure of the internet, open source is ubiquitous.
Prime examples of open source software created through communities of innovation include OpenOffice, Python, Blender, GIMP, GNOME, Apache, PostgresQL and PHP, besides Linux.
The CoI that developed Linux:
Traditionally, the company is the most efficient means of managing knowledge belonging to different people. The primary motivation is job security, career advancement, and recognition.
Lee and Cole (2003) argue for a community structure for knowledge creation that crosses firms boundaries. To substantiate their argument they put forth the case of how "thousands of talented volunteers, dispersed across organizational and geographical boundaries, collaborate via the Internet to produce a knowledge-intensive, innovative product of high quality": the Linux kernel (Lee and Cole 2003, p. 633).
The Linux community has proved to be a very efficient mean of managing knowledge belonging to different people. The primary motivation is a value system, recognition, and potential career advancement or hop. Lee and Cole (2003) argue that research on knowledge management has to date focused on hierarchy and therefore has not adequately addressed the mobilization of distributed knowledge, the knowledge that is dispersed among many people.
They note that, as illustrated by the Linux case, "the advent of the Internet and Web-based technologies has enabled specialized communities to convene, interact, and share resources extensively via electronic interfaces," even across firms' boundaries (Lee and Cole 2003, p. 633).
People are able to contribute effectively outside their working hours. Coordination of the work (including feedback) is possible even when people are working from different locations. The catchment area is therefore much larger and the critical mass of software engineers required to develop and maintain the Linux project was therefore achievable.
Benefits and disadvantages:
According to Henry Chesbrough, over the twentieth century, the closed innovation paradigm was overtaken by the theory of open innovation, which emphasizes the significantly higher importance of external resources – thanks to an increasing trend towards globalization, new market participants, and simultaneously shorter product life cycles with correspondingly increasing R&D costs.
Innovation through CoIs has many benefits when compared to proprietary or closed-off product development. Particularly, individual innovators and small and medium-sized enterprises (SMEs) are expected to gain most from open innovation collaborations due to their inherently limited capabilities.
When the most popular Open Source tools and applications – developed through collaboration among their respective communities of innovation (such as software like Linux, Apache Web Server, PostgresSQL and PHP) were compared with similar proprietary software, Gartner found that open source bested or equaled the quality of their proprietary cousins and that many open source developers and advocates are gainfully employed and at very little risk of losing future work prospects.
Open source products development has proven to be an efficient way of exhibiting skills.
According to the Technology and Innovation Management Review, open innovation generally provides the following benefits: Broader base of ideas, Technological synergy, Improvement of the internal learning capacity through the transfer of external knowledge and learning routines and Use of intellectual property as strategic assets.
However, open innovation is also associated with a slow or delayed development Pace.
Also, over time it has been proven – especially in the case of communities of innovation in the software industry – that due to the nature of patent and intellectual property law, the dream of open source software as advanced by its advocates – has failed. It was believed that democratization of software would result in shared ownership of its intellectual property, but that hasn't happened.
Software built using open source software – is then patented and closed to external collaboration by wealthy companies, who profit much more from the results than the communities of innovation involved in developing the underlying technologies. This leads to greater wealth inequality, as opposed to social good.
According to an article in Technology and Innovation Management Review, open innovation generally suffers from the following disadvantages: strong dependence on external knowledge; loss of key knowledge control; loss of flexibility, creativity, and strategic power.
History:
There is evidence that, contrary to the popular belief, communities of innovation such as those in open source software, are not a recent development. There are many examples in history in which innovators have used collective invention as in the cases of textile machinery, steam engines, and the production of iron and steel.
In these cases, the innovators' behavior was largely dependent on public policy that accommodated knowledge sharing to foster cumulative innovation. Sometimes, knowledge sharing coexisted with patenting.
Despite the historical precedent, today knowledge sharing among innovators is generally regarded as a modern development. The cost for information exchange has drastically decreased due, in a large part, to breakthroughs within the information and communication fields.
According to Henry Chesborough (2003), modern open innovation is often seen as, "a sharp break from the paradigm of the early twentieth century when research labs were largely self sufficient – only occasionally receiving outside visitors, and researchers would seldom venture out to visit universities or scientific expositions". In history, the "heroic inventor" is shown greater consideration than the cooperation of innovators.
Stories of innovative heroes were believed to be more fascinating than other narratives, such as the stories of often nameless farmers, who created and shared new types of wheat on the Great Plains. This demonstrates the cultural shift that caused the "heroic inventor" to be nationally celebrated in Britain and all Western countries.
Knowledge sharing often occurred in the past, though there is not enough evidence to prove whether or not it occurs more frequently today. However, it is known that tension has existed for some time between the depth and scope of open knowledge sharing and the patent system.
Among the foremost examples of collective innovation in the past is Cleveland's Pig Iron industry in the UK during 1850–1870. This industry experienced a "free exchange of information about new techniques and plant designs among firms in an industry".
According to economic historian Robert Allen, the proliferation of knowledge sharing in the iron district had two plausible reasons. First, afterword traveled of a prosperous blast furnace design, the reputations of engineers grew to be more positive. This only increased profits and allowed engineers to improve their careers. Second, such disclosures could cause the value of the revealing party's assets to decrease.
Improving the blast furnace designs, in turn, led to an increase in the values of iron ore deposits, because these Cleveland ore mines were often owned by the blast furnace firms.
This possibly made revealing technical information freely a profitable activity from the individual firm's point of view. Similarities can be drawn to today's communities of innovation, where the primary motivation for participants is recognition and potential career advancement, and for participating firms is related profit.
It is yet to be understood how the rivalry between firms and innovators (that caused knowledge sharing to exist) came to be, while which conditions actually lead to aggressive rivalry and patenting. Bessen and Nuvolari (2011) mention that "... as the technology matures, the nature of firms rivalry, their willingness to share knowledge and their use of patents correspondingly change.
In particular, knowledge sharing is more likely to occur during the early phases of technology or where local innovation has little effect on worldwide prices."
See also:
A CoP is able to connect the attitudes and values of dissimilar organizations. For example, a researcher may have a similar skill-set as someone working at a corporation; however, they may have very different tacit knowledge and motivation.
The formation of a CoP can bring these separate groups with different motivations to form a beneficial partnership.
CoPs and CoIs share many traits and are closely related – so much so that a CoI can be deemed to be a type of CoP.
CoIs are, however, different in certain critical ways not routinely addressed by CoPs, ways that are vital in the process of innovation. CoIs are focused on innovation, and while skills and processes can be transplanted across organizations, innovation processes and methods cannot, without significant customization and adaptation.
Another element that separates a CoI is "inspiration to action", which refers to the relationships formed between kindred spirits – relationships providing support and inspiration for taking on the uphill battle of creating significant change and embarking on new possibilities. In contrast, this process of innovation and bringing about significant change – is not well integrated with corporate strategy.
Drivers of collaborative innovation:
Drivers of organizational innovativeness include team processes and external knowledge (Rose et al., 2016) and networking (Lewis et al., 2018).
Communities of innovation and organizational ambidexterity:
Successful COIs increase innovations within an organization. They, therefore, have the potential to contribute to organizational ambidexterity, which refers to the organization's dual capabilities of managing the current business and being flexible and adaptable to meet future changes and demands.
Examples:
Examples of communities of innovation in history include the communities behind steam engines, iron and steel production, and textile machinery. The Pig Iron industry of Cleveland in the UK during 1850–1870 is a prime example of it.
In recent decades, the software industry has exhibited the most significant presence of CoIs. 96% of software products developed in 2016 used open source software. Particularly, in software that runs the computing infrastructure of the internet, open source is ubiquitous.
Prime examples of open source software created through communities of innovation include OpenOffice, Python, Blender, GIMP, GNOME, Apache, PostgresQL and PHP, besides Linux.
The CoI that developed Linux:
Traditionally, the company is the most efficient means of managing knowledge belonging to different people. The primary motivation is job security, career advancement, and recognition.
Lee and Cole (2003) argue for a community structure for knowledge creation that crosses firms boundaries. To substantiate their argument they put forth the case of how "thousands of talented volunteers, dispersed across organizational and geographical boundaries, collaborate via the Internet to produce a knowledge-intensive, innovative product of high quality": the Linux kernel (Lee and Cole 2003, p. 633).
The Linux community has proved to be a very efficient mean of managing knowledge belonging to different people. The primary motivation is a value system, recognition, and potential career advancement or hop. Lee and Cole (2003) argue that research on knowledge management has to date focused on hierarchy and therefore has not adequately addressed the mobilization of distributed knowledge, the knowledge that is dispersed among many people.
They note that, as illustrated by the Linux case, "the advent of the Internet and Web-based technologies has enabled specialized communities to convene, interact, and share resources extensively via electronic interfaces," even across firms' boundaries (Lee and Cole 2003, p. 633).
People are able to contribute effectively outside their working hours. Coordination of the work (including feedback) is possible even when people are working from different locations. The catchment area is therefore much larger and the critical mass of software engineers required to develop and maintain the Linux project was therefore achievable.
Benefits and disadvantages:
According to Henry Chesbrough, over the twentieth century, the closed innovation paradigm was overtaken by the theory of open innovation, which emphasizes the significantly higher importance of external resources – thanks to an increasing trend towards globalization, new market participants, and simultaneously shorter product life cycles with correspondingly increasing R&D costs.
Innovation through CoIs has many benefits when compared to proprietary or closed-off product development. Particularly, individual innovators and small and medium-sized enterprises (SMEs) are expected to gain most from open innovation collaborations due to their inherently limited capabilities.
When the most popular Open Source tools and applications – developed through collaboration among their respective communities of innovation (such as software like Linux, Apache Web Server, PostgresSQL and PHP) were compared with similar proprietary software, Gartner found that open source bested or equaled the quality of their proprietary cousins and that many open source developers and advocates are gainfully employed and at very little risk of losing future work prospects.
Open source products development has proven to be an efficient way of exhibiting skills.
According to the Technology and Innovation Management Review, open innovation generally provides the following benefits: Broader base of ideas, Technological synergy, Improvement of the internal learning capacity through the transfer of external knowledge and learning routines and Use of intellectual property as strategic assets.
However, open innovation is also associated with a slow or delayed development Pace.
Also, over time it has been proven – especially in the case of communities of innovation in the software industry – that due to the nature of patent and intellectual property law, the dream of open source software as advanced by its advocates – has failed. It was believed that democratization of software would result in shared ownership of its intellectual property, but that hasn't happened.
Software built using open source software – is then patented and closed to external collaboration by wealthy companies, who profit much more from the results than the communities of innovation involved in developing the underlying technologies. This leads to greater wealth inequality, as opposed to social good.
According to an article in Technology and Innovation Management Review, open innovation generally suffers from the following disadvantages: strong dependence on external knowledge; loss of key knowledge control; loss of flexibility, creativity, and strategic power.
History:
There is evidence that, contrary to the popular belief, communities of innovation such as those in open source software, are not a recent development. There are many examples in history in which innovators have used collective invention as in the cases of textile machinery, steam engines, and the production of iron and steel.
In these cases, the innovators' behavior was largely dependent on public policy that accommodated knowledge sharing to foster cumulative innovation. Sometimes, knowledge sharing coexisted with patenting.
Despite the historical precedent, today knowledge sharing among innovators is generally regarded as a modern development. The cost for information exchange has drastically decreased due, in a large part, to breakthroughs within the information and communication fields.
According to Henry Chesborough (2003), modern open innovation is often seen as, "a sharp break from the paradigm of the early twentieth century when research labs were largely self sufficient – only occasionally receiving outside visitors, and researchers would seldom venture out to visit universities or scientific expositions". In history, the "heroic inventor" is shown greater consideration than the cooperation of innovators.
Stories of innovative heroes were believed to be more fascinating than other narratives, such as the stories of often nameless farmers, who created and shared new types of wheat on the Great Plains. This demonstrates the cultural shift that caused the "heroic inventor" to be nationally celebrated in Britain and all Western countries.
Knowledge sharing often occurred in the past, though there is not enough evidence to prove whether or not it occurs more frequently today. However, it is known that tension has existed for some time between the depth and scope of open knowledge sharing and the patent system.
Among the foremost examples of collective innovation in the past is Cleveland's Pig Iron industry in the UK during 1850–1870. This industry experienced a "free exchange of information about new techniques and plant designs among firms in an industry".
According to economic historian Robert Allen, the proliferation of knowledge sharing in the iron district had two plausible reasons. First, afterword traveled of a prosperous blast furnace design, the reputations of engineers grew to be more positive. This only increased profits and allowed engineers to improve their careers. Second, such disclosures could cause the value of the revealing party's assets to decrease.
Improving the blast furnace designs, in turn, led to an increase in the values of iron ore deposits, because these Cleveland ore mines were often owned by the blast furnace firms.
This possibly made revealing technical information freely a profitable activity from the individual firm's point of view. Similarities can be drawn to today's communities of innovation, where the primary motivation for participants is recognition and potential career advancement, and for participating firms is related profit.
It is yet to be understood how the rivalry between firms and innovators (that caused knowledge sharing to exist) came to be, while which conditions actually lead to aggressive rivalry and patenting. Bessen and Nuvolari (2011) mention that "... as the technology matures, the nature of firms rivalry, their willingness to share knowledge and their use of patents correspondingly change.
In particular, knowledge sharing is more likely to occur during the early phases of technology or where local innovation has little effect on worldwide prices."
See also:
- Frugal innovation
- Learning community
- Online participation
- Organizational learning
- Social capital
- Tacit knowledge
- "Communication on Innovation policy: updating the Union's approach in the context of the Lisbon strategy". European Commission.
- Commission proposes 2009 to become European Year of Creativity and Innovation. European Commission.
- PRO-INNO Europe: Innovation policy analysis and development throughout Europe (Initiative of the European Commission).
Community Engagement including Community Emergency Response Team
- YouTube Video: Volunteering and Community Service
- YouTube Video: Keeping Your Volunteers Engaged During COVID-19
- YouTube Video: Five ways to be a virtual volunteer
Community engagement is involvement and participation in an organization for the welfare of the community.
Defining characteristics:
Volunteers actions, which involves giving personal time to projects in humanitarian NGOs or religious groups, are forms of community involvement. The engagement is generally motivated by values and ideals of social justice.
Community engagement can be volunteering at food banks, homeless shelters, emergency assistance programs, neighborhood cleanup programs, etc.
It is also defined as "a dynamic relational process that facilitates communication, interaction, involvement, and exchange between an organization and a community for a range of social and organizational outcomes".
As a concept, engagement features attributes of connection, interaction, participation, and involvement, designed to achieve or elicit an outcome at individual, organization, or social levels.
Current research acknowledges engagement’s socially-situated nature. Community engagement therefore offers an ethical, reflexive, and socially responsive approach to community-organizational relationships with engagement practices that aim to both understand and be responsive to community needs, views, and expectations.
Community engagement is a community-centered orientation based in dialogue. Community engagement enables a more contextualized understanding of community members’ perceptions of the topics and contexts, and facilitates stronger relationships among and between community members. The outcome of community engagement is ultimately social capital and stronger relational networks.
While community organizing involves the process of building a grassroots movement involving communities, community engagement primarily deals with the practice of moving communities toward change, usually from a stalled or similarly suspended position.
___________________________________________________________________________
Community emergency response team
In the United States, community emergency response team (CERT) can refer to
Sometimes programs and organizations take different names, such as Neighborhood Emergency Response Team (NERT), or Neighborhood Emergency Team (NET).
The concept of civilian auxiliaries is similar to civil defense, which has a longer history. The CERT concept differs because it includes nonmilitary emergencies, and is coordinated with all levels of emergency authorities, local to national, via an overarching incident command system.
Organization:
A local government agency, often a fire department, police department, or emergency management agency, agrees to sponsor CERT within its jurisdiction. The sponsoring agency liaises with, deploys and may train or supervise the training of CERT members. Many sponsoring agencies employ a full-time community-service person as liaison to the CERT members. In some communities, the liaison is a volunteer and CERT member.
As people are trained and agree to join the community emergency response effort, a CERT is formed. Initial efforts may result in a team with only a few members from across the community.
As the number of members grow, a single community-wide team may subdivide.
Multiple CERTs are organized into a hierarchy of teams consistent with ICS principles. This follows the Incident Command System (ICS) principle of Span of control until the ideal distribution is achieved: one or more teams are formed at each neighborhood within a community.
A Teen Community Emergency Response Team (TEEN CERT), or Student Emergency Response Team (SERT), can be formed from any group of teens. A Teen CERT can be formed as a school club, service organization, Venturing Crew, Explorer Post, or the training can be added to a school's graduation curriculum. Some CERTs form a club or service corporation, and recruit volunteers to perform training on behalf of the sponsoring agency.
This reduces the financial and human resource burden on the sponsoring agency.
When not responding to disasters or large emergencies, CERTs may
Some sponsoring agencies use state and federal grants to purchase response tools and equipment for their members and team(s) (subject to Stafford Act limitations). Most CERTs also acquire their own supplies, tools, and equipment. As community members, CERTs are aware of the specific needs of their community and equip the teams accordingly.
Response:
The basic idea is to use CERT to perform the large number of tasks needed in emergencies. This frees highly trained professional responders for more technical tasks. Much of CERT training concerns the Incident Command System and organization, so CERT members fit easily into larger command structures.
A team may self-activate (self-deploy) when their own neighborhood is affected by disaster. An effort is made to report their response status to the sponsoring agency.
A self-activated team will size-up the loss in their neighborhood and begin performing the skills they have learned to minimize further loss of life, property, and environment. They will continue to respond safely until redirected or relieved by the sponsoring agency or professional responders on-scene.
Teams in neighborhoods not affected by disaster may be deployed or activated by the sponsoring agency. The sponsoring agency may communicate with neighborhood CERT leaders through an organic communication team. In some areas the communications may be by amateur radio, FRS, GMRS or MURS radio, dedicated telephone or fire-alarm networks.
In other areas, relays of bicycle-equipped runners can effectively carry messages between the teams and the local emergency operations center.
The sponsoring agency may activate and dispatch teams in order to gather or respond to intelligence about an incident. Teams may be dispatched to affected neighborhoods, or organized to support operations. CERT members may augment support staff at an Incident Command Post or Emergency Operations Center.
Additional teams may also be created to guard a morgue, locate supplies and food, convey messages to and from other CERTs and local authorities, and other duties on an as-needed basis as identified by the team leader.
In the short term, CERTs perform data gathering, especially to locate mass-casualties requiring professional response, or situations requiring professional rescues, simple fire-fighting tasks (for example, small fires, turning off gas), light search and rescue, damage evaluation of structures, triage and first aid.
In the longer term, CERTs may assist in the evacuation of residents, or assist with setting up a neighborhood shelter.
While responding, CERT members are temporary volunteer government workers. In some areas, (such as California, Hawaii and Kansas) registered, activated CERT members are eligible for worker's compensation for on-the-job injuries during declared disasters.
Member roles:
The Federal Emergency Management Agency (FEMA) recommends that the standard, ten-person team be comprised as follows:
Because every CERT member in a community receives the same core instruction, any team member has the training necessary to assume any of these roles. This is important during a disaster response because not all members of a regular team may be available to respond.
Hasty teams may be formed by whichever members are responding at the time. Additionally, members may need to adjust team roles due to stress, fatigue, injury, or other circumstances.
Because every CERT member in a community receives the same core instruction, any team member has the training necessary to assume any of these roles. This is important during a disaster response because not all members of a regular team may be available to respond.
Hasty teams may be formed by whichever members are responding at the time. Additionally, members may need to adjust team roles due to stress, fatigue, injury, or other circumstaces.
Training:
While state and local jurisdictions will implement training in the manner that best suits the community, FEMA's National CERT Program has an established curriculum. Jurisdictions may augment the training, but are strongly encouraged to deliver the entire core content. The CERT core curriculum for the basic course is composed of the following nine units (time is instructional hours):
CERT training emphasizes safely "doing the most good for the most people as quickly as possible" when responding to a disaster. For this reason, cardiopulmonary resuscitation (CPR) training is not included in the core curriculum, as it is time and responder intensive in a mass-casualty incident.
However, many jurisdictions encourage or require CERT members to obtain CPR training. Many CERT programs provide or encourage members to take additional first aid training. Some CERT members may also take training to become a certified first responder or emergency medical technician.
Many CERT programs also provide training in amateur radio operation, shelter operations, flood response, community relations, mass care, the incident command system (ICS), and the National Incident Management System (NIMS).
Each unit of CERT training is ideally delivered by professional responders or other experts in the field addressed by the unit. This is done to help build unity between CERT members and responders, keep the attention of students, and help the professional response organizations be comfortable with the training which CERT members receive.
Each course of instruction is ideally facilitated by one or more instructors certified in the CERT curriculum by the state or sponsoring agency. Facilitating instructors provide continuity between units, and help ensure that the CERT core curriculum is being delivered successfully.
Facilitating instructors also perform set-up and tear-down of the classroom, provide instructional materials for the course, record student attendance and other tasks which assist the professional responder in delivering their unit as efficiently as possible.
CERT training is provided free to interested members of the community, and is delivered in a group classroom setting. People may complete the training without obligation to join a CERT. Citizen Corps grant funds can be used to print and provide each student with a printed manual. Some sponsoring agencies use Citizen Corps grant funds to purchase disaster response tool kits. These kits are offered as an incentive to join a CERT, and must be returned to the sponsoring agency when members resign from CERT.
Some sponsoring agencies require a criminal background-check of all trainees before allowing them to participate on a CERT. For example, the city of Albuquerque, New Mexico require all volunteers to pass a background check, while the city of Austin, Texas does not require a background check to take part in training classes but requires members to undergo a background check in order to receive a CERT badge and directly assist first responders during an activation of the Emergency Operations Center.
However, most programs do not require a criminal background check in order to participate.
See also:
Defining characteristics:
Volunteers actions, which involves giving personal time to projects in humanitarian NGOs or religious groups, are forms of community involvement. The engagement is generally motivated by values and ideals of social justice.
Community engagement can be volunteering at food banks, homeless shelters, emergency assistance programs, neighborhood cleanup programs, etc.
It is also defined as "a dynamic relational process that facilitates communication, interaction, involvement, and exchange between an organization and a community for a range of social and organizational outcomes".
As a concept, engagement features attributes of connection, interaction, participation, and involvement, designed to achieve or elicit an outcome at individual, organization, or social levels.
Current research acknowledges engagement’s socially-situated nature. Community engagement therefore offers an ethical, reflexive, and socially responsive approach to community-organizational relationships with engagement practices that aim to both understand and be responsive to community needs, views, and expectations.
Community engagement is a community-centered orientation based in dialogue. Community engagement enables a more contextualized understanding of community members’ perceptions of the topics and contexts, and facilitates stronger relationships among and between community members. The outcome of community engagement is ultimately social capital and stronger relational networks.
While community organizing involves the process of building a grassroots movement involving communities, community engagement primarily deals with the practice of moving communities toward change, usually from a stalled or similarly suspended position.
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Community emergency response team
In the United States, community emergency response team (CERT) can refer to
- one of five federal programs promoted under Citizen Corps;
- an implementation of FEMA's National CERT Program, administered by a local sponsoring agency, which provides a standardized training and implementation framework to community members;
- an organization of volunteer emergency workers who have received specific training in basic disaster response skills, and who agree to supplement existing emergency responders in the event of a major disaster.
Sometimes programs and organizations take different names, such as Neighborhood Emergency Response Team (NERT), or Neighborhood Emergency Team (NET).
The concept of civilian auxiliaries is similar to civil defense, which has a longer history. The CERT concept differs because it includes nonmilitary emergencies, and is coordinated with all levels of emergency authorities, local to national, via an overarching incident command system.
Organization:
A local government agency, often a fire department, police department, or emergency management agency, agrees to sponsor CERT within its jurisdiction. The sponsoring agency liaises with, deploys and may train or supervise the training of CERT members. Many sponsoring agencies employ a full-time community-service person as liaison to the CERT members. In some communities, the liaison is a volunteer and CERT member.
As people are trained and agree to join the community emergency response effort, a CERT is formed. Initial efforts may result in a team with only a few members from across the community.
As the number of members grow, a single community-wide team may subdivide.
Multiple CERTs are organized into a hierarchy of teams consistent with ICS principles. This follows the Incident Command System (ICS) principle of Span of control until the ideal distribution is achieved: one or more teams are formed at each neighborhood within a community.
A Teen Community Emergency Response Team (TEEN CERT), or Student Emergency Response Team (SERT), can be formed from any group of teens. A Teen CERT can be formed as a school club, service organization, Venturing Crew, Explorer Post, or the training can be added to a school's graduation curriculum. Some CERTs form a club or service corporation, and recruit volunteers to perform training on behalf of the sponsoring agency.
This reduces the financial and human resource burden on the sponsoring agency.
When not responding to disasters or large emergencies, CERTs may
- raise funds for emergency response equipment in their community;
- provide first-aid, crowd control or other services at community events;
- hold planning, training, or recruitment meetings; and
- conduct or participate in disaster response exercises.
Some sponsoring agencies use state and federal grants to purchase response tools and equipment for their members and team(s) (subject to Stafford Act limitations). Most CERTs also acquire their own supplies, tools, and equipment. As community members, CERTs are aware of the specific needs of their community and equip the teams accordingly.
Response:
The basic idea is to use CERT to perform the large number of tasks needed in emergencies. This frees highly trained professional responders for more technical tasks. Much of CERT training concerns the Incident Command System and organization, so CERT members fit easily into larger command structures.
A team may self-activate (self-deploy) when their own neighborhood is affected by disaster. An effort is made to report their response status to the sponsoring agency.
A self-activated team will size-up the loss in their neighborhood and begin performing the skills they have learned to minimize further loss of life, property, and environment. They will continue to respond safely until redirected or relieved by the sponsoring agency or professional responders on-scene.
Teams in neighborhoods not affected by disaster may be deployed or activated by the sponsoring agency. The sponsoring agency may communicate with neighborhood CERT leaders through an organic communication team. In some areas the communications may be by amateur radio, FRS, GMRS or MURS radio, dedicated telephone or fire-alarm networks.
In other areas, relays of bicycle-equipped runners can effectively carry messages between the teams and the local emergency operations center.
The sponsoring agency may activate and dispatch teams in order to gather or respond to intelligence about an incident. Teams may be dispatched to affected neighborhoods, or organized to support operations. CERT members may augment support staff at an Incident Command Post or Emergency Operations Center.
Additional teams may also be created to guard a morgue, locate supplies and food, convey messages to and from other CERTs and local authorities, and other duties on an as-needed basis as identified by the team leader.
In the short term, CERTs perform data gathering, especially to locate mass-casualties requiring professional response, or situations requiring professional rescues, simple fire-fighting tasks (for example, small fires, turning off gas), light search and rescue, damage evaluation of structures, triage and first aid.
In the longer term, CERTs may assist in the evacuation of residents, or assist with setting up a neighborhood shelter.
While responding, CERT members are temporary volunteer government workers. In some areas, (such as California, Hawaii and Kansas) registered, activated CERT members are eligible for worker's compensation for on-the-job injuries during declared disasters.
Member roles:
The Federal Emergency Management Agency (FEMA) recommends that the standard, ten-person team be comprised as follows:
- CERT Leader/Incident Commander. Generally, the first CERT team member arriving on the scene is the designated Incident Commander (IC) until the arrival of someone more competent. This person makes the IC initial assessment of the scene and determines the appropriate course of action for team members; assumes role of Safety Officer until assigned to another team member; assigns team member roles if not already assigned; designates triage area, treatment area, morgue, and vehicle traffic routes; coordinates and directs team operations; determines logistical needs (water, food, medical supplies, transportation, equipment, and so on.) and determines ways to meet those needs through team members or citizen volunteers on the scene; collects and writes reports on the operation and victims; and communicates and coordinates with the incident commander, local authorities, and other CERT team leaders. The team leader is identified by two pieces of crossed tape on the hard hat.
- Safety Officer/ Dispatch. Checks team members prior to deployment to ensure they are safe and equipped for the operation; determines safe or unsafe working environments; ensures team accountability; supervises operations (when possible) where team members and victims are at direct physical risk, and alerts team members when unsafe conditions arise. Advises team members of any updates on the situation. Keeps tabs on the situation as it unfolds
- Fire Suppression Team (2 people). Work under the supervision of a Team Leader to suppress small fires in designated work areas or as needed; when not accomplishing their primary mission, assist the search and rescue team or triage team; assist in evacuation and transport as needed; assist in the triage or treatment area as needed, other duties as assigned; communicate with Team Leader.
- Search and Rescue Team/Extraction (2). Work under the supervision of a Team Leader, searching for and providing rescue of victims as is prudent under the conditions, also bringing injured people to triage or the hospital for medical treatment ; when not accomplishing their primary mission, assist the Fire Suppression Team, assist in the triage or treatment area as needed; other duties as assigned; communicate with Team Leader.
- Medical Triage Team/Field Medic (2). Work under the supervision of a Team Leader, providing START triage for victims found at the scene; marking victims with category of injury per the standard operating procedures; when not accomplishing their primary mission, assist the Fire Suppression Team if needed, assist the Search and Rescue Team if needed, assist in the Medical Triage Area if needed, assist in the Treatment Area if needed, other duties as assigned; communicate with Team Leader.
- Medical Treatment Team (2). Work under the supervision of the Team Leader, providing medical treatment to victims within the scope of their training. This task is normally accomplished in the Treatment Area, however, it may take place in the affected area as well. When not accomplishing their primary mission, assist the Fire Suppression Team as needed, assist the Medical Triage Team as needed; other duties as assigned; communicate with the Team Leader.
Because every CERT member in a community receives the same core instruction, any team member has the training necessary to assume any of these roles. This is important during a disaster response because not all members of a regular team may be available to respond.
Hasty teams may be formed by whichever members are responding at the time. Additionally, members may need to adjust team roles due to stress, fatigue, injury, or other circumstances.
- Medical Treatment Team (2). Work under the supervision of the Team Leader, providing medical treatment to victims within the scope of their training. This task is normally accomplished in the Treatment Area, however, it may take place in the affected area as well. When not accomplishing their primary mission, assist the Fire Suppression Team as needed, assist the Medical Triage Team as needed; other duties as assigned; communicate with the Team Leader.
Because every CERT member in a community receives the same core instruction, any team member has the training necessary to assume any of these roles. This is important during a disaster response because not all members of a regular team may be available to respond.
Hasty teams may be formed by whichever members are responding at the time. Additionally, members may need to adjust team roles due to stress, fatigue, injury, or other circumstaces.
Training:
While state and local jurisdictions will implement training in the manner that best suits the community, FEMA's National CERT Program has an established curriculum. Jurisdictions may augment the training, but are strongly encouraged to deliver the entire core content. The CERT core curriculum for the basic course is composed of the following nine units (time is instructional hours):
- Unit 1: Disaster Preparedness (2.5 hrs). Topics include (in part) identifying local disaster threats, disaster impact, mitigation and preparedness concepts, and an overview of Citizen Corps and CERT. Hands on skills include team-building exercises, and shutting off utilities.
- Unit 2: Fire Safety (2.5 hrs). Students learn about fire chemistry, mitigation practices, hazardous materials identification, suppression options, and are introduced to the concept of size-up. Hands-on skills include using a fire extinguisher to suppress a live flame, and wearing basic protective gear. Firefighting standpipes as well as unconventional firefighting methods are also covered.
- Unit 3: Disaster Medical Operations part 1 (2.5 hrs). Students learn to identify and treat certain life-threatening conditions in a disaster setting, as well as START triage. Hands-on skills include performing head-tilt/chin-lift, practicing bleeding control techniques, and performing triage as an exercise.
- Unit 4: Disaster Medical Operations part 2 (2.5 hrs). Topics cover mass casualty operations, public health, assessing patients, and treating injuries. Students practice patient assessment, and various treatment techniques.
- Unit 5: Light Search and Rescue Operations (2.5 hrs). Size-up is expanded as students learn about assessing structural damage, marking structures that have been searched, search techniques, as well as rescue techniques and cribbing. Hands-on activities include lifting and cribbing an object, and practicing rescue carries.
- Unit 6: CERT Organization (1.5 hrs). Students are introduced to several concepts from the Incident Command System, and local team organization and communication is explained. Hands-on skills include a table-top exercise focusing on incident command and control.
- Unit 7: Disaster Psychology (1 hr). Responder well-being and dealing with victim trauma are the topics of this unit.
- Unit 8: Terrorism and CERT (2.5 hrs). Students learn how terrorists may choose targets, what weapons they may use, and identifying when chemical, biological, radiological, nuclear, or explosive weapons may have been deployed. Students learn about CERT roles in preparing for and responding to terrorist attacks. A table-top exercise highlights topics covered.
- Unit 9: Course Review and Disaster Simulation (2.5 hrs). Students take a written exam, then participate in a real-time practical disaster simulation where the different skill areas are put to the test. A critique follows the exercise where students and instructors have an opportunity to learn from mistakes and highlight exemplary actions. Students may be given a certificate of completion at the conclusion of the course.
CERT training emphasizes safely "doing the most good for the most people as quickly as possible" when responding to a disaster. For this reason, cardiopulmonary resuscitation (CPR) training is not included in the core curriculum, as it is time and responder intensive in a mass-casualty incident.
However, many jurisdictions encourage or require CERT members to obtain CPR training. Many CERT programs provide or encourage members to take additional first aid training. Some CERT members may also take training to become a certified first responder or emergency medical technician.
Many CERT programs also provide training in amateur radio operation, shelter operations, flood response, community relations, mass care, the incident command system (ICS), and the National Incident Management System (NIMS).
Each unit of CERT training is ideally delivered by professional responders or other experts in the field addressed by the unit. This is done to help build unity between CERT members and responders, keep the attention of students, and help the professional response organizations be comfortable with the training which CERT members receive.
Each course of instruction is ideally facilitated by one or more instructors certified in the CERT curriculum by the state or sponsoring agency. Facilitating instructors provide continuity between units, and help ensure that the CERT core curriculum is being delivered successfully.
Facilitating instructors also perform set-up and tear-down of the classroom, provide instructional materials for the course, record student attendance and other tasks which assist the professional responder in delivering their unit as efficiently as possible.
CERT training is provided free to interested members of the community, and is delivered in a group classroom setting. People may complete the training without obligation to join a CERT. Citizen Corps grant funds can be used to print and provide each student with a printed manual. Some sponsoring agencies use Citizen Corps grant funds to purchase disaster response tool kits. These kits are offered as an incentive to join a CERT, and must be returned to the sponsoring agency when members resign from CERT.
Some sponsoring agencies require a criminal background-check of all trainees before allowing them to participate on a CERT. For example, the city of Albuquerque, New Mexico require all volunteers to pass a background check, while the city of Austin, Texas does not require a background check to take part in training classes but requires members to undergo a background check in order to receive a CERT badge and directly assist first responders during an activation of the Emergency Operations Center.
However, most programs do not require a criminal background check in order to participate.
See also:
- Local Emergency Planning Committee
- Emergency management
- Incident command system
- Medical Reserve Corps
- Disaster Preparedness and Response Team – Pakistan based non-governmental organization modeled after CERT.
- Citizen Corps CERT
- CERT Training Materials (Program Manager, Trainer, Participant,...)
Community Gardening
- YouTube Video: Starting a Community Garden
- YouTube Video: Benefits of a Community Garden
- YouTube Video: Urban Farming
A community garden is a single piece of land gardened collectively by a group of people. Community gardens utilize either individual or shared plots on private or public land while producing fruit, vegetables, and/or plants grown for their attractive appearance. Around the world, community gardens can fulfill a variety of purposes such as aesthetic and community improvement, physical or mental well-being, or land conservation.
Background:
According to Marin Master Gardeners, "a community garden is any piece of land gardened by a group of people, utilizing either individual or shared plots on private or public land".
Community gardens provide fresh products and plants as well as contributing to a sense of community and connection to the environment and an opportunity for satisfying labor and neighborhood improvement. They are publicly functioning in terms of ownership, access, and management, as well as typically owned in trust by local governments or not for profit associations.
Community gardens vary widely throughout the world. In North America, community gardens range from familiar "victory garden" areas where people grow small plots of vegetables, to large "greening" projects to preserve natural areas, to tiny street beautification planters on urban street corners. Some grow only flowers, others are nurtured communally and their bounty shared.
There are even non-profits in many major cities that offer assistance to low-income families, children groups, and community organizations by helping them develop and grow their own gardens.
In the UK and the rest of Europe, closely related "allotment gardens" can have dozens of plots, each measuring hundreds of square meters and rented by the same family for generations.
In the developing world, commonly held land for small gardens is a familiar part of the landscape, even in urban areas, where they may function as market gardens. They also practice crop rotations with versatile plants such as peanuts, tomatoes and much more.
Community gardens are often used in urban neighborhoods to alleviate the food desert effect.
Food accessibility described in urban areas refers to residents who have limited access to fresh produce such as fruits and vegetables. Food deserts often serve lower-income neighborhoods usually in which residents are forced to rely on unhealthy food options such as expensive processed foods from convenience stores, gas stations, and fast-food restaurants.
Community gardens provide accessibility for fresh food to be in closer proximity located in local neighborhoods. Community gardens can help expand the realm for ensuring residents’ access to healthy and affordable food in a community.
Community gardens may help alleviate one effect of climate change, which is expected to cause a global decline in agricultural output, making fresh produce increasingly unaffordable.
Community gardens are also an increasingly popular method of changing the built environment in order to promote health and wellness in the face of urbanization. The built environment has a wide range of positive and negative effects on the people who work, live, and play in a given area, including a person's chance of developing obesity
Community gardens encourage an urban community's food security, allowing citizens to grow their own food or for others to donate what they have grown. Advocates say locally grown food decreases a community's reliance on fossil fuels for transport of food from large agricultural areas and reduces a society's overall use of fossil fuels to drive in agricultural machinery.
A 2012 op-ed by community garden advocate Les Kishler examines how community gardening can reinforce the so-called "positive" ideas and activities of the Occupy movement.
Community gardens improve users’ health through increased fresh vegetable consumption and providing a venue for exercise. A fundamental part of good health is a diet rich in fresh fruits, vegetables, and other plant based foods. Community gardens provide access to such foods for the communities in which they are located. Community gardens are especially important in communities with large concentrations of low socioeconomic populations, as a lack fresh fruit and vegetable availability plagues these communities at disproportionate rates.
The gardens also combat two forms of alienation that plague modern urban life, by bringing urban gardeners closer in touch with the source of their food, and by breaking down isolation by creating a social community. Community gardens provide other social benefits, such as the sharing of food production knowledge with the wider community and safer living spaces. Active communities experience less crime and vandalism.
Ownership:
Land for a community garden can be publicly or privately held. One strong tradition in North American community gardening in urban areas is cleaning up abandoned vacant lots and turning them into productive gardens. Alternatively, community gardens can be seen as a health or recreational amenity and included in public parks, similar to ball fields or playgrounds.
Historically, community gardens have also served to provide food during wartime or periods of economic depression. Access to land and security of land tenure remains a major challenge for community gardeners and their supporters throughout the world, since in most cases the gardeners themselves do not own or control the land directly.
Some gardens are grown collectively, with everyone working together; others are split into clearly divided plots, each managed by a different gardener (or group or family). Many community gardens have both "common areas" with shared upkeep and individual/family plots.
Though communal areas are successful in some cases, in others there is a tragedy of the commons, which results in uneven workload on participants, and sometimes demoralization, neglect, and abandonment of the communal model. Some relate this to the largely unsuccessful history of collective farming.
Unlike public parks, whether community gardens are open to the general public is dependent upon the lease agreements with the management body of the park and the community garden membership. Open or closed-gate policies vary from garden to garden. However, in a key difference, community gardens are managed and maintained with the active participation of the gardeners themselves, rather than tended only by a professional staff.
A second difference is food production: Unlike parks, where plantings are ornamental (or more recently ecological), community gardens often encourage food production by providing gardeners a place to grow vegetables and other crops. To facilitate this, a community garden may be divided into individual plots or tended in a communal fashion, depending on the size and quality of a garden and the members involved.
Types of gardens:
There are multiple types of community gardens with distinct varieties in which the community can participate in:
Plot size:
In Britain, the 1922 Allotment act specifies "an allotment not exceeding 40 [square] poles in extent"; since a rod, pole or perch is 5.5 yards in length, 40 square rods is 1210 square yards or 10890 square feet (equivalent to a large plot of 90 ft x 121 ft).
In practice, plot sizes vary; Lewisham offers plots with an "average size" of "125 meters square".
In America there is no standardized plot size. For example, plots of 3 m × 6 m (10 ft × 20 ft = 200 square feet) and 3 m x 4.5 m (10 ft x 15 ft) are listed in Alaska. Montgomery Parks in Maryland lists plots of 200, 300, 400 and 625 square feet In Canada, plots of 20 ft x 20 ft and 10 ft x 10 ft, as well as smaller "raised beds", are listed in Vancouver.
Location:
Community gardens may be found in neighborhoods, schools, hospitals, and on residential housing grounds. The location of a community garden is a critical factor in how often the community garden is used and who visits it. Exposure to a community garden is much more likely for an individual if they are able to walk or drive to the location, as opposed to public transportation.
The length of travel time is also a factor. Those who live within a 15-minute or less travel distance are more likely to visit a community garden as compared to those with a longer travel time.
Such statistics should be taken into consideration when choosing a location for a community garden for a target population.
The site location should also be considered for its soil conditions as well as sun conditions. Solar conditions are of paramount importance, as above ground gardening is always possible. An area with a fair amount of morning sunlight and shade in the afternoon is most ideal.
While specifics vary from plant to plant, most do well with 6 to 8 full hours of sunlight.
When considering a location, areas near industrial zones may require soil testing for contaminants. If soil is safe, the composition should be loose and well-draining. However, if the soil at the location is unable to be used, synthetic soil may also be used in raised gardens beds or containers.
Rushall Garden in Melbourne, Victoria, Australia is situated on land that was formerly a minor railway junction, now repurposed.
Plant choice and physical layout:
While food production is central to many community and allotment gardens, not all have vegetables as a main focus. Restoration of natural areas and native plant gardens are also popular, as are "art" gardens. Many gardens have several different planting elements, and combine plots with such projects as small orchards, herbs and butterfly gardens. Individual plots can become "virtual" backyards, each highly diverse, creating a "quilt" of flowers, vegetables and folk art.
Regardless of plant choice, planning out the garden layout beforehand will help avoid problems down the line. According to the Arizona Master Gardener Manual, taking measurements of the garden size, sunlight locations and planted crops vs. yield quantity, will ensure a detailed record that helps when making decisions for the coming years.
Other consideration to garden layout would be efficient use of space by using trellises for climbing crops, being mindful of taller plants blocking sunlight to shorter plants and plants that have similar life cycles close together.
Group and leadership selection:
The community gardening movement in North America is inclusive, diverse, pro-democracy, and supportive of community involvement. Gardeners may be of any cultural background, young or old, new gardeners or seasoned growers, rich or poor. A garden may have only a few people active, or hundreds.
Some community gardens “self-support” through membership dues, and others require a sponsor for tools, seeds, or money donations. Churches, schools, private businesses or parks and recreation departments supporters and community leaders.
Finally, all community gardens have a structure. The organization depends in part on whether the garden is "top down" or "grassroots". There are many different organizational models in use for community gardens. Some elect boards in a democratic fashion, while others can be run by appointed officials. Some are managed by non-profit organizations, such as a community gardening association, a community association, a church, or other land-owner; others by a city's recreation or parks department, a school or University.
Gardeners may form a grassroots group to initiate the garden, such as the Green Guerrillas of New York City, or a garden may be organized "top down" by a municipal agency. In Santa Clara, California there is a non-profit by the name of Appleseeds that offers free assistance in starting up new community gardens around the world.
Membership rules and fees:
In most cases, gardeners are expected to pay annual dues to help with garden upkeep, and the organization must manage these fees. The tasks in a community garden are many, including upkeep, mulching paths, recruiting members, and fund raising. Rules and an 'operations manual' are both invaluable tools, and ideas for both are available at the ACGA.
Health effects of community gardens:
Community gardens have been shown to have positive health effects on those who participate in the programs, particularly in the areas of decreasing body mass index and lower rates of obesity. Studies have found that community gardens in schools have been found to improve average body mass index in children.
A 2013 study found that 17% of obese or overweight children improved their body mass index over seven weeks. Specifically, 13% of the obese children achieved a lower body mass index in the overweight range, while 23% of overweight children achieved a normal body mass index.
Many studies have been performed largely in low-income, Hispanic/Latino communities in the United States. In these programs, gardening lessons were accompanied by nutrition and cooking classes and optional parent engagement. Successful programs highlighted the necessity of culturally tailored programming.
There is some evidence to suggest that community gardens have a similar effect in adults. A study found that community gardeners in Utah had a lower body mass index than their non-gardening siblings and unrelated neighbors. Administrative records were used to compare body mass indexes of community gardeners to that of unrelated neighbors, siblings, and spouses.
Gardeners were less likely to be overweight or obese than their neighbors, and gardeners had lower body mass indexes than their siblings. However, there was no difference in body mass index between gardeners and their spouses which may suggest that community gardening creates healthy habits for the entire household.
Participation in a community garden has been shown to increase both availability and consumption of fruits and vegetables in households. A study showed an average increase in availability of 2.55 fruits and 4.3 vegetables with participation in a community garden. It also showed that children in participating households consumed an average of two additional servings per week of fruits and 4.9 additional servings per week of vegetables.
Policy implications:
There is strong support among American adults for local and state policies and policy changes that support community gardens. A study found that 47.2% of American adults supported such policies.
However, community gardens compete with the interests of developers. Community gardens are largely impacted and governed by policies at the city level. In particular, zoning laws strongly impact the possibility of community gardens. The momentum for rezoning often comes from the public need for access to fruits and vegetables. Rezoning is necessary in many cities for a parcel of land to be designated a community garden, but rezoning doesn't guarantee garden will not be developed in the future.
Further policies can be enacted to protect community gardens from future development. For example, New York State reached a settlement in 2002 which protected hundreds of community gardens which had been established by the Parks and Recreation Department GreenThumb Program from future development.
At times, zoning policy lags behind the development of community gardens. In these cases, community gardens may exist illegally. Such was the case in Detroit when hundreds of community gardens were created in abandoned spaces around the city. The city of Detroit created agricultural zones in 2013 in the middle of urban areas to legitimize the over 355 “illegal” community gardens.
Examples:
Australia:
The first Australian community garden was established in 1977 in Nunawading, Victoria followed soon after by Ringwood Community Garden in March 1980.
Czech Republic (CR):
The trend of community gardening in the Czech Republic is increasing. The first community garden was founded in 2002 and in 2020 you can find at the map of community garden named mapko.cz more than 116. If you are interested in more details, have a look at organization Kokoza.cz, social enterprise promoting community gardening in CR.
Japan:
In Japan, rooftops on some train stations have been transformed into community gardens. Plots are rented to local residents for $980 per year. These community gardens have become active open spaces now.
Mali:
Often externally supported, community gardens become increasingly important in developing countries, such as West African Mali to bridge the gap between supply and requirements for micro-nutrients and at the same time strengthen an inclusive development.
Spain:
Most older Spaniards grew up in the countryside and moved to the city to find work. Strong family ties often keep them from retiring to the countryside, and so urban community gardens are in great demand. Potlucks and paellas are common, as well as regular meetings to manage the affairs of the garden.
Taiwan:
There is an extensive network of community gardens and collective urban farms in Taipei City often occupying areas of the city that are waiting for development. Flood-prone river banks and other areas unsuitable for urban construction often become legal or illegal community gardens. The network of the community gardens of Taipei are referred to as Taipei organic acupuncture of the industrial city.
United Kingdom:
In the United Kingdom, community gardening is generally distinct from allotment gardening, though the distinction is sometimes blurred. Allotments are generally plots of land let to individuals for their cultivation by local authorities or other public bodies—the upkeep of the land is usually the responsibility of the individual plot owners.
Allotments tend (but not invariably) to be situated around the outskirts of built-up areas. Use of allotment areas as open space or play areas is generally discouraged. However, there are an increasing number of community-managed allotments, which may include allotment plots and a community garden area, many of them overseen by the Federation of City Farms and Community Gardens (a registered charity).
The community garden movement is of more recent provenance than allotment gardening, with many such gardens built on patches of derelict land, waste ground or land owned by the local authority or a private landlord that is not being used for any purpose.
A community garden in the United Kingdom tends to be situated in a built-up area and is typically run by people from the local community as an independent, non-profit organization (though this may be wholly or partly funded by public money). For example, Norwich's Fifth Quarter Community Garden.
It is also likely to perform a dual function as an open space or play area (in which role it may also be known as a 'city park') and—while it may offer plots to individual cultivators—the organization that administers the garden will normally have a great deal of the responsibility for its planting, landscaping and upkeep.
An example inner-city garden of this sort is Islington's Culpeper Community Garden, which is a registered charity, or Camden's Phoenix Garden.
United States:
Community gardening in the United States functions as ecological green space, a gathering place for neighbors, a positive contribution to the reduction of food insecurity, promotes healthier eating through education programs, and provides access to gardening gardening to those who otherwise could not have a garden, such as the elderly, recent immigrants, urban dwellers, or the homeless.
Some gardens are worked as community farms with no individual plots at all, similar to urban farms. Other gardens resemble European "allotment" gardens, with plots where individuals and families can grow vegetables and flowers; including a number which began as "victory gardens" during World War II.
Community gardens can vary in shape, size, and function, but the goal of bridging the gap between people and nature is central to their creation. Some of the largest community gardens in the nation are reported to be Shiloh Field Community Garden in Denton, TX, measuring at 14.5 acres of land, and DeKalb County Community Gardens in DeKalb, Illinois, measuring over 15 acres of land.
Overview:
A community garden is any piece of land gardened by a group of people. The majority of gardens in community gardening programs are collections of individual garden plots, frequently between 3 m × 3 m (9.8 ft × 9.8 ft) and 6 m × 6 m (20 ft × 20 ft). This holds true whether they are sponsored by public agencies, city departments, large non-profits, or (most commonly) a coalition of different entities and groups.
Whether the garden is run as a co-op by the gardeners themselves (common in New York City, Boston and other East Coast cities) or managed by a public or non-profit agency, plot holders typically are asked to pay a modest fee each year and to abide by a set of rules. Many gardens encourage activities such as work days, fundraisers, and social gatherings.
Community garden organizers typically say that "growing community" is as important as growing vegetables; or, as the American Community Gardening Association (ACGA) puts it: "In community gardening, 'community' comes first."
Community gardening in the United States overlaps to some extent with the related but distinct movement to encourage local food production, local farmers' markets and community supported agriculture farms (CSAs). Leases and rules prevent some, though not all, community gardeners from selling their produce commercially, although their gardens may donate fresh fruits and vegetables to local food pantries, cooperatives, and homeless members of their community.
However, community gardens offer ideal sites for local farmers markets, and gardeners often seek farmers to provide space-intensive crops such as corn or potatoes. They also can hire farmers to provide services such as plowing and providing mulch and manure. In turn, small farmers can reach a wider audience and consumer base by drawing on community gardeners and their contacts.
Although the two approaches are distinct, both can be effective ways to produce local food in urban areas, safeguard green space, and contribute to food security. Community gardens also increase environmental aesthetics, promote neighborhood attachment and social involvement.
In an interesting variant on the practice of reclaiming bombed-out areas for community gardens (also practiced during WWII in the ghettos of Eastern Europe), in American inner-cities, community groups have reclaimed abandoned or vacant lots for garden plots. In these cases, groups have subsequently leased from a municipality that claims the property or claimed squatter's rights or a right to subsistence not currently recognized by the legal system.
Community gardens often face pressure due to economic development, rising land values, and decreased city government budgets. In some cases they have responded to the changes by forming nonprofit organizations to provide assistance and by building gardens on city park spaces and school yards.
History:
The European history of community gardening in the US dates back to the early 18th century, when Moravians created a community garden as part of the community of Bethabara, near modern Winston-Salem, North Carolina – a garden still active and open for visitors today.
First Nations peoples also gardened with a community approach (Buffalo Bird Woman's Garden paints a picture of gardens among the Hidatsa), likely for generations before the arrival of waves of immigrants.
In the 1890s, Detroit became the first city to use vacant lots for a municipally sponsored urban gardening program. This program, known as “Pingree’s Potato Patches” after Mayor Hazen Pingree, was in response to the 1893 economic recession which left the city's industrial laborers unemployed.
Boston and San Francisco later adopted similar programs due to the success of Detroit's but in general viewed as a temporary program to help the poor.
As adult interest in gardens began to wane, there was a renewed interest in children's gardening with the advocacy of Fannie Griscom Parsons in New York City. In DeWitt Clinton Park, Parsons created a large educational garden in the early 1900s as a way to "show how willing and anxious children are to work, and to teach them in their work some necessary civic virtues:
During World War I and World War II, Victory gardens were planted on public land to meet some of the domestic need for food, and making gardening patriotic. The term "community garden" came into use to describe collectively grown gardens and gardens with individual plots during World War I.
In the 1960s and 70s, community gardening have been a result of grassroots organizations who promote environmental stewardship and revitalize urban neighborhoods. In 1978, the American Community Gardening Association (ACGA) was formed to share information and resources and to form a nationwide network of gardeners.
From the mid-1970s through the early 1990s, community gardening in a select number of major American cities enjoyed Federal financial support, though many programs struggled to find funding. The loss of the Federal program increased the challenge of finding funding to support programs. Funding remains a key challenge, along with secure land tenure for garden sites, finding insurance, and helping gardeners develop ways to work together smoothly.
Impact:
Community gardens play a part in a larger food systems movements such as food justice, food sovereignty, food security, urban farming, and more. These movements are not only happening in the United States, but transnationally in the Global North and the Global South.
Cultural:
Community gardens are a way for a variety of cultures to come together and create a stronger community. Focusing on creating equitable and respectful spaces where farming knowledge can be shared is crucial to creating a just food system for all community members.
Communities hold specific knowledge and expertise about their local environment, and therefore, community members have the power to play a central role in the creation of their local food system. Partnerships between academic researchers, farmers/practitioners, advocates, and community members will filter knowledge of healthy foods and farming techniques throughout the community as a whole.
All of these benefits will lead, in researcher Montenegro de Wit's opinion, to "a more egalitarian food system" that "will likely emerge from participation by those traditionally excluded from it."
Economic:
As the majority of the United States' farmers reach retirement age, community gardens play an active role in informing and perhaps inspiring a new generation to become involved with and passionate about growing food. Diversifying the food system with community gardens and other methods of urban agriculture will benefit the economy and create competition between product quality and value.
Green spaces in cities often increase the land value of an area and contribute to gentrification. The perception of organic foods being for an affluent population, plus the perceived notion of privilege that comes from organic-based market chains like Whole Foods and Trader Joe's work against the goals of most urban agricultural initiatives by creating exclusive spaces.
Community gardens based on crop sharing, knowledge sharing, and community building help to promote access to healthy foods by creating accessible spaces.
One issue faced by lower-income citizens is that they do not have the time or energy needed for becoming active in a community garden, and therefore struggle to receive the benefits they offer. Community gardens that are working for high crop yields are labor-intensive, and some community members may work multiple jobs and have little to no extra time to commit.
One way that lower-income citizens can gain access to healthy food is through the SNAP program, which is increasingly being accepted at farmer's markets.
Environmental:
Food composting positively impacts our environment and is growing in popularity with community gardens. A case study conducted in 2019 by the University of Illinois-Urbana Champaign and the University of Illinois at Chicago determined the impact from decentralized food composting in the City of Chicago.
In 2015, the City of Chicago implemented an ordinance allowing acceptance and processing of food scraps at community gardens and urban farms. Approximately 16% of the food waste was processed at 86 registered compost facilities in 2019. The study estimates capacity for food composting could reach 27% of the city’s residential food waste resulting in an estimated savings of over $4 million dollars per year.
In addition to the financial cost savings, other benefits include reduced greenhouse gases because of reduced refuse pickup, compost as energy filled fertilizer for community gardens
and urban farms, and waste reduction into landfills.
Community gardens have the potential to positively impact the areas around them. If gardeners employ organic and environmentally conscious techniques, the community gardens can be a step away from chemically dependent and wasteful food systems. Gardens that produce crops and vegetables act to reduce the need for fossil-fuel intensive storage of delivery of food to local community members.
As researcher Montenegro de Wit states, sustainable agriculture should not be "contained to the countryside." By bringing these techniques into communities, learning opportunities arise as well as the chance of converting land from an "emissions-source" to a "carbon sink" as Robert Biel writes.
In addition to the possible environmental benefits community gardening brings, there are unintended consequences that can result from poor planning and lack of ecological consideration. For example, if most community members have to drive a considerate distance to reach their community garden or farmer's market, the benefits of locally sourced food evens out. The carbon emissions of travel to the community garden, step closer to those of commercial packaging and transportation costs.
Health:
Community gardens benefit community food access by enhancing nutrition and physical activity as well as promoting the role of public health. The U.S. Department of Health and Human Services recommends eating more dark green vegetables, orange vegetables, legumes, and fruits; eating less refined grains, fat, and calories; and obtaining 60 minutes of physical activity on most days.
Recent public health evaluations show community gardens as a promising approach to promote healthy behaviors. This is particularly important in establishing healthy behaviors among children given the rise of childhood obesity. One recent pilot study in Los Angeles showed a gardening and nutrition intervention improved dietary intake in children and reduced body mass index.
Community gardens also benefit community food security by providing residents with safe, culturally acceptable, nutritionally adequate diet through a sustainable food system that maximizes community self-reliance and social justice.
Community garden initiatives have inspired cities to enact policies for water use, improved access to produce, strengthened community building skills, and created culturally appropriate education programs that help elevate the community's collective consciousness about public health. In impoverished urban areas especially, produce harvested from community gardens provides a nutritious alternative to what Nancy Janovicek calls "the industrial diet," which consists of cheap and accessible options like fast-food chains.
Professor Jill Litt and colleagues at University of Colorado School of Public Health evaluated the effects on community gardening in the Denver metro area on social environment, community building and fruit and vegetable intake.
Community gardeners were more likely than home gardeners and non-gardeners to meet the national recommendations of fruit and vegetable intake. Semi structured interviews carried out by Teig et al. revealed that Denver community gardeners felt a high level of trust between members of the garden and a strong sense of community.
Furthermore, gardeners were involved in community voluntary efforts and donated surplus produce to populations without access to fresh produce.
Social:
Agricultural activity in communities is a way of promoting self-sufficiency, as well as community empowerment and involvement. Additionally, producing food, helping the environment, and creating green spaces in cities contributes to an overall increase in happiness by helping community members accomplish fundamental human tasks such as growing food.
Space in cities and communities reserved for growing vegetables and flowers promotes well-being, neighborliness, and the protection of nature.
Resources:
Resources are available when considering the addition of a community garden for your local neighborhood including startup guides, financial support, volunteers and training.
The American Community Gardening Association is a non-profit organization promoting community gardens in the United States and Canada through various support programs including advocacy, training, conferences and events, and resources.
The University of Illinois Extension provides resources for Cook County, Illinois and a video series Community Gardens - 10 Steps to Successful Community Gardens to assist organizations or groups who are researching the opportunity of starting their own community garden.
The University of Missouri Extension created a Community Gardening Tool Kit that includes a step by step guide, forms, and a list of resources.
In addition, the National Agricultural Library of the United States Department of Agriculture provides numerous resources on their website for community gardens including financial resources.
Author and community garden advocate, Ms. LaManda Joy, wrote several books including Start a Community Food Garden, The Essential Handbook which offers all the information needed to start a community garden (available in print and audio books).
Grants provide additional financial resources for starting and maintaining community gardens. State and local governments may offer financial assistance or programs to support your community garden.
Implementation:
To find a community garden in your area, visit the communitygarden.org website
Click on any of the following blue hyperlinks for more about Community Gardening:
Background:
According to Marin Master Gardeners, "a community garden is any piece of land gardened by a group of people, utilizing either individual or shared plots on private or public land".
Community gardens provide fresh products and plants as well as contributing to a sense of community and connection to the environment and an opportunity for satisfying labor and neighborhood improvement. They are publicly functioning in terms of ownership, access, and management, as well as typically owned in trust by local governments or not for profit associations.
Community gardens vary widely throughout the world. In North America, community gardens range from familiar "victory garden" areas where people grow small plots of vegetables, to large "greening" projects to preserve natural areas, to tiny street beautification planters on urban street corners. Some grow only flowers, others are nurtured communally and their bounty shared.
There are even non-profits in many major cities that offer assistance to low-income families, children groups, and community organizations by helping them develop and grow their own gardens.
In the UK and the rest of Europe, closely related "allotment gardens" can have dozens of plots, each measuring hundreds of square meters and rented by the same family for generations.
In the developing world, commonly held land for small gardens is a familiar part of the landscape, even in urban areas, where they may function as market gardens. They also practice crop rotations with versatile plants such as peanuts, tomatoes and much more.
Community gardens are often used in urban neighborhoods to alleviate the food desert effect.
Food accessibility described in urban areas refers to residents who have limited access to fresh produce such as fruits and vegetables. Food deserts often serve lower-income neighborhoods usually in which residents are forced to rely on unhealthy food options such as expensive processed foods from convenience stores, gas stations, and fast-food restaurants.
Community gardens provide accessibility for fresh food to be in closer proximity located in local neighborhoods. Community gardens can help expand the realm for ensuring residents’ access to healthy and affordable food in a community.
Community gardens may help alleviate one effect of climate change, which is expected to cause a global decline in agricultural output, making fresh produce increasingly unaffordable.
Community gardens are also an increasingly popular method of changing the built environment in order to promote health and wellness in the face of urbanization. The built environment has a wide range of positive and negative effects on the people who work, live, and play in a given area, including a person's chance of developing obesity
Community gardens encourage an urban community's food security, allowing citizens to grow their own food or for others to donate what they have grown. Advocates say locally grown food decreases a community's reliance on fossil fuels for transport of food from large agricultural areas and reduces a society's overall use of fossil fuels to drive in agricultural machinery.
A 2012 op-ed by community garden advocate Les Kishler examines how community gardening can reinforce the so-called "positive" ideas and activities of the Occupy movement.
Community gardens improve users’ health through increased fresh vegetable consumption and providing a venue for exercise. A fundamental part of good health is a diet rich in fresh fruits, vegetables, and other plant based foods. Community gardens provide access to such foods for the communities in which they are located. Community gardens are especially important in communities with large concentrations of low socioeconomic populations, as a lack fresh fruit and vegetable availability plagues these communities at disproportionate rates.
The gardens also combat two forms of alienation that plague modern urban life, by bringing urban gardeners closer in touch with the source of their food, and by breaking down isolation by creating a social community. Community gardens provide other social benefits, such as the sharing of food production knowledge with the wider community and safer living spaces. Active communities experience less crime and vandalism.
Ownership:
Land for a community garden can be publicly or privately held. One strong tradition in North American community gardening in urban areas is cleaning up abandoned vacant lots and turning them into productive gardens. Alternatively, community gardens can be seen as a health or recreational amenity and included in public parks, similar to ball fields or playgrounds.
Historically, community gardens have also served to provide food during wartime or periods of economic depression. Access to land and security of land tenure remains a major challenge for community gardeners and their supporters throughout the world, since in most cases the gardeners themselves do not own or control the land directly.
Some gardens are grown collectively, with everyone working together; others are split into clearly divided plots, each managed by a different gardener (or group or family). Many community gardens have both "common areas" with shared upkeep and individual/family plots.
Though communal areas are successful in some cases, in others there is a tragedy of the commons, which results in uneven workload on participants, and sometimes demoralization, neglect, and abandonment of the communal model. Some relate this to the largely unsuccessful history of collective farming.
Unlike public parks, whether community gardens are open to the general public is dependent upon the lease agreements with the management body of the park and the community garden membership. Open or closed-gate policies vary from garden to garden. However, in a key difference, community gardens are managed and maintained with the active participation of the gardeners themselves, rather than tended only by a professional staff.
A second difference is food production: Unlike parks, where plantings are ornamental (or more recently ecological), community gardens often encourage food production by providing gardeners a place to grow vegetables and other crops. To facilitate this, a community garden may be divided into individual plots or tended in a communal fashion, depending on the size and quality of a garden and the members involved.
Types of gardens:
There are multiple types of community gardens with distinct varieties in which the community can participate in:
- Neighborhood gardens are the most common type that is normally defined as a garden where a group of people come together to grow fruits, vegetables and ornamentals. They are identifiable as a parcel of private or public land where individual plots are rented by gardeners at a nominal annual fee.
- Residential Gardens are typically shared among residents in apartment communities, assisted living, and affordable housing units. These gardens are organized and maintained by residents living on the premise.
- Institutional Gardens are attached to either public or private organizations and offer numerous beneficial services for residents. Benefits include mental or physical rehabilitation and therapy, as well as teaching a set of skills for job-related placement.
- Demonstration Gardens are used for educational and recreational purposes in mind. They often offer short seminars or presentations about gardening, and provide the necessary tools to operate a community garden.
Plot size:
In Britain, the 1922 Allotment act specifies "an allotment not exceeding 40 [square] poles in extent"; since a rod, pole or perch is 5.5 yards in length, 40 square rods is 1210 square yards or 10890 square feet (equivalent to a large plot of 90 ft x 121 ft).
In practice, plot sizes vary; Lewisham offers plots with an "average size" of "125 meters square".
In America there is no standardized plot size. For example, plots of 3 m × 6 m (10 ft × 20 ft = 200 square feet) and 3 m x 4.5 m (10 ft x 15 ft) are listed in Alaska. Montgomery Parks in Maryland lists plots of 200, 300, 400 and 625 square feet In Canada, plots of 20 ft x 20 ft and 10 ft x 10 ft, as well as smaller "raised beds", are listed in Vancouver.
Location:
Community gardens may be found in neighborhoods, schools, hospitals, and on residential housing grounds. The location of a community garden is a critical factor in how often the community garden is used and who visits it. Exposure to a community garden is much more likely for an individual if they are able to walk or drive to the location, as opposed to public transportation.
The length of travel time is also a factor. Those who live within a 15-minute or less travel distance are more likely to visit a community garden as compared to those with a longer travel time.
Such statistics should be taken into consideration when choosing a location for a community garden for a target population.
The site location should also be considered for its soil conditions as well as sun conditions. Solar conditions are of paramount importance, as above ground gardening is always possible. An area with a fair amount of morning sunlight and shade in the afternoon is most ideal.
While specifics vary from plant to plant, most do well with 6 to 8 full hours of sunlight.
When considering a location, areas near industrial zones may require soil testing for contaminants. If soil is safe, the composition should be loose and well-draining. However, if the soil at the location is unable to be used, synthetic soil may also be used in raised gardens beds or containers.
Rushall Garden in Melbourne, Victoria, Australia is situated on land that was formerly a minor railway junction, now repurposed.
Plant choice and physical layout:
While food production is central to many community and allotment gardens, not all have vegetables as a main focus. Restoration of natural areas and native plant gardens are also popular, as are "art" gardens. Many gardens have several different planting elements, and combine plots with such projects as small orchards, herbs and butterfly gardens. Individual plots can become "virtual" backyards, each highly diverse, creating a "quilt" of flowers, vegetables and folk art.
Regardless of plant choice, planning out the garden layout beforehand will help avoid problems down the line. According to the Arizona Master Gardener Manual, taking measurements of the garden size, sunlight locations and planted crops vs. yield quantity, will ensure a detailed record that helps when making decisions for the coming years.
Other consideration to garden layout would be efficient use of space by using trellises for climbing crops, being mindful of taller plants blocking sunlight to shorter plants and plants that have similar life cycles close together.
Group and leadership selection:
The community gardening movement in North America is inclusive, diverse, pro-democracy, and supportive of community involvement. Gardeners may be of any cultural background, young or old, new gardeners or seasoned growers, rich or poor. A garden may have only a few people active, or hundreds.
Some community gardens “self-support” through membership dues, and others require a sponsor for tools, seeds, or money donations. Churches, schools, private businesses or parks and recreation departments supporters and community leaders.
Finally, all community gardens have a structure. The organization depends in part on whether the garden is "top down" or "grassroots". There are many different organizational models in use for community gardens. Some elect boards in a democratic fashion, while others can be run by appointed officials. Some are managed by non-profit organizations, such as a community gardening association, a community association, a church, or other land-owner; others by a city's recreation or parks department, a school or University.
Gardeners may form a grassroots group to initiate the garden, such as the Green Guerrillas of New York City, or a garden may be organized "top down" by a municipal agency. In Santa Clara, California there is a non-profit by the name of Appleseeds that offers free assistance in starting up new community gardens around the world.
Membership rules and fees:
In most cases, gardeners are expected to pay annual dues to help with garden upkeep, and the organization must manage these fees. The tasks in a community garden are many, including upkeep, mulching paths, recruiting members, and fund raising. Rules and an 'operations manual' are both invaluable tools, and ideas for both are available at the ACGA.
Health effects of community gardens:
Community gardens have been shown to have positive health effects on those who participate in the programs, particularly in the areas of decreasing body mass index and lower rates of obesity. Studies have found that community gardens in schools have been found to improve average body mass index in children.
A 2013 study found that 17% of obese or overweight children improved their body mass index over seven weeks. Specifically, 13% of the obese children achieved a lower body mass index in the overweight range, while 23% of overweight children achieved a normal body mass index.
Many studies have been performed largely in low-income, Hispanic/Latino communities in the United States. In these programs, gardening lessons were accompanied by nutrition and cooking classes and optional parent engagement. Successful programs highlighted the necessity of culturally tailored programming.
There is some evidence to suggest that community gardens have a similar effect in adults. A study found that community gardeners in Utah had a lower body mass index than their non-gardening siblings and unrelated neighbors. Administrative records were used to compare body mass indexes of community gardeners to that of unrelated neighbors, siblings, and spouses.
Gardeners were less likely to be overweight or obese than their neighbors, and gardeners had lower body mass indexes than their siblings. However, there was no difference in body mass index between gardeners and their spouses which may suggest that community gardening creates healthy habits for the entire household.
Participation in a community garden has been shown to increase both availability and consumption of fruits and vegetables in households. A study showed an average increase in availability of 2.55 fruits and 4.3 vegetables with participation in a community garden. It also showed that children in participating households consumed an average of two additional servings per week of fruits and 4.9 additional servings per week of vegetables.
Policy implications:
There is strong support among American adults for local and state policies and policy changes that support community gardens. A study found that 47.2% of American adults supported such policies.
However, community gardens compete with the interests of developers. Community gardens are largely impacted and governed by policies at the city level. In particular, zoning laws strongly impact the possibility of community gardens. The momentum for rezoning often comes from the public need for access to fruits and vegetables. Rezoning is necessary in many cities for a parcel of land to be designated a community garden, but rezoning doesn't guarantee garden will not be developed in the future.
Further policies can be enacted to protect community gardens from future development. For example, New York State reached a settlement in 2002 which protected hundreds of community gardens which had been established by the Parks and Recreation Department GreenThumb Program from future development.
At times, zoning policy lags behind the development of community gardens. In these cases, community gardens may exist illegally. Such was the case in Detroit when hundreds of community gardens were created in abandoned spaces around the city. The city of Detroit created agricultural zones in 2013 in the middle of urban areas to legitimize the over 355 “illegal” community gardens.
Examples:
Australia:
The first Australian community garden was established in 1977 in Nunawading, Victoria followed soon after by Ringwood Community Garden in March 1980.
Czech Republic (CR):
The trend of community gardening in the Czech Republic is increasing. The first community garden was founded in 2002 and in 2020 you can find at the map of community garden named mapko.cz more than 116. If you are interested in more details, have a look at organization Kokoza.cz, social enterprise promoting community gardening in CR.
Japan:
In Japan, rooftops on some train stations have been transformed into community gardens. Plots are rented to local residents for $980 per year. These community gardens have become active open spaces now.
Mali:
Often externally supported, community gardens become increasingly important in developing countries, such as West African Mali to bridge the gap between supply and requirements for micro-nutrients and at the same time strengthen an inclusive development.
Spain:
Most older Spaniards grew up in the countryside and moved to the city to find work. Strong family ties often keep them from retiring to the countryside, and so urban community gardens are in great demand. Potlucks and paellas are common, as well as regular meetings to manage the affairs of the garden.
Taiwan:
There is an extensive network of community gardens and collective urban farms in Taipei City often occupying areas of the city that are waiting for development. Flood-prone river banks and other areas unsuitable for urban construction often become legal or illegal community gardens. The network of the community gardens of Taipei are referred to as Taipei organic acupuncture of the industrial city.
United Kingdom:
In the United Kingdom, community gardening is generally distinct from allotment gardening, though the distinction is sometimes blurred. Allotments are generally plots of land let to individuals for their cultivation by local authorities or other public bodies—the upkeep of the land is usually the responsibility of the individual plot owners.
Allotments tend (but not invariably) to be situated around the outskirts of built-up areas. Use of allotment areas as open space or play areas is generally discouraged. However, there are an increasing number of community-managed allotments, which may include allotment plots and a community garden area, many of them overseen by the Federation of City Farms and Community Gardens (a registered charity).
The community garden movement is of more recent provenance than allotment gardening, with many such gardens built on patches of derelict land, waste ground or land owned by the local authority or a private landlord that is not being used for any purpose.
A community garden in the United Kingdom tends to be situated in a built-up area and is typically run by people from the local community as an independent, non-profit organization (though this may be wholly or partly funded by public money). For example, Norwich's Fifth Quarter Community Garden.
It is also likely to perform a dual function as an open space or play area (in which role it may also be known as a 'city park') and—while it may offer plots to individual cultivators—the organization that administers the garden will normally have a great deal of the responsibility for its planting, landscaping and upkeep.
An example inner-city garden of this sort is Islington's Culpeper Community Garden, which is a registered charity, or Camden's Phoenix Garden.
United States:
Community gardening in the United States functions as ecological green space, a gathering place for neighbors, a positive contribution to the reduction of food insecurity, promotes healthier eating through education programs, and provides access to gardening gardening to those who otherwise could not have a garden, such as the elderly, recent immigrants, urban dwellers, or the homeless.
Some gardens are worked as community farms with no individual plots at all, similar to urban farms. Other gardens resemble European "allotment" gardens, with plots where individuals and families can grow vegetables and flowers; including a number which began as "victory gardens" during World War II.
Community gardens can vary in shape, size, and function, but the goal of bridging the gap between people and nature is central to their creation. Some of the largest community gardens in the nation are reported to be Shiloh Field Community Garden in Denton, TX, measuring at 14.5 acres of land, and DeKalb County Community Gardens in DeKalb, Illinois, measuring over 15 acres of land.
Overview:
A community garden is any piece of land gardened by a group of people. The majority of gardens in community gardening programs are collections of individual garden plots, frequently between 3 m × 3 m (9.8 ft × 9.8 ft) and 6 m × 6 m (20 ft × 20 ft). This holds true whether they are sponsored by public agencies, city departments, large non-profits, or (most commonly) a coalition of different entities and groups.
Whether the garden is run as a co-op by the gardeners themselves (common in New York City, Boston and other East Coast cities) or managed by a public or non-profit agency, plot holders typically are asked to pay a modest fee each year and to abide by a set of rules. Many gardens encourage activities such as work days, fundraisers, and social gatherings.
Community garden organizers typically say that "growing community" is as important as growing vegetables; or, as the American Community Gardening Association (ACGA) puts it: "In community gardening, 'community' comes first."
Community gardening in the United States overlaps to some extent with the related but distinct movement to encourage local food production, local farmers' markets and community supported agriculture farms (CSAs). Leases and rules prevent some, though not all, community gardeners from selling their produce commercially, although their gardens may donate fresh fruits and vegetables to local food pantries, cooperatives, and homeless members of their community.
However, community gardens offer ideal sites for local farmers markets, and gardeners often seek farmers to provide space-intensive crops such as corn or potatoes. They also can hire farmers to provide services such as plowing and providing mulch and manure. In turn, small farmers can reach a wider audience and consumer base by drawing on community gardeners and their contacts.
Although the two approaches are distinct, both can be effective ways to produce local food in urban areas, safeguard green space, and contribute to food security. Community gardens also increase environmental aesthetics, promote neighborhood attachment and social involvement.
In an interesting variant on the practice of reclaiming bombed-out areas for community gardens (also practiced during WWII in the ghettos of Eastern Europe), in American inner-cities, community groups have reclaimed abandoned or vacant lots for garden plots. In these cases, groups have subsequently leased from a municipality that claims the property or claimed squatter's rights or a right to subsistence not currently recognized by the legal system.
Community gardens often face pressure due to economic development, rising land values, and decreased city government budgets. In some cases they have responded to the changes by forming nonprofit organizations to provide assistance and by building gardens on city park spaces and school yards.
History:
The European history of community gardening in the US dates back to the early 18th century, when Moravians created a community garden as part of the community of Bethabara, near modern Winston-Salem, North Carolina – a garden still active and open for visitors today.
First Nations peoples also gardened with a community approach (Buffalo Bird Woman's Garden paints a picture of gardens among the Hidatsa), likely for generations before the arrival of waves of immigrants.
In the 1890s, Detroit became the first city to use vacant lots for a municipally sponsored urban gardening program. This program, known as “Pingree’s Potato Patches” after Mayor Hazen Pingree, was in response to the 1893 economic recession which left the city's industrial laborers unemployed.
Boston and San Francisco later adopted similar programs due to the success of Detroit's but in general viewed as a temporary program to help the poor.
As adult interest in gardens began to wane, there was a renewed interest in children's gardening with the advocacy of Fannie Griscom Parsons in New York City. In DeWitt Clinton Park, Parsons created a large educational garden in the early 1900s as a way to "show how willing and anxious children are to work, and to teach them in their work some necessary civic virtues:
- private care of public property,
- economy,
- honesty,
- application concentration,
- self-government,
- civic pride,
- justice,
- the dignity of labor,
- and the love of nature by opening to their minds the little we know of her mysteries, more wonderful than any fairy tale.”
During World War I and World War II, Victory gardens were planted on public land to meet some of the domestic need for food, and making gardening patriotic. The term "community garden" came into use to describe collectively grown gardens and gardens with individual plots during World War I.
In the 1960s and 70s, community gardening have been a result of grassroots organizations who promote environmental stewardship and revitalize urban neighborhoods. In 1978, the American Community Gardening Association (ACGA) was formed to share information and resources and to form a nationwide network of gardeners.
From the mid-1970s through the early 1990s, community gardening in a select number of major American cities enjoyed Federal financial support, though many programs struggled to find funding. The loss of the Federal program increased the challenge of finding funding to support programs. Funding remains a key challenge, along with secure land tenure for garden sites, finding insurance, and helping gardeners develop ways to work together smoothly.
Impact:
Community gardens play a part in a larger food systems movements such as food justice, food sovereignty, food security, urban farming, and more. These movements are not only happening in the United States, but transnationally in the Global North and the Global South.
Cultural:
Community gardens are a way for a variety of cultures to come together and create a stronger community. Focusing on creating equitable and respectful spaces where farming knowledge can be shared is crucial to creating a just food system for all community members.
Communities hold specific knowledge and expertise about their local environment, and therefore, community members have the power to play a central role in the creation of their local food system. Partnerships between academic researchers, farmers/practitioners, advocates, and community members will filter knowledge of healthy foods and farming techniques throughout the community as a whole.
All of these benefits will lead, in researcher Montenegro de Wit's opinion, to "a more egalitarian food system" that "will likely emerge from participation by those traditionally excluded from it."
Economic:
As the majority of the United States' farmers reach retirement age, community gardens play an active role in informing and perhaps inspiring a new generation to become involved with and passionate about growing food. Diversifying the food system with community gardens and other methods of urban agriculture will benefit the economy and create competition between product quality and value.
Green spaces in cities often increase the land value of an area and contribute to gentrification. The perception of organic foods being for an affluent population, plus the perceived notion of privilege that comes from organic-based market chains like Whole Foods and Trader Joe's work against the goals of most urban agricultural initiatives by creating exclusive spaces.
Community gardens based on crop sharing, knowledge sharing, and community building help to promote access to healthy foods by creating accessible spaces.
One issue faced by lower-income citizens is that they do not have the time or energy needed for becoming active in a community garden, and therefore struggle to receive the benefits they offer. Community gardens that are working for high crop yields are labor-intensive, and some community members may work multiple jobs and have little to no extra time to commit.
One way that lower-income citizens can gain access to healthy food is through the SNAP program, which is increasingly being accepted at farmer's markets.
Environmental:
Food composting positively impacts our environment and is growing in popularity with community gardens. A case study conducted in 2019 by the University of Illinois-Urbana Champaign and the University of Illinois at Chicago determined the impact from decentralized food composting in the City of Chicago.
In 2015, the City of Chicago implemented an ordinance allowing acceptance and processing of food scraps at community gardens and urban farms. Approximately 16% of the food waste was processed at 86 registered compost facilities in 2019. The study estimates capacity for food composting could reach 27% of the city’s residential food waste resulting in an estimated savings of over $4 million dollars per year.
In addition to the financial cost savings, other benefits include reduced greenhouse gases because of reduced refuse pickup, compost as energy filled fertilizer for community gardens
and urban farms, and waste reduction into landfills.
Community gardens have the potential to positively impact the areas around them. If gardeners employ organic and environmentally conscious techniques, the community gardens can be a step away from chemically dependent and wasteful food systems. Gardens that produce crops and vegetables act to reduce the need for fossil-fuel intensive storage of delivery of food to local community members.
As researcher Montenegro de Wit states, sustainable agriculture should not be "contained to the countryside." By bringing these techniques into communities, learning opportunities arise as well as the chance of converting land from an "emissions-source" to a "carbon sink" as Robert Biel writes.
In addition to the possible environmental benefits community gardening brings, there are unintended consequences that can result from poor planning and lack of ecological consideration. For example, if most community members have to drive a considerate distance to reach their community garden or farmer's market, the benefits of locally sourced food evens out. The carbon emissions of travel to the community garden, step closer to those of commercial packaging and transportation costs.
Health:
Community gardens benefit community food access by enhancing nutrition and physical activity as well as promoting the role of public health. The U.S. Department of Health and Human Services recommends eating more dark green vegetables, orange vegetables, legumes, and fruits; eating less refined grains, fat, and calories; and obtaining 60 minutes of physical activity on most days.
Recent public health evaluations show community gardens as a promising approach to promote healthy behaviors. This is particularly important in establishing healthy behaviors among children given the rise of childhood obesity. One recent pilot study in Los Angeles showed a gardening and nutrition intervention improved dietary intake in children and reduced body mass index.
Community gardens also benefit community food security by providing residents with safe, culturally acceptable, nutritionally adequate diet through a sustainable food system that maximizes community self-reliance and social justice.
Community garden initiatives have inspired cities to enact policies for water use, improved access to produce, strengthened community building skills, and created culturally appropriate education programs that help elevate the community's collective consciousness about public health. In impoverished urban areas especially, produce harvested from community gardens provides a nutritious alternative to what Nancy Janovicek calls "the industrial diet," which consists of cheap and accessible options like fast-food chains.
Professor Jill Litt and colleagues at University of Colorado School of Public Health evaluated the effects on community gardening in the Denver metro area on social environment, community building and fruit and vegetable intake.
Community gardeners were more likely than home gardeners and non-gardeners to meet the national recommendations of fruit and vegetable intake. Semi structured interviews carried out by Teig et al. revealed that Denver community gardeners felt a high level of trust between members of the garden and a strong sense of community.
Furthermore, gardeners were involved in community voluntary efforts and donated surplus produce to populations without access to fresh produce.
Social:
Agricultural activity in communities is a way of promoting self-sufficiency, as well as community empowerment and involvement. Additionally, producing food, helping the environment, and creating green spaces in cities contributes to an overall increase in happiness by helping community members accomplish fundamental human tasks such as growing food.
Space in cities and communities reserved for growing vegetables and flowers promotes well-being, neighborliness, and the protection of nature.
Resources:
Resources are available when considering the addition of a community garden for your local neighborhood including startup guides, financial support, volunteers and training.
The American Community Gardening Association is a non-profit organization promoting community gardens in the United States and Canada through various support programs including advocacy, training, conferences and events, and resources.
The University of Illinois Extension provides resources for Cook County, Illinois and a video series Community Gardens - 10 Steps to Successful Community Gardens to assist organizations or groups who are researching the opportunity of starting their own community garden.
The University of Missouri Extension created a Community Gardening Tool Kit that includes a step by step guide, forms, and a list of resources.
In addition, the National Agricultural Library of the United States Department of Agriculture provides numerous resources on their website for community gardens including financial resources.
Author and community garden advocate, Ms. LaManda Joy, wrote several books including Start a Community Food Garden, The Essential Handbook which offers all the information needed to start a community garden (available in print and audio books).
Grants provide additional financial resources for starting and maintaining community gardens. State and local governments may offer financial assistance or programs to support your community garden.
Implementation:
To find a community garden in your area, visit the communitygarden.org website
Click on any of the following blue hyperlinks for more about Community Gardening:
- Implementation
- Image Gallery
- See also:
- Allotment gardens
- American Community Gardening Association
- Communal garden
- Community Food Security Coalition
- Community Supported Agriculture
- Commons
- Garden sharing
- Guerrilla gardening
- Heirloom plant
- Intercultural Garden
- Seedbank
- Seed swap
- Urban gardening
- Urban horticulture
- WorldCat. Works related to community gardens in the USA
- List of San Francisco Community Gardens. List maintained by the San Francisco Garden Resource Organization.
- New York City Community Garden Coalition
- Urban Harvest Community Gardens, Texas
- Resource links compiled by the American Community Gardening Association
- Resource links related to community gardening. Published by Brooklyn Botanic Garden
Community Mobilization
- YouTube Video: ACCESS spotlight: Community mobilization in action
- YouTube Video: Community Mobilization:Tasks Involved
- YouTube Video: Community Mobilization
Community mobilization is an attempt to bring both human and non-human resources together to undertake developmental activities in order to achieve sustainable development.
Process:
Community mobilization is a process through which action is stimulated by a community itself, or by others, that is planned, carried out, and evaluated by a community's individuals, groups, and organizations on a participatory and sustained basis to improve the health, hygiene and education levels so as to enhance the overall standard of living in the community.
A group of people have transcended their differences to meet on equal terms in order to facilitate a participatory decision-making process. In other words, it can be viewed as a process which begins a dialogue among members of the community to determine who, what, and how issues are decided, and also to provide an avenue for everyone to participate in decisions that affect their lives.
Requirements:
Community mobilization needs many analytical and supportive resources which are internal (inside the community) and external (outside the community) as well. Resources include:
Strategies:
The Centre for Disease Control envisions that strong healthcare initiatives will be readily owned by a community if the leaders ("grass tops"), the citizens ("grass roots"), and youth are fully engaged in mobilizing the community, educating stakeholders, and implementing evidence-based interventions. To this respect, 14 strategies guided by best practice have been reported (Huberman 2014):
1. Secure strong leadership
2. Establish a formal structure
3. Engage diverse organizations, community leaders, and residents
4. Ensure authentic participation and shared decision making
5.ensure authentic and productive roles for young people
6. Develop a shared vision
7. Conduct a needs assessment
8. Create a strategic plan
9. Implement mutually reinforcing strategies
10. Create a fundraising strategy
11. Establish effective channels for internal communication
12. Educate the community
13. Conduct process and outcome evaluations
14. Evaluate the community mobilization effort separately
Implications:
"Community mobilization" is a frequently used term in developmental sector. Recently, community mobilization has been proved to be a valuable and effective concept which has various implications in dealing with basic problems like health and hygiene, population, pollution and gender bias.
Process:
Community mobilization is a process through which action is stimulated by a community itself, or by others, that is planned, carried out, and evaluated by a community's individuals, groups, and organizations on a participatory and sustained basis to improve the health, hygiene and education levels so as to enhance the overall standard of living in the community.
A group of people have transcended their differences to meet on equal terms in order to facilitate a participatory decision-making process. In other words, it can be viewed as a process which begins a dialogue among members of the community to determine who, what, and how issues are decided, and also to provide an avenue for everyone to participate in decisions that affect their lives.
Requirements:
Community mobilization needs many analytical and supportive resources which are internal (inside the community) and external (outside the community) as well. Resources include:
- Leadership
- Organizational capacity
- Communications channels
- Assessments
- Problem solving
- Resource mobilization
- Administrative and operational management
Strategies:
The Centre for Disease Control envisions that strong healthcare initiatives will be readily owned by a community if the leaders ("grass tops"), the citizens ("grass roots"), and youth are fully engaged in mobilizing the community, educating stakeholders, and implementing evidence-based interventions. To this respect, 14 strategies guided by best practice have been reported (Huberman 2014):
1. Secure strong leadership
2. Establish a formal structure
3. Engage diverse organizations, community leaders, and residents
4. Ensure authentic participation and shared decision making
5.ensure authentic and productive roles for young people
6. Develop a shared vision
7. Conduct a needs assessment
8. Create a strategic plan
9. Implement mutually reinforcing strategies
10. Create a fundraising strategy
11. Establish effective channels for internal communication
12. Educate the community
13. Conduct process and outcome evaluations
14. Evaluate the community mobilization effort separately
Implications:
"Community mobilization" is a frequently used term in developmental sector. Recently, community mobilization has been proved to be a valuable and effective concept which has various implications in dealing with basic problems like health and hygiene, population, pollution and gender bias.
Complete Communities
- YouTube Video: What is a Complete Community?
- YouTube Video: Population Community Ecosystem
- YouTube Video: Complete Communities and Small Town Character
Complete communities is an urban and rural planning concept that aims to meet the basic needs of all residents in a community, regardless of income, culture, or political ideologies through integrated land use planning, transportation planning, and community design.
While the concept is used by many communities as part of their community plan, each plan interprets what complete community means in their own way. The idea of the complete community has roots in early planning theory, beginning with
The Garden City Movement, and is a component of contemporary planning methods including Smart Growth.
History:
The Garden City Movement was one of the first proponents for creating communities that accommodate a wide range of community members through a mix in housing types and uses.
Increasing urban sprawl, and its associated negative social, environmental, and health effects, prompted a turn in theory towards increasing density in urban areas. This idea has been brought into contemporary theoretical movements including Smart Growth, New Urbanism, and Sustainable Development, which all advocate high-density 'compact' communities, and also increase the mix of activities and land uses that contribute to a complete community.
The move toward compact and complete communities in modern planning is summarized in the first two Ahwahnee Principles, a landmark document created by the California Local Government Commission that provided the foundation for Smart Growth and New Urbanism: (1) "all planning should be in the form of complete and integrated communities including housing, shops, workplaces, schools, parks and civic facilities essential to the daily life of the residents" and (2) "community size should be designed so that housing, jobs, daily needs, and other activities are within easy walking distance of each other."
Since the 1970s, Canadian planning policy has aimed to make communities more attractive and efficient through compact form, mixed-use, higher densities and a range of housing types.
Households in North America are becoming smaller, have a different form than previous generations and are more socially and economically diverse; while housing costs have increased dramatically in some parts of the country, resulting in smaller lot sizes and an increase in multi-family housing options and suburban density.
One of the typical critiques of past suburban growth patterns is that they replicate trends of a homogeneous landscape consisting mainly of white, middle class, nuclear families.
Social diversity and affordability looked to be addressed through the creation of a different form, through the design of new communities that look to promote diversity. When measured on a scale looking at four elements of complete communities - living, working, moving, thriving - New York City and San Francisco rank at the top, while Atlanta and Dallas ranked quite low.
Defining elements:
The 'complete community' is seen as a way to deal with issues of social isolation, address inefficient land uses and meet the needs of diverse households.
A common definition of a complete community is one where people live, work and play, and where the automobile is left at home in favor of walking and public transport. This is supported by a diverse housing mix. While each community applies the term in its own way as part of its community plans, there are several defining elements.
Densification:
A benchmark for complete communities is access to services within a five-minute walk, which contrasts the typical sprawl associated with the suburbs.
Diverse housing mix:
In Canada, many municipalities have focused on providing a mix of housing types as the key component of creating a complete community based on directives from provincial and regional policies.
Diverse land use mix:
Complete communities advocate for densification within existing neighborhoods to provide services to users which sometimes run in contrast to zoning regulations currently there. Barriers to complete communities include zoning and bylaws that do not promote building with diverse uses and design in mind.
Employment options:
One central goal of developing complete communities involves promoting a concentration of employment opportunities, with a labor force both working and living within the geographic boundaries of the community. This is believed to be a response to the negative effects associated with commuter towns.
Transportation options:
As the suburbs grew, roadways that prioritized the automobile grew with them. Especially in the United States, widened and expanded metropolitan areas led to poor inner-suburb communities, which worked to destroy the connection to neighborhoods, institutions, parks and town centers.
Planners began to advocate for a community plan where a mix of housing types and uses in compact form would be centered around transportation nodes for ease of mobility of residents. Additionally, some transportation planners take planning for a connected community one step further by pushing for inclusive multi-modal and equitable transportation systems that work for people of all ages, ability, income and racial demography.
Debate/Critique:
Although there is a general definition for complete communities, the term sometimes has differing meanings within certain contexts. Within many municipal plans the term complete community is used to describe a city mandate, without a given description of how the community defines the term. This leads to the term being used for a number of different objectives, depending on the goals of the specific community.
While many planners look to use urban policy as a way of creating a diverse housing mix, some critics argue that it is actually market pressures rather than planners and policy makers who are actually creating the increase in the share of multi-family housing in suburban areas.
Most developers will not actually use the term ‘complete communities,’ however, many larger master-planning developers will talk about providing a range of housing types as a way of remaining competitive and selling community.
Examples:
The following are examples of places that have been described as complete communities:
The following are examples of places that have gone through, or are currently undergoing, a planning process that is informed by the concept of a complete community:
See also:
While the concept is used by many communities as part of their community plan, each plan interprets what complete community means in their own way. The idea of the complete community has roots in early planning theory, beginning with
The Garden City Movement, and is a component of contemporary planning methods including Smart Growth.
History:
The Garden City Movement was one of the first proponents for creating communities that accommodate a wide range of community members through a mix in housing types and uses.
Increasing urban sprawl, and its associated negative social, environmental, and health effects, prompted a turn in theory towards increasing density in urban areas. This idea has been brought into contemporary theoretical movements including Smart Growth, New Urbanism, and Sustainable Development, which all advocate high-density 'compact' communities, and also increase the mix of activities and land uses that contribute to a complete community.
The move toward compact and complete communities in modern planning is summarized in the first two Ahwahnee Principles, a landmark document created by the California Local Government Commission that provided the foundation for Smart Growth and New Urbanism: (1) "all planning should be in the form of complete and integrated communities including housing, shops, workplaces, schools, parks and civic facilities essential to the daily life of the residents" and (2) "community size should be designed so that housing, jobs, daily needs, and other activities are within easy walking distance of each other."
Since the 1970s, Canadian planning policy has aimed to make communities more attractive and efficient through compact form, mixed-use, higher densities and a range of housing types.
Households in North America are becoming smaller, have a different form than previous generations and are more socially and economically diverse; while housing costs have increased dramatically in some parts of the country, resulting in smaller lot sizes and an increase in multi-family housing options and suburban density.
One of the typical critiques of past suburban growth patterns is that they replicate trends of a homogeneous landscape consisting mainly of white, middle class, nuclear families.
Social diversity and affordability looked to be addressed through the creation of a different form, through the design of new communities that look to promote diversity. When measured on a scale looking at four elements of complete communities - living, working, moving, thriving - New York City and San Francisco rank at the top, while Atlanta and Dallas ranked quite low.
Defining elements:
The 'complete community' is seen as a way to deal with issues of social isolation, address inefficient land uses and meet the needs of diverse households.
A common definition of a complete community is one where people live, work and play, and where the automobile is left at home in favor of walking and public transport. This is supported by a diverse housing mix. While each community applies the term in its own way as part of its community plans, there are several defining elements.
Densification:
A benchmark for complete communities is access to services within a five-minute walk, which contrasts the typical sprawl associated with the suburbs.
Diverse housing mix:
In Canada, many municipalities have focused on providing a mix of housing types as the key component of creating a complete community based on directives from provincial and regional policies.
Diverse land use mix:
Complete communities advocate for densification within existing neighborhoods to provide services to users which sometimes run in contrast to zoning regulations currently there. Barriers to complete communities include zoning and bylaws that do not promote building with diverse uses and design in mind.
Employment options:
One central goal of developing complete communities involves promoting a concentration of employment opportunities, with a labor force both working and living within the geographic boundaries of the community. This is believed to be a response to the negative effects associated with commuter towns.
Transportation options:
As the suburbs grew, roadways that prioritized the automobile grew with them. Especially in the United States, widened and expanded metropolitan areas led to poor inner-suburb communities, which worked to destroy the connection to neighborhoods, institutions, parks and town centers.
Planners began to advocate for a community plan where a mix of housing types and uses in compact form would be centered around transportation nodes for ease of mobility of residents. Additionally, some transportation planners take planning for a connected community one step further by pushing for inclusive multi-modal and equitable transportation systems that work for people of all ages, ability, income and racial demography.
Debate/Critique:
Although there is a general definition for complete communities, the term sometimes has differing meanings within certain contexts. Within many municipal plans the term complete community is used to describe a city mandate, without a given description of how the community defines the term. This leads to the term being used for a number of different objectives, depending on the goals of the specific community.
While many planners look to use urban policy as a way of creating a diverse housing mix, some critics argue that it is actually market pressures rather than planners and policy makers who are actually creating the increase in the share of multi-family housing in suburban areas.
Most developers will not actually use the term ‘complete communities,’ however, many larger master-planning developers will talk about providing a range of housing types as a way of remaining competitive and selling community.
Examples:
The following are examples of places that have been described as complete communities:
- Kirkland, Washington
The following are examples of places that have gone through, or are currently undergoing, a planning process that is informed by the concept of a complete community:
- Metro Vancouver, British Columbia
- City of North Vancouver, British Columbia
- Winnipeg, Manitoba
- Greater Golden Horseshoe, Ontario
- Austin, Texas
- Vancouver Campus of the University of British Columbia, British Columbia
- City of Nanaimo, British Columbia
- Town of Gibsons, British Columbia
- City of St. Albert, Alberta
See also:
- 15 minute city
- Compact city
- Complete streets
- Garden City Movement
- Healthy community design
- New Urbanism
- Social determinants of obesity
- Smart Growth
Communities that Care
- YouTube Video about Communities that Care
- YouTube Video: Communities That Care: 5 Phases
- YouTube Video: The Prevention Paradox
Communities That Care (CTC) is a program of the Center for Substance Abuse Prevention (CSAP) in the office of the United States Government's Substance Abuse and Mental Health Services Administration (SAMHSA). CTC is a coalition-based prevention operating system that uses a public health approach to prevent youth problem behaviors such as violence, delinquency, school drop out and substance abuse.
Using strategic consultation, training, and research-based tools, CTC is designed to help community stakeholders and decision makers understand and apply information about risk and protective factors, and programs that are proven to make a difference in promoting healthy youth development, in order to most effectively address the specific issues facing their community's youth.
Research base:
Public health understanding of risk and protective factors:
The field of public health has developed a systematic methodology for understanding and effectively preventing health problems. Through rigorous research, the etiology of diseases has been documented, and the factors contributing to those diseases have been identified.
Once these contributing factors are understood, careful study and application of approaches to amend those factors have demonstrated reductions in the disease burden. For example, heart disease has been one of the primary causes of death among American adults.
Research shows, however, that adequate exercise, a healthy diet, and avoidance of smoking can help to prevent heart disease. These behaviors are considered protective factors, just as smoking, high blood pressure, and a family history of heart disease are considered risk factors for poor heart health.
Since the late 1970s, researchers in a variety of disciplines (for example, criminology, sociology, social work, psychology, community psychology, education) have been applying this public health approach to the study of the healthy development of young people. This work has created a field called prevention science, which identifies the factors that contribute to the healthy development of children and youth (protective factors) and the factors that impede that development (risk factors).
Cause: Longitudinal studies of youth development:
Protective Factors and the Social Development Model. The prevention of health and behavior problems in young people requires, at its foundation, the promotion of the factors required for positive development.
Research shows that five basic factors promote positive social development:
All children need opportunities to be actively involved with positive adults and peers, the skills to participate and succeed in social, school, and civic settings, and recognition for their efforts, improvements, and accomplishments. When young people are provided with opportunities, skills, and recognition, they develop strong social bonds, that is connections with and commitment to the families, schools, and communities that provided them.
When families, schools, and communities communicate to young people clear standards for behavior, those who feel bonded, emotionally connected, invested in the group, will follow those standards that promote health and success.
These five factors are protective factors that promote positive development in young people (Hawkins & Weis, 1985), and form the basis for the Social Development Model.
Risk Factors. Research has also identified risk factors that can interrupt the process of positive social development. High quality longitudinal studies have identified risk factors in neighborhoods and communities, families, schools, and peer groups, as well as in individuals themselves.
These factors increase the probability of delinquency, violence, substance abuse, teen pregnancy, dropping out of school, and other behavioral problems in young people. The risk factors shown in the risk factor chart (right) have been found in at least two high-quality studies to predict later health and behavior problems in young people. Many of these risk factors predict multiple problems.
For example, the risk factor of “Poor Family Management” has been shown to predict five youth problem behaviors: substance abuse, delinquency, teen pregnancy, school drop-out, and violence. Providing effective parent training programs in a community, therefore, could potentially impact all five of these undesirable outcomes.
Intervention: Testing effectiveness of interventions:
The identification of risk and protective factors provides the foundation for advances in preventing adolescent health and behavior problems. Prevention scientists have rigorously tested programs and policies that address these risk and protective factors in studies funded largely by the National Institutes of Health, and an increasing number and range of effective prevention approaches have now been identified.
By 2004, 56 tested and effective programs were available in the United States that have been demonstrated to reduce involvement in problem behaviors and/or increase positive outcomes for youth.
Sixteen of these programs have been tested at least twice with replicated findings and have been designated as Blueprint model programs, which, if rigorously followed, will significantly reduce youth violence and substance abuse.
Programs range from prenatal (for example, Olds, 1997) and early childhood interventions (for example, Reid et al., 2001), to community policies related to alcohol (e.g. Holder et al., 2000), to school-based curricula that teach youth social and emotional skills that will help them navigate life (e.g. Botvin at al, 2003, Eisen at al., 2002, and Grossman et al., 1997).
Systems: Researching systems change in states and communities:
Prevention scientists understand that the final task arising from these research findings is the application of proven prevention programs, policies and strategies in the real world in order to enhance youth development on the ground in communities. In collaboration with communities and state and federal governments, researchers are studying the impact that prevention science can have on the effectiveness of prevention efforts within those systems.
Description:
Five Phases:
Communities That Care guides the community's prevention efforts through a five-phase process which includes:
CTC activities are planned and carried out by the CTC Community Board, a prevention coalition of community stakeholders who work together to promote positive youth outcomes.
Board members participate in a series of six CTC training workshops in which they build their coalition and learn the skills needed to install the CTC system.
Working through the five phases of CTC provides the opportunity to increase communication, collaboration, and ownership among community members and service providers invested in healthy youth development.
Phase One: Getting Started. With technical assistance provided by a CTC trainer, a community catalyst and small group of advisors assess community readiness to undertake collaborative prevention efforts, and identify the stakeholders who need to be involved. Key activities in this phase include recruiting key leaders to serve as champions of the effort, obtaining school district support to conduct a youth survey to provide epidemiological data on risk, protection, and youth behaviors, and hiring a coordinator to manage CTC activities.
Phase Two: Organizing, Introducing, Involving. In Phase Two a diverse and representative prevention coalition is formed. Specific tasks for this phase include involving and educating stakeholders who were identified in Phase One; developing a vision for the future of the community's children, and putting an organizational structure in place to help the community move toward the vision. The first two CTC trainings are implemented in this phase: the Key Leader Orientation (KLO) and the Community Board Orientation (CBO). These trainings introduce prevention science to community stakeholders, and help community members create an appropriate structure for the Community Board.
Phase Three: Developing a Community Profile. This is the data collection phase, including a comprehensive community assessment of adolescent behaviors and current prevention services. This phase usually requires administration of the CTC Youth Survey.
Members of the Risk and Protective Factor Assessment Work Group participate in the Community Assessment Training, in which they learn about key data sources for risk and protective factors (such as the student survey) and how to analyze the data. In communities already using the CTC Youth Survey, this training is tailored to help the work group interpret survey results and identify elevated risk factors, depressed protective factors, and problem behaviors prevalent among youth in the community. From this analysis, the work group recommends priority risk and protective factors for focused attention by the CTC Board.
The second component of the community profile is an assessment of current community programs, policies, and resources that address the prioritized risk and protective factors. The Resource Assessment workgroup is trained in assessment procedures during the Community Resource Assessment Training. The goals of the resource assessment are to identify existing evidence-based programs that address the priority factors, discern the gaps in existing program delivery, and recommend where new programs or policies are needed.
Phase Four: Creating a Community Action Plan. During the fourth phase of CTC, the results of the assessment process are reviewed by the full Community Board, and a community action plan is developed. The Community Plan Training (CPT) is provided to Community Boards during this phase. During this training, Board members select prevention policies and programs that target their prioritized risk factors to fill gaps in current prevention services. The CTC Prevention Strategies Guide is a tool used during this process. It describes prevention programs that have been demonstrated in at least one high quality research trial to be effective in changing risk, protection, and problem behaviors.
Once program choices are made, CPT participants are trained to write an action plan that sets clear, measurable goals regarding anticipated outcomes, and also develop an evaluation plan.
Phase Five: Implementing and Evaluating the Community Action Plan. In this phase, the CTC Board implements selected strategies, and evaluates progress over time. Board members and staff for the selected preventive programs attend the final CTC training workshop, the Community Plan Implementation Training (CPIT), which emphasizes the importance of implementing prevention programs with fidelity; that is, ensuring that the programs' content, dosage, and manner of delivery adhere to the protocols identified by program developers.
Participants also learn methods for tracking implementation progress, assessing desired changes in participants, and using this information to adjust implementation as needed to fulfill program objectives.
CTC is intended as an ongoing process. The process of monitoring implementation progress and community level changes in risk, protection and youth outcomes is repeated every two years. Based on a review of these data, CTC boards revise their action plans as needed.
Essential components:
The CTC system is collaborative, proactive, science-based, and data driven, and provides structure, tools, training and technical assistance for coalitions.
Collaborative. CTC uses a coalition approach to address issues at the community level. The coalition will include a diverse group of stakeholders concerned with youth development (youth-serving agency staff, school representatives, health professionals, city leaders, law enforcement, United Way, other funding entities, neighborhood groups, business people, parents, media representatives, faith community members, youth, etc.) in applying prevention science principles to decisions affecting the community's youth.
By providing a setting and common language for all stakeholders to discuss prevention, the model ensures that all voices in the community are heard and respected.
Proactive. Rather than reacting to problems once they have already occurred, CTC focuses on strengthening protections and decreasing risks in order to promote healthy youth development and decrease the likelihood of problem behaviors.
Science based. CTC is grounded in rigorous research from a variety of disciplines, including public health, sociology, psychology, criminology, and community psychology. This research has identified the predictors of youth problem behaviors, developed epidemiologic assessment tools for measuring those predictors in a community, and tested programs that work in addressing those predictors.
Data driven. The CTC system ensures local control of decisions based on local data and needs assessments, and flexibility to implement actions specific to the priorities identified by community members. The CTC system provides tools for measuring levels of risk and protective factors, selecting priority factors on which to focus a strategic plan, selecting appropriate prevention responses, and tracking progress toward desired changes in priority risk factors.
a. The CTC Youth Survey is the primary tool for needs assessment and monitoring. This is a confidential, schoolwide survey for students appropriate for Grades 6-12, that measures a majority of the risk and protective factors identified to predict youth problem behaviors. Coalition members use survey results from students in their community as well as community archival data to prioritize risk and protective factors for attention. The survey is re-administered every 2 years in order to monitor progress over time.
b. Effective program selection is another element of the data-driven process. Coalition members review policies and programs that have been tested and proven effective in addressing their priority factors. They consider the suitability of each program to the community's circumstances, and select prevention responses most likely to be successful in that environment. Information on program effectiveness is summarized in menus of effective programs, for example CTC's Prevention Strategies Guide and The Blueprint for Violence Prevention list of effective programs.
c. Monitoring of program implementation is the third element of the data-driven process. Throughout the implementation cycle of each prevention program or strategy, coalitions collect data to ensure that the program is delivered with fidelity to the original program design.
This monitoring information is important, because without close replication, the effectiveness of these programs can be compromised (see, for example, Elliot & Mihalic, 2004).
Monitoring implementation is also a management tool for identifying challenges that can be addressed before they lead to program failure.
Structure and tools. The CTC structure includes six training workshops and additional tools that help walk community members through each stage of the process. Training manuals are composed of modules that provide comprehensive information, exercises, and guidelines for each stage of the process.
The Milestones and Benchmarks checklist functions as a roadmap for the entire effort. Milestones are major tasks that must be accomplished in each phase of CTC, and benchmarks provide essential steps toward achieving each of these major tasks. Booklets are available to help local leaders evaluate and address community readiness issues before initiating the process, and to explain the system to key leaders and potential board members.
Training and technical assistance. Successful CTC efforts include high-quality training and technical assistance from experienced and certified facilitators. Feinberg et al. (2004), Gomez et al. (2005) and Greenberg et al. (2005) studied the functioning and sustainability of CTC coalitions in Pennsylvania, and found three factors strongly related to effective coalition function: community organizational and motivational readiness, initial training, and ongoing technical assistance (TA). The Pennsylvania study also documented that the sustainability of the effort was predicted by the prevention knowledge of coalition members, the quality of coalition functioning, and their fidelity to the CTC model.
Online CTC materials:
The Center for Substance Abuse Prevention provides all CTC materials free of charge at www.communitiesthatcare.net. Materials include:
Tested and effective programs:
A cornerstone of effective community-level prevention involves the implementation of appropriate responses to the priority needs identified during the assessment phase of the process. The CTC system guides community groups to choose and implement appropriate tested and effective programs, policies, and practices in families, schools, and communities (see the CTC Prevention Strategies Guide and the Blueprints for Violence Prevention website). These programs have shown significant effects on minimizing youths' risky behaviors and enhancing positive choices.
Evaluation results:
Evaluation of implementation:
The CYDS evaluated community efforts to faithfully implement (1) the core principles of the CTC prevention system, and (2) tested and effective prevention programs with respect to content and delivery specifications. The study found that CTC communities achieved high implementation fidelity at the system and program levels when supported by training and technical assistance in CTC.
Control communities did not achieve these things. At the start of the CYDS, CTC and control communities did not differ in their use of a science-based approach to prevention. By the third year of the intervention, key leaders in CTC communities reported a higher stage of adoption of science-based prevention, relative to control communities. They also were willing to provide greater funding for prevention.
Differences were sustained one year after the implementation phase of the trial ended. At this point, key leaders in CTC communities also reported significantly stronger community norms against adolescent drug use. The CTC Milestones and Benchmarks Survey was used to track progress in the implementation of core components of the CTC prevention system.
In each year of the intervention, CTC communities enacted an average of 90% of the key features of the CTC prevention system, including developing a community board, prioritizing risk and protective factors, selecting tested and effective preventive interventions from the Communities That Care Prevention Strategies Guide, implementing selected implementation programs with fidelity, and periodically assessing risk and protective factors and child and adolescent well-being through surveys of students.
One year after the implementation phase of the trial had ended, eleven of 12 CTC coalitions continued to operate in CTC communities. These coalitions continued to implement key CTC milestones and benchmarks to a significantly greater degree than coalitions in control communities, even without ongoing study-provided support.
Control communities did not make this progress over time in completing CTC milestones and benchmarks, implementing scientifically proven prevention programs, and monitoring program impacts. Over the course of the trial, the 12 CTC communities demonstrated faithful implementation of 17 different school-based, after-school, and parenting interventions selected from a menu of 39 possible tested and effective programs for 5th through 9th grade students contained in the Communities That Care Prevention Strategies Guide.
On average, CTC communities implemented 2.75 tested and effective prevention programs per year (range: 1-5). High rates of fidelity were achieved consistently over time with respect to adherence to program objectives and core components (average = 91-94% per year) and dosage (number, length, and frequency of intervention sessions; average = 93-95% per year).
Faithful implementation continued two years after study support ended. CTC coalitions still offered significantly more tested and effective intervention programs, implemented them with high quality, monitored implementation to a significantly greater degree, and reached significantly more children and parents, compared to control coalitions.
Impact evaluations for Pennsylvania:
The Prevention Research Center at Pennsylvania State University has been studying the process and impact of the statewide CTC system since its inception in the early 1990s. Summaries of their findings will be posted here soon.
Community Youth Development Study:
The Community Youth Development Study (CYDS) is the first controlled experimental trial of the Communities That Care system. Twenty-four communities in 7 states agreed to participate in the study. These communities consisted of 12 matched pairs which had equivalent demographics and equivalent levels of youth risks and problem behaviors at the start of the study.
Communities were randomly assigned to intervention or control conditions. The intervention communities received funding to hire a full-time community coordinator, who formed a community coalition that subsequently participated in the full cycle of CTC trainings. These communities then created community action plans, and were awarded up to $75,000 per year for the next four years to implement the tested, effective prevention strategies selected as part of the action planning process. Control communities continued prevention business as usual.
Hawkins et al. 2008, reported finding no significant differences between CTC and control communities in average levels of community-targeted risks among students in fifth grade, prior to the start of the CTC programs.
By the third year of the intervention, key leaders in CTC communities reported a higher stage of adoption of science-based prevention, relative to control communities. They also were willing to provide greater funding for prevention.
Differences were sustained one year after the implementation phase of the trial ended. At this point, key leaders in CTC communities also reported significantly stronger community norms against adolescent drug use. The longitudinal panel youth in CTC and control communities reported similar levels of targeted risk in Grade 5, when the intervention began, but targeted risk exposure grew more slowly for youth in CTC communities between Grade 5 and Grade 10.
Significantly lower levels of targeted risk were first reported by CTC panel youth 1.67 years into the intervention, in Grade 7, and have continued to be reported by CTC panel youth through Grade 10.
Panel youth from CTC and control communities also reported similar levels of delinquency, alcohol use, and cigarette smoking at Grade 5 baseline. However, between Grades 5 and 10, CTC had significant effects on the initiation of these behaviors by youth. Significant differences in the initiation of delinquency were first observed in the spring of Grade 7. Panel youth from CTC communities were 25% less likely than panel youth from control communities to initiate delinquent behavior, and they remained so in Grade 8.
Significantly lower delinquency initiation rates were sustained through Grade 10, when panel youth from CTC communities were 17% less likely to initiate delinquency than panel youth from control communities.
Preventive effects on alcohol use and cigarette use were first observed in the spring of Grade 8, 2.67 years after intervention programs were implemented. Grade 8 youth from CTC communities were 32% less likely to initiate alcohol use, and 33% less likely to initiate cigarette smoking than Grade 8 youth from control communities (Hawkins et al., 2009).
Preventive effects were again sustained through Grade 10 when CTC panel youth were 29% less likely to initiate alcohol use and 28% less likely to initiate cigarette smoking than panel youth from control communities.
Differences in the initiation of delinquency, alcohol use, and cigarette smoking from Grade 5 through Grade 10 led to cumulatively lower rates of initiation over time: 62% of 10th-grade youth in the panel from CTC communities had engaged in delinquent behavior compared with 70% of 10th-grade youth in the panel from control communities; 67% vs. 75% had initiated alcohol use; and 44% vs. 52% had smoked cigarettes.
CTC also significantly reduced the prevalence of youth problem behaviors in Grade 8 and Grade 10. In Grade 8, the prevalence of alcohol use in the past month, binge drinking (five or more drinks in a row) in the past two weeks, and the variety of delinquent behaviors committed in the past year were all significantly lower in CTC panel youth compared to control community panel youth.
The CYDS also found significant effects of CTC in reducing the prevalence of cigarette use in the past month and delinquent behavior and violence in the past year in the spring of Grade 10.
Child Trends Research Brief: An overview of the Communities That Care system and up to date research information is available from Child Trends with an in depth research brief that can be found here . Other research is also available through the Child Trends Website.
Conclusions: CTC's theory of change hypothesizes that it takes from 2 to 5 years to observe community-level effects on risk factors, and 5 or more years to observe effects on adolescent delinquency or substance use.
These early findings from the first randomized community trial of CTC are promising, suggesting that CTC is slowing the usual developmental increase in adolescents' risk exposure. Longer follow-up measurements are needed to determine if CTC can significantly reduce community levels of delinquency and drug use as hypothesized. The Community Youth Development Study will collect additional data from these students in 2007 and 2008.
These data will allow tests of CTC's effects on community rates of delinquency and substance use initiation among young people through the spring of grade 9, almost 5 years after CTC was introduced in the intervention communities and approximately 3+1⁄2 years after communities began implementing tested and effective prevention programs chosen through the CTC system.
Using strategic consultation, training, and research-based tools, CTC is designed to help community stakeholders and decision makers understand and apply information about risk and protective factors, and programs that are proven to make a difference in promoting healthy youth development, in order to most effectively address the specific issues facing their community's youth.
Research base:
Public health understanding of risk and protective factors:
The field of public health has developed a systematic methodology for understanding and effectively preventing health problems. Through rigorous research, the etiology of diseases has been documented, and the factors contributing to those diseases have been identified.
Once these contributing factors are understood, careful study and application of approaches to amend those factors have demonstrated reductions in the disease burden. For example, heart disease has been one of the primary causes of death among American adults.
Research shows, however, that adequate exercise, a healthy diet, and avoidance of smoking can help to prevent heart disease. These behaviors are considered protective factors, just as smoking, high blood pressure, and a family history of heart disease are considered risk factors for poor heart health.
Since the late 1970s, researchers in a variety of disciplines (for example, criminology, sociology, social work, psychology, community psychology, education) have been applying this public health approach to the study of the healthy development of young people. This work has created a field called prevention science, which identifies the factors that contribute to the healthy development of children and youth (protective factors) and the factors that impede that development (risk factors).
Cause: Longitudinal studies of youth development:
Protective Factors and the Social Development Model. The prevention of health and behavior problems in young people requires, at its foundation, the promotion of the factors required for positive development.
Research shows that five basic factors promote positive social development:
- opportunities for developmentally appropriate involvement,
- skills,
- recognition for effort, improvement and achievement,
- strong social bonds,
- and clear, consistent standards for behavior.
All children need opportunities to be actively involved with positive adults and peers, the skills to participate and succeed in social, school, and civic settings, and recognition for their efforts, improvements, and accomplishments. When young people are provided with opportunities, skills, and recognition, they develop strong social bonds, that is connections with and commitment to the families, schools, and communities that provided them.
When families, schools, and communities communicate to young people clear standards for behavior, those who feel bonded, emotionally connected, invested in the group, will follow those standards that promote health and success.
These five factors are protective factors that promote positive development in young people (Hawkins & Weis, 1985), and form the basis for the Social Development Model.
Risk Factors. Research has also identified risk factors that can interrupt the process of positive social development. High quality longitudinal studies have identified risk factors in neighborhoods and communities, families, schools, and peer groups, as well as in individuals themselves.
These factors increase the probability of delinquency, violence, substance abuse, teen pregnancy, dropping out of school, and other behavioral problems in young people. The risk factors shown in the risk factor chart (right) have been found in at least two high-quality studies to predict later health and behavior problems in young people. Many of these risk factors predict multiple problems.
For example, the risk factor of “Poor Family Management” has been shown to predict five youth problem behaviors: substance abuse, delinquency, teen pregnancy, school drop-out, and violence. Providing effective parent training programs in a community, therefore, could potentially impact all five of these undesirable outcomes.
Intervention: Testing effectiveness of interventions:
The identification of risk and protective factors provides the foundation for advances in preventing adolescent health and behavior problems. Prevention scientists have rigorously tested programs and policies that address these risk and protective factors in studies funded largely by the National Institutes of Health, and an increasing number and range of effective prevention approaches have now been identified.
By 2004, 56 tested and effective programs were available in the United States that have been demonstrated to reduce involvement in problem behaviors and/or increase positive outcomes for youth.
Sixteen of these programs have been tested at least twice with replicated findings and have been designated as Blueprint model programs, which, if rigorously followed, will significantly reduce youth violence and substance abuse.
Programs range from prenatal (for example, Olds, 1997) and early childhood interventions (for example, Reid et al., 2001), to community policies related to alcohol (e.g. Holder et al., 2000), to school-based curricula that teach youth social and emotional skills that will help them navigate life (e.g. Botvin at al, 2003, Eisen at al., 2002, and Grossman et al., 1997).
Systems: Researching systems change in states and communities:
Prevention scientists understand that the final task arising from these research findings is the application of proven prevention programs, policies and strategies in the real world in order to enhance youth development on the ground in communities. In collaboration with communities and state and federal governments, researchers are studying the impact that prevention science can have on the effectiveness of prevention efforts within those systems.
Description:
Five Phases:
Communities That Care guides the community's prevention efforts through a five-phase process which includes:
- Get Started—assessing community readiness to undertake collaborative prevention efforts;
- Get Organized—getting a commitment to the CTC process from community leaders and forming a diverse and representative prevention coalition;
- Develop a Profile—using epidemiologic data to assess prevention needs;
- Create a Plan—choosing tested and effective prevention policies, practices, and programs based on assessment data;
- Implement and Evaluate—implementing the new strategies with fidelity, in a manner congruent with the programs' theory, content, and methods of delivery, and evaluating progress over time.
CTC activities are planned and carried out by the CTC Community Board, a prevention coalition of community stakeholders who work together to promote positive youth outcomes.
Board members participate in a series of six CTC training workshops in which they build their coalition and learn the skills needed to install the CTC system.
Working through the five phases of CTC provides the opportunity to increase communication, collaboration, and ownership among community members and service providers invested in healthy youth development.
Phase One: Getting Started. With technical assistance provided by a CTC trainer, a community catalyst and small group of advisors assess community readiness to undertake collaborative prevention efforts, and identify the stakeholders who need to be involved. Key activities in this phase include recruiting key leaders to serve as champions of the effort, obtaining school district support to conduct a youth survey to provide epidemiological data on risk, protection, and youth behaviors, and hiring a coordinator to manage CTC activities.
Phase Two: Organizing, Introducing, Involving. In Phase Two a diverse and representative prevention coalition is formed. Specific tasks for this phase include involving and educating stakeholders who were identified in Phase One; developing a vision for the future of the community's children, and putting an organizational structure in place to help the community move toward the vision. The first two CTC trainings are implemented in this phase: the Key Leader Orientation (KLO) and the Community Board Orientation (CBO). These trainings introduce prevention science to community stakeholders, and help community members create an appropriate structure for the Community Board.
Phase Three: Developing a Community Profile. This is the data collection phase, including a comprehensive community assessment of adolescent behaviors and current prevention services. This phase usually requires administration of the CTC Youth Survey.
Members of the Risk and Protective Factor Assessment Work Group participate in the Community Assessment Training, in which they learn about key data sources for risk and protective factors (such as the student survey) and how to analyze the data. In communities already using the CTC Youth Survey, this training is tailored to help the work group interpret survey results and identify elevated risk factors, depressed protective factors, and problem behaviors prevalent among youth in the community. From this analysis, the work group recommends priority risk and protective factors for focused attention by the CTC Board.
The second component of the community profile is an assessment of current community programs, policies, and resources that address the prioritized risk and protective factors. The Resource Assessment workgroup is trained in assessment procedures during the Community Resource Assessment Training. The goals of the resource assessment are to identify existing evidence-based programs that address the priority factors, discern the gaps in existing program delivery, and recommend where new programs or policies are needed.
Phase Four: Creating a Community Action Plan. During the fourth phase of CTC, the results of the assessment process are reviewed by the full Community Board, and a community action plan is developed. The Community Plan Training (CPT) is provided to Community Boards during this phase. During this training, Board members select prevention policies and programs that target their prioritized risk factors to fill gaps in current prevention services. The CTC Prevention Strategies Guide is a tool used during this process. It describes prevention programs that have been demonstrated in at least one high quality research trial to be effective in changing risk, protection, and problem behaviors.
Once program choices are made, CPT participants are trained to write an action plan that sets clear, measurable goals regarding anticipated outcomes, and also develop an evaluation plan.
Phase Five: Implementing and Evaluating the Community Action Plan. In this phase, the CTC Board implements selected strategies, and evaluates progress over time. Board members and staff for the selected preventive programs attend the final CTC training workshop, the Community Plan Implementation Training (CPIT), which emphasizes the importance of implementing prevention programs with fidelity; that is, ensuring that the programs' content, dosage, and manner of delivery adhere to the protocols identified by program developers.
Participants also learn methods for tracking implementation progress, assessing desired changes in participants, and using this information to adjust implementation as needed to fulfill program objectives.
CTC is intended as an ongoing process. The process of monitoring implementation progress and community level changes in risk, protection and youth outcomes is repeated every two years. Based on a review of these data, CTC boards revise their action plans as needed.
Essential components:
The CTC system is collaborative, proactive, science-based, and data driven, and provides structure, tools, training and technical assistance for coalitions.
Collaborative. CTC uses a coalition approach to address issues at the community level. The coalition will include a diverse group of stakeholders concerned with youth development (youth-serving agency staff, school representatives, health professionals, city leaders, law enforcement, United Way, other funding entities, neighborhood groups, business people, parents, media representatives, faith community members, youth, etc.) in applying prevention science principles to decisions affecting the community's youth.
By providing a setting and common language for all stakeholders to discuss prevention, the model ensures that all voices in the community are heard and respected.
Proactive. Rather than reacting to problems once they have already occurred, CTC focuses on strengthening protections and decreasing risks in order to promote healthy youth development and decrease the likelihood of problem behaviors.
Science based. CTC is grounded in rigorous research from a variety of disciplines, including public health, sociology, psychology, criminology, and community psychology. This research has identified the predictors of youth problem behaviors, developed epidemiologic assessment tools for measuring those predictors in a community, and tested programs that work in addressing those predictors.
Data driven. The CTC system ensures local control of decisions based on local data and needs assessments, and flexibility to implement actions specific to the priorities identified by community members. The CTC system provides tools for measuring levels of risk and protective factors, selecting priority factors on which to focus a strategic plan, selecting appropriate prevention responses, and tracking progress toward desired changes in priority risk factors.
a. The CTC Youth Survey is the primary tool for needs assessment and monitoring. This is a confidential, schoolwide survey for students appropriate for Grades 6-12, that measures a majority of the risk and protective factors identified to predict youth problem behaviors. Coalition members use survey results from students in their community as well as community archival data to prioritize risk and protective factors for attention. The survey is re-administered every 2 years in order to monitor progress over time.
b. Effective program selection is another element of the data-driven process. Coalition members review policies and programs that have been tested and proven effective in addressing their priority factors. They consider the suitability of each program to the community's circumstances, and select prevention responses most likely to be successful in that environment. Information on program effectiveness is summarized in menus of effective programs, for example CTC's Prevention Strategies Guide and The Blueprint for Violence Prevention list of effective programs.
c. Monitoring of program implementation is the third element of the data-driven process. Throughout the implementation cycle of each prevention program or strategy, coalitions collect data to ensure that the program is delivered with fidelity to the original program design.
This monitoring information is important, because without close replication, the effectiveness of these programs can be compromised (see, for example, Elliot & Mihalic, 2004).
Monitoring implementation is also a management tool for identifying challenges that can be addressed before they lead to program failure.
Structure and tools. The CTC structure includes six training workshops and additional tools that help walk community members through each stage of the process. Training manuals are composed of modules that provide comprehensive information, exercises, and guidelines for each stage of the process.
The Milestones and Benchmarks checklist functions as a roadmap for the entire effort. Milestones are major tasks that must be accomplished in each phase of CTC, and benchmarks provide essential steps toward achieving each of these major tasks. Booklets are available to help local leaders evaluate and address community readiness issues before initiating the process, and to explain the system to key leaders and potential board members.
Training and technical assistance. Successful CTC efforts include high-quality training and technical assistance from experienced and certified facilitators. Feinberg et al. (2004), Gomez et al. (2005) and Greenberg et al. (2005) studied the functioning and sustainability of CTC coalitions in Pennsylvania, and found three factors strongly related to effective coalition function: community organizational and motivational readiness, initial training, and ongoing technical assistance (TA). The Pennsylvania study also documented that the sustainability of the effort was predicted by the prevention knowledge of coalition members, the quality of coalition functioning, and their fidelity to the CTC model.
Online CTC materials:
The Center for Substance Abuse Prevention provides all CTC materials free of charge at www.communitiesthatcare.net. Materials include:
- Introductory booklets for community members
- Investing in Your Community's Youth: an Introduction to the Communities That Care System
- Tools for Community Leaders: a Guidebook for Getting Started
- Training manuals and PowerPoint presentations for all 6 CTC training workshops
- Key Leader Orientation
- Community Board Orientation
- Community Assessment Training
- Community Resource Assessment Training
- Community Plan Training
- Community Plan Implementation Training
- CTC Youth Survey questionnaire and a scale construction dictionary. This is the primary tool for needs assessment and monitoring.
- Milestones and Benchmarks checklist tool which itemizes the steps needed to complete each phase of CTC.
- The Prevention Strategies Guide which provides detailed information on 56 prevention programs that have been tested and proven effective in addressing risk and protective factors and reducing youth problem behaviors.
Tested and effective programs:
A cornerstone of effective community-level prevention involves the implementation of appropriate responses to the priority needs identified during the assessment phase of the process. The CTC system guides community groups to choose and implement appropriate tested and effective programs, policies, and practices in families, schools, and communities (see the CTC Prevention Strategies Guide and the Blueprints for Violence Prevention website). These programs have shown significant effects on minimizing youths' risky behaviors and enhancing positive choices.
Evaluation results:
Evaluation of implementation:
The CYDS evaluated community efforts to faithfully implement (1) the core principles of the CTC prevention system, and (2) tested and effective prevention programs with respect to content and delivery specifications. The study found that CTC communities achieved high implementation fidelity at the system and program levels when supported by training and technical assistance in CTC.
Control communities did not achieve these things. At the start of the CYDS, CTC and control communities did not differ in their use of a science-based approach to prevention. By the third year of the intervention, key leaders in CTC communities reported a higher stage of adoption of science-based prevention, relative to control communities. They also were willing to provide greater funding for prevention.
Differences were sustained one year after the implementation phase of the trial ended. At this point, key leaders in CTC communities also reported significantly stronger community norms against adolescent drug use. The CTC Milestones and Benchmarks Survey was used to track progress in the implementation of core components of the CTC prevention system.
In each year of the intervention, CTC communities enacted an average of 90% of the key features of the CTC prevention system, including developing a community board, prioritizing risk and protective factors, selecting tested and effective preventive interventions from the Communities That Care Prevention Strategies Guide, implementing selected implementation programs with fidelity, and periodically assessing risk and protective factors and child and adolescent well-being through surveys of students.
One year after the implementation phase of the trial had ended, eleven of 12 CTC coalitions continued to operate in CTC communities. These coalitions continued to implement key CTC milestones and benchmarks to a significantly greater degree than coalitions in control communities, even without ongoing study-provided support.
Control communities did not make this progress over time in completing CTC milestones and benchmarks, implementing scientifically proven prevention programs, and monitoring program impacts. Over the course of the trial, the 12 CTC communities demonstrated faithful implementation of 17 different school-based, after-school, and parenting interventions selected from a menu of 39 possible tested and effective programs for 5th through 9th grade students contained in the Communities That Care Prevention Strategies Guide.
On average, CTC communities implemented 2.75 tested and effective prevention programs per year (range: 1-5). High rates of fidelity were achieved consistently over time with respect to adherence to program objectives and core components (average = 91-94% per year) and dosage (number, length, and frequency of intervention sessions; average = 93-95% per year).
Faithful implementation continued two years after study support ended. CTC coalitions still offered significantly more tested and effective intervention programs, implemented them with high quality, monitored implementation to a significantly greater degree, and reached significantly more children and parents, compared to control coalitions.
Impact evaluations for Pennsylvania:
The Prevention Research Center at Pennsylvania State University has been studying the process and impact of the statewide CTC system since its inception in the early 1990s. Summaries of their findings will be posted here soon.
Community Youth Development Study:
The Community Youth Development Study (CYDS) is the first controlled experimental trial of the Communities That Care system. Twenty-four communities in 7 states agreed to participate in the study. These communities consisted of 12 matched pairs which had equivalent demographics and equivalent levels of youth risks and problem behaviors at the start of the study.
Communities were randomly assigned to intervention or control conditions. The intervention communities received funding to hire a full-time community coordinator, who formed a community coalition that subsequently participated in the full cycle of CTC trainings. These communities then created community action plans, and were awarded up to $75,000 per year for the next four years to implement the tested, effective prevention strategies selected as part of the action planning process. Control communities continued prevention business as usual.
Hawkins et al. 2008, reported finding no significant differences between CTC and control communities in average levels of community-targeted risks among students in fifth grade, prior to the start of the CTC programs.
By the third year of the intervention, key leaders in CTC communities reported a higher stage of adoption of science-based prevention, relative to control communities. They also were willing to provide greater funding for prevention.
Differences were sustained one year after the implementation phase of the trial ended. At this point, key leaders in CTC communities also reported significantly stronger community norms against adolescent drug use. The longitudinal panel youth in CTC and control communities reported similar levels of targeted risk in Grade 5, when the intervention began, but targeted risk exposure grew more slowly for youth in CTC communities between Grade 5 and Grade 10.
Significantly lower levels of targeted risk were first reported by CTC panel youth 1.67 years into the intervention, in Grade 7, and have continued to be reported by CTC panel youth through Grade 10.
Panel youth from CTC and control communities also reported similar levels of delinquency, alcohol use, and cigarette smoking at Grade 5 baseline. However, between Grades 5 and 10, CTC had significant effects on the initiation of these behaviors by youth. Significant differences in the initiation of delinquency were first observed in the spring of Grade 7. Panel youth from CTC communities were 25% less likely than panel youth from control communities to initiate delinquent behavior, and they remained so in Grade 8.
Significantly lower delinquency initiation rates were sustained through Grade 10, when panel youth from CTC communities were 17% less likely to initiate delinquency than panel youth from control communities.
Preventive effects on alcohol use and cigarette use were first observed in the spring of Grade 8, 2.67 years after intervention programs were implemented. Grade 8 youth from CTC communities were 32% less likely to initiate alcohol use, and 33% less likely to initiate cigarette smoking than Grade 8 youth from control communities (Hawkins et al., 2009).
Preventive effects were again sustained through Grade 10 when CTC panel youth were 29% less likely to initiate alcohol use and 28% less likely to initiate cigarette smoking than panel youth from control communities.
Differences in the initiation of delinquency, alcohol use, and cigarette smoking from Grade 5 through Grade 10 led to cumulatively lower rates of initiation over time: 62% of 10th-grade youth in the panel from CTC communities had engaged in delinquent behavior compared with 70% of 10th-grade youth in the panel from control communities; 67% vs. 75% had initiated alcohol use; and 44% vs. 52% had smoked cigarettes.
CTC also significantly reduced the prevalence of youth problem behaviors in Grade 8 and Grade 10. In Grade 8, the prevalence of alcohol use in the past month, binge drinking (five or more drinks in a row) in the past two weeks, and the variety of delinquent behaviors committed in the past year were all significantly lower in CTC panel youth compared to control community panel youth.
The CYDS also found significant effects of CTC in reducing the prevalence of cigarette use in the past month and delinquent behavior and violence in the past year in the spring of Grade 10.
Child Trends Research Brief: An overview of the Communities That Care system and up to date research information is available from Child Trends with an in depth research brief that can be found here . Other research is also available through the Child Trends Website.
Conclusions: CTC's theory of change hypothesizes that it takes from 2 to 5 years to observe community-level effects on risk factors, and 5 or more years to observe effects on adolescent delinquency or substance use.
These early findings from the first randomized community trial of CTC are promising, suggesting that CTC is slowing the usual developmental increase in adolescents' risk exposure. Longer follow-up measurements are needed to determine if CTC can significantly reduce community levels of delinquency and drug use as hypothesized. The Community Youth Development Study will collect additional data from these students in 2007 and 2008.
These data will allow tests of CTC's effects on community rates of delinquency and substance use initiation among young people through the spring of grade 9, almost 5 years after CTC was introduced in the intervention communities and approximately 3+1⁄2 years after communities began implementing tested and effective prevention programs chosen through the CTC system.
Community Telecentres
- YouTube Video: Telecenter Enterpreneur Course (TEC) ||How To Pass Exam And How To get Certificate Live Demo
- YouTube Video: Telecentre Europe is now ALL DIGITAL
- YouTube Video: Telecentre Europe Annual Conference
A telecentre is a public place where people can access computers, the Internet, and other digital technologies that enable them to gather information, create, learn, and communicate with others while they develop essential digital skills.
Telecentres exist in almost every country, although they sometimes go by a different names including:
While each telecentre is different, their common focus is on the use of digital technologies to support community, economic, educational, and social development—reducing isolation, bridging the digital divide, promoting health issues, creating economic opportunities, and reaching out to youth for example.
Evolution of the telecentre movement:
The telecentre movement's origins can be traced to Europe's telecottage and Electronic Village Halls (originally in Denmark) and Community Technology Centers (CTCs) in the United States, both of which emerged in the 1980s as a result of advances in computing. At a time when computers were available but not yet a common household good, public access to computers emerged as a solution.
Today, although home ownership of computers is widespread in the United States and other industrialized countries, there remains a need for free public access to computing, whether it is in CTCs, tele-cottages or public libraries to ensure that everyone has access to technologies that have become essential.
There are also CTCs located in the state of New South Wales, Australia, that provide technology, resources, training and educational programs to communities in regional, rural and remote areas.
Types:
Beyond the differences in names, public ICT access centers are diverse, varying in the clientele they serve, the services they provide, as well as their business or organizational model. Around the world, some telecentres include NGO-sponsored, local government, commercial, school-based, and university-related.
In the United States and other countries, public access to the Internet in libraries may also be considered within the “telecentre concept”, especially when the range of services offered is not limited to pure access but also includes training end-users. Each type has advantages and disadvantages when considering attempts to link communities with ICTs and to bridge the digital divide.
Among the various types:
Need for telecentres:
It is estimated that 40% of the world's population has less than US$20 per year available to spend on ICT.
In Brazil, the poorest 20% of the population counts with merely US$9 per year to spend on ICT (US$0.75 per month).
In Mexico, the poorest 20% of the society counts with an estimated US$35 per year (US$3 per month).
For Latin America it is estimated that the borderline between ICT as a necessity good and ICT as a luxury good is roughly around the "magical number" of US$10 per person per month, or US$120 per year.
Telecentres and international development institutions:
In the 1990s, international development institutions such as Canada's International Development Research Centre (IDRC) and UNESCO, sponsored the deployment of many telecentres in developing countries. Both IDRC and UNESCO are still very involved in the telecentre movement.
The former telecentre.org program at IDRC was transferred to the telecentre.org Foundation in the Philippines in March 2010 and continues to support networks of telecentres around the world.
Within the Philippines, the Department of Science and Technology (DOST) has rolled-out Tech4ED (Technology for Education, to gain Employment, train Entrepreneurs towards Economic Development). This telecenter program has implemented over 42,000 centers throughout the countryside to promote citizen participation in e-Government services and provide IT education to the masses, specifically, the underserved and marginalized citizens within the country.
UNESCO continues to support the growth of community multimedia centers (CMCs), which, unlike most other telecentres, have a local community radio, television or other media component.
Sustainability considerations:
In light of the rapidly evolving technologies that support telecentres and in light of the increased penetration of mobile technologies (i.e., cell phones), the telecentre model needs to continuously evolve in order to remain relevant and to continue to address the changing needs of the communities they serve.
As mobile communication technologies become more pervasive around the world, including in rural areas, the telecentres may no longer need to provide phone services, yet they may still be very relevant in terms of access to web-enabled e-government services, e-Learning, and basic Internet communication needs (email and web browsing).
Among the various sustainability considerations:
Evolving models — since the local demand for information and communication services is evolving, the telecentre models need to evolve as well. Franchises and other approaches to linking and networking telecentres are proving to be popular.
Evolving technologies — wireless connectivity technologies, beyond VSAT (known to be expensive) are being explored in many communities around the world. These technologies provide new opportunities for connecting communities through telecentres and eventually at the individual household level.
Evolving services — the types of services that telecentres can and should provide is also rapidly evolving. As the fields of eGovernment, eHealth, e-Learning, eCommerce are evolving and maturing in many countries, telecentres need to take advantage of opportunities to extend the benefits to the community at large, through their public access. Some governments are pursuing the deployment of telecentres precisely as a means of ensuring that larger segments of the population are able to access government services and information through electronic channels.
Community stakeholders - identifying leaders among the community who champion the concept of shared services through telecentre mode, play a crucial role as a bridge between the telecentre operator and hesitant villagers. Indeed, There is a maturing period during which community leaders have to invest constant efforts to drive changes of behaviour in the adoption of innovations.
Community involvement is required however, at the initial phase of the telecentre set up, starting with the site selection and creating a sort of empathy and feeling of empowerment.
Furthermore, the telecentre should be well rooted in the socio-cultural context of the community.
Networks:
The telecentres of today and of the future are networked telecentres, or telecentres of the 2.0 generation. Increasingly, telecentres are not operating as independent, isolated entities but as members of a network. At times, the network takes the form of a franchise. In other circumstances, the network is much more informal.
One such regional network targeted towards Asia-Pacific is, the Asia-Pacific Telecentre Network.
In the United States, more than 1,000 community technology centers were organized under the leadership of CTCnet, a nonprofit association headquartered in Washington, D.C..
CTCs are also organized under the banner of state organizations, such as the Ohio Community Computing Network, or city programs such the City of Seattle Community Technology Program. and Austin FreeNet.
Further information:
For more information on telecentre networks, visit telecentre.org. An overview of telecentre networks can also be found in Chapter 7 of Making the Connection: Scaling Telecentres for Development.
Additional information about concept of community telecentres can also be found in the online book From the Ground Up: the evolution of the telecentre movement.
Additional information about the practice of building and sustaining telecentres can be found in this page on Telecentre Sustainability.
Additional information about the social, political, economic, and technical problems and challenges facing the development and sustainability of telecentres can be found at Telecenters.
There is a growing research and analytical literature on telecentres and other community based technology initiatives and approaches particularly within the context of Community informatics as an academic discipline and through the Journal of Community Informatics.
See also:
Telecentres exist in almost every country, although they sometimes go by a different names including:
- public internet access center (PIAP),
- village knowledge center,
- infocenter,
- Telecottage,
- Electronic Village Hall,
- community technology center (CTC),
- community multimedia center (CMC),
- multipurpose community telecentre (MCT),
- Common/Citizen Service Centre (CSC)
- and school-based telecentre.
While each telecentre is different, their common focus is on the use of digital technologies to support community, economic, educational, and social development—reducing isolation, bridging the digital divide, promoting health issues, creating economic opportunities, and reaching out to youth for example.
Evolution of the telecentre movement:
The telecentre movement's origins can be traced to Europe's telecottage and Electronic Village Halls (originally in Denmark) and Community Technology Centers (CTCs) in the United States, both of which emerged in the 1980s as a result of advances in computing. At a time when computers were available but not yet a common household good, public access to computers emerged as a solution.
Today, although home ownership of computers is widespread in the United States and other industrialized countries, there remains a need for free public access to computing, whether it is in CTCs, tele-cottages or public libraries to ensure that everyone has access to technologies that have become essential.
There are also CTCs located in the state of New South Wales, Australia, that provide technology, resources, training and educational programs to communities in regional, rural and remote areas.
Types:
Beyond the differences in names, public ICT access centers are diverse, varying in the clientele they serve, the services they provide, as well as their business or organizational model. Around the world, some telecentres include NGO-sponsored, local government, commercial, school-based, and university-related.
In the United States and other countries, public access to the Internet in libraries may also be considered within the “telecentre concept”, especially when the range of services offered is not limited to pure access but also includes training end-users. Each type has advantages and disadvantages when considering attempts to link communities with ICTs and to bridge the digital divide.
Among the various types:
- NGO-sponsored telecentres are hosted by an NGO, which manages the center and integrates it, to one degree or another, into the organization's core business
- Local government telecentres seek to further local development; they often aim to disseminate information, decentralize services, and encourage civic participation, in addition to providing public ICT access.
- Commercial telecentres, launched by entrepreneurs for profit, range from the purely commercial cybercafé to the social enterprise, where profit and social good objectives are combined.
- School-based telecentres can be structured to involve community members during off-school hours, but costs need to be shared by the school system and the community.
- University-related telecentres can offer social outreach to disadvantaged and community groups, provide training, develop locally relevant content, and establish and facilitate virtual networks.
- Internet access in public libraries.
Need for telecentres:
It is estimated that 40% of the world's population has less than US$20 per year available to spend on ICT.
In Brazil, the poorest 20% of the population counts with merely US$9 per year to spend on ICT (US$0.75 per month).
In Mexico, the poorest 20% of the society counts with an estimated US$35 per year (US$3 per month).
For Latin America it is estimated that the borderline between ICT as a necessity good and ICT as a luxury good is roughly around the "magical number" of US$10 per person per month, or US$120 per year.
Telecentres and international development institutions:
In the 1990s, international development institutions such as Canada's International Development Research Centre (IDRC) and UNESCO, sponsored the deployment of many telecentres in developing countries. Both IDRC and UNESCO are still very involved in the telecentre movement.
The former telecentre.org program at IDRC was transferred to the telecentre.org Foundation in the Philippines in March 2010 and continues to support networks of telecentres around the world.
Within the Philippines, the Department of Science and Technology (DOST) has rolled-out Tech4ED (Technology for Education, to gain Employment, train Entrepreneurs towards Economic Development). This telecenter program has implemented over 42,000 centers throughout the countryside to promote citizen participation in e-Government services and provide IT education to the masses, specifically, the underserved and marginalized citizens within the country.
UNESCO continues to support the growth of community multimedia centers (CMCs), which, unlike most other telecentres, have a local community radio, television or other media component.
Sustainability considerations:
In light of the rapidly evolving technologies that support telecentres and in light of the increased penetration of mobile technologies (i.e., cell phones), the telecentre model needs to continuously evolve in order to remain relevant and to continue to address the changing needs of the communities they serve.
As mobile communication technologies become more pervasive around the world, including in rural areas, the telecentres may no longer need to provide phone services, yet they may still be very relevant in terms of access to web-enabled e-government services, e-Learning, and basic Internet communication needs (email and web browsing).
Among the various sustainability considerations:
Evolving models — since the local demand for information and communication services is evolving, the telecentre models need to evolve as well. Franchises and other approaches to linking and networking telecentres are proving to be popular.
Evolving technologies — wireless connectivity technologies, beyond VSAT (known to be expensive) are being explored in many communities around the world. These technologies provide new opportunities for connecting communities through telecentres and eventually at the individual household level.
Evolving services — the types of services that telecentres can and should provide is also rapidly evolving. As the fields of eGovernment, eHealth, e-Learning, eCommerce are evolving and maturing in many countries, telecentres need to take advantage of opportunities to extend the benefits to the community at large, through their public access. Some governments are pursuing the deployment of telecentres precisely as a means of ensuring that larger segments of the population are able to access government services and information through electronic channels.
Community stakeholders - identifying leaders among the community who champion the concept of shared services through telecentre mode, play a crucial role as a bridge between the telecentre operator and hesitant villagers. Indeed, There is a maturing period during which community leaders have to invest constant efforts to drive changes of behaviour in the adoption of innovations.
Community involvement is required however, at the initial phase of the telecentre set up, starting with the site selection and creating a sort of empathy and feeling of empowerment.
Furthermore, the telecentre should be well rooted in the socio-cultural context of the community.
Networks:
The telecentres of today and of the future are networked telecentres, or telecentres of the 2.0 generation. Increasingly, telecentres are not operating as independent, isolated entities but as members of a network. At times, the network takes the form of a franchise. In other circumstances, the network is much more informal.
One such regional network targeted towards Asia-Pacific is, the Asia-Pacific Telecentre Network.
In the United States, more than 1,000 community technology centers were organized under the leadership of CTCnet, a nonprofit association headquartered in Washington, D.C..
CTCs are also organized under the banner of state organizations, such as the Ohio Community Computing Network, or city programs such the City of Seattle Community Technology Program. and Austin FreeNet.
Further information:
For more information on telecentre networks, visit telecentre.org. An overview of telecentre networks can also be found in Chapter 7 of Making the Connection: Scaling Telecentres for Development.
Additional information about concept of community telecentres can also be found in the online book From the Ground Up: the evolution of the telecentre movement.
Additional information about the practice of building and sustaining telecentres can be found in this page on Telecentre Sustainability.
Additional information about the social, political, economic, and technical problems and challenges facing the development and sustainability of telecentres can be found at Telecenters.
There is a growing research and analytical literature on telecentres and other community based technology initiatives and approaches particularly within the context of Community informatics as an academic discipline and through the Journal of Community Informatics.
See also:
- Community informatics
- Computer technology for developing areas
- Free Geek
- Internet café
- Nomad worker
- Nonprofit technology
- Public computer
- Serviced office
- Small office/home office
- Telecottage
- "Telecentres are not “Sustainable”: Get Over It!" Michael Gurstein blogpost
- "Re-thinking Telecentres: A Community Informatics Approach" Michael Gurstein blogpost
- Making the Connection: Scaling Telecentres for Development is a book published in 2007. It identifies and discusses the most pressing issues facing the global telecentre movement.
- The Journal of Community Informatics: Special Issue on Telecentres
- Quick Guide to Resources and Work on Telecentres in international Institutions and Donor Agencies (infoDev).
- The Community Telecentre Cookbook, by Mike Jensen and Anriette Esterhuysen, for UNESCO, 2001.
- e-Sri Lanka Telecentre Development Program: Strategic Choices and Challenges of a High Risk High Impact Investment, by Francisco J. Proenza, 2004.
- Telecenter Sustainability: Myths and Opportunities, by Francisco J. Proenza, 2001.
- Telecenters for Socioeconomic and Rural Development, by Francisco J. Proenza (FAO), Roberto Bastidas-Buch (ITU) and Guillermo Montero (IADB), 2001.
- Information and Communication Technologies for Poverty Alleviation at Wikibooks
- Community Technology Center Network
- Ohio Community Computing Network
- Community Technology Centre Association (Australia)
- Non-Profit Fundraising Software
- City of Seattle Community Technology Program
- CTC VISTA Project
Planned Communities
- YouTube Video: What is a Master-Planned Community?
- YouTube Video: Riverstone Master Planned Community Tour - Madera, CA
- YouTube Video: Types of Communities | Learn about communities for kids and help them learn how to identify them
Planned Community:
An intentionally planned community is a voluntary residential community designed from the start to have a high degree of social cohesion and teamwork.
The members of an intentional community typically hold a common social, political, religious, or spiritual vision, often follow an alternative lifestyle and typically share responsibilities and property. Intentional communities can be seen as social experiments or also communal experiments.
The multitude of intentional communities include:
Ashrams are likely the earliest intentional communities founded around 1500 BCE, while buddhist monasteries appeared around 500 BCE. Pythagoras founded an intellectual vegetarian commune in about 525 BCE in southern Italy. Hundreds of modern intentional communities were formed across Europe, North and South America, Australia, and New Zealand out of the intellectual foment of utopianism.
Intentional communities exhibit the utopian ambition to create a better, more sustainable world for living. Nevertheless, the term utopian community as a synonym for an intentional community is considered to be of pejorative nature and many intentional communities do not consider themselves to be utopian.
Also the alternative term commune is considered to be non-neutral or even linked to leftist politics or hippies.
Additional terms referring to an intentional community can be:
Variety:
The purposes of intentional communities vary in different communities. They may include such as a feminist, spiritual, economic, or environmental purposes. In addition to spiritual communities, secular communities also exist. One common practice, particularly in spiritual communities, is communal meals. Typically, there is a focus on egalitarian values. Benjamin Zablocki categorized communities this way:
Many communal ventures encompass more than one of these categorizations. Some communes, such as the ashrams of the Vedanta Society or the Theosophical commune Lomaland, formed around spiritual leaders, while others formed around political ideologies.
For others, the "glue" is simply the desire for a more shared, sociable lifestyle. Other themes are voluntary simplicity, interpersonal growth, and self-sufficiency. Some intentional communities are also micronations, such as Freetown Christiania.
Membership:
Many communities have different types or levels of membership. Typically, intentional communities have a selection process which starts with someone interested in the community coming for a visit. Often prospective community members are interviewed by a selection committee of the community or in some cases by everyone in the community.
Many communities have a "provisional membership" period. After a visitor has been accepted, a new member is "provisional" until they have stayed for some period (often six months or a year) and then the community re-evaluates their membership. Generally, after the provisional member has been accepted, they become a full member.
In many communities, the voting privileges or community benefits for provisional members are less than those for full members.
Christian intentional communities are usually composed of those wanting to emulate the practices of the earliest believers. Using the biblical book of Acts (and, often, the Sermon on the Mount) as a model, members of these communities strive for a practical working out of their individual faith in a corporate context. These Christian intentional communities try to live out the teachings of the New Testament and practice lives of compassion and hospitality.
Communities such as the Simple Way, the Bruderhof and Rutba House would fall into this category. These communities, despite strict membership criteria, are open to visitors and not reclusive in the way that certain intentional communities are.
A survey in the 1995 edition of the "Communities Directory", published by Fellowship for Intentional Community (FIC), reported that 54 percent of the communities choosing to list themselves were rural, 28 percent were urban, 10 percent had both rural and urban sites, and 8 percent did not specify.
Governance:
The most common form of governance in intentional communities is democratic (64 percent), with decisions made by some form of consensus decision-making or voting.
A hierarchical or authoritarian structure governs 9 percent of communities, 11 percent are a combination of democratic and hierarchical structure, and 16 percent do not specify. Many communities which were initially led by an individual or small group have changed in recent years to a more democratic form of governance.
Core principles:
The central characteristics of communes, or core principles that define communes, have been expressed in various forms over the years. The term "communitarian" was invented by the Suffolk-born radical John Goodwyn Barmby, subsequently a Unitarian minister.
At the start of the 1970s, The New Communes author Ron E. Roberts classified communes as a subclass of a larger category of Utopias. He listed three main characteristics: first, egalitarianism – that communes specifically rejected hierarchy or graduations of social status as being necessary to social order. Second, human scale – that members of some communes saw the scale of society as it was then organized as being too industrialized (or factory sized) and therefore unsympathetic to human dimensions. And third, that communes were consciously anti-bureaucratic.
Twenty five years later, Dr. Bill Metcalf, in his edited book Shared Visions, Shared Lives defined communes as having the following core principles: the importance of the group as opposed to the nuclear family unit, a "common purse", a collective household, group decision making in general and intimate affairs. Sharing everyday life and facilities, a commune is an idealized form of family, being a new sort of "primary group" (generally with fewer than 20 people although there are examples of much larger communes).
Commune members have emotional bonds to the whole group rather than to any sub-group, and the commune is experienced with emotions which go beyond just social collectivity.
In the United States, there is a long history of communes in America (see this short discussion of Utopian communities) which led to the rise in the communes of the hippie movement—the "back-to-the-land" ventures of the 1960s and 1970s.
One commune that played a large role in the hippie movement was Kaliflower, a utopian living cooperative that existed in San Francisco between 1967 and 1973 built on values of free love and anti-capitalism.
Andrew Jacobs of The New York Times wrote that "after decades of contraction, the American commune movement has been expanding since the mid-1990s, spurred by the growth of settlements that seek to marry the utopian-minded commune of the 1960s with the American predilection for privacy and capital appreciation." (See Intentional community).
The Fellowship for Intentional Community (FIC) is the best source for listings of and more information about communes in the United States.
While many American communes are short lived, some have been in operation for over 50 years. The Bruderhof was established in the US in 1954, Twin Oaks in 1967 and Koinonia Farm in 1942. Twin Oaks is a rare example of a non-religious commune surviving for longer than 30 years.
Click on any of the following blue hyperlinks for more about Planned Communities:
An intentionally planned community is a voluntary residential community designed from the start to have a high degree of social cohesion and teamwork.
The members of an intentional community typically hold a common social, political, religious, or spiritual vision, often follow an alternative lifestyle and typically share responsibilities and property. Intentional communities can be seen as social experiments or also communal experiments.
The multitude of intentional communities include:
- collective households,
- cohousing communities,
- coliving,
- ecovillages,
- monasteries,
- survivalist retreats,
- kibbutzim,
- hutterites,
- ashrams,
- and housing cooperatives.
Ashrams are likely the earliest intentional communities founded around 1500 BCE, while buddhist monasteries appeared around 500 BCE. Pythagoras founded an intellectual vegetarian commune in about 525 BCE in southern Italy. Hundreds of modern intentional communities were formed across Europe, North and South America, Australia, and New Zealand out of the intellectual foment of utopianism.
Intentional communities exhibit the utopian ambition to create a better, more sustainable world for living. Nevertheless, the term utopian community as a synonym for an intentional community is considered to be of pejorative nature and many intentional communities do not consider themselves to be utopian.
Also the alternative term commune is considered to be non-neutral or even linked to leftist politics or hippies.
Additional terms referring to an intentional community can be:
- alternative lifestyle,
- intentional society,
- cooperative community,
- withdrawn community,
- enacted community,
- socialist colony,
- communistic society,
- collective settlement,
- communal society,
- mutualistic community,
- communitarian experiment,
- experimental community,
- utopian experiment,
- practical utopia,
- and utopian society.
Variety:
The purposes of intentional communities vary in different communities. They may include such as a feminist, spiritual, economic, or environmental purposes. In addition to spiritual communities, secular communities also exist. One common practice, particularly in spiritual communities, is communal meals. Typically, there is a focus on egalitarian values. Benjamin Zablocki categorized communities this way:
- Alternative-family communities
- Coliving communities
- Cooperative communities
- Countercultural communities
- Egalitarian communities
- Political communities
- Psychological communities (based on mystical or gestalt principles)
- Rehabilitational communities (see Synanon)
- Religious communities
- Spiritual communities
- Experimental communities
Many communal ventures encompass more than one of these categorizations. Some communes, such as the ashrams of the Vedanta Society or the Theosophical commune Lomaland, formed around spiritual leaders, while others formed around political ideologies.
For others, the "glue" is simply the desire for a more shared, sociable lifestyle. Other themes are voluntary simplicity, interpersonal growth, and self-sufficiency. Some intentional communities are also micronations, such as Freetown Christiania.
Membership:
Many communities have different types or levels of membership. Typically, intentional communities have a selection process which starts with someone interested in the community coming for a visit. Often prospective community members are interviewed by a selection committee of the community or in some cases by everyone in the community.
Many communities have a "provisional membership" period. After a visitor has been accepted, a new member is "provisional" until they have stayed for some period (often six months or a year) and then the community re-evaluates their membership. Generally, after the provisional member has been accepted, they become a full member.
In many communities, the voting privileges or community benefits for provisional members are less than those for full members.
Christian intentional communities are usually composed of those wanting to emulate the practices of the earliest believers. Using the biblical book of Acts (and, often, the Sermon on the Mount) as a model, members of these communities strive for a practical working out of their individual faith in a corporate context. These Christian intentional communities try to live out the teachings of the New Testament and practice lives of compassion and hospitality.
Communities such as the Simple Way, the Bruderhof and Rutba House would fall into this category. These communities, despite strict membership criteria, are open to visitors and not reclusive in the way that certain intentional communities are.
A survey in the 1995 edition of the "Communities Directory", published by Fellowship for Intentional Community (FIC), reported that 54 percent of the communities choosing to list themselves were rural, 28 percent were urban, 10 percent had both rural and urban sites, and 8 percent did not specify.
Governance:
The most common form of governance in intentional communities is democratic (64 percent), with decisions made by some form of consensus decision-making or voting.
A hierarchical or authoritarian structure governs 9 percent of communities, 11 percent are a combination of democratic and hierarchical structure, and 16 percent do not specify. Many communities which were initially led by an individual or small group have changed in recent years to a more democratic form of governance.
Core principles:
The central characteristics of communes, or core principles that define communes, have been expressed in various forms over the years. The term "communitarian" was invented by the Suffolk-born radical John Goodwyn Barmby, subsequently a Unitarian minister.
At the start of the 1970s, The New Communes author Ron E. Roberts classified communes as a subclass of a larger category of Utopias. He listed three main characteristics: first, egalitarianism – that communes specifically rejected hierarchy or graduations of social status as being necessary to social order. Second, human scale – that members of some communes saw the scale of society as it was then organized as being too industrialized (or factory sized) and therefore unsympathetic to human dimensions. And third, that communes were consciously anti-bureaucratic.
Twenty five years later, Dr. Bill Metcalf, in his edited book Shared Visions, Shared Lives defined communes as having the following core principles: the importance of the group as opposed to the nuclear family unit, a "common purse", a collective household, group decision making in general and intimate affairs. Sharing everyday life and facilities, a commune is an idealized form of family, being a new sort of "primary group" (generally with fewer than 20 people although there are examples of much larger communes).
Commune members have emotional bonds to the whole group rather than to any sub-group, and the commune is experienced with emotions which go beyond just social collectivity.
In the United States, there is a long history of communes in America (see this short discussion of Utopian communities) which led to the rise in the communes of the hippie movement—the "back-to-the-land" ventures of the 1960s and 1970s.
One commune that played a large role in the hippie movement was Kaliflower, a utopian living cooperative that existed in San Francisco between 1967 and 1973 built on values of free love and anti-capitalism.
Andrew Jacobs of The New York Times wrote that "after decades of contraction, the American commune movement has been expanding since the mid-1990s, spurred by the growth of settlements that seek to marry the utopian-minded commune of the 1960s with the American predilection for privacy and capital appreciation." (See Intentional community).
The Fellowship for Intentional Community (FIC) is the best source for listings of and more information about communes in the United States.
While many American communes are short lived, some have been in operation for over 50 years. The Bruderhof was established in the US in 1954, Twin Oaks in 1967 and Koinonia Farm in 1942. Twin Oaks is a rare example of a non-religious commune surviving for longer than 30 years.
Click on any of the following blue hyperlinks for more about Planned Communities:
- Definitions
- Around the world
- See also:
- Anarchist Catalonia
- Anarcho-communism
- Art commune
- Common land
- Communal land
- Commune (documentary), a 2005 documentary about Black Bear Ranch, an intentional community located in Siskiyou County, California
- Commune of Paris
- Communism
- Community garden
- Counterculture of the 1960s
- Diggers and Dreamers
- Drop City
- Egalitarian communities
- Ejido, a form of Mexican land distribution resembling a commune
- Equality colony
- Fellowship for Intentional Community
- Free Vermont
- Great Leap Forward, a time period in the 1950s and 1960s when the Chinese government created such communes
- Obshchina, communes of the Russian Empire
- Hramada, a Belarusian commune assembly
- Hutterite, a Christian sect that lives in communal "colonies"
- Intentional communities
- List of intentional communities
- Marxism
- People's commune, type of administrative level in China from 1958 – early 1980s
- Renaissance Community
- Tolstoyans
- Utopia
- Utopian socialism
- Well-field system, a Chinese land distribution system with common lands controlled by a village
- World Brotherhood Colonies
- Intentional community at Curlie
- Communal Studies Bibliography
- Federation of Egalitarian Communities
- Intentional Communities Website
- eurotopia European Directory of Communities and Ecovillages
- Intentional Communities Wiki
- List of Communes in the Communities Directory
- "Roots of Communal Revival" by Timothy Miller. A paper on communes in North America from World War I to the 1960s.
- Intentional Community For Media and Spirituality
- Diggers & Dreamers UK directory & Journal
- The Twitter Age Embraces Communal Living – slideshow by The New York Times
- International Communes Desk
Our Community and Neighborhoods
- YouTube Video of The 10 Best Places To Live In The USA For 2021
- YouTube Video of The 10 Worst Places To Live In The USA
- YouTube Video: Top 10 Best U.S. Suburbs to Live in
A community is a small or large social unit (a group of living things) that has something in common, such as norms, religion, values, or identity.
Communities often share a sense of place that is situated in a given geographical area (e.g. a country, village, town, or neighborhood) or in virtual space through communication platforms.
Durable relations that extend beyond immediate genealogical ties also define a sense of community. People tend to define those social ties as important to their identity, practice, and roles in social institutions (such as family, home, work, government, society, or humanity at-large).
Although communities are usually small relative to personal social ties (micro-level), "community" may also refer to large group affiliations (or macro-level), such as national communities, international communities, and virtual communities.
Human communities may share intent, belief, resources, preferences, needs, and risks in common, affecting the identity of the participants and their degree of cohesiveness.
Click on any of the following blue hyperlinks for more about Communities:
A neighborhood is a geographically local community within a larger city, town, suburb or rural area.
Neighborhoods are often social communities with considerable face-to-face interaction among members. Researchers have not agreed on an exact definition, but the following may serve as a starting point:
"Neighborhood is generally defined spatially as a specific geographic area and functionally as a set of social networks. Neighborhoods, then, are the spatial units in which face-to-face social interactions occur—the personal settings and situations where residents seek to realise common values, socialize youth, and maintain effective social control."
Click on any of the following for more about Neighborhoods:
Communities often share a sense of place that is situated in a given geographical area (e.g. a country, village, town, or neighborhood) or in virtual space through communication platforms.
Durable relations that extend beyond immediate genealogical ties also define a sense of community. People tend to define those social ties as important to their identity, practice, and roles in social institutions (such as family, home, work, government, society, or humanity at-large).
Although communities are usually small relative to personal social ties (micro-level), "community" may also refer to large group affiliations (or macro-level), such as national communities, international communities, and virtual communities.
Human communities may share intent, belief, resources, preferences, needs, and risks in common, affecting the identity of the participants and their degree of cohesiveness.
Click on any of the following blue hyperlinks for more about Communities:
- Perspectives of various disciplines
- Key concepts
- Community development
- Types of community
- Internet communities
- See also:
A neighborhood is a geographically local community within a larger city, town, suburb or rural area.
Neighborhoods are often social communities with considerable face-to-face interaction among members. Researchers have not agreed on an exact definition, but the following may serve as a starting point:
"Neighborhood is generally defined spatially as a specific geographic area and functionally as a set of social networks. Neighborhoods, then, are the spatial units in which face-to-face social interactions occur—the personal settings and situations where residents seek to realise common values, socialize youth, and maintain effective social control."
Click on any of the following for more about Neighborhoods:
- Pre-industrial cities
- Sociology
- Improvement
- As a unit in urban design
- Neighborhoods around the world
- See also:
- Media related to Neighborhoods at Wikimedia Commons
- Borough
- Comparison of Home Owners' and Civic Associations
- Homeowners' association
- Kiez
- Mahalle
- Mister Rogers' Neighborhood
- Neighborhood Watch
- New urbanism
Online Community
- YouTube Video: What Is a Online Community?
- YouTube Video: Virtual Communities
- YouTube Video: Online Safety: Practicing Safe Engagement in a Digital World
An online community, also called an internet community or web community, is a community whose members interact with each other primarily via the Internet. Members of the community usually share common interests.
For many, online communities may feel like home, consisting of a "family of invisible friends". Additionally, these "friends" can be connected through gaming communities and gaming companies. Those who wish to be a part of an online community usually have to become a member via a specific site and thereby gain access to specific content or links.
An online community can act as an information system where members can post, comment on discussions, give advice or collaborate, and includes medical advice or specific health care research as well.
Commonly, people communicate through social networking sites, chat rooms, forums, email lists, and discussion boards, and have advanced into daily social media platforms as well. This includes Facebook, Twitter, Instagram, Discord, etc. People may also join online communities through video games, blogs, and virtual worlds, and could potentially meet new significant others in dating sites or dating virtual worlds.
The rise in popularity of Web 2.0 websites has allowed for easier real-time communication and connection to others and facilitated the introduction of new ways for information to be exchanged.
Yet, these interactions may also lead to a downfall of social interactions or deposit more negative and derogatory forms of speaking to others, in connection, surfaced forms of racism, bullying, sexist comments, etc. may also be investigated and linked to online communities.
One scholarly definition of an online community is this: "a virtual and community is defined as an aggregation of individuals or business partners who interact around a shared interest, where the interaction is at least partially supported or mediated by technology (or both) and guided by some protocols or norms"
Purpose:
Digital communities (web communities but also communities that are formed over, e.g., Xbox and PlayStation) provide a platform for a range of services to users. It has been argued that they can fulfill Maslow's hierarchy of needs. They allow for social interaction across the world between people of different cultures who might not otherwise have met with offline meetings also becoming more common.
Another key use of web communities is access to and the exchange of information. With communities for even very small niches it is possible to find people also interested in a topic and to seek and share information on a subject where there are not such people available in the immediate area offline.
This has led to a range of popular sites based on areas such as health, employment, finances and education. Online communities can be vital for companies for marketing and outreach.
Unexpected and innovative uses of web communities have also emerged with social networks being used in conflicts to alert citizens of impending attacks.
The UN sees the web and specifically social networks as an important tool in conflicts and emergencies.
Web communities have grown in popularity; as of 2014, 6 of the 20 most-trafficked websites were community-based sites. The amount of traffic to such websites is expected to increase as a growing proportion of the world's population attains Internet access.
Categorization:
The idea of a community is not a new concept. On the telephone, in ham radio and in the online world, social interactions no longer have to be based on proximity; instead they can literally be with anyone anywhere. The study of communities has had to adapt along with the new technologies.
Many researchers have used ethnography to attempt to understand what people do in online spaces, how they express themselves, what motivates them, how they govern themselves, what attracts them, and why some people prefer to observe rather than participate.
Online communities can congregate around a shared interest and can be spread across multiple websites.
Some features of online communities include:
Development:
Online communities typically establish a set of values, sometimes known collectively as netiquette or Internet etiquette, as they grow. These values may include: opportunity, education, culture, democracy, human services, equality within the economy, information, sustainability, and communication.
An online community's purpose is to serve as a common ground for people who share the same interests.
Online communities may be used as calendars to keep up with events such as upcoming gatherings or sporting events. They also form around activities and hobbies. Many online communities relating to health care help inform, advise, and support patients and their families.
Students can take classes online and they may communicate with their professors and peers online. Businesses have also started using online communities to communicate with their customers about their products and services as well as to share information about the business.
Other online communities allow a wide variety of professionals to come together to share thoughts, ideas and theories.
Fandom is an example of what online communities can evolve into. Online communities have grown in influence in "shaping the phenomena around which they organize" according to Nancy K. Baym's work. She says that: "More than any other commercial sector, the popular culture industry relies on online communities to publicize and provide testimonials for their products."
The strength of the online community's power is displayed through the season 3 premiere of BBC's Sherlock. Online activity by fans seem to have had a noticeable influence on the plot and direction of the season opening episode.
Mark Lawson of The Guardian recounts how fans have, to a degree, directed the outcome of the events of the episode. He says that "Sherlock has always been one of the most web-aware shows, among the first to find a satisfying way of representing electronic chatter on-screen."
Fan communities in platforms like Twitter, Instagram, and Reddit around sports, actors, and musicians have become powerful communities both culturally and politically.
Discussions where members may post their feedback are essential in the development of an online community. Online communities may encourage individuals to come together to teach and learn from one another. They may encourage learners to discuss and learn about real-world problems and situations, as well as to focus on such things as teamwork, collaborative thinking and personal experiences.
Blogs:
Blogs are among the major platforms on which online communities form. Blogging practices include microblogging, where the amount of information in a single element is smaller, and liveblogging, in which an ongoing event is blogged about in real time.
The ease and convenience of blogging has allowed for its growth. Major blogging platforms include Twitter and Tumblr, which combine social media and blogging, as well as platforms such as WordPress, which allow content to be hosted on their own servers but also permit users to download, install, and modify the software on their own servers.
As of October 2014, 23.1% of the top 10 million websites are either hosted on or run WordPress.
Forums:
Internet forums, sometimes called bulletin boards, are websites which allow users to post topics also known as threads for discussion with other users able to reply creating a conversation. Forums follow a hierarchical structure of categories, with many popular forum software platforms categorising forums depending on their purpose, and allowing forum administrators to create subforums within their platform.
With time more advanced features have been added into forums; the ability to attach files, embed YouTube videos, and send private messages is now commonplace. As of 2014, the largest forum Gaia Online contained over 2 billion posts.
Members are commonly assigned into user groups which control their access rights and permissions. Common access levels include the following:
Social networks:
Social networks are platforms allowing users to set up their own profile and build connections with like minded people who pursue similar interests through interaction. The first traceable example of such a site is SixDegrees.com, set up in 1997, which included a friends list and the ability to send messages to members linked to friends and see other users associations.
For much of the 21st century, the popularity of such networks has been growing. Friendster was the first social network to gain mass media attention; however, by 2004 it had been overtaken in popularity by Myspace, which in turn was later overtaken by Facebook.
In 2013, Facebook attracted 1.23 billion monthly users, rising from 145 million in 2008. Facebook was the first social network to surpass 1 billion registered accounts, and by 2020, had more than 2.7 billion active users. Meta Platforms, the owner of Facebook, also owns three other leading platforms for online communities: Instagram, WhatsApp, and Facebook Messenger.
Most top-ranked social networks originate in the United States, but European services like VK, Japanese platform LINE, or Chinese social networks WeChat, QQ or video-sharing app Douyin (internationally known as TikTok) have also garnered appeal in their respective regions.
Current trends focus around the increased use of mobile devices when using social networks.
Statistics from Statista show that, in 2013, 97.9 million users accessed social networks from a mobile device in the United States.
Classification:
Researchers and organizations have worked to classify types of online community and to characterise their structure.
For example, it is important to know the security, access, and technology requirements of a given type of community as it may evolve from an open to a private and regulated forum.
It has been argued that the technical aspects of online communities, such as whether pages can be created and edited by the general user base (as is the case with wikis) or only certain users (as is the case with most blogs), can place online communities into stylistic categories.
Another approach argues that "online community" is a metaphor and that contributors actively negotiate the meaning of the term, including values and social norms.
Some research has looked at the users of online communities. Amy Jo Kim has classified the rituals and stages of online community interaction and called it the "membership life cycle". Clay Shirky talks about communities of practice, whose members collaborate and help each other in order to make something better or improve a certain skill.
What makes these communities bond is "love" of something, as demonstrated by members who go out of their way to help without any financial interest. Campbell et al. developed a character theory for analyzing online communities, based on tribal typologies.
In the communities they investigated they identified three character types:
Online communities have also forced retail firms to change their business strategies. Companies have to network more, adjust computations, and alter their organizational structures. This leads to changes in a company's communications with their manufacturers including the information shared and made accessible for further productivity and profits.
Because consumers and customers in all fields are becoming accustomed to more interaction and engagement online, adjustments must be considered made in order to keep audiences intrigued.
Online communities have been characterized as "virtual settlements" that have the following four requirements: interactivity, a variety of communicators, a common public place where members can meet and interact, and sustained membership over time. Based on these considerations, it can be said that microblogs such as Twitter can be classified as online communities.
Building communities:
Dorine C. Andrews argues, in the article "Audience-Specific Online Community Design", that there are three parts to building an online community: starting the online community, encouraging early online interaction, and moving to a self-sustaining interactive environment.
When starting an online community, it may be effective to create webpages that appeal to specific interests. Online communities with clear topics and easy access tend to be most effective. In order to gain early interaction by members, privacy guarantees and content discussions are very important. Successful online communities tend to be able to function self-sufficiently.
Participation:
There are two major types of participation in online communities: public participation and non-public participation, also called lurking. Lurkers are participants who join a virtual community but do not contribute.
In contrast, public participants, or posters, are those who join virtual communities and openly express their beliefs and opinions. Both lurkers and posters frequently enter communities to find answers and to gather general information.
For example, there are several online communities dedicated to technology. In these communities, posters are generally experts in the field who can offer technological insight and answer questions, while lurkers tend to be technological novices who use the communities to find answers and to learn.
In general, virtual community participation is influenced by how participants view themselves in society as well as by norms, both of society and of the online community.
Participants also join online communities for friendship and support. In a sense, virtual communities may fill social voids in participants' offline lives.
Sociologist Barry Wellman presents the idea of "globalization" – the Internet's ability to extend participants' social connections to people around the world while also aiding them in further engagement with their local communities.
Roles in an online community:
Although online societies differ in content from real society, the roles people assume in their online communities are quite similar. Elliot Volkman points out several categories of people that play a role in the cycle of social networking, such as:
Aspects of successful online communities:
An article entitled "The real value of on-line communities," written by A. Armstrong and John Hagel of the Harvard Business Review, addresses a handful of elements that are key to the growth of an online community and its success in drawing in members.
In this example, the article focuses specifically on online communities related to business, but its points can be transferred and can apply to any online community. The article addresses four main categories of business-based online communities, but states that a truly successful one will combine qualities of each of them: communities of transaction, communities of interest, communities of fantasy, and communities of relationship.
Anubhav Choudhury describes the four types of community as follows:
Membership lifecycle:
Amy Jo Kim's membership lifecycle theory states that members of online communities begin their life in a community as visitors, or lurkers. After breaking through a barrier, people become novices and participate in community life. After contributing for a sustained period of time, they become regulars. If they break through another barrier they become leaders, and once they have contributed to the community for some time they become elders.
This life cycle can be applied to many virtual communities, such as:
A similar model can be found in the works of Lave and Wenger, who illustrate a cycle of how users become incorporated into virtual communities using the principles of legitimate peripheral participation. They suggest five types of trajectories amongst a learning community:
The following shows the correlation between the learning trajectories and Web 2.0 community participation by using the example of YouTube:
Newcomers:
Newcomers are important for online communities. Online communities rely on volunteers' contribution, and most online communities face high turnover rate as one of their main challenges.
For example, only a minority of Wikipedia users contribute regularly, and only a minority of those contributors participate in community discussions. In one study conducted by Carnegie Mellon University, they found that "more than two-thirds (68%) of newcomers to Usenet groups were never seen again after their first post".
Above facts reflect a point that recruiting and remaining new members have become a very crucial problem for online communities: the communities will eventually wither away without replacing members who leave.
Newcomers are new members of the online communities and thus often face many barriers when contributing to a project, and those barriers they face might lead them to give up the project or even leave the community.
By conducting a systematic literature review over 20 primary studies regarding to the barriers faced by newcomers when contributing to the open source software projects, Steinmacher et al. identified 15 different barriers and they classified those barriers into five categories as described below:
Because of the barriers described above, it is very necessary that online communities engage newcomers and help them to adjust to the new environment. From online communities' side, newcomers can be both beneficial and harmful to online communities.
On the one side, newcomers can bring online communities innovative ideas and resources. On the other side, they can also harm communities with misbehavior caused by their unfamiliarity with community norms.
Kraut et al. defined five basic issues faced by online communities when dealing with newcomers, and proposed several design claims for each problem in their book Building Successful Online Communities.
Motivations and barriers to participation:
Main article: Motivations for online participation
Successful online communities motivate online participation. Methods of motivating participation in these communities have been investigated in several studies.
There are many persuasive factors that draw users into online communities. Peer-to-peer systems and social networking sites rely heavily on member contribution. Users' underlying motivations to involve themselves in these communities have been linked to some persuasion theories of sociology.
One of the greatest attractions towards online communities is the sense of connection users build among members. Participation and contribution are influenced when members of an online community are aware of their global audience.
The majority of people learn by example and often follow others, especially when it comes to participation. Individuals are reserved about contributing to an online community for many reasons including but not limited to a fear of criticism or inaccuracy. Users may withhold information that they don't believe is particularly interesting, relevant, or truthful.
In order to challenge these contribution barriers, producers of these sites are responsible for developing knowledge-based and foundation-based trust among the community.
Users' perception of audience is another reason that makes users participate in online communities. Results showed that users usually underestimate their amount of audiences in online communities. Social media users guess that their audience is 27% of its real size.
Regardless of this underestimation, it is shown that amount of audience affects users' self-presentation and also content production which means a higher level of participation.
There are two types of virtual online communities (VOC): dependent and self-sustained VOCs. The dependent VOCs are those who use the virtual community as extensions of themselves, they interact with people they know. Self-sustained VOCs are communities where relationships between participating members is formed and maintained through encounters in the online community.
For all VOCs, there is the issue of creating identity and reputation in the community. People can create whatever identity they would like to through their interactions with other members. The username is what members identify each other by but it says very little about the person behind it.
The main features in online communities that attract people are a shared communication environment, relationships formed and nurtured, a sense of belonging to a group, the internal structure of the group, common space shared by people with similar ideas and interests. The three most critical issues are belonging, identity, and interest. For an online community to flourish there needs to be consistent participation, interest, and motivation.
Research conducted by Helen Wang applied the Technology Acceptance Model to online community participation. Internet self-efficacy positively predicted perceived ease of use. Research found that participants' beliefs in their abilities to use the internet and web-based tools determined how much effort was expected.
Community environment positively predicted perceived ease of use and usefulness. Intrinsic motivation positively predicted perceived ease of use, usefulness, and actual use. The technology acceptance model positively predicts how likely it is that an individual will participate in an online community.
Consumer-vendor interaction:
Establishing a relationship between the consumer and a seller has become a new science with the emergence of online communities. It is a new market to be tapped by companies and to do so, requires an understanding of the relationships built on online communities.
Online communities gather people around common interests and these common interests can include brands, products, and services. Companies not only have a chance to reach a new group of consumers in online communities, but to also tap into information about the consumers.
Companies have a chance to learn about the consumers in an environment that they feel a certain amount of anonymity and are thus, more open to allowing a company to see what they really want or are looking for.
In order to establish a relationship with the consumer a company must seek a way to identify with how individuals interact with the community. This is done by understanding the relationships an individual has with an online community.
There are six identifiable relationship statuses:
Unrecognized status means the consumer is unaware of the online community or has not decided the community to be useful. The recognized status is where a person is aware of the community, but is not entirely involved.
A considered status is when a person begins their involvement with the site. The usage at this stage is still very sporadic. The committed status is when a relationship between a person and an online community is established and the person gets fully involved with the community.
The inactive status is when an online community has not relevance to a person. The faded status is when a person has begun to fade away from a site. It is important to be able to recognize which group or status the consumer holds, because it might help determine which approach to use.
Companies not only need to understand how a consumer functions within an online community, but also a company "should understand the communality of an online community"
This means a company must understand the dynamic and structure of the online community to be able to establish a relationship with the consumer. Online communities have cultures of their own, and to be able to establish a commercial relationship or even engage at all, one must understand the community values and proprieties. It has even been proved beneficial to treat online commercial relationships more as friendships rather than business transactions.
Through online engagement, because of the smoke screen of anonymity, it allows a person to be able to socially interact with strangers in a much more personal way. This personal connection the consumer feels translates to how they want to establish relationships online.
They separate what is commercial or spam and what is relational. Relational becomes what they associate with human interaction while commercial is what they associate with digital or non-human interaction.
Thus the online community should not be viewed as "merely a sales channel". Instead it should be viewed as a network for establishing interpersonal communications with the consumer.
Growth cycle:
See also: Metcalfe's law and Bass diffusion model
Most online communities grow slowly at first, due in part to the fact that the strength of motivation for contributing is usually proportional to the size of the community. As the size of the potential audience increases, so does the attraction of writing and contributing. This, coupled with the fact that organizational culture does not change overnight, means creators can expect slow progress at first with a new virtual community.
As more people begin to participate, however, the aforementioned motivations will increase, creating a virtuous cycle in which more participation begets more participation.
Community adoption can be forecast with the Bass diffusion model, originally conceived by Frank Bass to describe the process by which new products get adopted as an interaction between innovative early adopters and those who follow them.
Online learning community:
Online learning is a form of online community. The sites are designed to educate. Colleges and universities may offer many of their classes online to their students; this allows each student to take the class at his or her own pace.
According to an article published in volume 21, issue 5 of the European Management Journal titled "Learning in Online Forums", researchers conducted a series of studies about online learning. They found that while good online learning is difficult to plan, it is quite conducive to educational learning.
Online learning can bring together a diverse group of people, and although it is asynchronous learning, if the forum is set up using all the best tools and strategies, it can be very effective.
Another study was published in volume 55, issue 1 of Computers and Education and found results supporting the findings of the article mentioned above. The researchers found that motivation, enjoyment, and team contributions on learning outcomes enhanced students learning and that the students felt they learned well with it.
A study published in the same journal looks at how social networking can foster individual well-being and develop skills which can improve the learning experience.
These articles look at a variety of different types of online learning. They suggest that online learning can be quite productive and educational if created and maintained properly.
One feature of online communities is that they are not constrained by time thereby giving members the ability to move through periods of high to low activity over a period of time. This dynamic nature maintains a freshness and variety that traditional methods of learning might not have been able to provide.
It appears that online communities such as Wikipedia have become a source of professional learning. They are an active learning environment in which learners converse and inquire.
In a study exclusive to teachers in online communities, results showed that membership in online communities provided teachers with a rich source of professional learning that satisfied each member of the community.
Saurabh Tyagi describes benefits of online community learning which include:
These terms are taken from Edudemic, a site about teaching and learning. The article "How to Build Effective Online Learning Communities" provides background information about online communities as well as how to incorporate learning within an online community.
Video "Gaming" and Online Interactions:
One of the greatest attractions towards online communities and the role assigned to an online community, is the sense of connection in which users are able to build among other members and associates. Thus, it is typical to reference online communities when regarding the 'gaming' universe.
The online video game industry has embraced the concepts of cooperative and diverse gaming in order to provide players with a sense of community or togetherness. Video games have long been seen as a solo endeavor – as a way to escape reality and leave social interaction at the door.
Yet, online community networks or talk pages have now allowed forms of connection with other users. These connections offer forms of aid in the games themselves, as well as an overall collaboration and interaction in the network space.
For example, a study conducted by Pontus Strimling and Seth Frey found that players would generate their own models of fair "loot" distribution through community interaction if they felt that the model provided by the game itself was insufficient.
The popularity of competitive the online multiplayer games has now even promoted informal social interaction through the use of the recognized communities.
Problems With Online Gaming Communities:
As with other online communities, problems do arise when approaching the usages of online communities in the gaming culture, as well as those who are utilizing the spaces for their own agendas.
"Gaming Culture" offers individuals personal experiences, development of creativity, as well an assemblance of togetherness that potentially resembles formalized social communication techniques.
On the other hand, these communities could also include toxicity, online disinhibition, and cyberbullying.
Online health community:
Online health communities is one example of online communities which is heavily used by internet users. A key benefit of online health communities is providing user access to other users with similar problems or experiences which has a significant impact on the lives of their members.
Through people participation, online health communities will be able to offer patients opportunities for emotional support and also will provide them access to experience-based information about particular problem or possible treatment strategies. Even in some studies, it is shown that users find experienced-based information more relevant than information which was prescribed by professionals.
Moreover, allowing patients to collaborate anonymously in some of online health communities suggests users a non-judgmental environment to share their problems, knowledge, and experiences. However, recent research has indicated that socioeconomic differences between patients may result in feelings of alienation or exclusion within these communities, even despite attempts to make the environments inclusive.
Problems:
Online communities are relatively new and unexplored areas. They promote a whole new community that prior to the Internet was not available. Although they can promote a vast array of positive qualities, such as relationships without regard to race, religion, gender, or geography, they can also lead to multiple problems.
The theory of risk perception, an uncertainty in participating in an online community, is quite common, particularly when in the following online circumstances:
Clay Shirky explains one of these problems like two hoola-hoops. With the emersion of online communities there is a "real life" hoola-hoop and the other and "online life". These two hoops used to be completely separate but now they have swung together and overlap.
The problem with this overlap is that there is no distinction anymore between face-to-face interactions and virtual ones; they are one and the same. Shirky illustrates this by explaining a meeting. A group of people will sit in a meeting but they will all be connected into a virtual world also, using online communities such as wiki.
A further problem is identity formation with the ambiguous real-virtual life mix. Identity formation in the real world consisted of "one body, one identity", but the online communities allow you to create "as many electronic personae" as you please. This can lead to identity deception. Claiming to be someone you're not can be problematic with other online community users and for yourself. Creating a false identity can cause confusion and ambivalence about which identity is true.
A lack of trust regarding personal or professional information is problematic with questions of identity or information reciprocity. Often, if information is given to another user of an online community, one expects equal information shared back. However, this may not be the case or the other user may use the information given in harmful ways.
The construction of an individual's identity within an online community requires self-presentation. Self-presentation is the act of "writing the self into being", in which a person's identity is formed by what that person says, does, or shows. This also poses a potential problem as such self-representation is open for interpretation as well as misinterpretation.
While an individual's online identity can be entirely constructed with a few of his/her own sentences, perceptions of this identity can be entirely misguided and incorrect.
Online communities present the problems of preoccupation, distraction, detachment, and desensitization to an individual, although online support groups exist now. Online communities do present potential risks, and users must remember to be careful and remember that just because an online community feels safe does not mean it necessarily is.
Trolling and harassment:
Main article: Cyberbullying
Cyber bullying, the "use of long-term aggressive, intentional, repetitive acts by one or more individuals, using electronic means, against an almost powerless victim" which has increased in frequency alongside the continued growth of web communities with an Open University study finding 38% of young people had experienced or witnessed cyber bullying.
It has received significant media attention due to high-profile incidents such as the death of Amanda Todd who before her death detailed her ordeal on YouTube.
A key feature of such bullying is that it allows victims to be harassed at all times, something not possible typically with physical bullying. This has forced Governments and other organisations to change their typical approach to bullying with the UK Department for Education now issuing advice to schools on how to deal with cyber bullying cases.
The most common problem with online communities tend to be online harassment, meaning threatening or offensive content aimed at known friends or strangers through ways of online technology. Where such posting is done "for the lulz" (that is, for the fun of it), then it is known as trolling.
Sometimes trolling is done in order to harm others for the gratification of the person posting.
The primary motivation for such posters, known in character theory as "snerts", is the sense of power and exposure it gives them. Online harassment tends to affect adolescents the most due to their risk-taking behavior and decision-making processes. One notable example is that of Natasha MacBryde who was tormented by Sean Duffy, who was later prosecuted.
In 2010, Alexis Pilkington, a 17-year-old New Yorker committed suicide. Trolls pounced on her tribute page posting insensitive and hurtful images of nooses and other suicidal symbolism. Four years prior to that an 18-year-old died in a car crash in California. Trolls took images of her disfigured body they found on the internet and used them to torture the girl's grieving parents.
Psychological research has shown that anonymity increases unethical behavior through what is called the online disinhibition effect. Many website and online communities have attempted to combat trolling.
There has not been a single effective method to discourage anonymity, and arguments exist claiming that removing Internet users' anonymity is an intrusion of their privacy and violates their right to free speech.
Julie Zhou, writing for the New York Times, comments that "There's no way to truly rid the Internet of anonymity. After all, names and email addresses can be faked. And in any case many commenters write things that are rude or inflammatory under their real names". Thus, some trolls don't even bother to hide their actions and take pride in their behavior.
The rate of reported online harassment has been increasing as there has been a 50% increase in accounts of youth online harassment from the years 2000–2005.
Another form of harassment prevalent online is called flaming. According to a study conducted by Peter J. Moor, flaming is defined as displaying hostility by insulting, swearing or using otherwise offensive language.
Flaming can be done in either a group style format (the comments section on YouTube) or in a one-on-one format (private messaging on Facebook). Several studies have shown that flaming is more apparent in computer mediated conversation than in face to face interaction.
For example, a study conducted by Kiesler et al. found that people who met online judged each other more harshly than those who met face to face. The study goes on to say that the people who communicated by computer "felt and acted as though the setting was more impersonal, and their behavior was more uninhibited. These findings suggest that computer-mediated communication ... elicits asocial or unregulated behavior".
Unregulated communities are established when online users communicate on a site although there are no mutual terms of usage. There is no regulator. Online interest groups or anonymous blogs are examples of unregulated communities.
Cyberbullying is also prominent online. Cyberbullying is defined as willful and repeated harm inflicted towards another through information technology mediums. Cyberbullying victimization has ascended to the forefront of the public agenda after a number of news stories came out on the topic.
For example, Rutgers freshman Tyler Clementi committed suicide in 2010 after his roommate secretly filmed him in an intimate encounter and then streamed the video over the Internet. Numerous states, such as New Jersey, have created and passed laws that do not allow any sort of harassment on, near, or off school grounds that disrupts or interferes with the operation of the school or the rights of other students. In general, sexual and gender-based harassment online has been deemed a significant problem.
Trolling and cyber bullying in online communities are very difficult to stop for several reasons:
An online community is a group of people with common interests who use the Internet (web sites, email, instant messaging, etc.) to communicate, work together and pursue their interests over time.
Hazing:
A lesser known problem is hazing within online communities. Members of an elite online community use hazing to display their power, produce inequality, and instill loyalty into newcomers. While online hazing doesn't inflict physical duress, "the status values of domination and subordination are just as effectively transmitted".
Elite members of the in-group may haze by employing derogatory terms to refer to newcomers, using deception or playing mind games, or participating in intimidation, among other activities.
"[T]hrough hazing, established members tell newcomers that they must be able to tolerate a certain level of aggressiveness, grossness, and obnoxiousness in order to fit in and be accepted by the BlueSky community".
Privacy:
Online communities like social networking websites have a very unclear distinction between private and public information. For most social networks, users have to give personal information to add to their profiles. Usually, users can control what type of information other people in the online community can access based on the users familiarity with the people or the users level of comfort.
These limitations are known as "privacy settings". Privacy settings bring up the question of how privacy settings and terms of service affect the expectation of privacy in social media.
After all, the purpose of an online community is to share a common space with one another. Furthermore, it is hard to take legal action when a user feels that his or her privacy has been invaded because he or she technically knew what the online community entailed.
Creator of the social networking site Facebook, Mark Zuckerberg, noticed a change in users' behavior from when he first initiated Facebook. It seemed that "society's willingness to share has created an environment where privacy concerns are less important to users of social networks today than they were when social networking began".
However even though a user might keep his or her personal information private, his or her activity is open to the whole web to access. When a user posts information to a site or comments or responds to information posted by others, social networking sites create a tracking record of the user's activity.
Platforms such as Google and Facebook collect massive amounts of this user data through their surveillance infrastructures.
Internet privacy relates to the transmission and storage of a persons data and their right to anonymity whilst online with the UN in 2013 adopting online privacy as a human right by a unanimous vote.
Many websites allow users to sign up with a username which needn't be their actual name which allows a level of anonymity, in some cases such as the infamous imageboard 4chan users of the site do not need an account to engage with discussions.
However, in these cases depending on the detail of information about a person posted it can still be possible to work out a users identity.
Even when a person takes measures to protect their anonymity and privacy revelations by Edward Snowden a former contractor at the Central Intelligence Agency about mass surveillance programs conducted by the US intelligence services involving the mass collection of data on both domestic and international users of popular websites including Facebook and YouTube as well as the collection of information straight from fiber cables without consent appear to show individuals privacy is not always respected.
Facebook founder Mark Zuckerberg publicly stated that the company had not been informed of any such programs and only handed over individual users data when required by law implying that if the allegations are true that the data harvested had been done so without the company's consent.
The growing popularity of social networks where a user using their real name is the norm also brings a new challenge with one survey of 2,303 managers finding 37% investigated candidates social media activity during the hiring process with a study showing 1 in 10 job application rejections for those aged 16 to 34 could be due to social media checks.
Reliability of information:
Web communities can be an easy and useful tool to access information. However, the information contained as well as the users' credentials cannot always be trusted, with the internet giving a relatively anonymous medium for some to fraudulently claim anything from their qualifications or where they live to, in rare cases, pretending to be a specific person.
Malicious fake accounts created with the aim of defrauding victims out of money has become more high-profile with four men sentenced to between 8 years and 46 weeks for defrauding 12 women out of £250,000 using fake accounts on a dating website.
In relation to accuracy one survey based on Wikipedia that evaluated 50 articles found that 24% contained inaccuracies, while in most cases the consequence might just be the spread of misinformation in areas such as health the consequences can be far more damaging leading to the U.S. Food and Drug Administration providing help on evaluating health information on the web.
Imbalance:
See also: 1% rule (Internet culture)
The 1% rule states that within an online community as a rule of thumb only 1% of users actively contribute to creating content. Other variations also exist such as the 1-9-90 rule[a] when taking editing into account.
This raises problems for online communities with most users only interested in the information such a community might contain rather than having an interest in actively contributing which can lead to staleness in information and community decline.
This has led such communities which rely on user editing of content to promote users into becoming active contributors as well as retention of such existing members through projects such as the Wikimedia Account Creation Improvement Project.
Legal issues:
In the US, two of the most important laws dealing with legal issues of online communities, especially social networking sites are Section 512c of the Digital Millennium Copyright Act and Section 230 of the Communications Decency Act.
Section 512c removes liability for copyright infringement from sites that let users post content, so long as there is a way by which the copyright owner can request the removal of infringing content. The website may not receive any financial benefit from the infringing activities.
Section 230 of the Communications Decency Act gives protection from any liability as a result from the publication provided by another party. Common issues include defamation, but many courts have expanded it to include other claims as well.
Online communities of various kinds (social networking sites, blogs, media sharing sites, etc.) are posing new challenges for all levels of law enforcement in combating many kinds of crimes including harassment, identity theft, copyright infringement, etc.
Copyright law is being challenged and debated with the shift in how individuals now disseminate their intellectual property. Individuals come together via online communities in collaborative efforts to create.
Many describe current copyright law as being ill-equipped to manage the interests of individuals or groups involved in these collaborative efforts. Some say that these laws may even discourage this kind of production.
Laws governing online behavior pose another challenge to lawmakers in that they must work to enact laws that protect the public without infringing upon their rights to free speech.
Perhaps the most talked about issue of this sort is that of cyberbullying. Some scholars call for collaborative efforts between parents, schools, lawmakers, and law enforcement to curtail cyberbullying.
Laws must continually adapt to the ever-changing landscape of social media in all its forms; some legal scholars contend that lawmakers need to take an interdisciplinary approach to creating effective policy whether it is regulatory, for public safety, or otherwise.
Experts in the social sciences can shed light on new trends that emerge in the usage of social media by different segments of society (including youths). Armed with this data, lawmakers can write and pass legislation that protect and empower various online community members.
See also:
For many, online communities may feel like home, consisting of a "family of invisible friends". Additionally, these "friends" can be connected through gaming communities and gaming companies. Those who wish to be a part of an online community usually have to become a member via a specific site and thereby gain access to specific content or links.
An online community can act as an information system where members can post, comment on discussions, give advice or collaborate, and includes medical advice or specific health care research as well.
Commonly, people communicate through social networking sites, chat rooms, forums, email lists, and discussion boards, and have advanced into daily social media platforms as well. This includes Facebook, Twitter, Instagram, Discord, etc. People may also join online communities through video games, blogs, and virtual worlds, and could potentially meet new significant others in dating sites or dating virtual worlds.
The rise in popularity of Web 2.0 websites has allowed for easier real-time communication and connection to others and facilitated the introduction of new ways for information to be exchanged.
Yet, these interactions may also lead to a downfall of social interactions or deposit more negative and derogatory forms of speaking to others, in connection, surfaced forms of racism, bullying, sexist comments, etc. may also be investigated and linked to online communities.
One scholarly definition of an online community is this: "a virtual and community is defined as an aggregation of individuals or business partners who interact around a shared interest, where the interaction is at least partially supported or mediated by technology (or both) and guided by some protocols or norms"
Purpose:
Digital communities (web communities but also communities that are formed over, e.g., Xbox and PlayStation) provide a platform for a range of services to users. It has been argued that they can fulfill Maslow's hierarchy of needs. They allow for social interaction across the world between people of different cultures who might not otherwise have met with offline meetings also becoming more common.
Another key use of web communities is access to and the exchange of information. With communities for even very small niches it is possible to find people also interested in a topic and to seek and share information on a subject where there are not such people available in the immediate area offline.
This has led to a range of popular sites based on areas such as health, employment, finances and education. Online communities can be vital for companies for marketing and outreach.
Unexpected and innovative uses of web communities have also emerged with social networks being used in conflicts to alert citizens of impending attacks.
The UN sees the web and specifically social networks as an important tool in conflicts and emergencies.
Web communities have grown in popularity; as of 2014, 6 of the 20 most-trafficked websites were community-based sites. The amount of traffic to such websites is expected to increase as a growing proportion of the world's population attains Internet access.
Categorization:
The idea of a community is not a new concept. On the telephone, in ham radio and in the online world, social interactions no longer have to be based on proximity; instead they can literally be with anyone anywhere. The study of communities has had to adapt along with the new technologies.
Many researchers have used ethnography to attempt to understand what people do in online spaces, how they express themselves, what motivates them, how they govern themselves, what attracts them, and why some people prefer to observe rather than participate.
Online communities can congregate around a shared interest and can be spread across multiple websites.
Some features of online communities include:
- Content: articles, information, and news about a topic of interest to a group of people.
- Forums or newsgroups and email: so that community members can communicate in delayed fashion.
- Chat and instant messaging: so that community members can communicate more immediately.
Development:
Online communities typically establish a set of values, sometimes known collectively as netiquette or Internet etiquette, as they grow. These values may include: opportunity, education, culture, democracy, human services, equality within the economy, information, sustainability, and communication.
An online community's purpose is to serve as a common ground for people who share the same interests.
Online communities may be used as calendars to keep up with events such as upcoming gatherings or sporting events. They also form around activities and hobbies. Many online communities relating to health care help inform, advise, and support patients and their families.
Students can take classes online and they may communicate with their professors and peers online. Businesses have also started using online communities to communicate with their customers about their products and services as well as to share information about the business.
Other online communities allow a wide variety of professionals to come together to share thoughts, ideas and theories.
Fandom is an example of what online communities can evolve into. Online communities have grown in influence in "shaping the phenomena around which they organize" according to Nancy K. Baym's work. She says that: "More than any other commercial sector, the popular culture industry relies on online communities to publicize and provide testimonials for their products."
The strength of the online community's power is displayed through the season 3 premiere of BBC's Sherlock. Online activity by fans seem to have had a noticeable influence on the plot and direction of the season opening episode.
Mark Lawson of The Guardian recounts how fans have, to a degree, directed the outcome of the events of the episode. He says that "Sherlock has always been one of the most web-aware shows, among the first to find a satisfying way of representing electronic chatter on-screen."
Fan communities in platforms like Twitter, Instagram, and Reddit around sports, actors, and musicians have become powerful communities both culturally and politically.
Discussions where members may post their feedback are essential in the development of an online community. Online communities may encourage individuals to come together to teach and learn from one another. They may encourage learners to discuss and learn about real-world problems and situations, as well as to focus on such things as teamwork, collaborative thinking and personal experiences.
Blogs:
Blogs are among the major platforms on which online communities form. Blogging practices include microblogging, where the amount of information in a single element is smaller, and liveblogging, in which an ongoing event is blogged about in real time.
The ease and convenience of blogging has allowed for its growth. Major blogging platforms include Twitter and Tumblr, which combine social media and blogging, as well as platforms such as WordPress, which allow content to be hosted on their own servers but also permit users to download, install, and modify the software on their own servers.
As of October 2014, 23.1% of the top 10 million websites are either hosted on or run WordPress.
Forums:
Internet forums, sometimes called bulletin boards, are websites which allow users to post topics also known as threads for discussion with other users able to reply creating a conversation. Forums follow a hierarchical structure of categories, with many popular forum software platforms categorising forums depending on their purpose, and allowing forum administrators to create subforums within their platform.
With time more advanced features have been added into forums; the ability to attach files, embed YouTube videos, and send private messages is now commonplace. As of 2014, the largest forum Gaia Online contained over 2 billion posts.
Members are commonly assigned into user groups which control their access rights and permissions. Common access levels include the following:
- User: A standard account with the ability to create topics and reply.
- Moderator: Moderators are typically tasked with the daily administration tasks such as answering user queries, dealing with rule-breaking posts, and the moving, editing or deletion of topics or posts.
- Administrator: Administrators deal with the forum strategy including the implementation of new features alongside more technical tasks such as server maintenance.
Social networks:
Social networks are platforms allowing users to set up their own profile and build connections with like minded people who pursue similar interests through interaction. The first traceable example of such a site is SixDegrees.com, set up in 1997, which included a friends list and the ability to send messages to members linked to friends and see other users associations.
For much of the 21st century, the popularity of such networks has been growing. Friendster was the first social network to gain mass media attention; however, by 2004 it had been overtaken in popularity by Myspace, which in turn was later overtaken by Facebook.
In 2013, Facebook attracted 1.23 billion monthly users, rising from 145 million in 2008. Facebook was the first social network to surpass 1 billion registered accounts, and by 2020, had more than 2.7 billion active users. Meta Platforms, the owner of Facebook, also owns three other leading platforms for online communities: Instagram, WhatsApp, and Facebook Messenger.
Most top-ranked social networks originate in the United States, but European services like VK, Japanese platform LINE, or Chinese social networks WeChat, QQ or video-sharing app Douyin (internationally known as TikTok) have also garnered appeal in their respective regions.
Current trends focus around the increased use of mobile devices when using social networks.
Statistics from Statista show that, in 2013, 97.9 million users accessed social networks from a mobile device in the United States.
Classification:
Researchers and organizations have worked to classify types of online community and to characterise their structure.
For example, it is important to know the security, access, and technology requirements of a given type of community as it may evolve from an open to a private and regulated forum.
It has been argued that the technical aspects of online communities, such as whether pages can be created and edited by the general user base (as is the case with wikis) or only certain users (as is the case with most blogs), can place online communities into stylistic categories.
Another approach argues that "online community" is a metaphor and that contributors actively negotiate the meaning of the term, including values and social norms.
Some research has looked at the users of online communities. Amy Jo Kim has classified the rituals and stages of online community interaction and called it the "membership life cycle". Clay Shirky talks about communities of practice, whose members collaborate and help each other in order to make something better or improve a certain skill.
What makes these communities bond is "love" of something, as demonstrated by members who go out of their way to help without any financial interest. Campbell et al. developed a character theory for analyzing online communities, based on tribal typologies.
In the communities they investigated they identified three character types:
- The Big Man (offer a form of order and stability to the community by absorbing many conflictual situations personally)
- The Sorcerer (will not engage in reciprocity with others in the community)
- The Trickster (generally a comical yet complex figure that is found in most of the world's culture)
Online communities have also forced retail firms to change their business strategies. Companies have to network more, adjust computations, and alter their organizational structures. This leads to changes in a company's communications with their manufacturers including the information shared and made accessible for further productivity and profits.
Because consumers and customers in all fields are becoming accustomed to more interaction and engagement online, adjustments must be considered made in order to keep audiences intrigued.
Online communities have been characterized as "virtual settlements" that have the following four requirements: interactivity, a variety of communicators, a common public place where members can meet and interact, and sustained membership over time. Based on these considerations, it can be said that microblogs such as Twitter can be classified as online communities.
Building communities:
Dorine C. Andrews argues, in the article "Audience-Specific Online Community Design", that there are three parts to building an online community: starting the online community, encouraging early online interaction, and moving to a self-sustaining interactive environment.
When starting an online community, it may be effective to create webpages that appeal to specific interests. Online communities with clear topics and easy access tend to be most effective. In order to gain early interaction by members, privacy guarantees and content discussions are very important. Successful online communities tend to be able to function self-sufficiently.
Participation:
There are two major types of participation in online communities: public participation and non-public participation, also called lurking. Lurkers are participants who join a virtual community but do not contribute.
In contrast, public participants, or posters, are those who join virtual communities and openly express their beliefs and opinions. Both lurkers and posters frequently enter communities to find answers and to gather general information.
For example, there are several online communities dedicated to technology. In these communities, posters are generally experts in the field who can offer technological insight and answer questions, while lurkers tend to be technological novices who use the communities to find answers and to learn.
In general, virtual community participation is influenced by how participants view themselves in society as well as by norms, both of society and of the online community.
Participants also join online communities for friendship and support. In a sense, virtual communities may fill social voids in participants' offline lives.
Sociologist Barry Wellman presents the idea of "globalization" – the Internet's ability to extend participants' social connections to people around the world while also aiding them in further engagement with their local communities.
Roles in an online community:
Although online societies differ in content from real society, the roles people assume in their online communities are quite similar. Elliot Volkman points out several categories of people that play a role in the cycle of social networking, such as:
- Community architect – Creates the online community, sets goals and decides the purpose of the site.
- Community manager – Oversees the progress of the society. Enforces rules, encourages social norms, assists new members, and spreads awareness about the community.
- Professional member – This is a member who is paid to contribute to the site. The purpose of this role is to keep the community active.
- Free members – These members visit sites most often and represent the majority of the contributors. Their contributions are crucial to the sites' progress.
- Passive lurker – These people do not contribute to the site but rather absorb the content, discussion, and advice.
- Active lurker – Consumes the content and shares that content with personal networks and other communities.
- Power users – These people push for new discussion, provide positive feedback to community managers, and sometimes even act as community managers themselves. They have a major influence on the site and make up only a small percentage of the users.
Aspects of successful online communities:
An article entitled "The real value of on-line communities," written by A. Armstrong and John Hagel of the Harvard Business Review, addresses a handful of elements that are key to the growth of an online community and its success in drawing in members.
In this example, the article focuses specifically on online communities related to business, but its points can be transferred and can apply to any online community. The article addresses four main categories of business-based online communities, but states that a truly successful one will combine qualities of each of them: communities of transaction, communities of interest, communities of fantasy, and communities of relationship.
Anubhav Choudhury describes the four types of community as follows:
- Communities of transaction emphasize the importance of buying and selling products in a social online manner where people must interact in order to complete the transaction.
- Communities of interest involve the online interaction of people with specific knowledge on a certain topic.
- Communities of fantasy encourage people to participate in online alternative forms of reality, such as games where they are represented by avatars.
- Communities of relationship often reveal or at least partially protect someone's identity while allowing them to communicate with others, such as in online dating services.
Membership lifecycle:
Amy Jo Kim's membership lifecycle theory states that members of online communities begin their life in a community as visitors, or lurkers. After breaking through a barrier, people become novices and participate in community life. After contributing for a sustained period of time, they become regulars. If they break through another barrier they become leaders, and once they have contributed to the community for some time they become elders.
This life cycle can be applied to many virtual communities, such as:
- bulletin board systems,
- blogs,
- mailing lists,
- and wiki-based communities like Wikipedia.
A similar model can be found in the works of Lave and Wenger, who illustrate a cycle of how users become incorporated into virtual communities using the principles of legitimate peripheral participation. They suggest five types of trajectories amongst a learning community:
- Peripheral (i.e. Lurker) – An outside, unstructured participation
- Inbound (i.e. Novice) – Newcomer is invested in the community and heading towards full participation
- Insider (i.e. Regular) – Full committed community participant
- Boundary (i.e. Leader) – A leader, sustains membership participation and brokers interactions
- Outbound (i.e. Elder) – Process of leaving the community due to new relationships, new positions, new outlooks
The following shows the correlation between the learning trajectories and Web 2.0 community participation by using the example of YouTube:
- Peripheral (Lurker) – Observing the community and viewing content. Does not add to the community content or discussion. The user occasionally goes onto YouTube.com to check out a video that someone has directed them to.
- Inbound (Novice) – Just beginning to engage with the community. Starts to provide content. Tentatively interacts in a few discussions. The user comments on other users' videos. Potentially posts a video of their own.
- Insider (Regular) – Consistently adds to the community discussion and content. Interacts with other users. Regularly posts videos. Makes a concerted effort to comment and rate other users' videos.
- Boundary (Leader) – Recognized as a veteran participant, their opinions are granted greater consideration by the community. Connects with regulars to make higher-concept ideas. The user has become recognized as a contributor to watch. Their videos may be podcasts commenting on the state of YouTube and its community. The user would not consider watching another user's videos without commenting on them. Will often correct a user in behavior the community considers inappropriate. Will reference other users' videos in their comments as a way to cross link content.
- Outbound (Elders) – Leave the community. Their interests may have changed, the community may have moved in a direction that they disagree with, or they may no longer have time to maintain a constant presence in the community.
Newcomers:
Newcomers are important for online communities. Online communities rely on volunteers' contribution, and most online communities face high turnover rate as one of their main challenges.
For example, only a minority of Wikipedia users contribute regularly, and only a minority of those contributors participate in community discussions. In one study conducted by Carnegie Mellon University, they found that "more than two-thirds (68%) of newcomers to Usenet groups were never seen again after their first post".
Above facts reflect a point that recruiting and remaining new members have become a very crucial problem for online communities: the communities will eventually wither away without replacing members who leave.
Newcomers are new members of the online communities and thus often face many barriers when contributing to a project, and those barriers they face might lead them to give up the project or even leave the community.
By conducting a systematic literature review over 20 primary studies regarding to the barriers faced by newcomers when contributing to the open source software projects, Steinmacher et al. identified 15 different barriers and they classified those barriers into five categories as described below:
- Social Interaction: this category describes the barriers when newcomers interact with existing members of the community. The three barriers that they found have main influence on newcomers are: "lack of social interaction with project members",'"not receiving a timely response", and "receiving an improper response".
- Newcomers' Previous Knowledge: this category describes the barriers which is regarding to the newcomers' previous experience related to this project. The three barriers they found classified into this part are: "lack of domain expertise", "lack of technical expertise", and "lack of knowledge of project practices".
- Finding a Way to Start: this category describes the issues when newcomers try to start contributing. The two barriers they found are: "Difficulty to find an appropriate task to start with", and "Difficulty to find a mentor".
- Documentation: documentation of the project also shown to be barriers for newcomers especially in the Open Source Software projects. The three barriers they found are: "Outdated documentation", "Too much documentation", and "Unclear code comments".
- Technical Hurdles: technical barriers are also one of the major issue when newcomers start contributing. This category includes barriers: "Issues setting up a local workspace", "Code complexity" and "Software architecture complexity".
Because of the barriers described above, it is very necessary that online communities engage newcomers and help them to adjust to the new environment. From online communities' side, newcomers can be both beneficial and harmful to online communities.
On the one side, newcomers can bring online communities innovative ideas and resources. On the other side, they can also harm communities with misbehavior caused by their unfamiliarity with community norms.
Kraut et al. defined five basic issues faced by online communities when dealing with newcomers, and proposed several design claims for each problem in their book Building Successful Online Communities.
- Recruitment. Online communities need to keep recruiting new members in the face of high turnover rate of their existing members. Three suggestions are made in the book:
- Interpersonal recruitment: recruit new members by old members' personal relationship
- Word of mouth recruitment: new members will join in the community because of the word-of-mouth influence from existing member
- Impersonal advertisement: although the direct effect is weaker than previous two strategies, impersonal advertising can effectively increase number of people joining among potential members with little prior knowledge of the community.
- Selection. Another challenge for online communities is to select the members who are a good fit. Unlike the offline organizations, the problem of selecting right candidates is more problematic for online communities since the anonymity of the users and the ease of creating new identities online. Two approaches are suggested in the book:
- Self-selection: make sure that only good fit members will choose to join.
- Screen: make sure that only good fit members will allow to join.
- Keeping Newcomers Around. Before new members start feel the commitment and do major contribution, they must be around long enough in online communities to learn the norms and form the community attachment. However, the majority of them tend to leave the communities at this period of time. At this period of time, new members are usually very sensitive to either positive or negative evidence they received from group, which may largely impact the users' decision on whether they quit or stay. Authors suggested two approaches:
- Entry Barriers: Higher entry barriers will be more likely to drive away new members, but those members who survived from this severe initiation process should have stronger commitment than those members with lower entry barriers.
- Interactions with existing members: communicating with existing members and receiving friendly responses from them will encourage the new members' commitment. The existing members are encouraged to treat the newcomers gently. One study by Halfaker et al. suggested that reverting new members' work in Wikipedia will likely to make them leave the communities. Thus, new members are more likely to stay and develop commitment if the interaction between existing member and new members are friendly and gentle. The book suggested different ways, including "introduction threads" in the communities, "assign the responsibilities of having friendly interactions with newcomers to designated older-timers", and "discouraging hostility towards newcomers who make mistakes".
- Socialization. Different online communities have their own norms and regulations, and new members need to learn to participate in an appropriate way. Thus, socialization is a process through which new members acquire the behaviors and attitude essential to playing their roles in a group or organization. Previous research in organizational socialization demonstrated that newcomers' active information seeking and organizational socialization tactics are associated with better performance, higher job satisfaction, more committed to the organization, more likely to stay and thus lower turnover rate. However, this institutionalized socialization tactics are not popular used in online setting, and most online communities are still using the individualized socialization tactics where newcomers being socialized individually and in a more informal way in their training process. Thus, in order to keep new members, the design suggestions given by this book are: "using formal, sequential and collective socialization tactics" and "old-timers can provide formal mentorship to newcomers."
- Protection. Newcomers are different from the existing members, and thus the influx of newcomers might change the environment or the culture developed by existing members. New members might also behave inappropriately, and thus be potentially harmful to online communities, as a result of their lack of experience. Different communities might also have different level of damage tolerance, some might be more fragile to newcomers' inappropriate behavior (such as open source group collaboration software project) while others are not (such as some discussion forums). So the speed of integrating new members with existing communities really depends on community types and its goals, and groups need to have protection mechanisms that serve to multiple purposes.
Motivations and barriers to participation:
Main article: Motivations for online participation
Successful online communities motivate online participation. Methods of motivating participation in these communities have been investigated in several studies.
There are many persuasive factors that draw users into online communities. Peer-to-peer systems and social networking sites rely heavily on member contribution. Users' underlying motivations to involve themselves in these communities have been linked to some persuasion theories of sociology.
- According to the reciprocation theory, a successful online community must provide its users with benefits that compensate for the costs of time, effort and materials members provide. People often join these communities expecting some sort of reward.
- The consistency theory says that once people make a public commitment to a virtual society, they will often feel obligated to stay consistent with their commitment by continuing contributions.
- The social validation theory explains how people are more likely to join and participate in an online community if it is socially acceptable and popular.
One of the greatest attractions towards online communities is the sense of connection users build among members. Participation and contribution are influenced when members of an online community are aware of their global audience.
The majority of people learn by example and often follow others, especially when it comes to participation. Individuals are reserved about contributing to an online community for many reasons including but not limited to a fear of criticism or inaccuracy. Users may withhold information that they don't believe is particularly interesting, relevant, or truthful.
In order to challenge these contribution barriers, producers of these sites are responsible for developing knowledge-based and foundation-based trust among the community.
Users' perception of audience is another reason that makes users participate in online communities. Results showed that users usually underestimate their amount of audiences in online communities. Social media users guess that their audience is 27% of its real size.
Regardless of this underestimation, it is shown that amount of audience affects users' self-presentation and also content production which means a higher level of participation.
There are two types of virtual online communities (VOC): dependent and self-sustained VOCs. The dependent VOCs are those who use the virtual community as extensions of themselves, they interact with people they know. Self-sustained VOCs are communities where relationships between participating members is formed and maintained through encounters in the online community.
For all VOCs, there is the issue of creating identity and reputation in the community. People can create whatever identity they would like to through their interactions with other members. The username is what members identify each other by but it says very little about the person behind it.
The main features in online communities that attract people are a shared communication environment, relationships formed and nurtured, a sense of belonging to a group, the internal structure of the group, common space shared by people with similar ideas and interests. The three most critical issues are belonging, identity, and interest. For an online community to flourish there needs to be consistent participation, interest, and motivation.
Research conducted by Helen Wang applied the Technology Acceptance Model to online community participation. Internet self-efficacy positively predicted perceived ease of use. Research found that participants' beliefs in their abilities to use the internet and web-based tools determined how much effort was expected.
Community environment positively predicted perceived ease of use and usefulness. Intrinsic motivation positively predicted perceived ease of use, usefulness, and actual use. The technology acceptance model positively predicts how likely it is that an individual will participate in an online community.
Consumer-vendor interaction:
Establishing a relationship between the consumer and a seller has become a new science with the emergence of online communities. It is a new market to be tapped by companies and to do so, requires an understanding of the relationships built on online communities.
Online communities gather people around common interests and these common interests can include brands, products, and services. Companies not only have a chance to reach a new group of consumers in online communities, but to also tap into information about the consumers.
Companies have a chance to learn about the consumers in an environment that they feel a certain amount of anonymity and are thus, more open to allowing a company to see what they really want or are looking for.
In order to establish a relationship with the consumer a company must seek a way to identify with how individuals interact with the community. This is done by understanding the relationships an individual has with an online community.
There are six identifiable relationship statuses:
- considered status,
- committed status,
- inactive status,
- faded status,
- recognized status,
- and unrecognized status.
Unrecognized status means the consumer is unaware of the online community or has not decided the community to be useful. The recognized status is where a person is aware of the community, but is not entirely involved.
A considered status is when a person begins their involvement with the site. The usage at this stage is still very sporadic. The committed status is when a relationship between a person and an online community is established and the person gets fully involved with the community.
The inactive status is when an online community has not relevance to a person. The faded status is when a person has begun to fade away from a site. It is important to be able to recognize which group or status the consumer holds, because it might help determine which approach to use.
Companies not only need to understand how a consumer functions within an online community, but also a company "should understand the communality of an online community"
This means a company must understand the dynamic and structure of the online community to be able to establish a relationship with the consumer. Online communities have cultures of their own, and to be able to establish a commercial relationship or even engage at all, one must understand the community values and proprieties. It has even been proved beneficial to treat online commercial relationships more as friendships rather than business transactions.
Through online engagement, because of the smoke screen of anonymity, it allows a person to be able to socially interact with strangers in a much more personal way. This personal connection the consumer feels translates to how they want to establish relationships online.
They separate what is commercial or spam and what is relational. Relational becomes what they associate with human interaction while commercial is what they associate with digital or non-human interaction.
Thus the online community should not be viewed as "merely a sales channel". Instead it should be viewed as a network for establishing interpersonal communications with the consumer.
Growth cycle:
See also: Metcalfe's law and Bass diffusion model
Most online communities grow slowly at first, due in part to the fact that the strength of motivation for contributing is usually proportional to the size of the community. As the size of the potential audience increases, so does the attraction of writing and contributing. This, coupled with the fact that organizational culture does not change overnight, means creators can expect slow progress at first with a new virtual community.
As more people begin to participate, however, the aforementioned motivations will increase, creating a virtuous cycle in which more participation begets more participation.
Community adoption can be forecast with the Bass diffusion model, originally conceived by Frank Bass to describe the process by which new products get adopted as an interaction between innovative early adopters and those who follow them.
Online learning community:
Online learning is a form of online community. The sites are designed to educate. Colleges and universities may offer many of their classes online to their students; this allows each student to take the class at his or her own pace.
According to an article published in volume 21, issue 5 of the European Management Journal titled "Learning in Online Forums", researchers conducted a series of studies about online learning. They found that while good online learning is difficult to plan, it is quite conducive to educational learning.
Online learning can bring together a diverse group of people, and although it is asynchronous learning, if the forum is set up using all the best tools and strategies, it can be very effective.
Another study was published in volume 55, issue 1 of Computers and Education and found results supporting the findings of the article mentioned above. The researchers found that motivation, enjoyment, and team contributions on learning outcomes enhanced students learning and that the students felt they learned well with it.
A study published in the same journal looks at how social networking can foster individual well-being and develop skills which can improve the learning experience.
These articles look at a variety of different types of online learning. They suggest that online learning can be quite productive and educational if created and maintained properly.
One feature of online communities is that they are not constrained by time thereby giving members the ability to move through periods of high to low activity over a period of time. This dynamic nature maintains a freshness and variety that traditional methods of learning might not have been able to provide.
It appears that online communities such as Wikipedia have become a source of professional learning. They are an active learning environment in which learners converse and inquire.
In a study exclusive to teachers in online communities, results showed that membership in online communities provided teachers with a rich source of professional learning that satisfied each member of the community.
Saurabh Tyagi describes benefits of online community learning which include:
- No physical boundaries: Online communities do not limit their membership nor exclude based on where one lives.
- Supports in-class learning: Due to time constraints, discussion boards are more efficient for question & answer sessions than allowing time after lectures to ask questions.
- Build a social and collaborative learning experience: People are best able to learn when they engage, communicate, and collaborate with each other. Online communities create an environment where users can collaborate through social interaction and shared experiences.
- Self-governance: Anyone who can access the internet is self-empowered. The immediate access to information allows users to educate themselves.
These terms are taken from Edudemic, a site about teaching and learning. The article "How to Build Effective Online Learning Communities" provides background information about online communities as well as how to incorporate learning within an online community.
Video "Gaming" and Online Interactions:
One of the greatest attractions towards online communities and the role assigned to an online community, is the sense of connection in which users are able to build among other members and associates. Thus, it is typical to reference online communities when regarding the 'gaming' universe.
The online video game industry has embraced the concepts of cooperative and diverse gaming in order to provide players with a sense of community or togetherness. Video games have long been seen as a solo endeavor – as a way to escape reality and leave social interaction at the door.
Yet, online community networks or talk pages have now allowed forms of connection with other users. These connections offer forms of aid in the games themselves, as well as an overall collaboration and interaction in the network space.
For example, a study conducted by Pontus Strimling and Seth Frey found that players would generate their own models of fair "loot" distribution through community interaction if they felt that the model provided by the game itself was insufficient.
The popularity of competitive the online multiplayer games has now even promoted informal social interaction through the use of the recognized communities.
Problems With Online Gaming Communities:
As with other online communities, problems do arise when approaching the usages of online communities in the gaming culture, as well as those who are utilizing the spaces for their own agendas.
"Gaming Culture" offers individuals personal experiences, development of creativity, as well an assemblance of togetherness that potentially resembles formalized social communication techniques.
On the other hand, these communities could also include toxicity, online disinhibition, and cyberbullying.
- Toxicity: Toxicity in games usually takes the form of abusive or negative language or behavior.
- Online Disinhibition: The utilization in gaming communities to say things that normally wouldn't have been said in an in-person scenario. Offers the individual the access to less restraint ion culturally appropriated interactions, and is typically through the form of aggressiveness. This action is also typically offered through the form of anonymity.
- Dissociative Anonymity
- Invisibility
- Power of Status and Authority
- Cyberbullying: Cyberbullying stems from various levels of degree, but inevitably is cast as abuse and harassment in nature.
Online health community:
Online health communities is one example of online communities which is heavily used by internet users. A key benefit of online health communities is providing user access to other users with similar problems or experiences which has a significant impact on the lives of their members.
Through people participation, online health communities will be able to offer patients opportunities for emotional support and also will provide them access to experience-based information about particular problem or possible treatment strategies. Even in some studies, it is shown that users find experienced-based information more relevant than information which was prescribed by professionals.
Moreover, allowing patients to collaborate anonymously in some of online health communities suggests users a non-judgmental environment to share their problems, knowledge, and experiences. However, recent research has indicated that socioeconomic differences between patients may result in feelings of alienation or exclusion within these communities, even despite attempts to make the environments inclusive.
Problems:
Online communities are relatively new and unexplored areas. They promote a whole new community that prior to the Internet was not available. Although they can promote a vast array of positive qualities, such as relationships without regard to race, religion, gender, or geography, they can also lead to multiple problems.
The theory of risk perception, an uncertainty in participating in an online community, is quite common, particularly when in the following online circumstances:
- performances,
- financial,
- opportunity/time,
- safety,
- social,
- psychological loss.
Clay Shirky explains one of these problems like two hoola-hoops. With the emersion of online communities there is a "real life" hoola-hoop and the other and "online life". These two hoops used to be completely separate but now they have swung together and overlap.
The problem with this overlap is that there is no distinction anymore between face-to-face interactions and virtual ones; they are one and the same. Shirky illustrates this by explaining a meeting. A group of people will sit in a meeting but they will all be connected into a virtual world also, using online communities such as wiki.
A further problem is identity formation with the ambiguous real-virtual life mix. Identity formation in the real world consisted of "one body, one identity", but the online communities allow you to create "as many electronic personae" as you please. This can lead to identity deception. Claiming to be someone you're not can be problematic with other online community users and for yourself. Creating a false identity can cause confusion and ambivalence about which identity is true.
A lack of trust regarding personal or professional information is problematic with questions of identity or information reciprocity. Often, if information is given to another user of an online community, one expects equal information shared back. However, this may not be the case or the other user may use the information given in harmful ways.
The construction of an individual's identity within an online community requires self-presentation. Self-presentation is the act of "writing the self into being", in which a person's identity is formed by what that person says, does, or shows. This also poses a potential problem as such self-representation is open for interpretation as well as misinterpretation.
While an individual's online identity can be entirely constructed with a few of his/her own sentences, perceptions of this identity can be entirely misguided and incorrect.
Online communities present the problems of preoccupation, distraction, detachment, and desensitization to an individual, although online support groups exist now. Online communities do present potential risks, and users must remember to be careful and remember that just because an online community feels safe does not mean it necessarily is.
Trolling and harassment:
Main article: Cyberbullying
Cyber bullying, the "use of long-term aggressive, intentional, repetitive acts by one or more individuals, using electronic means, against an almost powerless victim" which has increased in frequency alongside the continued growth of web communities with an Open University study finding 38% of young people had experienced or witnessed cyber bullying.
It has received significant media attention due to high-profile incidents such as the death of Amanda Todd who before her death detailed her ordeal on YouTube.
A key feature of such bullying is that it allows victims to be harassed at all times, something not possible typically with physical bullying. This has forced Governments and other organisations to change their typical approach to bullying with the UK Department for Education now issuing advice to schools on how to deal with cyber bullying cases.
The most common problem with online communities tend to be online harassment, meaning threatening or offensive content aimed at known friends or strangers through ways of online technology. Where such posting is done "for the lulz" (that is, for the fun of it), then it is known as trolling.
Sometimes trolling is done in order to harm others for the gratification of the person posting.
The primary motivation for such posters, known in character theory as "snerts", is the sense of power and exposure it gives them. Online harassment tends to affect adolescents the most due to their risk-taking behavior and decision-making processes. One notable example is that of Natasha MacBryde who was tormented by Sean Duffy, who was later prosecuted.
In 2010, Alexis Pilkington, a 17-year-old New Yorker committed suicide. Trolls pounced on her tribute page posting insensitive and hurtful images of nooses and other suicidal symbolism. Four years prior to that an 18-year-old died in a car crash in California. Trolls took images of her disfigured body they found on the internet and used them to torture the girl's grieving parents.
Psychological research has shown that anonymity increases unethical behavior through what is called the online disinhibition effect. Many website and online communities have attempted to combat trolling.
There has not been a single effective method to discourage anonymity, and arguments exist claiming that removing Internet users' anonymity is an intrusion of their privacy and violates their right to free speech.
Julie Zhou, writing for the New York Times, comments that "There's no way to truly rid the Internet of anonymity. After all, names and email addresses can be faked. And in any case many commenters write things that are rude or inflammatory under their real names". Thus, some trolls don't even bother to hide their actions and take pride in their behavior.
The rate of reported online harassment has been increasing as there has been a 50% increase in accounts of youth online harassment from the years 2000–2005.
Another form of harassment prevalent online is called flaming. According to a study conducted by Peter J. Moor, flaming is defined as displaying hostility by insulting, swearing or using otherwise offensive language.
Flaming can be done in either a group style format (the comments section on YouTube) or in a one-on-one format (private messaging on Facebook). Several studies have shown that flaming is more apparent in computer mediated conversation than in face to face interaction.
For example, a study conducted by Kiesler et al. found that people who met online judged each other more harshly than those who met face to face. The study goes on to say that the people who communicated by computer "felt and acted as though the setting was more impersonal, and their behavior was more uninhibited. These findings suggest that computer-mediated communication ... elicits asocial or unregulated behavior".
Unregulated communities are established when online users communicate on a site although there are no mutual terms of usage. There is no regulator. Online interest groups or anonymous blogs are examples of unregulated communities.
Cyberbullying is also prominent online. Cyberbullying is defined as willful and repeated harm inflicted towards another through information technology mediums. Cyberbullying victimization has ascended to the forefront of the public agenda after a number of news stories came out on the topic.
For example, Rutgers freshman Tyler Clementi committed suicide in 2010 after his roommate secretly filmed him in an intimate encounter and then streamed the video over the Internet. Numerous states, such as New Jersey, have created and passed laws that do not allow any sort of harassment on, near, or off school grounds that disrupts or interferes with the operation of the school or the rights of other students. In general, sexual and gender-based harassment online has been deemed a significant problem.
Trolling and cyber bullying in online communities are very difficult to stop for several reasons:
- Community members don't wish to violate libertarian ideologies that state everyone has the right to speak.
- The distributed nature of online communities make it difficult for members to come to an agreement.
- Deciding who should moderate and how create difficulty of community management.
An online community is a group of people with common interests who use the Internet (web sites, email, instant messaging, etc.) to communicate, work together and pursue their interests over time.
Hazing:
A lesser known problem is hazing within online communities. Members of an elite online community use hazing to display their power, produce inequality, and instill loyalty into newcomers. While online hazing doesn't inflict physical duress, "the status values of domination and subordination are just as effectively transmitted".
Elite members of the in-group may haze by employing derogatory terms to refer to newcomers, using deception or playing mind games, or participating in intimidation, among other activities.
"[T]hrough hazing, established members tell newcomers that they must be able to tolerate a certain level of aggressiveness, grossness, and obnoxiousness in order to fit in and be accepted by the BlueSky community".
Privacy:
Online communities like social networking websites have a very unclear distinction between private and public information. For most social networks, users have to give personal information to add to their profiles. Usually, users can control what type of information other people in the online community can access based on the users familiarity with the people or the users level of comfort.
These limitations are known as "privacy settings". Privacy settings bring up the question of how privacy settings and terms of service affect the expectation of privacy in social media.
After all, the purpose of an online community is to share a common space with one another. Furthermore, it is hard to take legal action when a user feels that his or her privacy has been invaded because he or she technically knew what the online community entailed.
Creator of the social networking site Facebook, Mark Zuckerberg, noticed a change in users' behavior from when he first initiated Facebook. It seemed that "society's willingness to share has created an environment where privacy concerns are less important to users of social networks today than they were when social networking began".
However even though a user might keep his or her personal information private, his or her activity is open to the whole web to access. When a user posts information to a site or comments or responds to information posted by others, social networking sites create a tracking record of the user's activity.
Platforms such as Google and Facebook collect massive amounts of this user data through their surveillance infrastructures.
Internet privacy relates to the transmission and storage of a persons data and their right to anonymity whilst online with the UN in 2013 adopting online privacy as a human right by a unanimous vote.
Many websites allow users to sign up with a username which needn't be their actual name which allows a level of anonymity, in some cases such as the infamous imageboard 4chan users of the site do not need an account to engage with discussions.
However, in these cases depending on the detail of information about a person posted it can still be possible to work out a users identity.
Even when a person takes measures to protect their anonymity and privacy revelations by Edward Snowden a former contractor at the Central Intelligence Agency about mass surveillance programs conducted by the US intelligence services involving the mass collection of data on both domestic and international users of popular websites including Facebook and YouTube as well as the collection of information straight from fiber cables without consent appear to show individuals privacy is not always respected.
Facebook founder Mark Zuckerberg publicly stated that the company had not been informed of any such programs and only handed over individual users data when required by law implying that if the allegations are true that the data harvested had been done so without the company's consent.
The growing popularity of social networks where a user using their real name is the norm also brings a new challenge with one survey of 2,303 managers finding 37% investigated candidates social media activity during the hiring process with a study showing 1 in 10 job application rejections for those aged 16 to 34 could be due to social media checks.
Reliability of information:
Web communities can be an easy and useful tool to access information. However, the information contained as well as the users' credentials cannot always be trusted, with the internet giving a relatively anonymous medium for some to fraudulently claim anything from their qualifications or where they live to, in rare cases, pretending to be a specific person.
Malicious fake accounts created with the aim of defrauding victims out of money has become more high-profile with four men sentenced to between 8 years and 46 weeks for defrauding 12 women out of £250,000 using fake accounts on a dating website.
In relation to accuracy one survey based on Wikipedia that evaluated 50 articles found that 24% contained inaccuracies, while in most cases the consequence might just be the spread of misinformation in areas such as health the consequences can be far more damaging leading to the U.S. Food and Drug Administration providing help on evaluating health information on the web.
Imbalance:
See also: 1% rule (Internet culture)
The 1% rule states that within an online community as a rule of thumb only 1% of users actively contribute to creating content. Other variations also exist such as the 1-9-90 rule[a] when taking editing into account.
This raises problems for online communities with most users only interested in the information such a community might contain rather than having an interest in actively contributing which can lead to staleness in information and community decline.
This has led such communities which rely on user editing of content to promote users into becoming active contributors as well as retention of such existing members through projects such as the Wikimedia Account Creation Improvement Project.
Legal issues:
In the US, two of the most important laws dealing with legal issues of online communities, especially social networking sites are Section 512c of the Digital Millennium Copyright Act and Section 230 of the Communications Decency Act.
Section 512c removes liability for copyright infringement from sites that let users post content, so long as there is a way by which the copyright owner can request the removal of infringing content. The website may not receive any financial benefit from the infringing activities.
Section 230 of the Communications Decency Act gives protection from any liability as a result from the publication provided by another party. Common issues include defamation, but many courts have expanded it to include other claims as well.
Online communities of various kinds (social networking sites, blogs, media sharing sites, etc.) are posing new challenges for all levels of law enforcement in combating many kinds of crimes including harassment, identity theft, copyright infringement, etc.
Copyright law is being challenged and debated with the shift in how individuals now disseminate their intellectual property. Individuals come together via online communities in collaborative efforts to create.
Many describe current copyright law as being ill-equipped to manage the interests of individuals or groups involved in these collaborative efforts. Some say that these laws may even discourage this kind of production.
Laws governing online behavior pose another challenge to lawmakers in that they must work to enact laws that protect the public without infringing upon their rights to free speech.
Perhaps the most talked about issue of this sort is that of cyberbullying. Some scholars call for collaborative efforts between parents, schools, lawmakers, and law enforcement to curtail cyberbullying.
Laws must continually adapt to the ever-changing landscape of social media in all its forms; some legal scholars contend that lawmakers need to take an interdisciplinary approach to creating effective policy whether it is regulatory, for public safety, or otherwise.
Experts in the social sciences can shed light on new trends that emerge in the usage of social media by different segments of society (including youths). Armed with this data, lawmakers can write and pass legislation that protect and empower various online community members.
See also:
- Clan (computer gaming)
- Commons-based peer production
- Digital altruism
- Immersion (virtual reality)
- Internet activism
- Internet influences on communities
- Internet trolling
- Learner generated context
- Mass collaboration
- Network of practice
- Online community manager
- Online deliberation
- Online ethnography
- Online research community
- Professional network service
- Social media
- Social web
- Support groups
- Tribe (internet)
- Video game culture
Communal Living including a List of Communes
- YouTube Video: Inside the 'Intentional Lifestyle' of Communal Living
- YouTube Video: Communal living providing a cost-of-living solution (Australia ABC News)
- YouTube Video: Communal living spaces foster community for all ages | USA TODAY
Click here for a List of Intentional Communities.
An intentional community (or Commune) is a voluntary residential community which is designed to have a high degree of social cohesion and teamwork from the start.
The members of an intentional community typically hold a common social, political, religious, or spiritual vision, and typically share responsibilities and property.
This way of life is sometimes characterized as an "alternative lifestyle". Intentional communities can be seen as social experiments or communal experiments. The multitude of intentional communities includes:
History:
Look up commune in Wiktionary, the free dictionary. Ashrams are likely the earliest intentional communities founded around 1500 BCE, while Buddhist monasteries appeared around 500 BCE. Pythagoras founded an intellectual vegetarian commune in about 525 BCE in southern Italy.
Hundreds of modern intentional communities were formed across Europe, North and South America, Australia, and New Zealand out of the intellectual foment of utopianism.
Intentional communities exhibit the utopian ambition to create a better, more sustainable world for living. Nevertheless, the term utopian community as a synonym for an intentional community might be considered to be of pejorative nature and many intentional communities do not consider themselves to be utopian.
Also the alternative term commune is considered to be non-neutral or even linked to leftist politics or hippies.
Synonyms and Definitions:
Additional terms referring to an intentional community can be:
An intentional community (or Commune) is a voluntary residential community which is designed to have a high degree of social cohesion and teamwork from the start.
The members of an intentional community typically hold a common social, political, religious, or spiritual vision, and typically share responsibilities and property.
This way of life is sometimes characterized as an "alternative lifestyle". Intentional communities can be seen as social experiments or communal experiments. The multitude of intentional communities includes:
- collective households,
- cohousing communities,
- coliving,
- ecovillages,
- monasteries,
- survivalist retreats,
- kibbutzim,
- hutterites,
- ashrams,
- and housing cooperatives.
History:
Look up commune in Wiktionary, the free dictionary. Ashrams are likely the earliest intentional communities founded around 1500 BCE, while Buddhist monasteries appeared around 500 BCE. Pythagoras founded an intellectual vegetarian commune in about 525 BCE in southern Italy.
Hundreds of modern intentional communities were formed across Europe, North and South America, Australia, and New Zealand out of the intellectual foment of utopianism.
Intentional communities exhibit the utopian ambition to create a better, more sustainable world for living. Nevertheless, the term utopian community as a synonym for an intentional community might be considered to be of pejorative nature and many intentional communities do not consider themselves to be utopian.
Also the alternative term commune is considered to be non-neutral or even linked to leftist politics or hippies.
Synonyms and Definitions:
Additional terms referring to an intentional community can be:
- alternative lifestyle,
- intentional society,
- cooperative community,
- withdrawn community,
- enacted community,
- socialist colony,
- communistic society,
- collective settlement,
- communal society,
- commune,
- mutualistic community,
- communitarian experiment,
- experimental community,
- utopian experiment,
- practical utopia,
- and utopian society
Variety:
The purposes of intentional communities vary and may be political, spiritual, economic, or environmental. In addition to spiritual communities, secular communities also exist.
One common practice, particularly in spiritual communities, is communal meals. Egalitarian values can be combined with other values. Benjamin Zablocki categorized communities this way:
Membership:
Members of Christian intentional communities want to emulate the practices of the earliest believers.
Using the biblical book of Acts (and, often, the Sermon on the Mount) as a model, members of these communities strive to demonstrate their faith in a corporate context, and to live out the teachings of the New Testament, practicing compassion and hospitality.
Communities such as the Simple Way, the Bruderhof and Rutba House would fall into this category. Despite strict membership criteria, these communities are open to visitors and not reclusive to the extent of some other intentional communities.
A survey in the 1995 edition of the "Communities Directory", published by Fellowship for Intentional Community (FIC), reported that 54 percent of the communities choosing to list themselves were rural, 28 percent were urban, 10 percent had both rural and urban sites, and 8 percent did not specify.
Governance:
The most common form of governance in intentional communities is democratic (64 percent), with decisions made by some form of consensus decision-making or voting.
A hierarchical or authoritarian structure governs 9 percent of communities, 11 percent are a combination of democratic and hierarchical structure, and 16 percent do not specify.
Core principles:
The central characteristics of communes, or core principles that define communes, have been expressed in various forms over the years. The term "communitarian" was invented by the Suffolk-born radical John Goodwyn Barmby, subsequently a Unitarian minister.
At the start of the 1970s, The New Communes author Ron E. Roberts classified communes as a subclass of a larger category of Utopias. He listed three main characteristics:
Twenty five years later, Dr. Bill Metcalf, in his edited book Shared Visions, Shared Lives defined communes as having the following core principles: the importance of the group as opposed to the nuclear family unit, a "common purse", a collective household, group decision making in general and intimate affairs.
Sharing everyday life and facilities, a commune is an idealized form of family, being a new sort of "primary group" (generally with fewer than 20 people although there are examples of much larger communes). Commune members have emotional bonds to the whole group rather than to any sub-group, and the commune is experienced with emotions which go beyond just social collectivity.
By region:
With the simple definition of a commune as an intentional community with 100% income sharing, the online directory of the Fellowship for Intentional Community (FIC) lists 222 communes worldwide (28 January 2019).
Some of these are religious institutions such as abbeys and monasteries. Others are based in anthroposophic philosophy, including Camphill villages that provide support for the education, employment, and daily lives of adults and children with developmental disabilities, mental health problems or other special needs.
Many communes are part of the New Age movement.
Many cultures naturally practice communal or tribal living, and would not designate their way of life as a planned 'commune' per se, though their living situation may have many characteristics of a commune.
Australia:
In Australia, many intentional communities started with the hippie movement and those searching for social alternatives to the nuclear family. One of the oldest continuously running communities is called "Moora Moora Co-operative Community" with about 47 members (Oct 2021).
Located at the top of Mount Toolebewong, 65km east of Melbourne, Victoria at an altitude of 600–800 m, this community has been entirely off the electricity grid since its inception in 1974. Founding members still resident include Peter and Sandra Cock.
Germany:
In Germany, a large number of the intentional communities define themselves as communes and there is a network of political communes called "Kommuja" with about 30 member groups (May 2009). Germany has a long tradition of intentional communities going back to the groups inspired by the principles of Lebensreform in the 19th century.
Later, about 100 intentional communities were started in the Weimar Republic after World War I; many had a communal economy. In the 1960s, there was a resurgence of communities calling themselves communes, starting with the Kommune 1 in Berlin, followed by Kommune 2 (also Berlin) and Kommune 3 in Wolfsburg.
In the German commune book, Das KommuneBuch, communes are defined by Elisabeth Voß as communities which:
Israel:
Kibbutzim in Israel, (sing., kibbutz) are examples of officially organized communes, the first of which were based on agriculture. Other Israeli communities are Neve Shalom, Kvutza, Yishuv Kehilati, Moshavim and Kfar No'ar. Today, there are dozens of urban communes growing in the cities of Israel, often called urban kibbutzim.
The urban kibbutzim are smaller and more anarchist. Most of the urban communes in Israel emphasize social change, education, and local involvement in the cities where they live. Some of the urban communes have members who are graduates of zionist-socialist youth movements, like HaNoar HaOved VeHaLomed, HaMahanot HaOlim and Hashomer Hatsair.
Ireland:
In 1831 John Vandeleur (a landlord) established a commune on his Ralahine Estate at Newmarket-on-Fergus, County Clare. Vandeleur asked Edward Thomas Craig, an English socialist, to formulate rules and regulations for the commune. It was set up with a population of 22 adult single men, 7 married women and their 7 husbands, 5 single women, 4 orphan boys and 5 children under the age of 9 years.
No money was employed, only credit notes which could be used in the commune shop. All occupants were committed to a life with no alcohol, tobacco, snuff or gambling. All were required to work for 12 hours a day during the summer and from dawn to dusk in winter. The social experiment prospered for a time and 29 new members joined.
However, in 1833 the experiment collapsed due to the gambling debts of John Vandeleur. The members of the commune met for the last time on 23 November 1833 and placed on record a declaration of "the contentment, peace and happiness they had experienced for two years under the arrangements introduced by Mr. Vandeleur and Mr. Craig and which through no fault of the Association was now at an end".
Russia:
In imperial Russia, the vast majority of Russian peasants held their land in communal ownership within a mir community, which acted as a village government and a cooperative. The very widespread and influential pre-Soviet Russian tradition of Monastic communities of both sexes could also be considered a form of communal living.
After the end of communism in Russia, monastic communities have again become more common, populous and, to a lesser degree, more influential in Russian society. Various patterns of Russian behavior — toloka (толока), pomochi (помочи), artel (артель) — are also based on communal ("мирские") traditions.
South Africa:
In 1991, Afrikaners in South Africa founded the controversial Afrikaner-only town of Orania, with the goal of creating a stronghold for the Afrikaner minority group, the Afrikaans language and the Afrikaner culture.
By 2022, the population was 2,500. The town was experiencing rapid growth and the population had climbed by 55% from 2018. They favour a model of strict Afrikaner self-sufficiency and have their own currency, bank, local government and only employ Afrikaners.
United Kingdom:
A 19th century advocate and practitioner of communal living was the utopian socialist John Goodwyn Barmby, who founded a Communist Church before becoming a Unitarian minister.
The Simon Community in London is an example of social cooperation, made to ease homelessness within London. It provides food and religion and is staffed by homeless people and volunteers. Mildly nomadic, they run street "cafés" which distribute food to their known members and to the general public.
The Bruderhof has three locations in the UK. In Glandwr, near Crymych, Pembrokeshire, a co-op called Lammas Ecovillage focuses on planning and sustainable development. Granted planning permission by the Welsh Government in 2009, it has since created 9 holdings and is a central communal hub for its community.
In Scotland, the Findhorn Foundation founded by Peter and Eileen Caddy and Dorothy Maclean in 1962 is prominent for its educational centre and experimental architectural community project based at The Park, in Moray, Scotland, near the village of Findhorn.
The Findhorn Ecovillage community at The Park, Findhorn, a village in Moray, Scotland, and at Cluny Hill in Forres, now houses more than 400 people.
Historic agricultural examples include the Diggers settlement on St George's Hill, Surrey during the English Civil War and the Clousden Hill Free Communist and Co-operative Colony near Newcastle upon Tyne during the 1890s.
United States:
There is a long history of utopian communities in America which led to the rise in the communes of the hippie movement—the "back-to-the-land" ventures of the 1960s and 1970s.
One commune that played a large role in the hippie movement was Kaliflower, a utopian living cooperative that existed in San Francisco between 1967 and 1973 built on values of free love and anti-capitalism.
Andrew Jacobs of The New York Times wrote that "after decades of contraction, the American commune movement has been expanding since the mid-1990s, spurred by the growth of settlements that seek to marry the utopian-minded commune of the 1960s with the American predilection for privacy and capital appreciation."
The Fellowship for Intentional Community (FIC) is the best source for listings of and more information about communes in the United States.
While many American communes are short lived, some have been in operation for over 50 years. The Bruderhof was established in the US in 1954, Twin Oaks in 1967 and Koinonia Farm in 1942. Twin Oaks is a rare example of a non-religious commune surviving for longer than 30 years.
See also:
The purposes of intentional communities vary and may be political, spiritual, economic, or environmental. In addition to spiritual communities, secular communities also exist.
One common practice, particularly in spiritual communities, is communal meals. Egalitarian values can be combined with other values. Benjamin Zablocki categorized communities this way:
- Alternative-family communities (see Tenacious Unicorn Ranch)
- Coliving communities
- Cooperative communities
- Countercultural communities
- Egalitarian communities
- Experimental communities
- Political communities
- Psychological communities (based on mystical or gestalt principles)
- Rehabilitational communities (see Synanon)
- Religious communities
- Spiritual communities
Membership:
Members of Christian intentional communities want to emulate the practices of the earliest believers.
Using the biblical book of Acts (and, often, the Sermon on the Mount) as a model, members of these communities strive to demonstrate their faith in a corporate context, and to live out the teachings of the New Testament, practicing compassion and hospitality.
Communities such as the Simple Way, the Bruderhof and Rutba House would fall into this category. Despite strict membership criteria, these communities are open to visitors and not reclusive to the extent of some other intentional communities.
A survey in the 1995 edition of the "Communities Directory", published by Fellowship for Intentional Community (FIC), reported that 54 percent of the communities choosing to list themselves were rural, 28 percent were urban, 10 percent had both rural and urban sites, and 8 percent did not specify.
Governance:
The most common form of governance in intentional communities is democratic (64 percent), with decisions made by some form of consensus decision-making or voting.
A hierarchical or authoritarian structure governs 9 percent of communities, 11 percent are a combination of democratic and hierarchical structure, and 16 percent do not specify.
Core principles:
The central characteristics of communes, or core principles that define communes, have been expressed in various forms over the years. The term "communitarian" was invented by the Suffolk-born radical John Goodwyn Barmby, subsequently a Unitarian minister.
At the start of the 1970s, The New Communes author Ron E. Roberts classified communes as a subclass of a larger category of Utopias. He listed three main characteristics:
- First, egalitarianism – that communes specifically rejected hierarchy or graduations of social status as being necessary to social order.
- Second, human scale – that members of some communes saw the scale of society as it was then organized as being too industrialized (or factory sized) and therefore unsympathetic to human dimensions.
- And third, that communes were consciously anti-bureaucratic.
Twenty five years later, Dr. Bill Metcalf, in his edited book Shared Visions, Shared Lives defined communes as having the following core principles: the importance of the group as opposed to the nuclear family unit, a "common purse", a collective household, group decision making in general and intimate affairs.
Sharing everyday life and facilities, a commune is an idealized form of family, being a new sort of "primary group" (generally with fewer than 20 people although there are examples of much larger communes). Commune members have emotional bonds to the whole group rather than to any sub-group, and the commune is experienced with emotions which go beyond just social collectivity.
By region:
With the simple definition of a commune as an intentional community with 100% income sharing, the online directory of the Fellowship for Intentional Community (FIC) lists 222 communes worldwide (28 January 2019).
Some of these are religious institutions such as abbeys and monasteries. Others are based in anthroposophic philosophy, including Camphill villages that provide support for the education, employment, and daily lives of adults and children with developmental disabilities, mental health problems or other special needs.
Many communes are part of the New Age movement.
Many cultures naturally practice communal or tribal living, and would not designate their way of life as a planned 'commune' per se, though their living situation may have many characteristics of a commune.
Australia:
In Australia, many intentional communities started with the hippie movement and those searching for social alternatives to the nuclear family. One of the oldest continuously running communities is called "Moora Moora Co-operative Community" with about 47 members (Oct 2021).
Located at the top of Mount Toolebewong, 65km east of Melbourne, Victoria at an altitude of 600–800 m, this community has been entirely off the electricity grid since its inception in 1974. Founding members still resident include Peter and Sandra Cock.
Germany:
In Germany, a large number of the intentional communities define themselves as communes and there is a network of political communes called "Kommuja" with about 30 member groups (May 2009). Germany has a long tradition of intentional communities going back to the groups inspired by the principles of Lebensreform in the 19th century.
Later, about 100 intentional communities were started in the Weimar Republic after World War I; many had a communal economy. In the 1960s, there was a resurgence of communities calling themselves communes, starting with the Kommune 1 in Berlin, followed by Kommune 2 (also Berlin) and Kommune 3 in Wolfsburg.
In the German commune book, Das KommuneBuch, communes are defined by Elisabeth Voß as communities which:
- Live and work together
- Have a communal economy, i.e. common finances and common property (land, buildings, means of production)
- Have communal decision making – usually consensus decision making
- Try to reduce hierarchy and hierarchical structures
- Have communalization of housework, childcare and other communal tasks
- Have equality between women and men
- Have low ecological footprints through sharing and saving resources
Israel:
Kibbutzim in Israel, (sing., kibbutz) are examples of officially organized communes, the first of which were based on agriculture. Other Israeli communities are Neve Shalom, Kvutza, Yishuv Kehilati, Moshavim and Kfar No'ar. Today, there are dozens of urban communes growing in the cities of Israel, often called urban kibbutzim.
The urban kibbutzim are smaller and more anarchist. Most of the urban communes in Israel emphasize social change, education, and local involvement in the cities where they live. Some of the urban communes have members who are graduates of zionist-socialist youth movements, like HaNoar HaOved VeHaLomed, HaMahanot HaOlim and Hashomer Hatsair.
Ireland:
In 1831 John Vandeleur (a landlord) established a commune on his Ralahine Estate at Newmarket-on-Fergus, County Clare. Vandeleur asked Edward Thomas Craig, an English socialist, to formulate rules and regulations for the commune. It was set up with a population of 22 adult single men, 7 married women and their 7 husbands, 5 single women, 4 orphan boys and 5 children under the age of 9 years.
No money was employed, only credit notes which could be used in the commune shop. All occupants were committed to a life with no alcohol, tobacco, snuff or gambling. All were required to work for 12 hours a day during the summer and from dawn to dusk in winter. The social experiment prospered for a time and 29 new members joined.
However, in 1833 the experiment collapsed due to the gambling debts of John Vandeleur. The members of the commune met for the last time on 23 November 1833 and placed on record a declaration of "the contentment, peace and happiness they had experienced for two years under the arrangements introduced by Mr. Vandeleur and Mr. Craig and which through no fault of the Association was now at an end".
Russia:
In imperial Russia, the vast majority of Russian peasants held their land in communal ownership within a mir community, which acted as a village government and a cooperative. The very widespread and influential pre-Soviet Russian tradition of Monastic communities of both sexes could also be considered a form of communal living.
After the end of communism in Russia, monastic communities have again become more common, populous and, to a lesser degree, more influential in Russian society. Various patterns of Russian behavior — toloka (толока), pomochi (помочи), artel (артель) — are also based on communal ("мирские") traditions.
South Africa:
In 1991, Afrikaners in South Africa founded the controversial Afrikaner-only town of Orania, with the goal of creating a stronghold for the Afrikaner minority group, the Afrikaans language and the Afrikaner culture.
By 2022, the population was 2,500. The town was experiencing rapid growth and the population had climbed by 55% from 2018. They favour a model of strict Afrikaner self-sufficiency and have their own currency, bank, local government and only employ Afrikaners.
United Kingdom:
A 19th century advocate and practitioner of communal living was the utopian socialist John Goodwyn Barmby, who founded a Communist Church before becoming a Unitarian minister.
The Simon Community in London is an example of social cooperation, made to ease homelessness within London. It provides food and religion and is staffed by homeless people and volunteers. Mildly nomadic, they run street "cafés" which distribute food to their known members and to the general public.
The Bruderhof has three locations in the UK. In Glandwr, near Crymych, Pembrokeshire, a co-op called Lammas Ecovillage focuses on planning and sustainable development. Granted planning permission by the Welsh Government in 2009, it has since created 9 holdings and is a central communal hub for its community.
In Scotland, the Findhorn Foundation founded by Peter and Eileen Caddy and Dorothy Maclean in 1962 is prominent for its educational centre and experimental architectural community project based at The Park, in Moray, Scotland, near the village of Findhorn.
The Findhorn Ecovillage community at The Park, Findhorn, a village in Moray, Scotland, and at Cluny Hill in Forres, now houses more than 400 people.
Historic agricultural examples include the Diggers settlement on St George's Hill, Surrey during the English Civil War and the Clousden Hill Free Communist and Co-operative Colony near Newcastle upon Tyne during the 1890s.
United States:
There is a long history of utopian communities in America which led to the rise in the communes of the hippie movement—the "back-to-the-land" ventures of the 1960s and 1970s.
One commune that played a large role in the hippie movement was Kaliflower, a utopian living cooperative that existed in San Francisco between 1967 and 1973 built on values of free love and anti-capitalism.
Andrew Jacobs of The New York Times wrote that "after decades of contraction, the American commune movement has been expanding since the mid-1990s, spurred by the growth of settlements that seek to marry the utopian-minded commune of the 1960s with the American predilection for privacy and capital appreciation."
The Fellowship for Intentional Community (FIC) is the best source for listings of and more information about communes in the United States.
While many American communes are short lived, some have been in operation for over 50 years. The Bruderhof was established in the US in 1954, Twin Oaks in 1967 and Koinonia Farm in 1942. Twin Oaks is a rare example of a non-religious commune surviving for longer than 30 years.
See also:
- Anarchist Catalonia
- Anarcho-communism
- Art commune
- Common land
- Communal land
- Commune (documentary), a 2005 documentary about Black Bear Ranch, an intentional community located in Siskiyou County, California
- Commune of Paris
- Community garden
- Counterculture of the 1960s
- Diggers and Dreamers
- Drop City
- Egalitarian communities
- Ejido, a form of Mexican land distribution resembling a commune
- Equality colony
- Fellowship for Intentional Community
- Free State Project
- Free Vermont
- Great Leap Forward, a time period in the 1950s and 1960s when the Chinese government created such communes
- Obshchina, communes of the Russian Empire
- Hramada, a Belarusian commune assembly
- Hutterite, a Christian sect that lives in communal "colonies"
- List of intentional communities
- People's commune, type of administrative level in China from 1958 – early 1980s
- Renaissance Community
- Tolstoyans
- Well-field system, a Chinese land distribution system with common lands controlled by a village
- World Brotherhood Colonies
Urbanization of the United States, including Urban Sprawl and Urban Decay
- YouTube Video: The Struggle Is Real for Super Commuters
- YouTube Video of 20 Cities with the Best Public Transportation in The World
- YouTube Video: America's Most Interesting/Unique Transit Systems (Top 10)
The urbanization of the United States has progressed throughout its entire history. Over the last two centuries, the United States of America has been transformed from a predominantly rural, agricultural nation into an urbanized, industrial one.
This was largely due to the Industrial Revolution in the United States (and parts of Western Europe) in the late 18th and early 19th centuries and the rapid industrialization which the United States experienced as a result.
In 1790, only about one out of every twenty Americans (on average) lived in urban areas (cities), but this ratio had dramatically changed to one out of four by 1870, one out of two by 1920, two out of three in the 1960s, and four out of five in the 2000s.
Urbanization:
The urbanization of the United States occurred over a period of many years, with the nation only attaining urban-majority status between 1910 and 1920. Currently, over four-fifths of the U.S. population resides in urban areas, a percentage which is still increasing today.
The United States Census Bureau changed its classification and definition of urban areas in 1950 and again in 1990, and caution is thus advised when comparing urban data from different time periods.
Urbanization was fastest in the Northeastern United States, which acquired an urban majority by 1880. Some Northeastern U.S. states had already acquired an urban majority before then, including Massachusetts and Rhode Island (majority-urban by 1850), and New York (majority-urban since about 1870).
The Midwestern and Western United States became urban majority in the 1910s, while the Southern United States only became urban-majority after World War II, in the 1950s.
The Western U.S. is the most urbanized part of the country today, followed closely by the Northeastern United States. The Southern U.S. experienced rapid industrialization after World War II, and is now over three-quarters urban, having almost the same urban percentage in 2010 as the Midwestern United States.
Just four U.S. states (out of fifty) have a rural majority today, and even some of these states (such as Mississippi) are continuing to urbanize. Some U.S. states currently have an urban percentage around or above 90%, an urbanization rate almost unheard of a century ago.
The state of Maine (and Vermont, to a lesser degree) has bucked the trend towards greater urbanization which is exhibited throughout the rest of the United States. Maine's highest urban percentage ever was less than 52% (in 1950), and today less than 39% of the state's population resides in urban areas.
Maine is currently the least urban U.S. state; its urban percentage (39%) is less than half of the United States average (81%). Maine was less urban than the United States average in every U.S. census since the first one in 1790.
Click on any of the following blue hyperlinks for more about Urbanization in the United States:
Urban sprawl (also known as suburban sprawl or urban encroachment) is defined as "the spreading of urban developments (such as houses and shopping centers) on undeveloped land near a city.
Urban sprawl has been described as the unrestricted growth in many urban areas of housing, commercial development, and roads over large expanses of land, with little concern for urban planning. In addition to describing a special form of urbanization, the term also relates to the social and environmental consequences associated with this development.
Medieval suburbs suffered from the loss of protection of city walls, before the advent of industrial warfare. Modern disadvantages and costs include increased travel time, transport costs, pollution, and destruction of the countryside. The cost of building urban infrastructure for new developments is hardly ever recouped through property taxes, amounting to a subsidy for the developers and new residents at the expense of existing property taxpayers.
In Continental Europe, the term peri-urbanisation is often used to denote similar dynamics and phenomena, but the term urban sprawl is currently being used by the European Environment Agency. There is widespread disagreement about what constitutes sprawl and how to quantify it.
For example, some commentators measure sprawl by residential density, using the average number of residential units per acre in a given area. Others associate it with decentralization (spread of population without a well-defined centre), discontinuity (leapfrogging development, as defined below), segregation of uses, and so forth.
The term urban sprawl is highly politicized and almost always has negative connotations. It is criticized for causing environmental degradation, intensifying segregation, and undermining the vitality of existing urban areas, and is attacked on aesthetic grounds.
The pejorative meaning of the term means that few openly support urban sprawl as such. The term has become a rallying cry for managing urban growth.
Definition:
The term "urban sprawl" was often used in the letters between Lewis Mumford and Frederic J. Osborn, firstly by Osborn in his 1941 letter to Mumford and later by Mumford, generally condemning the waste of agricultural land and landscape due to suburban expansions.
The term was used in an article in The Times in 1955 as a negative comment on the state of London's outskirts. Definitions of sprawl vary; researchers in the field acknowledge that the term lacks precision.
Batty et al. defined sprawl as "uncoordinated growth: the expansion of community without concern for its consequences, in short, unplanned, incremental urban growth which is often regarded unsustainable." Bhatta et al. wrote in 2010 that despite a dispute over the precise definition of sprawl, there is a "general consensus that urban sprawl is characterized by [an] unplanned and uneven pattern of growth, driven by a multitude of processes and leading to inefficient resource utilization."
Reid Ewing has shown that sprawl has typically been characterized as urban developments exhibiting at least one of the following characteristics: low-density or single-use development, strip development, scattered development, and/or leapfrog development (areas of development interspersed with vacant land).
He argued that a better way to identify sprawl was to use indicators rather than characteristics because this was a more flexible and less arbitrary method. He proposed using "accessibility" and "functional open space" as indicators. Ewing's approach has been criticized for assuming that sprawl is defined by negative characteristics.
What constitutes sprawl may be considered a matter of degree and will always be somewhat subjective under many definitions of the term. Ewing has also argued that suburban development does not, per se, constitute sprawl depending on the form it takes, although Gordon & Richardson have argued that the term is sometimes used synonymously with suburbanization in a pejorative way.
Examples and counterexamples:
According to the National Resources Inventory (NRI), about 44 million acres (69,000 sq mi; 180,000 km2) of land in the United States was developed between 1982 and 2017.
Presently, the NRI classifies approximately 100,000 more square kilometres (40,000 square miles) (an area approximately the size of Kentucky) as developed than the Census Bureau classifies as urban. The difference in the NRI classification is that it includes rural development, which by definition cannot be considered to be "urban" sprawl.
Currently, according to the 2000 Census, approximately 2.6 percent of the U.S. land area is urban. Approximately 0.8 percent of the nation's land is in the 37 urbanized areas with more than 1,000,000 population. In 2002, these 37 urbanized areas supported around 40% of the total American population.
Nonetheless, some urban areas like Detroit have expanded geographically even while losing population. But it was not just urbanized areas in the U.S. that lost population and sprawled substantially.
According to data in "Cities and Automobile Dependence" by Kenworthy and Laube (1999), urbanized area population losses occurred while there was an expansion of sprawl between 1970 and 1990 in the following: albeit without the dismantling of infrastructure that occurred in the United States.
This was largely due to the Industrial Revolution in the United States (and parts of Western Europe) in the late 18th and early 19th centuries and the rapid industrialization which the United States experienced as a result.
In 1790, only about one out of every twenty Americans (on average) lived in urban areas (cities), but this ratio had dramatically changed to one out of four by 1870, one out of two by 1920, two out of three in the 1960s, and four out of five in the 2000s.
Urbanization:
The urbanization of the United States occurred over a period of many years, with the nation only attaining urban-majority status between 1910 and 1920. Currently, over four-fifths of the U.S. population resides in urban areas, a percentage which is still increasing today.
The United States Census Bureau changed its classification and definition of urban areas in 1950 and again in 1990, and caution is thus advised when comparing urban data from different time periods.
Urbanization was fastest in the Northeastern United States, which acquired an urban majority by 1880. Some Northeastern U.S. states had already acquired an urban majority before then, including Massachusetts and Rhode Island (majority-urban by 1850), and New York (majority-urban since about 1870).
The Midwestern and Western United States became urban majority in the 1910s, while the Southern United States only became urban-majority after World War II, in the 1950s.
The Western U.S. is the most urbanized part of the country today, followed closely by the Northeastern United States. The Southern U.S. experienced rapid industrialization after World War II, and is now over three-quarters urban, having almost the same urban percentage in 2010 as the Midwestern United States.
Just four U.S. states (out of fifty) have a rural majority today, and even some of these states (such as Mississippi) are continuing to urbanize. Some U.S. states currently have an urban percentage around or above 90%, an urbanization rate almost unheard of a century ago.
The state of Maine (and Vermont, to a lesser degree) has bucked the trend towards greater urbanization which is exhibited throughout the rest of the United States. Maine's highest urban percentage ever was less than 52% (in 1950), and today less than 39% of the state's population resides in urban areas.
Maine is currently the least urban U.S. state; its urban percentage (39%) is less than half of the United States average (81%). Maine was less urban than the United States average in every U.S. census since the first one in 1790.
Click on any of the following blue hyperlinks for more about Urbanization in the United States:
- Historical statistics
- See also:
Urban sprawl (also known as suburban sprawl or urban encroachment) is defined as "the spreading of urban developments (such as houses and shopping centers) on undeveloped land near a city.
Urban sprawl has been described as the unrestricted growth in many urban areas of housing, commercial development, and roads over large expanses of land, with little concern for urban planning. In addition to describing a special form of urbanization, the term also relates to the social and environmental consequences associated with this development.
Medieval suburbs suffered from the loss of protection of city walls, before the advent of industrial warfare. Modern disadvantages and costs include increased travel time, transport costs, pollution, and destruction of the countryside. The cost of building urban infrastructure for new developments is hardly ever recouped through property taxes, amounting to a subsidy for the developers and new residents at the expense of existing property taxpayers.
In Continental Europe, the term peri-urbanisation is often used to denote similar dynamics and phenomena, but the term urban sprawl is currently being used by the European Environment Agency. There is widespread disagreement about what constitutes sprawl and how to quantify it.
For example, some commentators measure sprawl by residential density, using the average number of residential units per acre in a given area. Others associate it with decentralization (spread of population without a well-defined centre), discontinuity (leapfrogging development, as defined below), segregation of uses, and so forth.
The term urban sprawl is highly politicized and almost always has negative connotations. It is criticized for causing environmental degradation, intensifying segregation, and undermining the vitality of existing urban areas, and is attacked on aesthetic grounds.
The pejorative meaning of the term means that few openly support urban sprawl as such. The term has become a rallying cry for managing urban growth.
Definition:
The term "urban sprawl" was often used in the letters between Lewis Mumford and Frederic J. Osborn, firstly by Osborn in his 1941 letter to Mumford and later by Mumford, generally condemning the waste of agricultural land and landscape due to suburban expansions.
The term was used in an article in The Times in 1955 as a negative comment on the state of London's outskirts. Definitions of sprawl vary; researchers in the field acknowledge that the term lacks precision.
Batty et al. defined sprawl as "uncoordinated growth: the expansion of community without concern for its consequences, in short, unplanned, incremental urban growth which is often regarded unsustainable." Bhatta et al. wrote in 2010 that despite a dispute over the precise definition of sprawl, there is a "general consensus that urban sprawl is characterized by [an] unplanned and uneven pattern of growth, driven by a multitude of processes and leading to inefficient resource utilization."
Reid Ewing has shown that sprawl has typically been characterized as urban developments exhibiting at least one of the following characteristics: low-density or single-use development, strip development, scattered development, and/or leapfrog development (areas of development interspersed with vacant land).
He argued that a better way to identify sprawl was to use indicators rather than characteristics because this was a more flexible and less arbitrary method. He proposed using "accessibility" and "functional open space" as indicators. Ewing's approach has been criticized for assuming that sprawl is defined by negative characteristics.
What constitutes sprawl may be considered a matter of degree and will always be somewhat subjective under many definitions of the term. Ewing has also argued that suburban development does not, per se, constitute sprawl depending on the form it takes, although Gordon & Richardson have argued that the term is sometimes used synonymously with suburbanization in a pejorative way.
Examples and counterexamples:
According to the National Resources Inventory (NRI), about 44 million acres (69,000 sq mi; 180,000 km2) of land in the United States was developed between 1982 and 2017.
Presently, the NRI classifies approximately 100,000 more square kilometres (40,000 square miles) (an area approximately the size of Kentucky) as developed than the Census Bureau classifies as urban. The difference in the NRI classification is that it includes rural development, which by definition cannot be considered to be "urban" sprawl.
Currently, according to the 2000 Census, approximately 2.6 percent of the U.S. land area is urban. Approximately 0.8 percent of the nation's land is in the 37 urbanized areas with more than 1,000,000 population. In 2002, these 37 urbanized areas supported around 40% of the total American population.
Nonetheless, some urban areas like Detroit have expanded geographically even while losing population. But it was not just urbanized areas in the U.S. that lost population and sprawled substantially.
According to data in "Cities and Automobile Dependence" by Kenworthy and Laube (1999), urbanized area population losses occurred while there was an expansion of sprawl between 1970 and 1990 in the following: albeit without the dismantling of infrastructure that occurred in the United States.
Pictured above: Despite its reputation for urban sprawl and car culture, Los Angeles is the densest major built-up urban area in the United States.
Metropolitan Los Angeles for example, despite popular notions of being a sprawling city, is the densest major urban area (over 1,000,000 population) in the US, being denser than the New York urban area and the San Francisco urban area.
In the United States, for example, most of metropolitan Los Angeles is built at more uniform low to moderate density, leading to a much higher overall density for the entire region.
This is in contrast to New York, San Francisco or Chicago which have compact, high-density cores surrounded by areas of very low-density suburban periphery, such as eastern Suffolk County in the New York metro area and Marin County in the San Francisco Bay Area.
Some cases of sprawl challenge the definition of the term and what conditions are necessary for urban growth to be considered sprawl. Metropolitan regions such as Greater Mexico City, Delhi National Capital Region and Beijing, are often regarded as sprawling despite being relatively dense and mixed use.
Click on any of the following blue hyperlinks for more about Urban Sprawl:
Urban decay (also known as urban rot, urban death or urban blight) is the sociological process by which a previously functioning city, or part of a city, falls into disrepair and decrepitude. There is no single process that leads to urban decay which is why it can be hard to encapsulate its magnitude.
Urban decay can include the following aspects:
Since the 1970s and 1980s, urban decay has been a phenomenon associated with some Western cities, especially in North America and parts of Europe. Cities have experienced population flights to the suburbs and exurb commuter towns; often in the form of white flight.
Another characteristic of urban decay is blight - the visual, psychological, and physical effects of living among empty lots, buildings, and condemned houses.
Urban decay has no single cause. It results from combinations of inter-related socio-economic conditions, including the city's urban planning decisions, the poverty of the local populace, the construction of freeways and railroad lines that bypass or run through the area, depopulation by suburbanization of peripheral lands, real estate neighborhood redlining, and immigration restrictions.
Causes:
During the Industrial Revolution, many people moved from rural areas to cities for employment in the manufacturing industry, thus causing urban populations to boom.
Subsequent economic change left many cities economically vulnerable. Studies such as the Urban Task Force (DETR 1999), the Urban White Paper (DETR 2000), and a study of Scottish cities (2003) posit those areas suffering from industrial decline, high unemployment, poverty, and a decaying physical environment (sometimes including contaminated land and obsolete infrastructure)—prove "highly resistant to improvement".
Changes in transportation from the public to the private, (specifically the private motor car) eliminated some of the cities' public transport service advantages, e.g., fixed-route buses and trains.
In particular, at the end of World War II, many political decisions favored suburban development and encouraged suburbanization through financial incentives like FHA loans and VA mortgage aid. This allowed many veterans of World War II and their families to afford comfortable single family housing in suburbs.
The manufacturing industry has historically been a base for the prosperity of major cities. When these industries relocate to larger, less urban environments, some cities have experienced population loss with associated urban decay, and even riots. Cutbacks on police and fire services may result, while lobbying for government funded housing may increase.
Increased city taxes encourage residents to move out. Libertarian economists argue that rent control contributes to urban blight by reducing new construction and investment in housing and disincentivizing maintenance.
Countries:
United States:
Further information: Rust Belt and United States cities by crime rate
Historically in the United States, the white middle class gradually left the cities for suburban areas due to African-American migration north toward cities after World War I. American cities often declare blighted status once determined that urban renewal strategies are the most appropriate means to encourage the private investment for reversing deteriorating downtown conditions.
Some historians differentiate between the first Great Migration (1910–1930), numbering about 1.6 million African-American migrants who left mostly Southern rural areas to migrate to northern and Midwestern industrial cities, and, after a lull during the Great Depression, a Second Great Migration (1940–1970), in which 5 million or more African-Americans moved, including many to California and various western cities.
Between 1910 and 1970, African-Americans moved from southern States, especially Alabama, Louisiana, Mississippi, and Texas to other regions of the United States, many of them townspeople with urban skills.
By the end of the Second Great Migration, African-Americans had become an urbanized population, with more than 80% of Black Americans living in cities. A majority of 53 percent remained in the South, while 40 percent lived in the Northeast and Midwest and 7 percent in the West.
From the 1930s until 1977, African-Americans seeking borrowed capital for housing and businesses were discriminated against via the federal-government–legislated discriminatory lending practices for the Federal Housing Administration (FHA) via redlining. In 1977, the US Congress passed the Community Reinvestment Act, designed to encourage commercial banks and savings associations to help meet the needs of borrowers in all segments of their communities, including low- and moderate-income neighborhoods.
Later urban centers were drained further through the advent of mass car ownership, the marketing of suburbia as a location to move to, and the building of the Interstate Highway System. In North America, this shift manifested itself in strip malls, suburban retail and employment centers, and very low-density housing estates. Large areas of many northern cities in the United States experienced population decreases and a degradation of urban areas.
Inner-city property values declined, and economically disadvantaged populations moved in. In the U.S., the new inner-city poor were often African-Americans that migrated from the South in the 1920s and 1930s. As they moved into traditional white neighborhoods, ethnic frictions served to accelerate flight to the suburbs.
United Kingdom:
Like many industrial nations before the Second World War, the United Kingdom carried out extensive slum clearances. These efforts continued after the war, however in many of these slums, depopulation became common, producing compounding decay.
The UK is unlike much of Europe in having high overall population density, but low urban population density outside of London. In London, many former slum neighbourhoods like in Islington became "highly prized," however this was the exception to the rule, and much of the north of England remains deprived.
The Joseph Rowntree Foundation in the 1980s and 90s undertook extensive studies culminating with a 1991 report which analyzed the 20 most difficult council estates.
Many of the most unpopular estates were in East London, Newcastle upon Tyne, Greater Manchester, Glasgow, the South Wales valleys, and Liverpool, their unpopularity driven by a variety of causes from the loss of key industries, population decline, and counterurbanization.
Population decline in particular was noted to be faster in inner city areas than in outer ones, however a decline was noted throughout the 1970s, 80s, and 90s in both inner and outer city areas. Jobs declined between 1984 and 1991 (a decline observed particularly among men), while outer areas saw job growth (particularly among women).
The UK also saw urban areas become more ethnically diverse, however urban decline was not limited to areas which saw population changes. Manchester in 1991 had a non-white population 7.5% higher than the national average, but Newcastle had a 1% smaller non-white population.
Features of British urban decay analyzed by the Foundation included empty houses; widespread demolitions; declining property values; and low demand for all property types, neighborhoods, and tenures.
Urban decay has been found by the Foundation to be "more extreme and therefore more visible" in the north of the United Kingdom. They note this trend of northern decline has been observed not just in the United Kingdom but also in much of Europe.
Some seaside resort towns have also experienced urban decay towards the end of the 20th century. The UK's period of urban decay was exemplified by The Specials' 1981 hit single "Ghost Town".
France:
Main article: Banlieue
Large French cities are often surrounded by areas of urban decay. While city centers tend to be occupied mainly by upper-class residents, cities are often surrounded by public housing developments, with many tenants being of North African origin (from Morocco, Algeria and Tunisia), and recent immigrants.
From the 1950s to the 1970s, publicly funded housing projects resulted in large areas of mid to high-rise buildings. These modern "grands ensembles" were welcomed at the time, as they replaced shanty towns and raised living standards, but these areas were heavily affected by economic depression in the 1980s.
The banlieues of large cities like Lyon, especially the northern Parisian banlieues, are severely criticized and forgotten by the country's territorial spatial planning administration.
They have been ostracized ever since the French Commune government of 1871, considered as "lawless" or "outside the law", even "outside the Republic", as opposed to "deep France" or "authentic France", which is associated with the countryside.
In November 2005, the French suburbs were the scene of severe riots sparked by the accidental electrocution of two teenagers in the northern suburbs of Paris, and fueled in part by the substandard living conditions in these areas. Many deprived suburbs of French cities were suddenly the scenes of clashes between youngsters and the police, with violence and numerous car burnings resulting in huge media coverage.
Today the situation remains generally unchanged; however, there is a level of disparity. Some areas are experiencing increased drug trafficking, while some northern suburbs of Paris and areas like Vaulx-en-Velin are undergoing refurbishment and re-development.
Some previously mono-industrial towns in France are experiencing increasing crime, decay, and decreasing population. The issue remains a divisive issue in French public politics.
Italy:
In Italy, one of the most well-known case of urban decay is represented by the Vele di Scampia, a large public housing estate built between 1962 and 1975 in the Scampia neighborhood of Naples.
The idea behind the project was to provide a huge urban housing project, where hundreds of families could socialize and create a community. The design included a public transportation rail station, and a large park area between the two buildings. The planners wanted to create a small city model with large parks, playing fields, and other facilities.
However, various events, starting with the 1980 earthquake in Irpinia, led to urban decay inside this project and in the surrounding areas. Many families left homeless by the earthquake squatted inside the Vele. The lack of police presence, led to a rise in Camorra drug trade, as well as other gang and illicit activity.
South Africa:
In South Africa, the most prominent urban decay case is Hillbrow, an inner-city neighborhood of Johannesburg which was formerly affluent. At the end of apartheid in 1994, many middle-class white residents moved out and were replaced by mainly low-income workers and unemployed people, including many refugees and undocumented immigrants from neighboring countries.
Many businesses that operated in the area followed their customers to the suburbs, and some apartment buildings were "hi-jacked" by gangs who collected rentals from residents but failed to pay the utility bills, leading to termination of municipal services and a refusal by the legal owners to invest in maintenance or cleaning.
Occupied today by low-income residents and immigrants and being heavily over-crowded; the proliferation of crime, drugs, illegal businesses, and decay of properties have become prevalent.
Germany:
Many east German towns such as Hoyerswerda face or are facing significant population loss and urban shrinkage since the reunification of Germany in 1990. Hoyerswerda's population has dropped about 40% since its peak and there is a significant lack of teenagers and twenty-somethings due to the declining birthrates during the uncertainty of reunification.
Part of the blight in east Germany is due to the construction and preservation practices of the socialist government under the German Democratic Republic (GDR). To fill the housing needs, the GDR quickly built many prefabricated apartment buildings.
In addition, historic preservation of pre-war buildings varied; in some cases, the rubble of buildings destroyed by the war were simply left there while in other cases the debris was removed, and an empty lot remained. Other standing historical structures were left to decay in the early GDR as they did not represent the socialist ideals of the country.
Policy responses to urban decay:
The main responses to urban decay have been through positive public intervention and policy, through a plethora of initiatives, funding streams, and agencies, using the principles of New Urbanism (or through Urban Renaissance, its UK/European equivalent). Gentrification has also had a significant effect, and remains the primary means of a natural remedy.
United States:
Further information:
In the United States, early government policies included "urban renewal" and building of large-scale housing projects for the poor. Urban renewal demolished entire neighborhoods in many inner cities and it was as much a cause of urban decay as a remedy. These government efforts are now thought by many to have been misguided.
For multiple reasons including increased demand for urban amenities, some cities have rebounded from these policy mistakes. Meanwhile, some of the inner suburbs built in the 1950s and 60s are beginning the process of decay, as those who are living in the inner city are pushed out due to gentrification.
Europe:
In Western Europe, where undeveloped land is scarce and urban areas are generally recognized as the drivers of the new information and service economies, urban renewal has become an industry in itself, with hundreds of agencies and charities set up to tackle the issue.
European cities have the benefit of historical organic development patterns already concurrent to the New Urbanist model, and although derelict, most cities have attractive historical quarters and buildings ripe for redevelopment.
In the inner-city estates and suburban cities, the solution is often more drastic, with 1960s and 70s state housing projects being totally demolished and rebuilt in a more traditional European urban style, with a mix of housing types, sizes, prices, and tenures, as well as a mix of other uses such as retail or commercial.
One of the best examples of this is in Hulme, Manchester, which was cleared of 19th-century housing in the 1950s to make way for a large estate of high-rise flats. During the 1990s, it was cleared again to make way for new development built along new urbanist lines.
See also:
Metropolitan Los Angeles for example, despite popular notions of being a sprawling city, is the densest major urban area (over 1,000,000 population) in the US, being denser than the New York urban area and the San Francisco urban area.
In the United States, for example, most of metropolitan Los Angeles is built at more uniform low to moderate density, leading to a much higher overall density for the entire region.
This is in contrast to New York, San Francisco or Chicago which have compact, high-density cores surrounded by areas of very low-density suburban periphery, such as eastern Suffolk County in the New York metro area and Marin County in the San Francisco Bay Area.
Some cases of sprawl challenge the definition of the term and what conditions are necessary for urban growth to be considered sprawl. Metropolitan regions such as Greater Mexico City, Delhi National Capital Region and Beijing, are often regarded as sprawling despite being relatively dense and mixed use.
Click on any of the following blue hyperlinks for more about Urban Sprawl:
- History
- Characteristics
- Effect
- Debate
- Alternative development styles
- See also:
- Conurbation
- Effects of the car on societies
- Gentrification
- General Motors streetcar conspiracy
- Index of urban studies articles
- Principles of intelligent urbanism
- Rural–urban fringe
- Ribbon development
- Town centre
- Waste management
- Wildland–urban interface
- Affluenza
- Boomburb
- Commuter town
- Concentric zone model
- Conspicuous consumption
- Consumerism
- Deforestation
- Demography
- Edge city
- Elbow roomers
- Garden real estate
- Habitat fragmentation
- Induced demand
- Landscape ecology
- Land value tax
- Location Efficient Mortgage
- Megacity
- Microdistrict
- NIMBY
- Overconsumption
- Peak oil
- Prime farmland
- Rural flight
- Simple living
- Spatial planning
- Streetcar suburb
- World population
Urban decay (also known as urban rot, urban death or urban blight) is the sociological process by which a previously functioning city, or part of a city, falls into disrepair and decrepitude. There is no single process that leads to urban decay which is why it can be hard to encapsulate its magnitude.
Urban decay can include the following aspects:
- Deindustrialization
- Depopulation or overpopulation
- Counterurbanization
- Economic Restructuring
- Increased poverty
- Fragmented families
- Low overall living standards or quality of life
- Political disenfranchisement
- Crime (e.g., gang activity, corruption, and drug-related crime)
- Large and/or less regulated populations of urban wildlife (e.g., abandoned pets, feral animals, and semi-feral animals)
- Elevated levels of pollution (e.g., air pollution, noise pollution, water pollution, and light pollution)
- Desolate cityscape known as greyfield land or urban prairie
Since the 1970s and 1980s, urban decay has been a phenomenon associated with some Western cities, especially in North America and parts of Europe. Cities have experienced population flights to the suburbs and exurb commuter towns; often in the form of white flight.
Another characteristic of urban decay is blight - the visual, psychological, and physical effects of living among empty lots, buildings, and condemned houses.
Urban decay has no single cause. It results from combinations of inter-related socio-economic conditions, including the city's urban planning decisions, the poverty of the local populace, the construction of freeways and railroad lines that bypass or run through the area, depopulation by suburbanization of peripheral lands, real estate neighborhood redlining, and immigration restrictions.
Causes:
During the Industrial Revolution, many people moved from rural areas to cities for employment in the manufacturing industry, thus causing urban populations to boom.
Subsequent economic change left many cities economically vulnerable. Studies such as the Urban Task Force (DETR 1999), the Urban White Paper (DETR 2000), and a study of Scottish cities (2003) posit those areas suffering from industrial decline, high unemployment, poverty, and a decaying physical environment (sometimes including contaminated land and obsolete infrastructure)—prove "highly resistant to improvement".
Changes in transportation from the public to the private, (specifically the private motor car) eliminated some of the cities' public transport service advantages, e.g., fixed-route buses and trains.
In particular, at the end of World War II, many political decisions favored suburban development and encouraged suburbanization through financial incentives like FHA loans and VA mortgage aid. This allowed many veterans of World War II and their families to afford comfortable single family housing in suburbs.
The manufacturing industry has historically been a base for the prosperity of major cities. When these industries relocate to larger, less urban environments, some cities have experienced population loss with associated urban decay, and even riots. Cutbacks on police and fire services may result, while lobbying for government funded housing may increase.
Increased city taxes encourage residents to move out. Libertarian economists argue that rent control contributes to urban blight by reducing new construction and investment in housing and disincentivizing maintenance.
Countries:
United States:
Further information: Rust Belt and United States cities by crime rate
Historically in the United States, the white middle class gradually left the cities for suburban areas due to African-American migration north toward cities after World War I. American cities often declare blighted status once determined that urban renewal strategies are the most appropriate means to encourage the private investment for reversing deteriorating downtown conditions.
Some historians differentiate between the first Great Migration (1910–1930), numbering about 1.6 million African-American migrants who left mostly Southern rural areas to migrate to northern and Midwestern industrial cities, and, after a lull during the Great Depression, a Second Great Migration (1940–1970), in which 5 million or more African-Americans moved, including many to California and various western cities.
Between 1910 and 1970, African-Americans moved from southern States, especially Alabama, Louisiana, Mississippi, and Texas to other regions of the United States, many of them townspeople with urban skills.
By the end of the Second Great Migration, African-Americans had become an urbanized population, with more than 80% of Black Americans living in cities. A majority of 53 percent remained in the South, while 40 percent lived in the Northeast and Midwest and 7 percent in the West.
From the 1930s until 1977, African-Americans seeking borrowed capital for housing and businesses were discriminated against via the federal-government–legislated discriminatory lending practices for the Federal Housing Administration (FHA) via redlining. In 1977, the US Congress passed the Community Reinvestment Act, designed to encourage commercial banks and savings associations to help meet the needs of borrowers in all segments of their communities, including low- and moderate-income neighborhoods.
Later urban centers were drained further through the advent of mass car ownership, the marketing of suburbia as a location to move to, and the building of the Interstate Highway System. In North America, this shift manifested itself in strip malls, suburban retail and employment centers, and very low-density housing estates. Large areas of many northern cities in the United States experienced population decreases and a degradation of urban areas.
Inner-city property values declined, and economically disadvantaged populations moved in. In the U.S., the new inner-city poor were often African-Americans that migrated from the South in the 1920s and 1930s. As they moved into traditional white neighborhoods, ethnic frictions served to accelerate flight to the suburbs.
United Kingdom:
Like many industrial nations before the Second World War, the United Kingdom carried out extensive slum clearances. These efforts continued after the war, however in many of these slums, depopulation became common, producing compounding decay.
The UK is unlike much of Europe in having high overall population density, but low urban population density outside of London. In London, many former slum neighbourhoods like in Islington became "highly prized," however this was the exception to the rule, and much of the north of England remains deprived.
The Joseph Rowntree Foundation in the 1980s and 90s undertook extensive studies culminating with a 1991 report which analyzed the 20 most difficult council estates.
Many of the most unpopular estates were in East London, Newcastle upon Tyne, Greater Manchester, Glasgow, the South Wales valleys, and Liverpool, their unpopularity driven by a variety of causes from the loss of key industries, population decline, and counterurbanization.
Population decline in particular was noted to be faster in inner city areas than in outer ones, however a decline was noted throughout the 1970s, 80s, and 90s in both inner and outer city areas. Jobs declined between 1984 and 1991 (a decline observed particularly among men), while outer areas saw job growth (particularly among women).
The UK also saw urban areas become more ethnically diverse, however urban decline was not limited to areas which saw population changes. Manchester in 1991 had a non-white population 7.5% higher than the national average, but Newcastle had a 1% smaller non-white population.
Features of British urban decay analyzed by the Foundation included empty houses; widespread demolitions; declining property values; and low demand for all property types, neighborhoods, and tenures.
Urban decay has been found by the Foundation to be "more extreme and therefore more visible" in the north of the United Kingdom. They note this trend of northern decline has been observed not just in the United Kingdom but also in much of Europe.
Some seaside resort towns have also experienced urban decay towards the end of the 20th century. The UK's period of urban decay was exemplified by The Specials' 1981 hit single "Ghost Town".
France:
Main article: Banlieue
Large French cities are often surrounded by areas of urban decay. While city centers tend to be occupied mainly by upper-class residents, cities are often surrounded by public housing developments, with many tenants being of North African origin (from Morocco, Algeria and Tunisia), and recent immigrants.
From the 1950s to the 1970s, publicly funded housing projects resulted in large areas of mid to high-rise buildings. These modern "grands ensembles" were welcomed at the time, as they replaced shanty towns and raised living standards, but these areas were heavily affected by economic depression in the 1980s.
The banlieues of large cities like Lyon, especially the northern Parisian banlieues, are severely criticized and forgotten by the country's territorial spatial planning administration.
They have been ostracized ever since the French Commune government of 1871, considered as "lawless" or "outside the law", even "outside the Republic", as opposed to "deep France" or "authentic France", which is associated with the countryside.
In November 2005, the French suburbs were the scene of severe riots sparked by the accidental electrocution of two teenagers in the northern suburbs of Paris, and fueled in part by the substandard living conditions in these areas. Many deprived suburbs of French cities were suddenly the scenes of clashes between youngsters and the police, with violence and numerous car burnings resulting in huge media coverage.
Today the situation remains generally unchanged; however, there is a level of disparity. Some areas are experiencing increased drug trafficking, while some northern suburbs of Paris and areas like Vaulx-en-Velin are undergoing refurbishment and re-development.
Some previously mono-industrial towns in France are experiencing increasing crime, decay, and decreasing population. The issue remains a divisive issue in French public politics.
Italy:
In Italy, one of the most well-known case of urban decay is represented by the Vele di Scampia, a large public housing estate built between 1962 and 1975 in the Scampia neighborhood of Naples.
The idea behind the project was to provide a huge urban housing project, where hundreds of families could socialize and create a community. The design included a public transportation rail station, and a large park area between the two buildings. The planners wanted to create a small city model with large parks, playing fields, and other facilities.
However, various events, starting with the 1980 earthquake in Irpinia, led to urban decay inside this project and in the surrounding areas. Many families left homeless by the earthquake squatted inside the Vele. The lack of police presence, led to a rise in Camorra drug trade, as well as other gang and illicit activity.
South Africa:
In South Africa, the most prominent urban decay case is Hillbrow, an inner-city neighborhood of Johannesburg which was formerly affluent. At the end of apartheid in 1994, many middle-class white residents moved out and were replaced by mainly low-income workers and unemployed people, including many refugees and undocumented immigrants from neighboring countries.
Many businesses that operated in the area followed their customers to the suburbs, and some apartment buildings were "hi-jacked" by gangs who collected rentals from residents but failed to pay the utility bills, leading to termination of municipal services and a refusal by the legal owners to invest in maintenance or cleaning.
Occupied today by low-income residents and immigrants and being heavily over-crowded; the proliferation of crime, drugs, illegal businesses, and decay of properties have become prevalent.
Germany:
Many east German towns such as Hoyerswerda face or are facing significant population loss and urban shrinkage since the reunification of Germany in 1990. Hoyerswerda's population has dropped about 40% since its peak and there is a significant lack of teenagers and twenty-somethings due to the declining birthrates during the uncertainty of reunification.
Part of the blight in east Germany is due to the construction and preservation practices of the socialist government under the German Democratic Republic (GDR). To fill the housing needs, the GDR quickly built many prefabricated apartment buildings.
In addition, historic preservation of pre-war buildings varied; in some cases, the rubble of buildings destroyed by the war were simply left there while in other cases the debris was removed, and an empty lot remained. Other standing historical structures were left to decay in the early GDR as they did not represent the socialist ideals of the country.
Policy responses to urban decay:
The main responses to urban decay have been through positive public intervention and policy, through a plethora of initiatives, funding streams, and agencies, using the principles of New Urbanism (or through Urban Renaissance, its UK/European equivalent). Gentrification has also had a significant effect, and remains the primary means of a natural remedy.
United States:
Further information:
- Community Reinvestment Act,
- Social programs in the United States,
- and Law enforcement in the United States
In the United States, early government policies included "urban renewal" and building of large-scale housing projects for the poor. Urban renewal demolished entire neighborhoods in many inner cities and it was as much a cause of urban decay as a remedy. These government efforts are now thought by many to have been misguided.
For multiple reasons including increased demand for urban amenities, some cities have rebounded from these policy mistakes. Meanwhile, some of the inner suburbs built in the 1950s and 60s are beginning the process of decay, as those who are living in the inner city are pushed out due to gentrification.
Europe:
In Western Europe, where undeveloped land is scarce and urban areas are generally recognized as the drivers of the new information and service economies, urban renewal has become an industry in itself, with hundreds of agencies and charities set up to tackle the issue.
European cities have the benefit of historical organic development patterns already concurrent to the New Urbanist model, and although derelict, most cities have attractive historical quarters and buildings ripe for redevelopment.
In the inner-city estates and suburban cities, the solution is often more drastic, with 1960s and 70s state housing projects being totally demolished and rebuilt in a more traditional European urban style, with a mix of housing types, sizes, prices, and tenures, as well as a mix of other uses such as retail or commercial.
One of the best examples of this is in Hulme, Manchester, which was cleared of 19th-century housing in the 1950s to make way for a large estate of high-rise flats. During the 1990s, it was cleared again to make way for new development built along new urbanist lines.
See also:
- Towards a Strong Urban Renaissance' Follow up report to UK Government's 'Urban task Force' report
- http://urban.probeinternational.org/ Urban Renaissance Institute
- Benign neglect
- Black flight
- Brownfield
- Crime prevention through environmental design
- Dead mall
- Deindustrialization
- Deurbanization
- Gentrification, the reverse process
- Fenceline community
- Food desert
- Ghetto tax
- Ghost town
- Greyfield
- Land recycling
- Modern ruins
- Municipal disinvestment
- NIMBY
- Redlining
- Rural flight, the country counterpart
- Shrinking cities
- Slum clearance
- Spatial mismatch, mismatch between job location and residence
- Survivalism
- Retail apocalypse
- Rural ghetto
- Rural poverty
- Ruin porn
- Urban exploration
- Urban prairie
- Urbicide
- White flight
Urban Planning
- YouTube Video: What is Urban Planning?
- YouTube Video: Why City Design is Important (and Why I Hate Houston)
- YouTube Video: 15 things you may not know about city planning
Urban planning, also known as town planning, city planning, regional planning, or rural planning, is a technical and political process that is focused on the development and design of land use and the built environment, including air, water, and the infrastructure passing into and out of urban areas, such as transportation, communications, and distribution networks and their accessibility.
Traditionally, urban planning followed a top-down approach in master planning the physical layout of human settlements. The primary concern was the public welfare, which included considerations of efficiency, sanitation, protection and use of the environment, as well as effects of the master plans on the social and economic activities.
Over time, urban planning has adopted a focus on the social and environmental bottom-lines that focus on planning as a tool to improve the health and well-being of people while maintaining sustainability standards.
Sustainable development was added as one of the main goals of all planning endeavors in the late 20th century when the detrimental economic and the environmental impacts of the previous models of planning had become apparent.
Similarly, in the early 21st century, Jane Jacob's writings on legal and political perspectives to emphasize the interests of residents, businesses and communities effectively influenced urban planners to take into broader consideration of resident experiences and needs while planning.
Urban planning answers questions about how people will live, work and play in a given area and thus, guides orderly development in urban, suburban and rural areas.
Although predominantly concerned with the planning of settlements and communities urban planners are also responsible for planning:
Since most urban planning teams consist of highly educated individuals that work for city governments, recent debates focus on how to involve more community members in city planning processes.
Urban planning is an interdisciplinary field that includes:
Practitioners of urban planning are concerned with:
It is closely related to the field of urban design and some urban planners provide designs for streets, parks, buildings and other urban areas. Urban planners work with the cognate fields of civil engineering, landscape architecture, architecture, and public administration to achieve strategic, policy and sustainability goals.
Early urban planners were often members of these cognate fields though today, urban planning is a separate, independent professional discipline. The discipline of urban planning is the broader category that includes different sub-fields such as:
Creating the plans requires a thorough understanding of penal codes and zonal codes of planning.
Another important aspect of urban planning is that the range of urban planning projects include the large-scale master planning of empty sites or Greenfield projects as well as small-scale interventions and refurbishments of existing structures, buildings and public spaces.
Pierre Charles L'Enfant in Washington, D.C., Daniel Burnham in Chicago, Lúcio Costa in Brasília and Georges-Eugene Haussmann in Paris planned cities from scratch, and Robert Moses and Le Corbusier refurbished and transformed cities and neighborhoods to meet their ideas of urban planning.
History:
Further information: History of urban planning and Grid Plan
There is evidence of urban planning and designed communities dating back to the Mesopotamian, Indus Valley, Minoan, and Egyptian civilizations in the third millennium BCE.
Archaeologists studying the ruins of cities in these areas find paved streets that were laid out at right angles in a grid pattern. The idea of a planned out urban area evolved as different civilizations adopted it.
Beginning in the 8th century BCE, Greek city states primarily used orthogonal (or grid-like) plans. Hippodamus of Miletus (498–408 BC), the ancient Greek architect and urban planner, is considered to be "the father of European urban planning", and the namesake of the "Hippodamian plan" (grid plan) of city layout.
The ancient Romans, inspired by the Greeks, also used orthogonal plans for their cities. City planning in the Roman world was developed for military defense and public convenience.
The spread of the Roman Empire subsequently spread the ideas of urban planning. As the Roman Empire declined, these ideas slowly disappeared. However, many cities in Europe still held onto the planned Roman city center.
Cities in Europe from the 9th to 14th centuries, often grew organically and sometimes chaotically. But in the following centuries with the coming of the Renaissance many new cities were enlarged with newly planned extensions.
From the 15th century on, much more is recorded of urban design and the people that were involved. In this period, theoretical treatises on architecture and urban planning start to appear in which theoretical questions around planning the main lines, ensuring plans meet the needs of the given population and so forth are addressed and designs of towns and cities are described and depicted.
During the Enlightenment period, several European rulers ambitiously attempted to redesign capital cities. During the Second French Empire, Baron Georges-Eugène Haussmann, under the direction of Napoleon III, redesigned the city of Paris into a more modern capital, with long, straight, wide boulevards.
Planning and architecture went through a paradigm shift at the turn of the 20th century. The industrialized cities of the 19th century grew at a tremendous rate. The evils of urban life for the working poor were becoming increasingly evident as a matter of public concern.
The laissez-faire style of government management of the economy, in fashion for most of the Victorian era, was starting to give way to a New Liberalism that championed intervention on the part of the poor and disadvantaged.
Around 1900, theorists began developing urban planning models to mitigate the consequences of the industrial age, by providing citizens, especially factory workers, with healthier environments. The following century would therefore be globally dominated by a central planning approach to urban planning, not necessarily representing an increment in the overall quality of the urban realm.
At the beginning of the 20th century, urban planning began to be recognized as a separate profession. The Town and Country Planning Association was founded in 1899 and the first academic course in Great Britain on urban planning was offered by the University of Liverpool in 1909.
In the 1920s, the ideas of modernism and uniformity began to surface in urban planning, and lasted until the 1970s. In 1933, Le Corbusier presented the Radiant City, a city that grows up in the form of towers, as a solution to the problem of pollution and over-crowding. But many planners started to believe that the ideas of modernism in urban planning led to higher crime rates and social problems.
In the second half of the 20th century, urban planners gradually shifted their focus to individualism and diversity in urban centers.
21st century practices:
See also: Mobility transition
Urban planners studying the effects of increasing congestion in urban areas began to address the externalities, the negative impacts caused by induced demand from larger highway systems in western countries such as in the United States.
The United Nations Department of Economic and Social Affairs predicted in 2018 that around 2.5 billion more people occupy urban areas by 2050 according to population elements of global migration.
New planning theories have adopted non-traditional concepts such as Blue Zones and Innovation Districts to incorporate geographic areas within the city that allow for novel business development and the prioritization of infrastructure that would assist with improving the quality of life of citizens by extending their potential lifespan.
Planning practices have incorporated policy changes to help address anthropocentric global climate change. London began to charge a congestion charge for cars trying to access already crowded places in the city. Cities nowadays stress the importance of public transit and cycling by adopting such policies.
Theories:
Planning theory is the body of scientific concepts, definitions, behavioral relationships, and assumptions that define the body of knowledge of urban planning.
There are eight procedural theories of planning that remain the principal theories of planning procedure today:
Some other conceptual planning theories include Ebenezer Howard's The Three Magnets theory that he envisioned for the future of British settlement, also his Garden Cities, the Concentric Model Zone also called the Burgess Model by sociologist Ernest Burgess, the Radburn Superblock that encourages pedestrian movement, the Sector Model and the Multiple Nuclei Model among others.
Technical aspects:
Further information: Technical aspects of urban planning
Technical aspects of urban planning involve the application of scientific, technical processes, considerations and features that are involved in planning for land use, urban design, natural resources, transportation, and infrastructure.
Urban planning includes techniques such as:
In order to predict how cities will develop and estimate the effects of their interventions, planners use various models. These models can be used to indicate relationships and patterns in demographic, geographic, and economic data. They might deal with short-term issues such as how people move through cities, or long-term issues such as land use and growth.
One such model is the Geographic Information System (GIS) that is used to create a model of the existing planning and then to project future impacts on the society, economy and environment.
Building codes and other regulations dovetail with urban planning by governing how cities are constructed and used from the individual level. Enforcement methodologies include governmental zoning, planning permissions, and building codes, as well as private easements and restrictive covenants.
Urban planners:
Further information: Urban planner
An urban planner is a professional who works in the field of urban planning for the purpose of optimizing the effectiveness of a community's land use and infrastructure. They formulate plans for the development and management of urban and suburban areas, typically analyzing land use compatibility as well as economic, environmental and social trends.
In developing any plan for a community (whether commercial, residential, agricultural, natural or recreational), urban planners must consider a wide array of issues including sustainability, existing and potential pollution, transport including potential congestion, crime, land values, economic development, social equity, zoning codes, and other legislation.
The importance of the urban planner is increasing in the 21st century, as modern society begins to face issues of increased population growth, climate change and unsustainable development. An urban planner could be considered a green collar professional.
Some researchers suggest that urban planners around the world work in different "planning cultures", adapted to their local cities and cultures. However, professionals have identified skills, abilities and basic knowledge sets that are common to urban planners across national and regional boundaries.
Criticisms and debates:
The school of neoclassical economics argues that planning is unnecessary, or even harmful, because market efficiency allows for effective land use. A pluralist strain of political thinking argues in a similar vein that the government should not intrude in the political competition between different interest groups which decides how land is used.
The traditional justification for urban planning has in response been that the planner does to the city what the engineer or architect does to the home, that is, make it more amenable to the needs and preferences of its inhabitants.
The widely adopted consensus-building model of planning, which seeks to accommodate different preferences within the community has been criticized for being based upon, rather than challenging, the power structures of the community. Instead, agonism has been proposed as a framework for urban planning decision-making.
Another debate within the urban planning field is about who is included and excluded in the urban planning decision-making process. Most urban planning processes use a top-down approach which fails to include the residents of the places where urban planners and city officials are working.
Sherry Arnstein's "ladder of citizen participation" is oftentimes used by many urban planners and city governments to determine the degree of inclusivity or exclusivity of their urban planning. One main source of engagement between city officials and residents are city council meetings that are open to the residents and that welcome public comments.
Additionally, there are some federal requirements for citizen participation in government-funded infrastructure projects.
Many urban planners and planning agencies rely on community input for their policies and zoning plans. How effective community engagement is can be determined by how member's voices are heard and implemented.
Participatory urban planning:
Participatory planning in the United States emerged during the 1960s and 1970s. At the same time, participatory planning began to enter the development field, with similar characteristics and agendas.
There are many notable urban planners and activists whose work facilitated and shaped participatory planning movements. Jane Jacobs and her work is one of the most significant contributions to participatory planning because of the influence it had across the entire United States. There has also been a recent emergence in engaging youth in urban planning education.
See also:
Traditionally, urban planning followed a top-down approach in master planning the physical layout of human settlements. The primary concern was the public welfare, which included considerations of efficiency, sanitation, protection and use of the environment, as well as effects of the master plans on the social and economic activities.
Over time, urban planning has adopted a focus on the social and environmental bottom-lines that focus on planning as a tool to improve the health and well-being of people while maintaining sustainability standards.
Sustainable development was added as one of the main goals of all planning endeavors in the late 20th century when the detrimental economic and the environmental impacts of the previous models of planning had become apparent.
Similarly, in the early 21st century, Jane Jacob's writings on legal and political perspectives to emphasize the interests of residents, businesses and communities effectively influenced urban planners to take into broader consideration of resident experiences and needs while planning.
Urban planning answers questions about how people will live, work and play in a given area and thus, guides orderly development in urban, suburban and rural areas.
Although predominantly concerned with the planning of settlements and communities urban planners are also responsible for planning:
- the efficient transportation of goods, resources, people and waste;
- the distribution of basic necessities such as water and electricity;
- a sense of inclusion and opportunity for people of all kinds, culture and needs;
- economic growth or business development;
- improving health and conserving areas of natural environmental significance that actively contributes to reduction in CO2 emissions as well as protecting heritage structures and built environments.
Since most urban planning teams consist of highly educated individuals that work for city governments, recent debates focus on how to involve more community members in city planning processes.
Urban planning is an interdisciplinary field that includes:
- civil engineering,
- architecture,
- human geography,
- politics,
- social science
- and design sciences.
Practitioners of urban planning are concerned with:
- research and analysis,
- strategic thinking,
- engineering architecture,
- urban design,
- public consultation,
- policy recommendations,
- implementation
- and management.
It is closely related to the field of urban design and some urban planners provide designs for streets, parks, buildings and other urban areas. Urban planners work with the cognate fields of civil engineering, landscape architecture, architecture, and public administration to achieve strategic, policy and sustainability goals.
Early urban planners were often members of these cognate fields though today, urban planning is a separate, independent professional discipline. The discipline of urban planning is the broader category that includes different sub-fields such as:
- land-use planning,
- zoning,
- economic development,
- environmental planning,
- and transportation planning.
Creating the plans requires a thorough understanding of penal codes and zonal codes of planning.
Another important aspect of urban planning is that the range of urban planning projects include the large-scale master planning of empty sites or Greenfield projects as well as small-scale interventions and refurbishments of existing structures, buildings and public spaces.
Pierre Charles L'Enfant in Washington, D.C., Daniel Burnham in Chicago, Lúcio Costa in Brasília and Georges-Eugene Haussmann in Paris planned cities from scratch, and Robert Moses and Le Corbusier refurbished and transformed cities and neighborhoods to meet their ideas of urban planning.
History:
Further information: History of urban planning and Grid Plan
There is evidence of urban planning and designed communities dating back to the Mesopotamian, Indus Valley, Minoan, and Egyptian civilizations in the third millennium BCE.
Archaeologists studying the ruins of cities in these areas find paved streets that were laid out at right angles in a grid pattern. The idea of a planned out urban area evolved as different civilizations adopted it.
Beginning in the 8th century BCE, Greek city states primarily used orthogonal (or grid-like) plans. Hippodamus of Miletus (498–408 BC), the ancient Greek architect and urban planner, is considered to be "the father of European urban planning", and the namesake of the "Hippodamian plan" (grid plan) of city layout.
The ancient Romans, inspired by the Greeks, also used orthogonal plans for their cities. City planning in the Roman world was developed for military defense and public convenience.
The spread of the Roman Empire subsequently spread the ideas of urban planning. As the Roman Empire declined, these ideas slowly disappeared. However, many cities in Europe still held onto the planned Roman city center.
Cities in Europe from the 9th to 14th centuries, often grew organically and sometimes chaotically. But in the following centuries with the coming of the Renaissance many new cities were enlarged with newly planned extensions.
From the 15th century on, much more is recorded of urban design and the people that were involved. In this period, theoretical treatises on architecture and urban planning start to appear in which theoretical questions around planning the main lines, ensuring plans meet the needs of the given population and so forth are addressed and designs of towns and cities are described and depicted.
During the Enlightenment period, several European rulers ambitiously attempted to redesign capital cities. During the Second French Empire, Baron Georges-Eugène Haussmann, under the direction of Napoleon III, redesigned the city of Paris into a more modern capital, with long, straight, wide boulevards.
Planning and architecture went through a paradigm shift at the turn of the 20th century. The industrialized cities of the 19th century grew at a tremendous rate. The evils of urban life for the working poor were becoming increasingly evident as a matter of public concern.
The laissez-faire style of government management of the economy, in fashion for most of the Victorian era, was starting to give way to a New Liberalism that championed intervention on the part of the poor and disadvantaged.
Around 1900, theorists began developing urban planning models to mitigate the consequences of the industrial age, by providing citizens, especially factory workers, with healthier environments. The following century would therefore be globally dominated by a central planning approach to urban planning, not necessarily representing an increment in the overall quality of the urban realm.
At the beginning of the 20th century, urban planning began to be recognized as a separate profession. The Town and Country Planning Association was founded in 1899 and the first academic course in Great Britain on urban planning was offered by the University of Liverpool in 1909.
In the 1920s, the ideas of modernism and uniformity began to surface in urban planning, and lasted until the 1970s. In 1933, Le Corbusier presented the Radiant City, a city that grows up in the form of towers, as a solution to the problem of pollution and over-crowding. But many planners started to believe that the ideas of modernism in urban planning led to higher crime rates and social problems.
In the second half of the 20th century, urban planners gradually shifted their focus to individualism and diversity in urban centers.
21st century practices:
See also: Mobility transition
Urban planners studying the effects of increasing congestion in urban areas began to address the externalities, the negative impacts caused by induced demand from larger highway systems in western countries such as in the United States.
The United Nations Department of Economic and Social Affairs predicted in 2018 that around 2.5 billion more people occupy urban areas by 2050 according to population elements of global migration.
New planning theories have adopted non-traditional concepts such as Blue Zones and Innovation Districts to incorporate geographic areas within the city that allow for novel business development and the prioritization of infrastructure that would assist with improving the quality of life of citizens by extending their potential lifespan.
Planning practices have incorporated policy changes to help address anthropocentric global climate change. London began to charge a congestion charge for cars trying to access already crowded places in the city. Cities nowadays stress the importance of public transit and cycling by adopting such policies.
Theories:
- Further information: Theories of urban planning
- See also: Planning cultures
Planning theory is the body of scientific concepts, definitions, behavioral relationships, and assumptions that define the body of knowledge of urban planning.
There are eight procedural theories of planning that remain the principal theories of planning procedure today:
- the rational-comprehensive approach,
- the incremental approach,
- the transactive approach,
- the communicative approach,
- the advocacy approach,
- the equity approach,
- the radical approach,
- and the humanist or phenomenological approach.
Some other conceptual planning theories include Ebenezer Howard's The Three Magnets theory that he envisioned for the future of British settlement, also his Garden Cities, the Concentric Model Zone also called the Burgess Model by sociologist Ernest Burgess, the Radburn Superblock that encourages pedestrian movement, the Sector Model and the Multiple Nuclei Model among others.
Technical aspects:
Further information: Technical aspects of urban planning
Technical aspects of urban planning involve the application of scientific, technical processes, considerations and features that are involved in planning for land use, urban design, natural resources, transportation, and infrastructure.
Urban planning includes techniques such as:
- predicting population growth,
- zoning,
- geographic mapping and analysis,
- analyzing park space,
- surveying the water supply,
- identifying transportation patterns,
- recognizing food supply demands,
- allocating healthcare and social services,
- and analyzing the impact of land use.
In order to predict how cities will develop and estimate the effects of their interventions, planners use various models. These models can be used to indicate relationships and patterns in demographic, geographic, and economic data. They might deal with short-term issues such as how people move through cities, or long-term issues such as land use and growth.
One such model is the Geographic Information System (GIS) that is used to create a model of the existing planning and then to project future impacts on the society, economy and environment.
Building codes and other regulations dovetail with urban planning by governing how cities are constructed and used from the individual level. Enforcement methodologies include governmental zoning, planning permissions, and building codes, as well as private easements and restrictive covenants.
Urban planners:
Further information: Urban planner
An urban planner is a professional who works in the field of urban planning for the purpose of optimizing the effectiveness of a community's land use and infrastructure. They formulate plans for the development and management of urban and suburban areas, typically analyzing land use compatibility as well as economic, environmental and social trends.
In developing any plan for a community (whether commercial, residential, agricultural, natural or recreational), urban planners must consider a wide array of issues including sustainability, existing and potential pollution, transport including potential congestion, crime, land values, economic development, social equity, zoning codes, and other legislation.
The importance of the urban planner is increasing in the 21st century, as modern society begins to face issues of increased population growth, climate change and unsustainable development. An urban planner could be considered a green collar professional.
Some researchers suggest that urban planners around the world work in different "planning cultures", adapted to their local cities and cultures. However, professionals have identified skills, abilities and basic knowledge sets that are common to urban planners across national and regional boundaries.
Criticisms and debates:
The school of neoclassical economics argues that planning is unnecessary, or even harmful, because market efficiency allows for effective land use. A pluralist strain of political thinking argues in a similar vein that the government should not intrude in the political competition between different interest groups which decides how land is used.
The traditional justification for urban planning has in response been that the planner does to the city what the engineer or architect does to the home, that is, make it more amenable to the needs and preferences of its inhabitants.
The widely adopted consensus-building model of planning, which seeks to accommodate different preferences within the community has been criticized for being based upon, rather than challenging, the power structures of the community. Instead, agonism has been proposed as a framework for urban planning decision-making.
Another debate within the urban planning field is about who is included and excluded in the urban planning decision-making process. Most urban planning processes use a top-down approach which fails to include the residents of the places where urban planners and city officials are working.
Sherry Arnstein's "ladder of citizen participation" is oftentimes used by many urban planners and city governments to determine the degree of inclusivity or exclusivity of their urban planning. One main source of engagement between city officials and residents are city council meetings that are open to the residents and that welcome public comments.
Additionally, there are some federal requirements for citizen participation in government-funded infrastructure projects.
Many urban planners and planning agencies rely on community input for their policies and zoning plans. How effective community engagement is can be determined by how member's voices are heard and implemented.
Participatory urban planning:
Participatory planning in the United States emerged during the 1960s and 1970s. At the same time, participatory planning began to enter the development field, with similar characteristics and agendas.
There are many notable urban planners and activists whose work facilitated and shaped participatory planning movements. Jane Jacobs and her work is one of the most significant contributions to participatory planning because of the influence it had across the entire United States. There has also been a recent emergence in engaging youth in urban planning education.
See also:
- Air pollution
- Aire de mise en valeur de l'architecture et du paysage
- Behavioral urbanism
- Bicycle-friendly
- Circulation planning
- Cycling infrastructure
- Development studies
- Domestic travel restrictions
- Elbow roomers
- Epidemiology
- Hazard mitigation
- Index of urban planning articles
- Land recycling
- List of planned cities
- List of planning journals
- List of urban planners
- List of urban plans
- List of urban theorists
- Living street
- Low emission zone
- Noise pollution
- Permeability
- Planning cultures
- Regional planning
- Road traffic safety
- Rural development
- Smart city
- Universal design
- Urban design
- Urban density
- Urban economics
- Urban planning education
- Urban green space
- Urban history
- Urban informatics
- Urban planning in communist countries
- Urban studies
- Urban theory
- Urban vitality
- Walkability
- Walking audit
- Stroad
- Urban planning at Curlie
- American Planning Association
Urban Politics in the United States
- YouTube Video: Introduction to Urban Politics
- YouTube Video: Urban Politics and Policy: Why Cities Matter
- YouTube Video: The Politics of Urban Development
American urban politics refers to politics within cities of the United States of America. City governments, run by mayors or city councils, hold a restricted amount of governing power. State and federal governments have been granted a large portion of city governance as laid out in the U.S. Constitution.
The small remaining power held by individual cities becomes a target of numerous outside influences such as large corporations and real-estate developers. American Urban Politics determine the socio-economic make-up of urban neighborhoods and contribute to the ever present disparity between Urban America and Suburban America.
Local power distribution:
Three main systems of city government describe local power distribution in the United States: mayor-council systems, the commission plan and the council-manager plan.
The mayor–council government has two variants, the weak-mayor system and the strong-mayor system. Under the weak-mayor system the mayor has extremely limited power and is forced to share power with other locally elected officials. The strong-mayor system allows the mayor to appoint certain officials and gives the mayor some veto powers.
Some communities have given the mayor additional veto, appointment, or reporting authorities, with some granting their mayors the power to initiate hiring or involuntary termination of the professional manager.
A city commission government consists of five to nine elected members of a city council who also serve as the heads of major city departments. This form of government blends legislative and executive branch functions in the same body. Proponents of the council-manager form typically consider the city commission form to be the predecessor of, not the alternative to, the council-manager form of government.
City governments search for an equilibrium in their relations with the external environment. Urban politics is politics in and about cities. This term refers to the diverse political structure that occurs in urban areas where there is diversity in both race and socioeconomic status. City governments search for an equilibrium in their relations with the external environment.
A city government's orientation reflects both its leaders' aspirations and its tax-services balance. politics plays an important role in explaining the path and direction a city chooses. A city's economic development functions and for the political decision to mobilize public capital. City investment in, and regulation of, development projects is the most effective means by which a city controls and molds its growth in pursuit of its future cityscape.
A council–manager government consists of a city council that appoints a professionally trained manager who is given responsibility for running the daily affairs of the city. The city council possesses the authority to remove any unsatisfactory manager at any time needed.
For further information: Local government in the United States
Urban regime theories:
Urban regime theories seek to explain relationships among elected officials and those individuals who influence their decisions.
Corporate regimes or development regimes promote growth and normally reflect the interests of a city's major corporations while neglecting the interests of poor, distressed areas of a city.
Caretaker regimes normally oppose large-scale development projects in fear of increased taxes and disrupting normal ways of life.
Progressive regimes respond to the needs of lower- and middle-class citizens and environmental groups to keep things as they are, rather than to economic growth.
Intergovernmental regimes exist in cities of extreme need that are mismanaged and financially troubled. The governor and state legislators are important regime actors.
History of urban America:
Main article: American urban history
During the westward expansion period of the 18th and 19th centuries, numerous areas were settled as trading posts along major transportation routes. Sometimes called “walking cities” because of their small size and limited mode of transportation, these areas were economic centers that had not yet experienced the influx of population that came with industrialization and immigration.
As industry and transportation technologies improved, American cities became centers of production and the process of urbanization began to take place. The country became increasingly urban, and cities grew not only in terms of population but also in size, with skyscrapers pushing cities upward and new transportation systems extending them outward.
Part of the urban population growth was fueled by an unprecedented mass immigration to the United States that continued unabated into the first two decades of the twentieth century. Cities became locations of opportunity that drove rural to urban migration, but the waves of people also led to congestion, overcrowded housing, undesirable living conditions, poor sanitation and major health epidemics.
As these problems persisted the rich and affluent citizens left the problems in the central city and moved to the outer edges, thus beginning the first stages of suburbanization that carried on well into the 20th century. Suburbanization boomed following the invention of railroads, automobiles, assembly-line production and telecommunications.
Urban America slowly lost its importance and moved toward a metropolitan America that, in most cases, consisted of poor, underdeveloped, old-city centers, surrounded by wealthy, developed suburbs and edge-cities.
See also:
The small remaining power held by individual cities becomes a target of numerous outside influences such as large corporations and real-estate developers. American Urban Politics determine the socio-economic make-up of urban neighborhoods and contribute to the ever present disparity between Urban America and Suburban America.
Local power distribution:
Three main systems of city government describe local power distribution in the United States: mayor-council systems, the commission plan and the council-manager plan.
The mayor–council government has two variants, the weak-mayor system and the strong-mayor system. Under the weak-mayor system the mayor has extremely limited power and is forced to share power with other locally elected officials. The strong-mayor system allows the mayor to appoint certain officials and gives the mayor some veto powers.
Some communities have given the mayor additional veto, appointment, or reporting authorities, with some granting their mayors the power to initiate hiring or involuntary termination of the professional manager.
A city commission government consists of five to nine elected members of a city council who also serve as the heads of major city departments. This form of government blends legislative and executive branch functions in the same body. Proponents of the council-manager form typically consider the city commission form to be the predecessor of, not the alternative to, the council-manager form of government.
City governments search for an equilibrium in their relations with the external environment. Urban politics is politics in and about cities. This term refers to the diverse political structure that occurs in urban areas where there is diversity in both race and socioeconomic status. City governments search for an equilibrium in their relations with the external environment.
A city government's orientation reflects both its leaders' aspirations and its tax-services balance. politics plays an important role in explaining the path and direction a city chooses. A city's economic development functions and for the political decision to mobilize public capital. City investment in, and regulation of, development projects is the most effective means by which a city controls and molds its growth in pursuit of its future cityscape.
A council–manager government consists of a city council that appoints a professionally trained manager who is given responsibility for running the daily affairs of the city. The city council possesses the authority to remove any unsatisfactory manager at any time needed.
For further information: Local government in the United States
Urban regime theories:
Urban regime theories seek to explain relationships among elected officials and those individuals who influence their decisions.
Corporate regimes or development regimes promote growth and normally reflect the interests of a city's major corporations while neglecting the interests of poor, distressed areas of a city.
Caretaker regimes normally oppose large-scale development projects in fear of increased taxes and disrupting normal ways of life.
Progressive regimes respond to the needs of lower- and middle-class citizens and environmental groups to keep things as they are, rather than to economic growth.
Intergovernmental regimes exist in cities of extreme need that are mismanaged and financially troubled. The governor and state legislators are important regime actors.
History of urban America:
Main article: American urban history
During the westward expansion period of the 18th and 19th centuries, numerous areas were settled as trading posts along major transportation routes. Sometimes called “walking cities” because of their small size and limited mode of transportation, these areas were economic centers that had not yet experienced the influx of population that came with industrialization and immigration.
As industry and transportation technologies improved, American cities became centers of production and the process of urbanization began to take place. The country became increasingly urban, and cities grew not only in terms of population but also in size, with skyscrapers pushing cities upward and new transportation systems extending them outward.
Part of the urban population growth was fueled by an unprecedented mass immigration to the United States that continued unabated into the first two decades of the twentieth century. Cities became locations of opportunity that drove rural to urban migration, but the waves of people also led to congestion, overcrowded housing, undesirable living conditions, poor sanitation and major health epidemics.
As these problems persisted the rich and affluent citizens left the problems in the central city and moved to the outer edges, thus beginning the first stages of suburbanization that carried on well into the 20th century. Suburbanization boomed following the invention of railroads, automobiles, assembly-line production and telecommunications.
Urban America slowly lost its importance and moved toward a metropolitan America that, in most cases, consisted of poor, underdeveloped, old-city centers, surrounded by wealthy, developed suburbs and edge-cities.
See also:
- Category:Politics by city in the United States
- Category:Mayoral elections in the United States by city
- Category:Local government in the United States
- The Wire (fictional television program about Baltimore)
- "Municipal Policy Resources". Research Guides. Carnegie Mellon University Libraries.
- "U.S. City Open Data Census". UK: Open Knowledge Foundation.
Suburbanization
- YouTube Video: The cost of commuting from the suburbs
- YouTube Video: 5 Pros & Cons of Living in the Suburbs
- YouTube Video: The Best Suburbs In North America: 10 Places With Great Urbanism Outside the Core City
Suburbanization, or suburbanisation, is a population shift from central urban areas into suburbs, resulting in the formation of (sub)urban sprawl.
As a consequence of the movement of households and businesses out of the city centers, low-density, peripheral urban areas grow. Sub-urbanization is inversely related to urbanization (urbanisation), which denotes a population shift from rural areas into urban centers.
Many residents of metropolitan regions work within the central urban area, but live outside of it, in satellite communities called suburbs, and commute to work by car or mass transit.
Others have the opportunity to work from home, due to technological advances. Suburbanization often occurs in more economically developed countries. The United States is believed to be the first country in which the majority of the population lived in suburbs rather than cities or rural areas.
Proponents of containing the urban sprawl argue that the sprawl leads to urban decay and a concentration of lower-income residents in the inner city, in addition to environmental harm.
In some cases, suburbanization is temporary. As population grows, the zones of the concentric zone model may move outward to escape the increasing density of inward areas. For example, Kings County, New York served New York City as farmland in the 18th century, with boats carrying produce across the East River. The steam ferry later made Brooklyn Heights a commuter town for Wall Street.
With streetcars, suburbanization spread through the county, and the City of Brooklyn grew to fill the county. Areas along the river became industrialized and apartment buildings filled the places where factories did not replace the scattered houses. As a result, much of Brooklyn transformed from a suburban economy into an urban economy entirely—many other suburbs followed this same cycle.
History:
United States:
Post–World War II economic expansion in the United States brought an increase in suburbanization, when soldiers returned home from war to reside in houses outside of the city. During this time America had a prosperous postwar economy, which resulted in more available leisure time and an increased priority in creating a family unit.
Throughout the years, the desire to separate work life and home life has grown, causing an increase in suburban populations. Suburbs are often built around certain industries such as restaurants, shopping, and entertainment, which allows suburban residents to travel less and interact more within the suburban area. Suburbs in the United States have also evolved through advances in technology, which allows for more opportunities in remote work rather than commuting.
In the early 21st century, the spread of communication services, such as broadband, e-mail, and practical home video conferencing, have enabled more people to work from home rather than commuting. This can occur either in the city or in the suburbs, thus giving the suburbs the same advantages, information. and supplies as centralized businesses had.
Similarly, the rise of modern delivery logistics in postal services, which take advantage of computerization and the availability of efficient transportation networks, also eliminates some of the advantages that were once to be had from having a business located in the city.
Industrial, warehousing, and factory land uses have also moved to suburban areas. This removes the need for company headquarters to be within a quick courier distance of the warehouses and ports. Urban areas often suffer from traffic congestion, which creates extra driver costs for the company that may have otherwise been reduced if they were located in a suburban area near a highway instead.
As with residential, lower property taxes and low land prices encourage selling industrial land for profitable brownfield redevelopment.
Suburban areas also offer more land to use as a buffer between industrial areas and residential and retail spaces. This may avoid NIMBY sentiments and gentrification pressure from the local community due to residential and retail areas being adjacent to industrial spaces in an urban area.
Suburban municipalities can offer tax breaks, specialized zoning, and regulatory incentives to attract industrial land users to their area, such as City of Industry, California. The overall effect of these developments is that both businesses and individuals now see an advantage to locating in the suburbs, where the cost of buying land, renting space, and running their operations is cheaper than in the city.
This continuing dispersal from a single-city center has led to another recent phenomena in American suburbs, the advent of edge cities and exurbs, which arise out of clusters of office buildings built in suburban commercial centers, shopping malls, and other high-density developments.
With more and more jobs for suburbanites being located in these areas rather than in the main city core that the suburbs grew out of, traffic patterns, which for decades centered on people commuting into the center city to work in the morning and then returning home in the evening, have become more complex, with the volume of intra-suburban traffic increasing tremendously.
By 2000, half of the US population lived in suburban areas.
Psychological Effects:
Social isolation:
Historically, it was believed that living in highly urban areas resulted in social isolation, disorganization, and psychological problems, while living in the suburbs was supposed to overall improve happiness, due to lower population density, lower crime, and a more stable population.
A study based on data from 1974, however, found this not to be the case, finding that people living in the suburbs had neither greater satisfaction with their neighborhood nor greater satisfaction with the quality of their lives as compared to people living in urban areas.
Drug abuse:
Pre-existing disparities in the demographic composition of suburbs pose problems in drug consumption and abuse. This is due to the disconnection created between drug addiction and the biased outward perception of suburban health and safety.
The difference in drug mortality rates of suburban and urban spaces is sometimes fueled by the relationship between the general public, medical practitioners, and the pharmaceutical industry. These affluent individuals who are living in the suburbs often have an increased means of obtaining otherwise expensive and potent drugs, such as opioids and narcotics through valid prescriptions.
In the United States, the combination of demographic and economic features created as a result of suburbanization has increased the risk of drug abuse in suburban communities.
Heroin in suburban communities has increased in incidence as new heroin users in the United States are predominantly white suburban men and women in their early twenties.
Adolescents and young adults are at an increased risk of drug abuse in suburban spaces due to the enclosed social and economic enclaves that surburbanization propagates. The New England Study of Suburban Youth found that the upper middle class suburban cohorts displayed an increased drug use when compared to the natural average.
The shift in demographics and economic statuses caused by suburbanization has increased the risk of drug abuse in affluent American communities and changed the approach to drug abuse public health initiatives. When addressing public health concerns of drug abuse with patients directly, suburban health care providers and medical practitioners have the advantage of treating a demographic of drug abuse patients that are better educated and equipped with resources to recover from addiction and overdose.
The disparity of treatment and initiatives between suburban and urban environments in regard to drug abuse and overdose is a public health concern. Although suburban healthcare providers may have more resources to address drug addiction, abuse, and overdose, preconceived ideas about suburban lifestyles may prevent them from providing proper treatment to patients.
Considering the increasing incidence of drug abuse in suburban environments, the contextual factors that affect certain demographics must also be considered to better understand the prevalence of drug abuse in suburbs; for example, adolescents and their relationship with social groups in school and other socializing forces that occur as a result of suburbanization impact drug abuse incidence.
Economic impacts:
The economic impacts of suburbanization have become very evident since the trend began in the 1950s. Changes in infrastructure, industry, real estate development costs, fiscal policies, and diversity of cities have been easily apparent, as "making it to the suburbs," mainly in order to own a home and escape the chaos of urban centers, have become the goals of many American citizens.
These impacts have many benefits as well as side effects and are becoming increasingly important in the planning and revitalization of modern cities.
Impact on urban industry:
The days of industry dominating the urban cores of cities are diminishing as population decentralization of urban centers increases. Companies increasingly look to build industrial parks in less populated areas, largely for more modern buildings and ample parking, as well as to appease the popular desire to work in less congested areas.
Government economic policies that provide incentives for companies to build new structures and lack of incentives to build on Brownfield land also contribute to the flight of industrial development from major cities to surrounding suburban areas.
As suburban industrial development becomes increasingly more profitable, it becomes less financially attractive to build in high-density areas. Another impact of industry leaving the city is the reduction of buffer zones separating metropolitan areas, industrial parks and surrounding suburban residential areas. As this land becomes more economically relevant, the value of such properties very often increases, causing many undeveloped landowners to sell their land.
Consequences on infrastructure:
As America continues to sprawl, the cost of the required water lines, sewer lines, and roads could cost more than $21,000 per residential and non-residential development unit, costing the American government $1.12 trillion between 2005 and 2030.
Along with the costs of infrastructure, existing infrastructure suffers, as most of the government's money that is dedicated to improving infrastructure goes to paying for the new necessities in areas further out from the urban core. As a result, the government will often forgo maintenance on previously built infrastructure.
Real estate development costs:
For residential properties, suburbanization allows lower prices, so people can drive until they can find an area in which they can afford to buy a home. These areas may lack urban infrastructure such as parks and public transit. Prices of homes downtown usually decrease as well to compete with the inexpensive homes in the suburbs.
One of the main benefits of living in the suburbs is that one gets a much larger piece of land than in the city. Thus, bigger lots mean fewer lots and suburbanization leads to less intense development of real estate.
Fiscal impact:
The fiscal deficit grows as a result of suburbanization, mainly because in less densely populated areas, property taxes tend to be lower. Also, because of the typical spread pattern of suburban housing, the lack of variety of housing types, and the greater distance between homes, real estate development and public service costs increase, which in turn increase the deficit of upper levels of government.
Conversely, for the cities it meant lower tax incomes, which meant less money for amenities, including libraries and schools, because the people who stayed were lower-income, and because of relative de-population.
Effect on urban diversity:
As the trend of suburbanization took hold, many of the people who left the city for the suburbs were white. As a result, there was a rise in black home ownership in central cities. As white households left for the suburbs, housing prices in transition neighborhoods fell, which often lowered the cost of home ownership for black households.
This trend was stronger in older and denser cities, especially in the Northeast and Midwest, because new construction was generally more difficult. As of the 2010 census, minorities like African Americans, Asian Americans and Indo-Americans have become an increasing large factor in recent suburbanization. Many suburbs now have since 1990 large minority communities in suburban and commuter cities.
Environmental impacts:
The growth of suburbanization and the spread of people living outside the city can cause negative impacts on the environment. Suburbanization has been linked to the increase in vehicle mileage, increase land use, and increase in residential energy consumption.
From these factors of suburbanization, it has then caused a degradation of air quality, increase usage of natural resources like water and oil, as well as increased amounts of greenhouse gas. With the increased use of vehicles to commute to and from the work place this causes increased use of oil and gas as well as an increase in emissions.
With the increase in emissions from vehicles, this then can cause air pollution and degrades the air quality of an area. Suburbanization is growing which causes an increase in housing development, which causes an increase in land consumption and available land.
Suburbanization has also been linked to increases in natural resource use like water to meet residents' demands and to maintain suburban lawns. Also, with the increase in technology and consumptions of residents there is an increase in energy consumption by the amount of electricity used by residents.
Social Impacts:
Suburbanization has negative social impacts on many groups of people, including children, adolescents, and the elderly. Children who are affected by suburbanization, or urban sprawl, are commonly referred to as "cul-de-sac kids."
Because children living in a suburb cannot go anywhere without a parent, they are unable to practice being independent. Teenagers that are unable to be independent experience a lot of boredom, isolation, and frustration. These feelings have even led to an increase in rates of teenage suicide and school shootings in suburban areas.
Despite these issues with young people, suburbia was still intended for young families. The elderly in suburbia experience social isolation once they lose their license to drive. In order to leave their home the elderly need to be able to afford a chauffeur or be willing to ask relatives to drive them around. This has resulted in upper-class elderly moving to retirement communities. Both the wealthy elderly and those who still live in suburbs are largely separated from all other groups of society.
See also:
As a consequence of the movement of households and businesses out of the city centers, low-density, peripheral urban areas grow. Sub-urbanization is inversely related to urbanization (urbanisation), which denotes a population shift from rural areas into urban centers.
Many residents of metropolitan regions work within the central urban area, but live outside of it, in satellite communities called suburbs, and commute to work by car or mass transit.
Others have the opportunity to work from home, due to technological advances. Suburbanization often occurs in more economically developed countries. The United States is believed to be the first country in which the majority of the population lived in suburbs rather than cities or rural areas.
Proponents of containing the urban sprawl argue that the sprawl leads to urban decay and a concentration of lower-income residents in the inner city, in addition to environmental harm.
In some cases, suburbanization is temporary. As population grows, the zones of the concentric zone model may move outward to escape the increasing density of inward areas. For example, Kings County, New York served New York City as farmland in the 18th century, with boats carrying produce across the East River. The steam ferry later made Brooklyn Heights a commuter town for Wall Street.
With streetcars, suburbanization spread through the county, and the City of Brooklyn grew to fill the county. Areas along the river became industrialized and apartment buildings filled the places where factories did not replace the scattered houses. As a result, much of Brooklyn transformed from a suburban economy into an urban economy entirely—many other suburbs followed this same cycle.
History:
United States:
Post–World War II economic expansion in the United States brought an increase in suburbanization, when soldiers returned home from war to reside in houses outside of the city. During this time America had a prosperous postwar economy, which resulted in more available leisure time and an increased priority in creating a family unit.
Throughout the years, the desire to separate work life and home life has grown, causing an increase in suburban populations. Suburbs are often built around certain industries such as restaurants, shopping, and entertainment, which allows suburban residents to travel less and interact more within the suburban area. Suburbs in the United States have also evolved through advances in technology, which allows for more opportunities in remote work rather than commuting.
In the early 21st century, the spread of communication services, such as broadband, e-mail, and practical home video conferencing, have enabled more people to work from home rather than commuting. This can occur either in the city or in the suburbs, thus giving the suburbs the same advantages, information. and supplies as centralized businesses had.
Similarly, the rise of modern delivery logistics in postal services, which take advantage of computerization and the availability of efficient transportation networks, also eliminates some of the advantages that were once to be had from having a business located in the city.
Industrial, warehousing, and factory land uses have also moved to suburban areas. This removes the need for company headquarters to be within a quick courier distance of the warehouses and ports. Urban areas often suffer from traffic congestion, which creates extra driver costs for the company that may have otherwise been reduced if they were located in a suburban area near a highway instead.
As with residential, lower property taxes and low land prices encourage selling industrial land for profitable brownfield redevelopment.
Suburban areas also offer more land to use as a buffer between industrial areas and residential and retail spaces. This may avoid NIMBY sentiments and gentrification pressure from the local community due to residential and retail areas being adjacent to industrial spaces in an urban area.
Suburban municipalities can offer tax breaks, specialized zoning, and regulatory incentives to attract industrial land users to their area, such as City of Industry, California. The overall effect of these developments is that both businesses and individuals now see an advantage to locating in the suburbs, where the cost of buying land, renting space, and running their operations is cheaper than in the city.
This continuing dispersal from a single-city center has led to another recent phenomena in American suburbs, the advent of edge cities and exurbs, which arise out of clusters of office buildings built in suburban commercial centers, shopping malls, and other high-density developments.
With more and more jobs for suburbanites being located in these areas rather than in the main city core that the suburbs grew out of, traffic patterns, which for decades centered on people commuting into the center city to work in the morning and then returning home in the evening, have become more complex, with the volume of intra-suburban traffic increasing tremendously.
By 2000, half of the US population lived in suburban areas.
Psychological Effects:
Social isolation:
Historically, it was believed that living in highly urban areas resulted in social isolation, disorganization, and psychological problems, while living in the suburbs was supposed to overall improve happiness, due to lower population density, lower crime, and a more stable population.
A study based on data from 1974, however, found this not to be the case, finding that people living in the suburbs had neither greater satisfaction with their neighborhood nor greater satisfaction with the quality of their lives as compared to people living in urban areas.
Drug abuse:
Pre-existing disparities in the demographic composition of suburbs pose problems in drug consumption and abuse. This is due to the disconnection created between drug addiction and the biased outward perception of suburban health and safety.
The difference in drug mortality rates of suburban and urban spaces is sometimes fueled by the relationship between the general public, medical practitioners, and the pharmaceutical industry. These affluent individuals who are living in the suburbs often have an increased means of obtaining otherwise expensive and potent drugs, such as opioids and narcotics through valid prescriptions.
In the United States, the combination of demographic and economic features created as a result of suburbanization has increased the risk of drug abuse in suburban communities.
Heroin in suburban communities has increased in incidence as new heroin users in the United States are predominantly white suburban men and women in their early twenties.
Adolescents and young adults are at an increased risk of drug abuse in suburban spaces due to the enclosed social and economic enclaves that surburbanization propagates. The New England Study of Suburban Youth found that the upper middle class suburban cohorts displayed an increased drug use when compared to the natural average.
The shift in demographics and economic statuses caused by suburbanization has increased the risk of drug abuse in affluent American communities and changed the approach to drug abuse public health initiatives. When addressing public health concerns of drug abuse with patients directly, suburban health care providers and medical practitioners have the advantage of treating a demographic of drug abuse patients that are better educated and equipped with resources to recover from addiction and overdose.
The disparity of treatment and initiatives between suburban and urban environments in regard to drug abuse and overdose is a public health concern. Although suburban healthcare providers may have more resources to address drug addiction, abuse, and overdose, preconceived ideas about suburban lifestyles may prevent them from providing proper treatment to patients.
Considering the increasing incidence of drug abuse in suburban environments, the contextual factors that affect certain demographics must also be considered to better understand the prevalence of drug abuse in suburbs; for example, adolescents and their relationship with social groups in school and other socializing forces that occur as a result of suburbanization impact drug abuse incidence.
Economic impacts:
The economic impacts of suburbanization have become very evident since the trend began in the 1950s. Changes in infrastructure, industry, real estate development costs, fiscal policies, and diversity of cities have been easily apparent, as "making it to the suburbs," mainly in order to own a home and escape the chaos of urban centers, have become the goals of many American citizens.
These impacts have many benefits as well as side effects and are becoming increasingly important in the planning and revitalization of modern cities.
Impact on urban industry:
The days of industry dominating the urban cores of cities are diminishing as population decentralization of urban centers increases. Companies increasingly look to build industrial parks in less populated areas, largely for more modern buildings and ample parking, as well as to appease the popular desire to work in less congested areas.
Government economic policies that provide incentives for companies to build new structures and lack of incentives to build on Brownfield land also contribute to the flight of industrial development from major cities to surrounding suburban areas.
As suburban industrial development becomes increasingly more profitable, it becomes less financially attractive to build in high-density areas. Another impact of industry leaving the city is the reduction of buffer zones separating metropolitan areas, industrial parks and surrounding suburban residential areas. As this land becomes more economically relevant, the value of such properties very often increases, causing many undeveloped landowners to sell their land.
Consequences on infrastructure:
As America continues to sprawl, the cost of the required water lines, sewer lines, and roads could cost more than $21,000 per residential and non-residential development unit, costing the American government $1.12 trillion between 2005 and 2030.
Along with the costs of infrastructure, existing infrastructure suffers, as most of the government's money that is dedicated to improving infrastructure goes to paying for the new necessities in areas further out from the urban core. As a result, the government will often forgo maintenance on previously built infrastructure.
Real estate development costs:
For residential properties, suburbanization allows lower prices, so people can drive until they can find an area in which they can afford to buy a home. These areas may lack urban infrastructure such as parks and public transit. Prices of homes downtown usually decrease as well to compete with the inexpensive homes in the suburbs.
One of the main benefits of living in the suburbs is that one gets a much larger piece of land than in the city. Thus, bigger lots mean fewer lots and suburbanization leads to less intense development of real estate.
Fiscal impact:
The fiscal deficit grows as a result of suburbanization, mainly because in less densely populated areas, property taxes tend to be lower. Also, because of the typical spread pattern of suburban housing, the lack of variety of housing types, and the greater distance between homes, real estate development and public service costs increase, which in turn increase the deficit of upper levels of government.
Conversely, for the cities it meant lower tax incomes, which meant less money for amenities, including libraries and schools, because the people who stayed were lower-income, and because of relative de-population.
Effect on urban diversity:
As the trend of suburbanization took hold, many of the people who left the city for the suburbs were white. As a result, there was a rise in black home ownership in central cities. As white households left for the suburbs, housing prices in transition neighborhoods fell, which often lowered the cost of home ownership for black households.
This trend was stronger in older and denser cities, especially in the Northeast and Midwest, because new construction was generally more difficult. As of the 2010 census, minorities like African Americans, Asian Americans and Indo-Americans have become an increasing large factor in recent suburbanization. Many suburbs now have since 1990 large minority communities in suburban and commuter cities.
Environmental impacts:
The growth of suburbanization and the spread of people living outside the city can cause negative impacts on the environment. Suburbanization has been linked to the increase in vehicle mileage, increase land use, and increase in residential energy consumption.
From these factors of suburbanization, it has then caused a degradation of air quality, increase usage of natural resources like water and oil, as well as increased amounts of greenhouse gas. With the increased use of vehicles to commute to and from the work place this causes increased use of oil and gas as well as an increase in emissions.
With the increase in emissions from vehicles, this then can cause air pollution and degrades the air quality of an area. Suburbanization is growing which causes an increase in housing development, which causes an increase in land consumption and available land.
Suburbanization has also been linked to increases in natural resource use like water to meet residents' demands and to maintain suburban lawns. Also, with the increase in technology and consumptions of residents there is an increase in energy consumption by the amount of electricity used by residents.
Social Impacts:
Suburbanization has negative social impacts on many groups of people, including children, adolescents, and the elderly. Children who are affected by suburbanization, or urban sprawl, are commonly referred to as "cul-de-sac kids."
Because children living in a suburb cannot go anywhere without a parent, they are unable to practice being independent. Teenagers that are unable to be independent experience a lot of boredom, isolation, and frustration. These feelings have even led to an increase in rates of teenage suicide and school shootings in suburban areas.
Despite these issues with young people, suburbia was still intended for young families. The elderly in suburbia experience social isolation once they lose their license to drive. In order to leave their home the elderly need to be able to afford a chauffeur or be willing to ask relatives to drive them around. This has resulted in upper-class elderly moving to retirement communities. Both the wealthy elderly and those who still live in suburbs are largely separated from all other groups of society.
See also:
Rural Areas in the United States
- YouTube Video: Why I Left The City For A Rural Life | Simple & Country Living
- YouTube Video: 10 Great Rural Small Towns in the USA to Retire or Buy a Home.
- YouTube Video: Most Charming Small Towns | FALL IN LOVE with these Charming Small Towns in America
Rural areas in the United States, often referred to as rural America, consists of approximately 97% of the United States' land area. An estimated 60 million people, or one-in-five residents (17.9% of the total U.S. population), live in rural America.
Definitions vary from different parts of the United States government as to what constitutes these areas.
Rural areas tend to be poorer and their populations are older than in other parts of the United States, in part because of rural flight, declining infrastructure, and fewer economic prospects.
This declining population also results in less access to services, such as high quality medical and education systems.
Definitions:
The United States Census Bureau defines these areas in the United States as sparsely populated and far from urban centers, which make up an estimated 3% of the land area of the U.S., but is home to more than 80% of the total population.
The United States Office of Management and Budget defines rural areas in the United States by county; some rural areas are classified into metropolitan counties. Others are spread throughout the numerous micropolitan statistical areas.
The U.S. Department of Agriculture has four different systems for defining rural areas:
The United States Department of Health and Human Services has two agencies that define rural areas. The Health Resources and Services Administration addresses the shortcomings of the U.S. Census Bureau, the U.S. Office of Management and Budget, and RUCA definitions to produce a definition that is balanced between them.
The Centers for Medicare & Medicaid Services uses its own definition for setting Medicare payment rates.
CityLab defines rural areas by congressional district, based on census tracts and a machine-learning algorithm.
History:
Rural America was the center of the Populist movement of the United States in the 1890s. Since the 1930s, the rural United States has largely been a stronghold for the Republican Party. A notable exception in recent times is Vermont, a highly rural state which has elected numerous Democrats to office in the 21st century.
Demographics:
Most rural counties are experiencing persistent population decline.
Compared with households in urban areas, rural households had lower median household income ($52,386 compared with $54,296), lower median home values ($151,300 compared with $190,900), and lower monthly housing costs for households paying a mortgage ($1,271 compared with $1,561). A higher percentage owned their housing units "free and clear," with no mortgage or loan (44.0 percent compared with 32.3 percent).
States with the highest median household incomes in rural areas were Connecticut ($93,382) and New Jersey ($92,972) (not statistically different from each other). The state with the lowest rural median household income was Mississippi ($40,200). Among rural areas, poverty rates varied from a low in Connecticut (4.6 percent) to a high in New Mexico (21.9 percent).
About 13.4 million children under the age of 18 live in rural areas of the nation. Children in rural areas had lower rates of poverty than those in urban areas (18.9 percent compared with 22.3 percent), but more of them were uninsured (7.3 percent compared with 6.3 percent). A higher percentage of "own children" in rural areas lived in married-couple households (76.3 percent compared with 67.4 percent). ("Own children" includes never-married biological, step and adopted children of the couple).
As of 2016, about 7 percent of homeless people in the United States live in rural areas, although some believe that this is an underestimate.
Health:
See also: Medical deserts in the United States
There are significant health disparities between urban and rural areas of the United States.
The per capita rate of primary care physicians is lower in rural areas of the country (65 primary care physicians per 100,000 rural Americans, compared to 105 primary care physicians for urban and suburban Americans).
Rural Americans are also more likely than other Americans to suffer from chronic health conditions such as diabetes, heart disease, and cancer.
A study published in the journal JAMA Pediatrics in 2015 analyzed data on U.S. youth suicide rates from 1996 to 2010. It found that the rates of suicides for rural Americans aged 10 to 24 was almost double the rate among their urban counterparts. This was attributed to social isolation, greater availability of guns, and difficulty accessing healthcare.
Notwithstanding the economic and health challenges, a 2018 survey of rural adults found a majority felt they were better off financially than their parents at the same age. They thought their children would also experience such improvement. Forty percent said their lives came out better than they expected.
See also:
Definitions vary from different parts of the United States government as to what constitutes these areas.
Rural areas tend to be poorer and their populations are older than in other parts of the United States, in part because of rural flight, declining infrastructure, and fewer economic prospects.
This declining population also results in less access to services, such as high quality medical and education systems.
Definitions:
The United States Census Bureau defines these areas in the United States as sparsely populated and far from urban centers, which make up an estimated 3% of the land area of the U.S., but is home to more than 80% of the total population.
The United States Office of Management and Budget defines rural areas in the United States by county; some rural areas are classified into metropolitan counties. Others are spread throughout the numerous micropolitan statistical areas.
The U.S. Department of Agriculture has four different systems for defining rural areas:
- Frontier and Remote (FAR) area codes, which define rural areas in four levels of increasing remoteness by ZIP code,
- Rural–Urban Commuting Areas (RUCA),
- Urban Influence Codes (UICs),
- and Rural-Urban Continuum Codes (RUCC).
The United States Department of Health and Human Services has two agencies that define rural areas. The Health Resources and Services Administration addresses the shortcomings of the U.S. Census Bureau, the U.S. Office of Management and Budget, and RUCA definitions to produce a definition that is balanced between them.
The Centers for Medicare & Medicaid Services uses its own definition for setting Medicare payment rates.
CityLab defines rural areas by congressional district, based on census tracts and a machine-learning algorithm.
History:
Rural America was the center of the Populist movement of the United States in the 1890s. Since the 1930s, the rural United States has largely been a stronghold for the Republican Party. A notable exception in recent times is Vermont, a highly rural state which has elected numerous Democrats to office in the 21st century.
Demographics:
Most rural counties are experiencing persistent population decline.
Compared with households in urban areas, rural households had lower median household income ($52,386 compared with $54,296), lower median home values ($151,300 compared with $190,900), and lower monthly housing costs for households paying a mortgage ($1,271 compared with $1,561). A higher percentage owned their housing units "free and clear," with no mortgage or loan (44.0 percent compared with 32.3 percent).
States with the highest median household incomes in rural areas were Connecticut ($93,382) and New Jersey ($92,972) (not statistically different from each other). The state with the lowest rural median household income was Mississippi ($40,200). Among rural areas, poverty rates varied from a low in Connecticut (4.6 percent) to a high in New Mexico (21.9 percent).
About 13.4 million children under the age of 18 live in rural areas of the nation. Children in rural areas had lower rates of poverty than those in urban areas (18.9 percent compared with 22.3 percent), but more of them were uninsured (7.3 percent compared with 6.3 percent). A higher percentage of "own children" in rural areas lived in married-couple households (76.3 percent compared with 67.4 percent). ("Own children" includes never-married biological, step and adopted children of the couple).
As of 2016, about 7 percent of homeless people in the United States live in rural areas, although some believe that this is an underestimate.
Health:
See also: Medical deserts in the United States
There are significant health disparities between urban and rural areas of the United States.
The per capita rate of primary care physicians is lower in rural areas of the country (65 primary care physicians per 100,000 rural Americans, compared to 105 primary care physicians for urban and suburban Americans).
Rural Americans are also more likely than other Americans to suffer from chronic health conditions such as diabetes, heart disease, and cancer.
A study published in the journal JAMA Pediatrics in 2015 analyzed data on U.S. youth suicide rates from 1996 to 2010. It found that the rates of suicides for rural Americans aged 10 to 24 was almost double the rate among their urban counterparts. This was attributed to social isolation, greater availability of guns, and difficulty accessing healthcare.
Notwithstanding the economic and health challenges, a 2018 survey of rural adults found a majority felt they were better off financially than their parents at the same age. They thought their children would also experience such improvement. Forty percent said their lives came out better than they expected.
See also:
- List of Rural Counties and Designated Eligible Census Tracts in Metropolitan Counties from the Office of Rural Health Policy
- Agriculture in the United States
- American frontier
- Medical deserts in the United States
- Rural Electrification Act
- Rural internet
- Rural letter carrier
- List of U.S. states by population density
Zoning in the United States
- YouTube Video of Examples of Zoning in the United States
- YouTube Video: How Zoning Laws Are Holding Back America's Cities
- YouTube Video: Redlining explained: How policies divided New Orleans by race
Zoning in the United States
In the United States, zoning includes various land use laws falling under the police power rights of state governments and local governments to exercise authority over privately owned real property.
Zoning laws in major cities originated with the Los Angeles zoning ordinances of 1904 and the New York City 1916 Zoning Resolution. Early zoning regulations were in some cases motivated by racism and classism, particularly with regard to those mandating single-family housing.
Zoning ordinances did not allow African-Americans moving into or using residences that were occupied by majority whites due to the fact that their presence would decrease the value of a home.
The constitutionality of zoning ordinances was upheld by the Supreme Court of the United States in Village of Euclid, Ohio v. Ambler Realty Co. in 1926.
According to the New York Times, "single-family zoning is practically gospel in America," as a vast number of cities zone land extensively for detached single-family homes. Low-density residential zoning is far more predominating in U.S. cities than in other countries.
The housing shortage in many metropolitan areas, coupled with racial residential segregation, has led to increased public focus and political debates on zoning laws. Studies indicate that strict zoning regulations constrain the supply of housing and inflate housing prices, as well as contribute to inequality and a weaker economy.
Strict zoning laws have been found to contribute to racial housing segregation in the United States, and zoning laws that prioritize single-family housing have raised concerns regarding housing availability, housing affordability and environmental harms.
There are no substantial differences between liberal and conservative homeowners in their opposition to the construction of dense housing in their neighborhoods.
Origins and history
Zoning is the process of dividing a municipality into separate districts, or zones, upon which differing regulations, typically regarding land use, are applied. The enforcement of these regulations is enabled by the police powers delegated from the state to local government.
Many argue that German urban planner Reinhard Baumister was the first to develop a system of land use separation that could be considered "zoning". Frankfurt's nineteenth century zoning plans were used as inspiration across America and other countries in Western Europe.
The purported need for formal zoning in America arose at the turn of the twentieth century as cities such as New York, experiencing rapid urbanization and growth in industry, felt a growing need to reduce congestion, stabilize property values, combat poor urban design, and protect residents from issues such as crowded living conditions, outbreaks of disease, and industrial pollution, through legal means.
Edward M. Bassett, author of the first comprehensive zoning ordinance in the United States, wrote in 1922: "Skyscrapers would be built to unnecessary height, their cornices projecting into the street and shutting out light and air. The lower floors needed artificial light in the daytime. Business centers instead of being rationally spread out were intensively congested. Transit and street facilities were overwhelmed..."
Additionally, many of the earliest zoning laws in the United States were influenced by a demand for class, ethnic, and race-based segregation. Early zoning ordinances in the United States were more narrow in scope and later became more comprehensive.
Modesto, California's 1885 ordinance banning wash houses from certain areas of the city has been argued to be America's first true zoning ordinance. Richmond's 1908 zoning ordinance regulating the height and arrangement of buildings was upheld by the Virginia Supreme Court of Appeals in 1910, a decision used as precedent in the implementation of New York City's 1916 Zoning Resolution.
1904–1930:
Los Angeles, 1904-1909:
Zoning in Los Angeles is commonly believed to have been first enacted in 1908, although Los Angeles City Council passed the first municipal zoning ordinance in the United States, Ordinance 9774, on July 25, 1904.
Though the ordinance did not assign all parts of the city to a zoning map, as with later American ordinances, it did establish three residential districts in which laundries and wash houses were prohibited. The prohibition against laundries had a racial component since many were owned by Chinese residents and citizens.
This ordinance would later be replaced in 1908 with other ordinances that expanded the scope of the residential districts and greatly expanded the scope of prohibited industries. Existing nuisance laws had already prohibited some industrial land uses in Los Angeles.
Dangerous businesses (such as warehousing explosives) were illegal before 1908, as were odorous land uses, such as slaughterhouses and tanneries. The California Supreme Court had already upheld such rules in Yick Wo (1886). Many later California court cases supported the 1908 ordinances, even in one case of ex post facto relocation of an existing brickyard.
Ordinance 16170, adopted on September 16, 1908 established six industrial districts. These were drawn mainly in areas which had already hosted significant industrial development such as corridors along the freight railroads and the Los Angeles River.
A new ordinance adopted on August 3, 1909, established that all land within Los Angeles that was not part of an industrial district would become a residence district. However, between 1909 and 1915, Los Angeles City Council responded to some requests by business interests to create exceptions to industrial bans within the three residential districts.
They did this through the legal device of districts within districts. While some might have been benign, such as motion picture districts, some others were polluting, such as poultry slaughterhouse districts. Despite the expanding list of exceptions, new ordinances in other cities (i.e., 1914 Oakland ordinance) followed the 1908 Los Angeles model through about 1917. There existed 22 cities with zoning ordinances by 1913.
Race-based zoning ordinances, 1910–1917:
Many American cities passed residential segregation laws based on race between 1910 and 1917. Baltimore City Council passed such a law in December 1910. Unlike the Los Angeles Residential District which created well-defined areas for residential land use, the Baltimore scheme was implemented on a block-by-block basis.
Druid Hill had already existed as a de facto all-black neighborhood, but some whites in nearby neighborhoods protested for formal segregation. Just a few months later, Richmond, Virginia passed its race-based zoning law, which was upheld by the Supreme Court of Virginia in the 1915 case Hopkins v. City of Richmond.
Over the next few years, several southern cities established race-based residential zoning ordinances, including four other cities in Virginia, one in North Carolina, and another in South Carolina. Atlanta passed a law similar to 1910 Baltimore ordinance. Before 1918, race-based zoning ordinances were adopted in New Orleans, Louisville, St. Louis, and Oklahoma City.
In the end, the United States Supreme Court struck down the Louisville ordinance, ruling in Buchanan v. Warley that race-based zoning was a violation of the Fourteenth Amendment more specifically, the Court held that the law violated the "right to contract" and the right to alienate property.
Despite the Buchanan ruling, the city of Atlanta devised a new race-based zoning ordinance, arguing that the Supreme Court had merely applied to specific defects of the Louisville ordinance. Even after the Georgia Supreme Court struck down the Atlanta ordinance, the city continued to use their racially based residential zoning maps.
Other municipalities tested the limits of Buchanan; Florida, Apopka and West Palm Beach drafted race-based residential zoning ordinances. Birmingham, Indianapolis, and New Orleans all passed race-based zoning laws, while Atlanta, Austin, Kansas City, Missouri, and Norfolk considered race in their "spot zoning" decisions. In some cases, these practices continued for decades after Buchanan.
While not explicitly race-based, it is believed that Berkeley, California is where single-family zoning first originated, as an effort to keep minorities out of white neighborhoods.
1916 New York Zoning Resolution:
Main article: 1916 Zoning Resolution
In 1916, New York City adopted the first zoning regulations to apply citywide as a reaction to construction of the Equitable Building (which still stands at 120 Broadway). The building towered over the neighboring residences, completely covering all available land area within the property boundary, blocking windows of neighboring buildings and diminishing the availability of sunshine for the people in the affected area.
Bassett's zoning map established height restrictions for the entire city, expressed as ratios between maximum building height and the width of adjacent streets. Residential zones were the most restrictive, limiting building height to no higher than the width of adjoining streets.
The law also regulated land use, preventing factories and warehousing from encroaching on retail districts.
These laws, written by a commission headed by Edward Bassett and signed by Mayor John Purroy Mitchel, became the blueprint for zoning in the rest of the country, partly because Bassett headed the group of planning lawyers who wrote The Standard State Zoning Enabling Act that was issued by the U.S. Department of Commerce in 1924 and accepted almost without change by most states.
The effect of these zoning regulations on the shape of skyscrapers was illustrated famously by architect and illustrator Hugh Ferriss.
Standard State Zoning Enabling Act:
Main article: Standard State Zoning Enabling Act
The State Standard Zoning Enabling Act (SZEA) is a federal planning document first drafted and published through the United States Commerce Department in 1922, which gave states a model under which they could enact their own zoning enabling laws. The genesis for this act is the initiative of Herbert Hoover while he was Secretary of Commerce.
Deriving from a general policy to increase home ownership in the United States, Secretary Hoover established the Advisory Committee on Zoning, which was assigned the task of drafting model zoning statutes. This committee was later known as the Advisory Committee on City Planning and Zoning.
Among the members of this committee were Edward Bassett, Alfred Bettman, Morris Knowles, Nelson Lewis, Frederick Law Olmsted, Jr., and Lawrence Veiller.
The Advisory Committee on Zoning appointed a subcommittee under the title of "Laws and Ordinances." This committee—which included Bassett, Knowles, Lewis, and Veiller—composed a series of drafts for SZEA, with one dated as early as December 15, 1921. A second draft came forth from the subcommittee in January 1922.
Several drafts culminated in the first published document in 1924, which was revised and republished in 1926.
Initial reception:
During their inception, zoning laws were harshly criticized as an overreach of government power. Some believed that they were an unjust restriction of private action, while others believed that the power of zoning would be corrupted in the hands of bureaucrats. General P. Lincoln Mitchell went as far as to call zoning laws "an advanced form of communism."
Others supported zoning laws for their uniform and consistent application, and believed that they would be a force of social equality. The constitutionality of zoning laws was highly debated until the ruling of Euclid v. Amber Realty.
Euclid v. Ambler Realty:
Main article: Euclid v. Ambler Realty
The constitutionality of zoning ordinances was upheld by the U.S. Supreme Court in Village of Euclid, Ohio v. Ambler Realty Co. in 1926. The zoning ordinance of Euclid, Ohio was challenged in court by a local land owner on the basis that restricting use of property violated the Fourteenth Amendment to the United States Constitution.
Ambler Realty Company filed suit on November 13, 1922 against the Village of Euclid, Ohio, alleging that the local zoning ordinances effectively diminished its property values.
The village had zoned an area of land held by Ambler Realty as a residential neighborhood. Ambler argued that it would lose money because if the land could be leased to industrial users it would have netted a great deal more money than as a residential area. Ambler Realty claimed these breaches implied an unconstitutional taking of property and denied equal protection under the law.
The trial court originally ruled in Ambler's favor, holding zoning unconstitutional. Among other reasons, the trial court found that zoning was an illegitimate device to facilitate social and economic segregation.
Nonetheless, the U.S. Supreme Court reversed that decision, holding that zoning was a nuisance-preventing device, and as such a proper exercise of the state regulatory police power.
Houston, 1924–1929:
Houston remains an exception within the United States because it never adopted a zoning ordinance. However, strong support existed for zoning in Houston among elements within municipal government and among the city's elites during the 1920s.
In 1924, Mayor Oscar Holcombe, appointed the first funded City Planning Commission. City Council voted in favor of hiring S. Herbert Hare of Hare and Hare as a planning consultant. Following the passage of a state zoning enabling statute in 1927, Holcombe appointed Will Hogg to chair a new City Planning Commission.
Will Hogg was a co-founder of the River Oaks development, the son of a former Texas Governor and an heir to family oil wealth. By 1929, both Hare and Hogg abandoned efforts to push the zoning ordinance to a referendum. In their estimation, there was not enough support for it. Hogg resigned as chair of the City Planning Commission that year.
Houston is the largest city in the country with no zoning ordinances. Houston voters have rejected efforts to implement zoning in 1948, 1962, and 1993. Houston is similar, however, to other large cities throughout the Sun Belt, who all experienced the bulk of their population growth during the Age of the Automobile.
The largest of these cities, such as Los Angeles, Atlanta, Miami, Tampa, Dallas, Phoenix, and Kansas City, have all expanded their metropolitan footprints along with Houston while having land use zoning.
While Houston has no official zoning ordinances, many private properties have legal covenants or "deed restrictions" that limit the future uses of land, with effects similar to those of zoning systems.
Also, the city has enacted development regulations that specify how lots are subdivided, standard setbacks, and parking requirements. The regulations have contributed to the city's automobile-dependent sprawl, by requiring the existence of large minimum residential lot sizes and large commercial parking lots.
21st century:
In the early 21st century, several local and state governments across the United States have been relaxing or abolishing specific zoning classes (e.g. single-family zoning) to address various issues that have arisen as a result of zoning, such as housing affordability crises and racial and socio-economic segregation.
In addition, federal legislation to reform exclusionary zoning has been proposed by national politicians from both the Republican and Democratic parties since at least the 2010s.
California:
In September 2021, the state of California adopted Senate Bill 9 allowing the development of up to four residential units on single-family lots, following a growing push from local governments such as Berkeley (set to phase out single-family zoning by December 2022), San Jose and other cities across the state.
Massachusetts:
In 2000, Republican governor Paul Cellucci of Massachusetts passed the Community Preservation Act for housing affordability. In 2004, Republican governor Mitt Romney adopted the 40R law which provided financial incentives to cities, suburbs, and towns to adopt zoning legislation for new rental and condo units around rail stations.
In 2012, Democratic governor Deval Patrick expanded 40R with Compact Neighborhoods, incentivizing zoning for denser, multifamily housing near rail and transit hubs across the Commonwealth.
In November 2017, Republican governor Charlie Baker introduced the Housing Choice reform (adopted in January 2021), including relaxing the requirement of a two-thirds majority to a simple majority at the local level to pass zoning amendments for new housing, a requirement for 175 cities and towns in the Greater Boston area to rezone land for denser, multi-family housing near MBTA stations, and financial means of compliance to new zoning regulations on top of existing incentives.
Unlike California, where the state legislature has taken a more leading role in local zoning reform, the focus in Massachusetts is on local government control of zoning policy changes; both approaches have their advantages and disadvantages.
Minneapolis:
On December 7, 2018, Minneapolis in Minnesota became the first U.S. city to decide to completely phase out exclusionary single-family zoning policies (then covering 70% of its residential land) in three stages.
It also planned to allow construction of new three-to-six story buildings near transit stops, abolish off-street minimum parking requirements (the fourth U.S. city to do so), require new apartment developments to set aside 10% of units for moderate-income households, and to increase funding for affordable housing to combat homelessness and support low-income renters.
Aside from increasing housing affordability and reducing racial and economic segregation, reducing commutes and making housing more environmentally friendly was an additional stated purpose.
Oregon:
The House Bill 2001, adopted by the Oregon Senate in a 17-9 vote on June 30, 2019, effectively eliminated single-family zoning in large Oregonian cities. Towns with at least 10,000 residents were required to allow the development of duplexes in single-family zones, while cities with over 25,000 residents and a few smaller places in the Portland metropolitan area also had to permit triplexes, fourplexes, and "cottage clusters" (several small homes around a common yard) in addition to duplexes on land that had until then been reserved for single-family homes.
Scope:
Theoretically, the primary purpose of zoning is to segregate uses that are thought to be incompatible and provide stability to property values.
In practice, zoning is also used as a permitting system to prevent new development from harming existing residents or businesses. Zoning is commonly exercised by local governments such as counties or municipalities, although the state determines the nature of the zoning scheme with a zoning enabling law. Federal lands are not subject to state planning controls.
Zoning may include regulation of the kinds of activities that will be acceptable on particular lots (such as open space, residential, agricultural, commercial, or industrial), the densities at which those activities may be performed (from low-density housing such as single family homes to high-density such as high-rise apartment buildings), the height of buildings, the amount of space structures may occupy, the location of a building on the lot (setbacks), the proportions of the types of space on a lot (for example, how much landscaped space and how much paved space), and how much parking must be provided).
Some commercial zones specify what types of products may be sold by particular stores. The details of how individual planning systems incorporate zoning into their regulatory regimes varies although the intention is always similar.
Most zoning systems have a procedure for granting variances (exceptions to the zoning rules), usually because of some perceived hardship due to the particular nature of the property in question. If the variance is not warranted, then it may cause an allegation of spot zoning to arise.
Most state zoning-enabling laws prohibit local zoning authorities from engaging in any spot zoning because it would undermine the purpose of a zoning scheme.
Zoning codes vary by jurisdiction. As one example, residential zones might be coded as R1 for single-family homes, R2 for two-family homes, and R3 for multiple-family homes. As another example, R60 might represent a minimum lot of 60,000 sq. ft. (1.4 acre or about 0.5 hectares) per single family home, while R30 might require lots of only half that size.
Legal challenges:
There are several limitations to the ability of local governments in asserting police powers to control land use. First, constitutional constraints include freedom of speech (First Amendment), unjust takings of property through the use of zoning that denies land owners the ability to put their land to reasonable, income producing uses (Fifth Amendment), and equal protection (Fourteenth Amendment).
There are also federal statutes that sometimes constrain local zoning. These include the Federal Housing Amendments Act of 1988, the Americans with Disabilities Act of 1990, and the Religious Land Use and Institutionalized Persons Act of 2000.
Freedom of speech:
See also: Lawn sign
Local governments regulate signage on private property through zoning ordinances.
Sometimes courts invalidate laws which regulate the content of speech rather than the manners and modes of speech. One court invalidated a local ordinance that prohibited "for sale" and "sold" signs on private property. Another court struck down a law which prohibited signs for adult cabarets.
Takings after 1987:
Beginning in 1987, several United States Supreme Court cases ruled against land use regulations as being a taking requiring just compensation pursuant to the Fifth Amendment to the Constitution. First English Evangelical Lutheran Church v. Los Angeles County ruled that even a temporary regulatory taking may require compensation.
Nollan v. California Coastal Commission ruled that construction permit conditions that fail to substantially advance the agency's authorized purposes, require compensation.
Lucas v. South Carolina Coastal Council ruled that numerous environmental concerns were not sufficient to deny all development without compensation.
Dolan v. City of Tigard ruled that conditions of a permit must be roughly proportional to the adverse impacts of the proposed new development.
Palazzolo v. Rhode Island ruled property rights are not diminished by unconstitutional laws that exist without challenge at the time the complaining property owner acquired title.
Equal protection:
Specific zoning laws have been overturned in some other U.S. cases where the laws were not applied evenly (violating equal protection) or were considered to violate free speech. In the Atlanta suburb of Roswell, Georgia, an ordinance banning billboards was overturned in court on such grounds.
It has been deemed that a municipality's sign ordinance must be content neutral with regard to the regulation of signs. The city of Roswell, Georgia now has instituted a sign ordinance that regulates signs, based strictly on dimensional and aesthetic codes rather than an interpretation of the sign content (i.e. use of colors, lettering, etc.).
Religious exercise:
On other occasions, religious institutions sought to circumvent zoning laws, citing the Religious Freedom Restoration Act of 1993 (RFRA).
The Supreme Court eventually overturned RFRA in just such a case, City of Boerne v. Flores 521 U.S. 507 (1997). Congress enacted the Religious Land Use and Institutionalized Persons Act (RLUIPA) in 2000, however, in an effort to correct the constitutionally objectionable problems of the RFRA.
In the 2005 case of Cutter v. Wilkinson, the United States Supreme Court held RLUIPA to be constitutional as applied to institutionalized persons, but has not yet decided RLUIPA's constitutionality as it relates to religious land uses.
Wildlife sanctuaries:
In early 2022, the town of Woodside, California drew widespread derision for declaring itself a "mountain lion habitat" to avoid state affordable housing requirements. It backed down on that attempt after California Attorney General Rob Bonta denied this claim.
Bonta wrote: "There is no valid basis to claim that the entire town of Woodside is a habitat for mountain lions. Land that is already developed — with, for example a single-family home — is not, by definition, habitat. (...) Our message to local governments is simple: act in good faith, follow the law, and do your part to increase the housing supply."
According to housing advocate Sonja Trauss, this was just one of about 40 cases in which Californian towns attempted to limit, block or discourage housing development to maintain exclusionary single-family zones in violation of Senate Bill 9 (SB9) adopted in September 2021.
Types:
Zoning codes have evolved over the years as urban planning theory has changed, legal constraints have fluctuated, and political priorities have shifted. The various approaches to zoning may be divided into three categories: Euclidean (use-based), performance, and form-based.
Euclidean:
Named for the type of zoning code adopted in the town of Euclid, Ohio, Euclidean (also known as exclusionary) zoning codes are by far the most prevalent in the United States, being used extensively in small towns and large cities alike.
Euclidean zoning is characterized by the segregation of land uses into specified geographic districts and dimensional standards stipulating limitations on the magnitude of development activity that is allowed to take place on lots within each type of district. Typical types of land-use districts in Euclidean zoning are: residential, commercial, and industrial.
Uses within each district are usually heavily prescribed to exclude other types of uses (residential districts typically disallow commercial or industrial uses). Some "accessory" or "conditional" uses may be allowed in order to accommodate the needs of the primary uses.
Dimensional standards apply to any structures built on lots within each zoning district, and typically, take the form of setbacks, height limits, minimum lot sizes, lot coverage limits, and other limitations on the building envelope.
Euclidean zoning takes two forms, flat and hierarchical. Under flat Euclidean zoning, each district is strictly designated for one use. Hierarchical zoning uses traditional Euclidean zoning classifications (industrial, commercial, multi-family, residential, etc.), but places them in a hierarchical order "nesting" one zoning class within another.
For example, multi-family is not only permitted in "higher order" multi-family zoning districts, but also permitted in high order commercial and industrial zoning districts as well.
Protection of land values is maintained by stratifying the zoning districts into levels according to their location in the urban society (neighborhood, community, municipality, and region). Hierarchical Euclidean zoning generally, fell out of favor in the mid-twentieth century, with flat zoning becoming more popular, although many municipalities still incorporate some degree of hierarchy in their zoning ordinances.
Euclidean zoning is used by many municipalities due to its ease of implementation (one set of explicit, prescriptive rules), long-established legal precedent, and familiarity to planners and design professionals. Euclidean zoning has been criticized, however, for its lack of flexibility.
Separation of uses can contribute to urban sprawl, loss of open space, heavy infrastructure costs, and automobile dependency.
Performance:
Also known as "effects-based planning", performance zoning, first advocated by Lane Kendig in 1982, uses performance-based or goal-oriented criteria to establish review parameters for proposed development projects in any area of a municipality.
Performance zoning often utilizes a "points-based" system whereby a property developer may apply credits toward meeting established zoning goals through selecting from a 'menu' of compliance options (some examples include: mitigation of environmental impacts, providing public amenities, building affordable housing units, etc.).
Additional discretionary criteria may be established also as part of the review process.
The appeal of performance zoning lies in its high level of flexibility, rationality, transparency, and accountability. Performance zoning avoids the arbitrary nature of the Euclidean approach, and better accommodates market principles and private property rights with environmental protection.
However, performance zoning can be extremely difficult to implement due to the complexity of preparing an impact study for each project, and can require a high level of discretionary activity on the part of the supervising authority. For this reason, performance zoning has not been adopted widely in the US and is usually limited to specific categories within a broader prescriptive code when found.
Form-based:
Main article: Form-based code
Form-based zoning relies on rules applied to development sites according to both prescriptive and potentially discretionary criteria. Typically, these criteria are dependent on lot size, location, proximity, and other various site- and use-specific characteristics.
For example, in a largely suburban single family residential area, uses such as offices, retail, or even light industrial could be permitted so long as they conformed (setback, building size, lot coverage, height, and other factors) with other existing development in the area.
Form based codes offer considerably more flexibility in building uses than do Euclidean codes but, as they are comparatively new, may be more challenging to create. Form-based codes have not yet been widely adopted in the United States. When form-based codes do not contain appropriate illustrations and diagrams, they have been criticized as being difficult to interpret.
One example of a recently adopted code with form-based design features is the Land Development Code adopted by Louisville, Kentucky in 2003. This zoning code creates "form districts" for Louisville Metro. Each form district intends to recognize that some areas of the city are more suburban in nature, while others are more urban.
Building setbacks, heights, and design features vary according to the form district. As an example, in a "traditional neighborhood" form district, a maximum setback might be 15 feet (4.6 m) from the property line, while in a suburban "neighborhood" there may be no maximum setback.
Dallas, Texas, is currently developing an optional form-based zoning ordinance. Since the concept of form-based codes is relatively new, this type of zoning may be more challenging to enact.
Additional provisions:
Additional zoning provisions exist that are not their own distinct types of zoning but seek to improve existing varieties through the incorporation of flexible practices and other elements such as incentives or the usage of information and communication technologies (ICTs).
Incentive zoning:
First implemented in Chicago and New York City, incentive zoning is intended to provide a reward-based system to encourage development that meets established urban development goals.
Typically, a base level of prescriptive limitations on development will be established and an extensive list of incentive criteria will be established for developers to adopt or not, at their discretion. A reward scale connected to the incentive criteria provides an enticement for developers to incorporate the desired development criteria into their projects.
Common examples include (floor-area-ratio) bonuses for affordable housing provided on-site (known as inclusionary zoning) and height limit bonuses for the inclusion of public amenities on-site. Incentive zoning has become more common throughout the United States during the last 20 years.
Incentive zoning allows for a high degree of flexibility, but may be complex to administer. The more a proposed development takes advantage of incentive criteria, the more closely it has to be reviewed on a discretionary basis. The initial creation of the incentive structure in order to best serve planning priorities also may be challenging and often, requires extensive ongoing revision to maintain balance between incentive magnitude and value given to developers.
Incentive zoning has also been criticized for increasing traffic, reducing natural light, and offering developers larger rewards than those reaped by the public.
Smart zoning:
See also: Smart growth and Smart city
Smart zoning is a broad term that consists of several alternatives to Euclidean zoning that incorporate information and communication technologies.
There are a number of different techniques to accomplish smart zoning. Floating zones, cluster zoning, and planned unit development (PUDs) are possible even as the conventional Euclidean code exists, or the conventional code may be completely replaced by a smart performance or form-based code, as the city of Miami has done.
The incorporation of ICTs to measure metrics such as walkability, and the flexibility and adaptability that smart zoning can provide, have been cited as advantages of smart zoning over "non-smart" performance or form-based codes.
Floating zones:
Floating zones involve an ordinance that describes a zone's characteristics and requirements for its establishment, but its location remains without a designation until the board finds that a situation exists that allows the implementation of that type of zone in a particular area.
When the criteria of a floating zone is met the floating zone ceases "to float" and is adopted by a zoning amendment. Some states allow this type of zoning, such as New York and Maryland, while states such as Pennsylvania do not, as an instance of spot zoning.
To be upheld, the floating zone the master plan must permit floating zones or at least they should not conflict with the master plan. Further, the criteria and standards provided for them should be adequate and the action taken should not be arbitrary or unreasonable. Generally, the floating zone is more easily adoptable and immune from legal challenges if it does not differ substantially from zoned area in which it is implemented.
Cluster zoning:
Cluster zoning permits residential uses to be clustered more closely together than normally allowed, thereby leaving substantial land area to be devoted to open space. Cluster zoning has been favored for its preservation of open space and reduction in construction and utility costs via consolidation, although existing residents may often disapprove due to a reduction in lot sizes.
Planned unit development (PUD):
Main article: Planned unit development
Planned unit development is cluster zoning, but allows for mixed uses. They include some commercial and light industrial uses in order to blend together a traditional downtown environment, but at a suburban scale. Some have argued, however, that such a planned unit development may be a sham for the purpose of bringing in commercial and industrial uses forbidden by the state's zoning law; some courts have held such a "sham" to be an "arbitrary and capricious abuse" of the police power.
Composite zoning:
"Composite" zoning is a type of zoning that consists of a use component, site component, and architectural component. The use component is similar in nature to the use districts of Euclidean zoning.
With an emphasis on form standards, however, use components are typically more inclusive and broader in scope. The site components define a variety of site conditions from low intensity to high intensity such as size and scale of buildings and parking, accessory structures, drive-through commercial lanes, landscaping, outdoor storage and display, vehicle fueling and washing, overhead commercial service doors, etc.
The architectural components address architectural elements and materials, as well as the general level of architectural design.
This zoning method is more flexible and contextually adaptable than standard Euclidean zoning while being easier to interpret than other form-based codes. It has been implemented in Leander, Texas, and is growing in popularity.
Amendments to zoning regulations:
Amendments to zoning regulations may be subject to judicial review, should such amendments be challenged as ultra vires or unconstitutional.
The standard applied to the amendment to determine whether it may survive judicial scrutiny is the same as the review of a zoning ordinance: whether the restriction is arbitrary or whether it bears a reasonable relationship to the exercise of the police power of the state.
If the residents in the targeted neighborhood complain about the amendment, their argument in court does not allow them any vested right to keep the zoned district the same.However, they do not have to prove the difficult standard that the amendment amounts to a taking.
If the gain to the public for the rezoning is small compared to the hardships that would affect the residents, then the amendment may be granted if it provides relief to the residents.
If the local zoning authority passes the zoning amendment, then spot zoning allegations may arise should the rezoning be preferential in nature and not reasonably justified.
Limitations and criticisms:
Land-use zoning is a tool in the treatment of certain social ills and part of the larger concept of social engineering. There is criticism of zoning particularly amongst proponents of limited government or Laissez-faire political perspectives.
The inherent danger of zoning, as a coercive force against property owners, has been described in detail in Richard Rothstein's book The Color of Law (2017). Government zoning was used significantly as an instrument to advance racism through enforced segregation in the North and South from the early part of the 20th century up until recent decades.
Circumventions:
Generally, existing development in a community is not affected by the new zoning laws because it is "grandfathered" or legally non-conforming as a nonconforming use, meaning the prior development is exempt from compliance. Consequently, zoning may only affect new development in a growing community.
In addition, if undeveloped land is zoned to allow development, that land becomes relatively expensive, causing developers to seek land that is not zoned for development with the intention to seek rezoning of that land. Communities generally react by not zoning undeveloped land to allow development until a developer requests rezoning and presents a suitable plan. Development under this practice appears to be piecemeal and uncoordinated.
Communities try to influence the timing of development by government expenditures for new streets, sewers, and utilities usually desired for modern developments. Contrary to federal recommendations discouraging it, the development of interstate freeways for purposes unrelated to planned community growth, creates an inexorable rush to develop the relatively cheap land near interchanges.
Property tax suppression measures such as California Proposition 13 led many communities desperate to capture sales tax revenue to disregard their comprehensive plans and rezone undeveloped land for retail establishments.
In Colorado, local governments are free to choose not to enforce their own zoning and other land regulation laws. This is called selective enforcement. Steamboat Springs, Colorado is an example of a location with illegal buildings and lax enforcement.
Social:
In more recent times, zoning has been criticized by urban planners and scholars (most notably Jane Jacobs) as a source of new social ills, including urban sprawl, the separation of homes from employment, and the rise of "car culture". Some communities have begun to encourage development of denser, homogenized, mixed-use neighborhoods that promote walking and cycling to jobs and shopping.
Nonetheless, a single-family home and car are major parts of the "American Dream" for nuclear families, and zoning laws often reflect this: in some cities, houses that do not have an attached garage have been deemed "blighted" and are subject to redevelopment.
Movements that disapprove of Euclidean zoning, such as New Urbanism and Smart Growth, generally try to reconcile these competing demands. New Urbanists in particular favor creative urban design solutions that hark back to 1920s and 1930s practices of hierarchical zoning, or form-based code.
Exclusionary:
Zoning has long been criticized as a tool of racial and socio-economic exclusion and segregation, primarily through minimum lot-size requirements and land-use segregation.
Early zoning codes often were explicitly racist, or designed to separate social classes.
Exclusionary practices remain common among suburbs wishing to keep out those deemed socioeconomically or ethnically undesirable: for example, representatives of the city of Barrington Hills, Illinois once told editors of the Real Estate section of the Chicago Tribune that the city's 5-acre (20,000 m2) minimum lot size helped to "keep out the riff-raff."
Occupancy restrictions, such as those restricting the number of unrelated occupants that can occupy a single-family dwelling, have been criticized for their rigidity to traditional ideas of the nuclear family. Supreme Court Justice William O. Douglas argued in the case Village of Belle Terre v. Boraas that argued it was the objective of the state to preserve traditional family values, something critics have used as a pejorative against single-family zoning.
Racially-segregated zoning:
Since 1910 in Baltimore, numerous U.S. States created racial zoning laws; however such laws were ruled out in 1917 when the U.S. Supreme Court ruled that such laws interfered with the property rights of owners (Buchanan v. Warley).
There were repeated attempts by various states, municipalities, and individuals since then to create zoning and housing laws based on race, however, such laws eventually were overturned by the courts. The legality of all discrimination in housing, by public or private entities, was ended by the Fair Housing Act (Title VIII of the Civil Rights Act of 1968).
Despite such rulings, there is widespread evidence that zoning laws are still used for the purpose of racial segregation. In the wake of the Fair Housing Act, localities increasingly used purportedly non-racial zoning laws to keep non-whites out of white neighborhoods.
Localities prohibited duplexes, small homes, and multi-family buildings, which were more likely to be occupied by racial minorities, recent immigrants, and poor households. The outcome of segregating different areas of cities and regions by uses or characteristics of uses has resulted in increased racial and economic segregation.
Housing affordability:
Zoning also has been implicated as a primary driving factor in the rapidly accelerating lack of affordable housing in urban areas.
One mechanism for this is zoning by many suburban and exurban communities for very large minimum residential lot and building sizes in order to preserve home values by limiting the total supply of housing, which thereby excludes poorer people.This shifts the market toward more expensive homes than ordinarily might be built.
According to the Manhattan Institute, as much as half of the price paid for housing in some jurisdictions is directly attributable to the hidden costs of restrictive zoning regulation.
For example, the entire town of Los Altos Hills, California (with the exception of the local community college and a religious convent), is zoned for residential use with a minimum lot size of one acre (4,000 m²) and a limit to only one primary dwelling per lot. All these restrictions were upheld as constitutional by federal and state courts in the early 1970s.
The town traditionally attempted to comply with state affordable housing requirements by counting secondary dwellings (that is, apartments over garages and guest houses) as affordable housing, and since 1989 also has allowed residents to build so-called "granny units".
In 1969 Massachusetts enacted the Massachusetts Comprehensive Permit Act: Chapter 40B, originally referred to as the anti-snob zoning law. Under this statute, in municipalities with less than 10% affordable housing, a developer of affordable housing may seek waiver of local zoning and other requirements from the local zoning board of appeals, with review available from the state Housing Appeals Committee if the waiver is denied.
Similar laws are in place in other parts of the United States (e.g., Rhode Island, Connecticut, and Illinois), although their effectiveness is disputed.
Critics of zoning note that zoning laws are a disincentive to provide housing which results in an increase in housing costs and a decrease in productive economic output. For example, A 2017 study showed that if all states deregulated their zoning laws only halfway to the level of Texas, a state known for low zoning regulations, their GDP would increase by 12 percent due to more productive workers and opportunity.
Furthermore, critics note that it impedes the ability of those that wish to provide charitable housing from doing so. For example, in 2022, Gloversville's Free Methodist Church in New York wished to provide 40 beds for the homeless population in -4 degree weather and were inhibited from doing so.
Health and environmental concerns:
A study of greenhouse gas emissions found that strict zoning laws "seem to be pushing new development towards places with higher emissions." Public officials have argued that, while zoning laws have historically had a negative impact on the environment through their promotion of low-density sprawl and car-centric development, zoning can be used to preserve open space and as a tool to promote the usage of renewable energy.
These forms of development, by fostering car dependency, may also contribute to a rise in sedentary lifestyles and obesity.
See also:
In the United States, zoning includes various land use laws falling under the police power rights of state governments and local governments to exercise authority over privately owned real property.
Zoning laws in major cities originated with the Los Angeles zoning ordinances of 1904 and the New York City 1916 Zoning Resolution. Early zoning regulations were in some cases motivated by racism and classism, particularly with regard to those mandating single-family housing.
Zoning ordinances did not allow African-Americans moving into or using residences that were occupied by majority whites due to the fact that their presence would decrease the value of a home.
The constitutionality of zoning ordinances was upheld by the Supreme Court of the United States in Village of Euclid, Ohio v. Ambler Realty Co. in 1926.
According to the New York Times, "single-family zoning is practically gospel in America," as a vast number of cities zone land extensively for detached single-family homes. Low-density residential zoning is far more predominating in U.S. cities than in other countries.
The housing shortage in many metropolitan areas, coupled with racial residential segregation, has led to increased public focus and political debates on zoning laws. Studies indicate that strict zoning regulations constrain the supply of housing and inflate housing prices, as well as contribute to inequality and a weaker economy.
Strict zoning laws have been found to contribute to racial housing segregation in the United States, and zoning laws that prioritize single-family housing have raised concerns regarding housing availability, housing affordability and environmental harms.
There are no substantial differences between liberal and conservative homeowners in their opposition to the construction of dense housing in their neighborhoods.
Origins and history
Zoning is the process of dividing a municipality into separate districts, or zones, upon which differing regulations, typically regarding land use, are applied. The enforcement of these regulations is enabled by the police powers delegated from the state to local government.
Many argue that German urban planner Reinhard Baumister was the first to develop a system of land use separation that could be considered "zoning". Frankfurt's nineteenth century zoning plans were used as inspiration across America and other countries in Western Europe.
The purported need for formal zoning in America arose at the turn of the twentieth century as cities such as New York, experiencing rapid urbanization and growth in industry, felt a growing need to reduce congestion, stabilize property values, combat poor urban design, and protect residents from issues such as crowded living conditions, outbreaks of disease, and industrial pollution, through legal means.
Edward M. Bassett, author of the first comprehensive zoning ordinance in the United States, wrote in 1922: "Skyscrapers would be built to unnecessary height, their cornices projecting into the street and shutting out light and air. The lower floors needed artificial light in the daytime. Business centers instead of being rationally spread out were intensively congested. Transit and street facilities were overwhelmed..."
Additionally, many of the earliest zoning laws in the United States were influenced by a demand for class, ethnic, and race-based segregation. Early zoning ordinances in the United States were more narrow in scope and later became more comprehensive.
Modesto, California's 1885 ordinance banning wash houses from certain areas of the city has been argued to be America's first true zoning ordinance. Richmond's 1908 zoning ordinance regulating the height and arrangement of buildings was upheld by the Virginia Supreme Court of Appeals in 1910, a decision used as precedent in the implementation of New York City's 1916 Zoning Resolution.
1904–1930:
Los Angeles, 1904-1909:
Zoning in Los Angeles is commonly believed to have been first enacted in 1908, although Los Angeles City Council passed the first municipal zoning ordinance in the United States, Ordinance 9774, on July 25, 1904.
Though the ordinance did not assign all parts of the city to a zoning map, as with later American ordinances, it did establish three residential districts in which laundries and wash houses were prohibited. The prohibition against laundries had a racial component since many were owned by Chinese residents and citizens.
This ordinance would later be replaced in 1908 with other ordinances that expanded the scope of the residential districts and greatly expanded the scope of prohibited industries. Existing nuisance laws had already prohibited some industrial land uses in Los Angeles.
Dangerous businesses (such as warehousing explosives) were illegal before 1908, as were odorous land uses, such as slaughterhouses and tanneries. The California Supreme Court had already upheld such rules in Yick Wo (1886). Many later California court cases supported the 1908 ordinances, even in one case of ex post facto relocation of an existing brickyard.
Ordinance 16170, adopted on September 16, 1908 established six industrial districts. These were drawn mainly in areas which had already hosted significant industrial development such as corridors along the freight railroads and the Los Angeles River.
A new ordinance adopted on August 3, 1909, established that all land within Los Angeles that was not part of an industrial district would become a residence district. However, between 1909 and 1915, Los Angeles City Council responded to some requests by business interests to create exceptions to industrial bans within the three residential districts.
They did this through the legal device of districts within districts. While some might have been benign, such as motion picture districts, some others were polluting, such as poultry slaughterhouse districts. Despite the expanding list of exceptions, new ordinances in other cities (i.e., 1914 Oakland ordinance) followed the 1908 Los Angeles model through about 1917. There existed 22 cities with zoning ordinances by 1913.
Race-based zoning ordinances, 1910–1917:
Many American cities passed residential segregation laws based on race between 1910 and 1917. Baltimore City Council passed such a law in December 1910. Unlike the Los Angeles Residential District which created well-defined areas for residential land use, the Baltimore scheme was implemented on a block-by-block basis.
Druid Hill had already existed as a de facto all-black neighborhood, but some whites in nearby neighborhoods protested for formal segregation. Just a few months later, Richmond, Virginia passed its race-based zoning law, which was upheld by the Supreme Court of Virginia in the 1915 case Hopkins v. City of Richmond.
Over the next few years, several southern cities established race-based residential zoning ordinances, including four other cities in Virginia, one in North Carolina, and another in South Carolina. Atlanta passed a law similar to 1910 Baltimore ordinance. Before 1918, race-based zoning ordinances were adopted in New Orleans, Louisville, St. Louis, and Oklahoma City.
In the end, the United States Supreme Court struck down the Louisville ordinance, ruling in Buchanan v. Warley that race-based zoning was a violation of the Fourteenth Amendment more specifically, the Court held that the law violated the "right to contract" and the right to alienate property.
Despite the Buchanan ruling, the city of Atlanta devised a new race-based zoning ordinance, arguing that the Supreme Court had merely applied to specific defects of the Louisville ordinance. Even after the Georgia Supreme Court struck down the Atlanta ordinance, the city continued to use their racially based residential zoning maps.
Other municipalities tested the limits of Buchanan; Florida, Apopka and West Palm Beach drafted race-based residential zoning ordinances. Birmingham, Indianapolis, and New Orleans all passed race-based zoning laws, while Atlanta, Austin, Kansas City, Missouri, and Norfolk considered race in their "spot zoning" decisions. In some cases, these practices continued for decades after Buchanan.
While not explicitly race-based, it is believed that Berkeley, California is where single-family zoning first originated, as an effort to keep minorities out of white neighborhoods.
1916 New York Zoning Resolution:
Main article: 1916 Zoning Resolution
In 1916, New York City adopted the first zoning regulations to apply citywide as a reaction to construction of the Equitable Building (which still stands at 120 Broadway). The building towered over the neighboring residences, completely covering all available land area within the property boundary, blocking windows of neighboring buildings and diminishing the availability of sunshine for the people in the affected area.
Bassett's zoning map established height restrictions for the entire city, expressed as ratios between maximum building height and the width of adjacent streets. Residential zones were the most restrictive, limiting building height to no higher than the width of adjoining streets.
The law also regulated land use, preventing factories and warehousing from encroaching on retail districts.
These laws, written by a commission headed by Edward Bassett and signed by Mayor John Purroy Mitchel, became the blueprint for zoning in the rest of the country, partly because Bassett headed the group of planning lawyers who wrote The Standard State Zoning Enabling Act that was issued by the U.S. Department of Commerce in 1924 and accepted almost without change by most states.
The effect of these zoning regulations on the shape of skyscrapers was illustrated famously by architect and illustrator Hugh Ferriss.
Standard State Zoning Enabling Act:
Main article: Standard State Zoning Enabling Act
The State Standard Zoning Enabling Act (SZEA) is a federal planning document first drafted and published through the United States Commerce Department in 1922, which gave states a model under which they could enact their own zoning enabling laws. The genesis for this act is the initiative of Herbert Hoover while he was Secretary of Commerce.
Deriving from a general policy to increase home ownership in the United States, Secretary Hoover established the Advisory Committee on Zoning, which was assigned the task of drafting model zoning statutes. This committee was later known as the Advisory Committee on City Planning and Zoning.
Among the members of this committee were Edward Bassett, Alfred Bettman, Morris Knowles, Nelson Lewis, Frederick Law Olmsted, Jr., and Lawrence Veiller.
The Advisory Committee on Zoning appointed a subcommittee under the title of "Laws and Ordinances." This committee—which included Bassett, Knowles, Lewis, and Veiller—composed a series of drafts for SZEA, with one dated as early as December 15, 1921. A second draft came forth from the subcommittee in January 1922.
Several drafts culminated in the first published document in 1924, which was revised and republished in 1926.
Initial reception:
During their inception, zoning laws were harshly criticized as an overreach of government power. Some believed that they were an unjust restriction of private action, while others believed that the power of zoning would be corrupted in the hands of bureaucrats. General P. Lincoln Mitchell went as far as to call zoning laws "an advanced form of communism."
Others supported zoning laws for their uniform and consistent application, and believed that they would be a force of social equality. The constitutionality of zoning laws was highly debated until the ruling of Euclid v. Amber Realty.
Euclid v. Ambler Realty:
Main article: Euclid v. Ambler Realty
The constitutionality of zoning ordinances was upheld by the U.S. Supreme Court in Village of Euclid, Ohio v. Ambler Realty Co. in 1926. The zoning ordinance of Euclid, Ohio was challenged in court by a local land owner on the basis that restricting use of property violated the Fourteenth Amendment to the United States Constitution.
Ambler Realty Company filed suit on November 13, 1922 against the Village of Euclid, Ohio, alleging that the local zoning ordinances effectively diminished its property values.
The village had zoned an area of land held by Ambler Realty as a residential neighborhood. Ambler argued that it would lose money because if the land could be leased to industrial users it would have netted a great deal more money than as a residential area. Ambler Realty claimed these breaches implied an unconstitutional taking of property and denied equal protection under the law.
The trial court originally ruled in Ambler's favor, holding zoning unconstitutional. Among other reasons, the trial court found that zoning was an illegitimate device to facilitate social and economic segregation.
Nonetheless, the U.S. Supreme Court reversed that decision, holding that zoning was a nuisance-preventing device, and as such a proper exercise of the state regulatory police power.
Houston, 1924–1929:
Houston remains an exception within the United States because it never adopted a zoning ordinance. However, strong support existed for zoning in Houston among elements within municipal government and among the city's elites during the 1920s.
In 1924, Mayor Oscar Holcombe, appointed the first funded City Planning Commission. City Council voted in favor of hiring S. Herbert Hare of Hare and Hare as a planning consultant. Following the passage of a state zoning enabling statute in 1927, Holcombe appointed Will Hogg to chair a new City Planning Commission.
Will Hogg was a co-founder of the River Oaks development, the son of a former Texas Governor and an heir to family oil wealth. By 1929, both Hare and Hogg abandoned efforts to push the zoning ordinance to a referendum. In their estimation, there was not enough support for it. Hogg resigned as chair of the City Planning Commission that year.
Houston is the largest city in the country with no zoning ordinances. Houston voters have rejected efforts to implement zoning in 1948, 1962, and 1993. Houston is similar, however, to other large cities throughout the Sun Belt, who all experienced the bulk of their population growth during the Age of the Automobile.
The largest of these cities, such as Los Angeles, Atlanta, Miami, Tampa, Dallas, Phoenix, and Kansas City, have all expanded their metropolitan footprints along with Houston while having land use zoning.
While Houston has no official zoning ordinances, many private properties have legal covenants or "deed restrictions" that limit the future uses of land, with effects similar to those of zoning systems.
Also, the city has enacted development regulations that specify how lots are subdivided, standard setbacks, and parking requirements. The regulations have contributed to the city's automobile-dependent sprawl, by requiring the existence of large minimum residential lot sizes and large commercial parking lots.
21st century:
In the early 21st century, several local and state governments across the United States have been relaxing or abolishing specific zoning classes (e.g. single-family zoning) to address various issues that have arisen as a result of zoning, such as housing affordability crises and racial and socio-economic segregation.
In addition, federal legislation to reform exclusionary zoning has been proposed by national politicians from both the Republican and Democratic parties since at least the 2010s.
California:
In September 2021, the state of California adopted Senate Bill 9 allowing the development of up to four residential units on single-family lots, following a growing push from local governments such as Berkeley (set to phase out single-family zoning by December 2022), San Jose and other cities across the state.
Massachusetts:
In 2000, Republican governor Paul Cellucci of Massachusetts passed the Community Preservation Act for housing affordability. In 2004, Republican governor Mitt Romney adopted the 40R law which provided financial incentives to cities, suburbs, and towns to adopt zoning legislation for new rental and condo units around rail stations.
In 2012, Democratic governor Deval Patrick expanded 40R with Compact Neighborhoods, incentivizing zoning for denser, multifamily housing near rail and transit hubs across the Commonwealth.
In November 2017, Republican governor Charlie Baker introduced the Housing Choice reform (adopted in January 2021), including relaxing the requirement of a two-thirds majority to a simple majority at the local level to pass zoning amendments for new housing, a requirement for 175 cities and towns in the Greater Boston area to rezone land for denser, multi-family housing near MBTA stations, and financial means of compliance to new zoning regulations on top of existing incentives.
Unlike California, where the state legislature has taken a more leading role in local zoning reform, the focus in Massachusetts is on local government control of zoning policy changes; both approaches have their advantages and disadvantages.
Minneapolis:
On December 7, 2018, Minneapolis in Minnesota became the first U.S. city to decide to completely phase out exclusionary single-family zoning policies (then covering 70% of its residential land) in three stages.
It also planned to allow construction of new three-to-six story buildings near transit stops, abolish off-street minimum parking requirements (the fourth U.S. city to do so), require new apartment developments to set aside 10% of units for moderate-income households, and to increase funding for affordable housing to combat homelessness and support low-income renters.
Aside from increasing housing affordability and reducing racial and economic segregation, reducing commutes and making housing more environmentally friendly was an additional stated purpose.
Oregon:
The House Bill 2001, adopted by the Oregon Senate in a 17-9 vote on June 30, 2019, effectively eliminated single-family zoning in large Oregonian cities. Towns with at least 10,000 residents were required to allow the development of duplexes in single-family zones, while cities with over 25,000 residents and a few smaller places in the Portland metropolitan area also had to permit triplexes, fourplexes, and "cottage clusters" (several small homes around a common yard) in addition to duplexes on land that had until then been reserved for single-family homes.
Scope:
Theoretically, the primary purpose of zoning is to segregate uses that are thought to be incompatible and provide stability to property values.
In practice, zoning is also used as a permitting system to prevent new development from harming existing residents or businesses. Zoning is commonly exercised by local governments such as counties or municipalities, although the state determines the nature of the zoning scheme with a zoning enabling law. Federal lands are not subject to state planning controls.
Zoning may include regulation of the kinds of activities that will be acceptable on particular lots (such as open space, residential, agricultural, commercial, or industrial), the densities at which those activities may be performed (from low-density housing such as single family homes to high-density such as high-rise apartment buildings), the height of buildings, the amount of space structures may occupy, the location of a building on the lot (setbacks), the proportions of the types of space on a lot (for example, how much landscaped space and how much paved space), and how much parking must be provided).
Some commercial zones specify what types of products may be sold by particular stores. The details of how individual planning systems incorporate zoning into their regulatory regimes varies although the intention is always similar.
Most zoning systems have a procedure for granting variances (exceptions to the zoning rules), usually because of some perceived hardship due to the particular nature of the property in question. If the variance is not warranted, then it may cause an allegation of spot zoning to arise.
Most state zoning-enabling laws prohibit local zoning authorities from engaging in any spot zoning because it would undermine the purpose of a zoning scheme.
Zoning codes vary by jurisdiction. As one example, residential zones might be coded as R1 for single-family homes, R2 for two-family homes, and R3 for multiple-family homes. As another example, R60 might represent a minimum lot of 60,000 sq. ft. (1.4 acre or about 0.5 hectares) per single family home, while R30 might require lots of only half that size.
Legal challenges:
There are several limitations to the ability of local governments in asserting police powers to control land use. First, constitutional constraints include freedom of speech (First Amendment), unjust takings of property through the use of zoning that denies land owners the ability to put their land to reasonable, income producing uses (Fifth Amendment), and equal protection (Fourteenth Amendment).
There are also federal statutes that sometimes constrain local zoning. These include the Federal Housing Amendments Act of 1988, the Americans with Disabilities Act of 1990, and the Religious Land Use and Institutionalized Persons Act of 2000.
Freedom of speech:
See also: Lawn sign
Local governments regulate signage on private property through zoning ordinances.
Sometimes courts invalidate laws which regulate the content of speech rather than the manners and modes of speech. One court invalidated a local ordinance that prohibited "for sale" and "sold" signs on private property. Another court struck down a law which prohibited signs for adult cabarets.
Takings after 1987:
Beginning in 1987, several United States Supreme Court cases ruled against land use regulations as being a taking requiring just compensation pursuant to the Fifth Amendment to the Constitution. First English Evangelical Lutheran Church v. Los Angeles County ruled that even a temporary regulatory taking may require compensation.
Nollan v. California Coastal Commission ruled that construction permit conditions that fail to substantially advance the agency's authorized purposes, require compensation.
Lucas v. South Carolina Coastal Council ruled that numerous environmental concerns were not sufficient to deny all development without compensation.
Dolan v. City of Tigard ruled that conditions of a permit must be roughly proportional to the adverse impacts of the proposed new development.
Palazzolo v. Rhode Island ruled property rights are not diminished by unconstitutional laws that exist without challenge at the time the complaining property owner acquired title.
Equal protection:
Specific zoning laws have been overturned in some other U.S. cases where the laws were not applied evenly (violating equal protection) or were considered to violate free speech. In the Atlanta suburb of Roswell, Georgia, an ordinance banning billboards was overturned in court on such grounds.
It has been deemed that a municipality's sign ordinance must be content neutral with regard to the regulation of signs. The city of Roswell, Georgia now has instituted a sign ordinance that regulates signs, based strictly on dimensional and aesthetic codes rather than an interpretation of the sign content (i.e. use of colors, lettering, etc.).
Religious exercise:
On other occasions, religious institutions sought to circumvent zoning laws, citing the Religious Freedom Restoration Act of 1993 (RFRA).
The Supreme Court eventually overturned RFRA in just such a case, City of Boerne v. Flores 521 U.S. 507 (1997). Congress enacted the Religious Land Use and Institutionalized Persons Act (RLUIPA) in 2000, however, in an effort to correct the constitutionally objectionable problems of the RFRA.
In the 2005 case of Cutter v. Wilkinson, the United States Supreme Court held RLUIPA to be constitutional as applied to institutionalized persons, but has not yet decided RLUIPA's constitutionality as it relates to religious land uses.
Wildlife sanctuaries:
In early 2022, the town of Woodside, California drew widespread derision for declaring itself a "mountain lion habitat" to avoid state affordable housing requirements. It backed down on that attempt after California Attorney General Rob Bonta denied this claim.
Bonta wrote: "There is no valid basis to claim that the entire town of Woodside is a habitat for mountain lions. Land that is already developed — with, for example a single-family home — is not, by definition, habitat. (...) Our message to local governments is simple: act in good faith, follow the law, and do your part to increase the housing supply."
According to housing advocate Sonja Trauss, this was just one of about 40 cases in which Californian towns attempted to limit, block or discourage housing development to maintain exclusionary single-family zones in violation of Senate Bill 9 (SB9) adopted in September 2021.
Types:
Zoning codes have evolved over the years as urban planning theory has changed, legal constraints have fluctuated, and political priorities have shifted. The various approaches to zoning may be divided into three categories: Euclidean (use-based), performance, and form-based.
Euclidean:
Named for the type of zoning code adopted in the town of Euclid, Ohio, Euclidean (also known as exclusionary) zoning codes are by far the most prevalent in the United States, being used extensively in small towns and large cities alike.
Euclidean zoning is characterized by the segregation of land uses into specified geographic districts and dimensional standards stipulating limitations on the magnitude of development activity that is allowed to take place on lots within each type of district. Typical types of land-use districts in Euclidean zoning are: residential, commercial, and industrial.
Uses within each district are usually heavily prescribed to exclude other types of uses (residential districts typically disallow commercial or industrial uses). Some "accessory" or "conditional" uses may be allowed in order to accommodate the needs of the primary uses.
Dimensional standards apply to any structures built on lots within each zoning district, and typically, take the form of setbacks, height limits, minimum lot sizes, lot coverage limits, and other limitations on the building envelope.
Euclidean zoning takes two forms, flat and hierarchical. Under flat Euclidean zoning, each district is strictly designated for one use. Hierarchical zoning uses traditional Euclidean zoning classifications (industrial, commercial, multi-family, residential, etc.), but places them in a hierarchical order "nesting" one zoning class within another.
For example, multi-family is not only permitted in "higher order" multi-family zoning districts, but also permitted in high order commercial and industrial zoning districts as well.
Protection of land values is maintained by stratifying the zoning districts into levels according to their location in the urban society (neighborhood, community, municipality, and region). Hierarchical Euclidean zoning generally, fell out of favor in the mid-twentieth century, with flat zoning becoming more popular, although many municipalities still incorporate some degree of hierarchy in their zoning ordinances.
Euclidean zoning is used by many municipalities due to its ease of implementation (one set of explicit, prescriptive rules), long-established legal precedent, and familiarity to planners and design professionals. Euclidean zoning has been criticized, however, for its lack of flexibility.
Separation of uses can contribute to urban sprawl, loss of open space, heavy infrastructure costs, and automobile dependency.
Performance:
Also known as "effects-based planning", performance zoning, first advocated by Lane Kendig in 1982, uses performance-based or goal-oriented criteria to establish review parameters for proposed development projects in any area of a municipality.
Performance zoning often utilizes a "points-based" system whereby a property developer may apply credits toward meeting established zoning goals through selecting from a 'menu' of compliance options (some examples include: mitigation of environmental impacts, providing public amenities, building affordable housing units, etc.).
Additional discretionary criteria may be established also as part of the review process.
The appeal of performance zoning lies in its high level of flexibility, rationality, transparency, and accountability. Performance zoning avoids the arbitrary nature of the Euclidean approach, and better accommodates market principles and private property rights with environmental protection.
However, performance zoning can be extremely difficult to implement due to the complexity of preparing an impact study for each project, and can require a high level of discretionary activity on the part of the supervising authority. For this reason, performance zoning has not been adopted widely in the US and is usually limited to specific categories within a broader prescriptive code when found.
Form-based:
Main article: Form-based code
Form-based zoning relies on rules applied to development sites according to both prescriptive and potentially discretionary criteria. Typically, these criteria are dependent on lot size, location, proximity, and other various site- and use-specific characteristics.
For example, in a largely suburban single family residential area, uses such as offices, retail, or even light industrial could be permitted so long as they conformed (setback, building size, lot coverage, height, and other factors) with other existing development in the area.
Form based codes offer considerably more flexibility in building uses than do Euclidean codes but, as they are comparatively new, may be more challenging to create. Form-based codes have not yet been widely adopted in the United States. When form-based codes do not contain appropriate illustrations and diagrams, they have been criticized as being difficult to interpret.
One example of a recently adopted code with form-based design features is the Land Development Code adopted by Louisville, Kentucky in 2003. This zoning code creates "form districts" for Louisville Metro. Each form district intends to recognize that some areas of the city are more suburban in nature, while others are more urban.
Building setbacks, heights, and design features vary according to the form district. As an example, in a "traditional neighborhood" form district, a maximum setback might be 15 feet (4.6 m) from the property line, while in a suburban "neighborhood" there may be no maximum setback.
Dallas, Texas, is currently developing an optional form-based zoning ordinance. Since the concept of form-based codes is relatively new, this type of zoning may be more challenging to enact.
Additional provisions:
Additional zoning provisions exist that are not their own distinct types of zoning but seek to improve existing varieties through the incorporation of flexible practices and other elements such as incentives or the usage of information and communication technologies (ICTs).
Incentive zoning:
First implemented in Chicago and New York City, incentive zoning is intended to provide a reward-based system to encourage development that meets established urban development goals.
Typically, a base level of prescriptive limitations on development will be established and an extensive list of incentive criteria will be established for developers to adopt or not, at their discretion. A reward scale connected to the incentive criteria provides an enticement for developers to incorporate the desired development criteria into their projects.
Common examples include (floor-area-ratio) bonuses for affordable housing provided on-site (known as inclusionary zoning) and height limit bonuses for the inclusion of public amenities on-site. Incentive zoning has become more common throughout the United States during the last 20 years.
Incentive zoning allows for a high degree of flexibility, but may be complex to administer. The more a proposed development takes advantage of incentive criteria, the more closely it has to be reviewed on a discretionary basis. The initial creation of the incentive structure in order to best serve planning priorities also may be challenging and often, requires extensive ongoing revision to maintain balance between incentive magnitude and value given to developers.
Incentive zoning has also been criticized for increasing traffic, reducing natural light, and offering developers larger rewards than those reaped by the public.
Smart zoning:
See also: Smart growth and Smart city
Smart zoning is a broad term that consists of several alternatives to Euclidean zoning that incorporate information and communication technologies.
There are a number of different techniques to accomplish smart zoning. Floating zones, cluster zoning, and planned unit development (PUDs) are possible even as the conventional Euclidean code exists, or the conventional code may be completely replaced by a smart performance or form-based code, as the city of Miami has done.
The incorporation of ICTs to measure metrics such as walkability, and the flexibility and adaptability that smart zoning can provide, have been cited as advantages of smart zoning over "non-smart" performance or form-based codes.
Floating zones:
Floating zones involve an ordinance that describes a zone's characteristics and requirements for its establishment, but its location remains without a designation until the board finds that a situation exists that allows the implementation of that type of zone in a particular area.
When the criteria of a floating zone is met the floating zone ceases "to float" and is adopted by a zoning amendment. Some states allow this type of zoning, such as New York and Maryland, while states such as Pennsylvania do not, as an instance of spot zoning.
To be upheld, the floating zone the master plan must permit floating zones or at least they should not conflict with the master plan. Further, the criteria and standards provided for them should be adequate and the action taken should not be arbitrary or unreasonable. Generally, the floating zone is more easily adoptable and immune from legal challenges if it does not differ substantially from zoned area in which it is implemented.
Cluster zoning:
Cluster zoning permits residential uses to be clustered more closely together than normally allowed, thereby leaving substantial land area to be devoted to open space. Cluster zoning has been favored for its preservation of open space and reduction in construction and utility costs via consolidation, although existing residents may often disapprove due to a reduction in lot sizes.
Planned unit development (PUD):
Main article: Planned unit development
Planned unit development is cluster zoning, but allows for mixed uses. They include some commercial and light industrial uses in order to blend together a traditional downtown environment, but at a suburban scale. Some have argued, however, that such a planned unit development may be a sham for the purpose of bringing in commercial and industrial uses forbidden by the state's zoning law; some courts have held such a "sham" to be an "arbitrary and capricious abuse" of the police power.
Composite zoning:
"Composite" zoning is a type of zoning that consists of a use component, site component, and architectural component. The use component is similar in nature to the use districts of Euclidean zoning.
With an emphasis on form standards, however, use components are typically more inclusive and broader in scope. The site components define a variety of site conditions from low intensity to high intensity such as size and scale of buildings and parking, accessory structures, drive-through commercial lanes, landscaping, outdoor storage and display, vehicle fueling and washing, overhead commercial service doors, etc.
The architectural components address architectural elements and materials, as well as the general level of architectural design.
This zoning method is more flexible and contextually adaptable than standard Euclidean zoning while being easier to interpret than other form-based codes. It has been implemented in Leander, Texas, and is growing in popularity.
Amendments to zoning regulations:
Amendments to zoning regulations may be subject to judicial review, should such amendments be challenged as ultra vires or unconstitutional.
The standard applied to the amendment to determine whether it may survive judicial scrutiny is the same as the review of a zoning ordinance: whether the restriction is arbitrary or whether it bears a reasonable relationship to the exercise of the police power of the state.
If the residents in the targeted neighborhood complain about the amendment, their argument in court does not allow them any vested right to keep the zoned district the same.However, they do not have to prove the difficult standard that the amendment amounts to a taking.
If the gain to the public for the rezoning is small compared to the hardships that would affect the residents, then the amendment may be granted if it provides relief to the residents.
If the local zoning authority passes the zoning amendment, then spot zoning allegations may arise should the rezoning be preferential in nature and not reasonably justified.
Limitations and criticisms:
Land-use zoning is a tool in the treatment of certain social ills and part of the larger concept of social engineering. There is criticism of zoning particularly amongst proponents of limited government or Laissez-faire political perspectives.
The inherent danger of zoning, as a coercive force against property owners, has been described in detail in Richard Rothstein's book The Color of Law (2017). Government zoning was used significantly as an instrument to advance racism through enforced segregation in the North and South from the early part of the 20th century up until recent decades.
Circumventions:
Generally, existing development in a community is not affected by the new zoning laws because it is "grandfathered" or legally non-conforming as a nonconforming use, meaning the prior development is exempt from compliance. Consequently, zoning may only affect new development in a growing community.
In addition, if undeveloped land is zoned to allow development, that land becomes relatively expensive, causing developers to seek land that is not zoned for development with the intention to seek rezoning of that land. Communities generally react by not zoning undeveloped land to allow development until a developer requests rezoning and presents a suitable plan. Development under this practice appears to be piecemeal and uncoordinated.
Communities try to influence the timing of development by government expenditures for new streets, sewers, and utilities usually desired for modern developments. Contrary to federal recommendations discouraging it, the development of interstate freeways for purposes unrelated to planned community growth, creates an inexorable rush to develop the relatively cheap land near interchanges.
Property tax suppression measures such as California Proposition 13 led many communities desperate to capture sales tax revenue to disregard their comprehensive plans and rezone undeveloped land for retail establishments.
In Colorado, local governments are free to choose not to enforce their own zoning and other land regulation laws. This is called selective enforcement. Steamboat Springs, Colorado is an example of a location with illegal buildings and lax enforcement.
Social:
In more recent times, zoning has been criticized by urban planners and scholars (most notably Jane Jacobs) as a source of new social ills, including urban sprawl, the separation of homes from employment, and the rise of "car culture". Some communities have begun to encourage development of denser, homogenized, mixed-use neighborhoods that promote walking and cycling to jobs and shopping.
Nonetheless, a single-family home and car are major parts of the "American Dream" for nuclear families, and zoning laws often reflect this: in some cities, houses that do not have an attached garage have been deemed "blighted" and are subject to redevelopment.
Movements that disapprove of Euclidean zoning, such as New Urbanism and Smart Growth, generally try to reconcile these competing demands. New Urbanists in particular favor creative urban design solutions that hark back to 1920s and 1930s practices of hierarchical zoning, or form-based code.
Exclusionary:
Zoning has long been criticized as a tool of racial and socio-economic exclusion and segregation, primarily through minimum lot-size requirements and land-use segregation.
Early zoning codes often were explicitly racist, or designed to separate social classes.
Exclusionary practices remain common among suburbs wishing to keep out those deemed socioeconomically or ethnically undesirable: for example, representatives of the city of Barrington Hills, Illinois once told editors of the Real Estate section of the Chicago Tribune that the city's 5-acre (20,000 m2) minimum lot size helped to "keep out the riff-raff."
Occupancy restrictions, such as those restricting the number of unrelated occupants that can occupy a single-family dwelling, have been criticized for their rigidity to traditional ideas of the nuclear family. Supreme Court Justice William O. Douglas argued in the case Village of Belle Terre v. Boraas that argued it was the objective of the state to preserve traditional family values, something critics have used as a pejorative against single-family zoning.
Racially-segregated zoning:
Since 1910 in Baltimore, numerous U.S. States created racial zoning laws; however such laws were ruled out in 1917 when the U.S. Supreme Court ruled that such laws interfered with the property rights of owners (Buchanan v. Warley).
There were repeated attempts by various states, municipalities, and individuals since then to create zoning and housing laws based on race, however, such laws eventually were overturned by the courts. The legality of all discrimination in housing, by public or private entities, was ended by the Fair Housing Act (Title VIII of the Civil Rights Act of 1968).
Despite such rulings, there is widespread evidence that zoning laws are still used for the purpose of racial segregation. In the wake of the Fair Housing Act, localities increasingly used purportedly non-racial zoning laws to keep non-whites out of white neighborhoods.
Localities prohibited duplexes, small homes, and multi-family buildings, which were more likely to be occupied by racial minorities, recent immigrants, and poor households. The outcome of segregating different areas of cities and regions by uses or characteristics of uses has resulted in increased racial and economic segregation.
Housing affordability:
Zoning also has been implicated as a primary driving factor in the rapidly accelerating lack of affordable housing in urban areas.
One mechanism for this is zoning by many suburban and exurban communities for very large minimum residential lot and building sizes in order to preserve home values by limiting the total supply of housing, which thereby excludes poorer people.This shifts the market toward more expensive homes than ordinarily might be built.
According to the Manhattan Institute, as much as half of the price paid for housing in some jurisdictions is directly attributable to the hidden costs of restrictive zoning regulation.
For example, the entire town of Los Altos Hills, California (with the exception of the local community college and a religious convent), is zoned for residential use with a minimum lot size of one acre (4,000 m²) and a limit to only one primary dwelling per lot. All these restrictions were upheld as constitutional by federal and state courts in the early 1970s.
The town traditionally attempted to comply with state affordable housing requirements by counting secondary dwellings (that is, apartments over garages and guest houses) as affordable housing, and since 1989 also has allowed residents to build so-called "granny units".
In 1969 Massachusetts enacted the Massachusetts Comprehensive Permit Act: Chapter 40B, originally referred to as the anti-snob zoning law. Under this statute, in municipalities with less than 10% affordable housing, a developer of affordable housing may seek waiver of local zoning and other requirements from the local zoning board of appeals, with review available from the state Housing Appeals Committee if the waiver is denied.
Similar laws are in place in other parts of the United States (e.g., Rhode Island, Connecticut, and Illinois), although their effectiveness is disputed.
Critics of zoning note that zoning laws are a disincentive to provide housing which results in an increase in housing costs and a decrease in productive economic output. For example, A 2017 study showed that if all states deregulated their zoning laws only halfway to the level of Texas, a state known for low zoning regulations, their GDP would increase by 12 percent due to more productive workers and opportunity.
Furthermore, critics note that it impedes the ability of those that wish to provide charitable housing from doing so. For example, in 2022, Gloversville's Free Methodist Church in New York wished to provide 40 beds for the homeless population in -4 degree weather and were inhibited from doing so.
Health and environmental concerns:
A study of greenhouse gas emissions found that strict zoning laws "seem to be pushing new development towards places with higher emissions." Public officials have argued that, while zoning laws have historically had a negative impact on the environment through their promotion of low-density sprawl and car-centric development, zoning can be used to preserve open space and as a tool to promote the usage of renewable energy.
These forms of development, by fostering car dependency, may also contribute to a rise in sedentary lifestyles and obesity.
See also:
- Agricultural zoning
- Missing middle housing
- Mobility transition
- Stroad
- Transfer of development rights
- Urban growth boundary
School Districts in the United States
- YouTube Video: Gov101-- School Districts
- YouTube Video: Understanding School Funding
- YouTube Video: School Districts and Remote Learning
A school district is a special-purpose district that operates local public primary and secondary schools in various nations.
In the United States:
For a more comprehensive list, see Lists of school districts in the United States.In the U.S, most K–12 public schools function as units of local school districts, which usually operate several schools, and the largest urban and suburban districts operate hundreds of schools.
While practice varies significantly by state (and in some cases, within a state), most American school districts operate as independent local governmental units under a grant of authority and within geographic limits created by state law.
The executive and legislative power over locally controlled policies and operations of an independent school district are, in most cases, held by a school district's board of education.
Depending on state law, members of a local board of education (often referred to informally as a school board) may be elected, appointed by a political office holder, serve ex officio, or a combination of any of these.
An independent school district is a legally separate body corporate and political. While the controlling law varies, in the United States most school districts operate as independent local governmental units with exclusive authority over K–12 public educational operations and policies. The extent of this control is set by state-level law. Litigation against school districts is common; law firms that specialize in school law handle such litigation and it is paid for by school board professional liability insurance.
Independent school districts often exercise authority over a school system that is analogous to the authority of local governments like that of a town or a county. These include the power to enter contacts, eminent domain, and the power to issue binding rules and regulations affecting school policies and operations.
The power of school districts to tax and spend is generally more limited. An independent school district's annual budget may require approval by the plebiscite (much of New York) or the local government.
Additionally, independent taxation authority may or may not exist as in Virginia, whose school divisions have no taxing authority and must depend on another local government (county, city, or town) for funding.
Its governing body, which is typically elected by direct popular vote but may be appointed by other governmental officials, is called a school board, board of trustees, board of education, school committee, or the like. This body appoints a superintendent of schools, usually an experienced public school administrator, to function as the district's chief executive for carrying out day-to-day decisions and policy implementations. The school board may also exercise a quasi-judicial function in serious employee or student discipline matters.
School districts in the Midwest and West tend to cross municipal boundaries, while school districts in New England and the Mid-Atlantic regions tend to adhere to city, township, and/or county boundaries.
As of 1951 school districts were independent governmental units in 26 states, while in 17 states there were mixes of independent school districts and school districts subordinate to other local governments. In nine states there were only school districts subordinate to local governments.
In most Southern states, school systems operate either as an arm of county government or at least share coextensive boundaries with the state's counties. A 2010 study by economist William A. Fischel found that "two-thirds of medium-to-large American cities have boundaries that substantially overlap those of a single school district" with substantial regional and state variations in the degree of overlap, "ranging from nearly perfect congruence in New England, New Jersey, and Virginia, to hardly any in Illinois, Texas, and Florida."
Older and more populous municipalities "tend to have boundaries that closely match those of a single school district." Noting that most modern school districts were formed by consolidating one-room school districts in the first seven decades of the 20th century, Fischel argues that "outside the South, these consolidations were consented to by local voters" who "preferred districts whose boundaries conformed to their everyday interactions rather than formal units of government" and that "[t]he South ended up with county-based school districts because segregation imposed diseconomies of scale on district operations and required larger land-area districts."
In New York, most school districts are separate governmental units with the power to levy taxes and incur debt, except for the five cities with a population of over 125,000 (Buffalo, Rochester, Syracuse, Yonkers, and New York City), where the schools are operated directly by the municipalities.
The Hawaii State Department of Education functions as a single statewide school district, unique among states.
According to a 2021 study, the demographics of voters who elect local school boards in the United States tend not to align with the demographics of the students. This gap is "most pronounced in majority nonwhite jurisdictions and school districts with the largest racial achievement gaps."
History:
There were 130,000 school districts in the country in 1930, with an average student population of 150. From 1942 to 1951 the number of school districts declined from 108,579 to 70,452, a decrease of 38,127 or 35%.
Many states had passed laws facilitating school district consolidation. In 1951 the majority of the school districts in existence were rural school districts only providing elementary education, and some school districts did not operate schools but instead provided transportation to other schools.
The Midwest had a large number of rural school districts.
Previously areas of the Unorganized Borough of Alaska were not served by school districts but instead served by schools directly operated by the Alaska Department of Education and by Bureau of Indian Affairs (BIA) schools. The state schools were transferred to the Alaska State-Operated School System (SOS) after the Alaska Legislature created it in 1971; that agency was terminated in 1975, with its schools transferred to the newly created Alaska Unorganized Borough School District, which was broken apart into twenty-one school districts the following year.
In the 2017 Census of Governments, the United States Census Bureau enumerated the following numbers of school systems in the United States:
School districts in the US have reduced the number of their employees by 3.3%, or 270,000 between 2008 and 2012, owing to a decline in property tax revenues during and after the Great Recession. By 2016 there were about 13,000 school districts, and the average student population was about 5,000.
Terminology:
Although these terms can vary slightly between various states and regions, these are typical definitions for school district constitution:
Schools:
Districts:
These terms may not appear in a district's name, even though the condition may apply.
See also:
In the United States:
For a more comprehensive list, see Lists of school districts in the United States.In the U.S, most K–12 public schools function as units of local school districts, which usually operate several schools, and the largest urban and suburban districts operate hundreds of schools.
While practice varies significantly by state (and in some cases, within a state), most American school districts operate as independent local governmental units under a grant of authority and within geographic limits created by state law.
The executive and legislative power over locally controlled policies and operations of an independent school district are, in most cases, held by a school district's board of education.
Depending on state law, members of a local board of education (often referred to informally as a school board) may be elected, appointed by a political office holder, serve ex officio, or a combination of any of these.
An independent school district is a legally separate body corporate and political. While the controlling law varies, in the United States most school districts operate as independent local governmental units with exclusive authority over K–12 public educational operations and policies. The extent of this control is set by state-level law. Litigation against school districts is common; law firms that specialize in school law handle such litigation and it is paid for by school board professional liability insurance.
Independent school districts often exercise authority over a school system that is analogous to the authority of local governments like that of a town or a county. These include the power to enter contacts, eminent domain, and the power to issue binding rules and regulations affecting school policies and operations.
The power of school districts to tax and spend is generally more limited. An independent school district's annual budget may require approval by the plebiscite (much of New York) or the local government.
Additionally, independent taxation authority may or may not exist as in Virginia, whose school divisions have no taxing authority and must depend on another local government (county, city, or town) for funding.
Its governing body, which is typically elected by direct popular vote but may be appointed by other governmental officials, is called a school board, board of trustees, board of education, school committee, or the like. This body appoints a superintendent of schools, usually an experienced public school administrator, to function as the district's chief executive for carrying out day-to-day decisions and policy implementations. The school board may also exercise a quasi-judicial function in serious employee or student discipline matters.
School districts in the Midwest and West tend to cross municipal boundaries, while school districts in New England and the Mid-Atlantic regions tend to adhere to city, township, and/or county boundaries.
As of 1951 school districts were independent governmental units in 26 states, while in 17 states there were mixes of independent school districts and school districts subordinate to other local governments. In nine states there were only school districts subordinate to local governments.
In most Southern states, school systems operate either as an arm of county government or at least share coextensive boundaries with the state's counties. A 2010 study by economist William A. Fischel found that "two-thirds of medium-to-large American cities have boundaries that substantially overlap those of a single school district" with substantial regional and state variations in the degree of overlap, "ranging from nearly perfect congruence in New England, New Jersey, and Virginia, to hardly any in Illinois, Texas, and Florida."
Older and more populous municipalities "tend to have boundaries that closely match those of a single school district." Noting that most modern school districts were formed by consolidating one-room school districts in the first seven decades of the 20th century, Fischel argues that "outside the South, these consolidations were consented to by local voters" who "preferred districts whose boundaries conformed to their everyday interactions rather than formal units of government" and that "[t]he South ended up with county-based school districts because segregation imposed diseconomies of scale on district operations and required larger land-area districts."
In New York, most school districts are separate governmental units with the power to levy taxes and incur debt, except for the five cities with a population of over 125,000 (Buffalo, Rochester, Syracuse, Yonkers, and New York City), where the schools are operated directly by the municipalities.
The Hawaii State Department of Education functions as a single statewide school district, unique among states.
According to a 2021 study, the demographics of voters who elect local school boards in the United States tend not to align with the demographics of the students. This gap is "most pronounced in majority nonwhite jurisdictions and school districts with the largest racial achievement gaps."
History:
There were 130,000 school districts in the country in 1930, with an average student population of 150. From 1942 to 1951 the number of school districts declined from 108,579 to 70,452, a decrease of 38,127 or 35%.
Many states had passed laws facilitating school district consolidation. In 1951 the majority of the school districts in existence were rural school districts only providing elementary education, and some school districts did not operate schools but instead provided transportation to other schools.
The Midwest had a large number of rural school districts.
Previously areas of the Unorganized Borough of Alaska were not served by school districts but instead served by schools directly operated by the Alaska Department of Education and by Bureau of Indian Affairs (BIA) schools. The state schools were transferred to the Alaska State-Operated School System (SOS) after the Alaska Legislature created it in 1971; that agency was terminated in 1975, with its schools transferred to the newly created Alaska Unorganized Borough School District, which was broken apart into twenty-one school districts the following year.
In the 2017 Census of Governments, the United States Census Bureau enumerated the following numbers of school systems in the United States:
- 12,754 school district governments
- 571 county-dependent school systems
- 223 municipal-dependent school systems
- 32 state-dependent school systems
- 481 township-dependent school systems
School districts in the US have reduced the number of their employees by 3.3%, or 270,000 between 2008 and 2012, owing to a decline in property tax revenues during and after the Great Recession. By 2016 there were about 13,000 school districts, and the average student population was about 5,000.
Terminology:
Although these terms can vary slightly between various states and regions, these are typical definitions for school district constitution:
Schools:
- An elementary or primary school usually includes kindergarten and grades one through five or six. In some school districts, these grades are divided into two schools. Primary school is most commonly used for schools housing students in kindergarten through grade two or three in districts where the older elementary students are in intermediate schools (see below).
- A middle school usually includes grades six or seven through eight or nine. In some places, the alternative terms junior high school or intermediate school are still used. Junior high school often refers to schools that cover grades seven through nine. Intermediate school is also used for schools that cover grades three through five (or so) when they are separated from elementary schools.
- A high school usually includes grades nine or ten through twelve and may also include grades seven and eight. Many high schools cover only grades ten to twelve; this type of school is sometimes referred to as a senior high school.
Districts:
These terms may not appear in a district's name, even though the condition may apply.
- A unified school district includes elementary and secondary (middle school and high school) educational levels.
- The word central in a district's name indicates that the district is formed from a consolidation ("centralization") of multiple districts and that the central district's operations are centralized relative to those of the previous districts.
- The word community in a district's name indicates that the district is formed to serve a community of people with common interests and associations and with a community center.
- The word free in a district's name indicates that no tuition is charged to attend district schools. In New York, it is used in conjunction with the union to indicate a district composed of multiple, formerly independent common school districts now free of restrictions placed on New York State's common school districts.
- The word union or consolidated in a district's name indicates that it was formed from two or more districts.
- In Missouri, most district names include a C- (for "consolidated") or, more commonly, an R- (for "reorganized") followed by a number, commonly in Roman numerals.
- The word joint in a district's name indicates that it includes territory from more than one county. By extension, a joint state school district, such as Union County–College Corner JSD, includes territory in more than one state.
- The word independent can have different meanings, depending on the state.
- Kentucky — Under Kentucky Revised Statutes § 160.020, an "Independent" district is defined as one whose jurisdiction does not cover an entire county. If a county has no independent district, its school district boundaries coincide exactly with its borders. Following the most recent closure of an independent district in 2019, the state has 52 independent school districts along with 120 county districts, with the most significant concentrations of independent districts found in Northern Kentucky and the Eastern Coalfield region. These districts are generally associated with a city, or sometimes with a cluster of adjoining cities. Unlike county districts, independent districts can cross county lines, as in the Caverna Independent School District centered on Cave City and Horse Cave and the Corbin Independent School District. Note that some districts in the state are independent despite not having "Independent" in their official name, as in the Owensboro Public Schools and Paducah Public Schools.
- Minnesota — Per Minnesota Statute 120A.05, "Independent" denotes any school district validly created and existing as an independent, consolidated, joint independent, county, or a ten or more township district as of July 1, 1957, or under to the Education Code.
- Texas — Here, "Independent" denotes that the district is separate from any county- or municipal-level entity. All of the state's school districts, with only one exception (Stafford Municipal School District), are independent of any municipal or county control. Moreover, school district boundaries rarely coincide with municipal limits or county lines. Most districts use the term "Independent School District" in their name; in the few cases where the term "Common School District" is used the district is still an independent governmental entity. An independent school district resulting from a consolidation of two or more independent school districts is called a consolidated independent school district, sometimes abbreviated "CISD."
- In Ohio, school districts are classified as either city school districts, exempted village school districts, or local school districts. City and exempted village school districts are exempted from county boards of education, while local school districts remain under county school board supervision. School districts may combine resources to form a fourth type of school district, the joint vocational school district, which focuses on a technical skills-based curriculum.
- In Michigan, there are intermediate school districts (ISD), regional education service districts (RESD), or regional education service agencies (RESA), largely at the county level. The local school districts run the schools and most programs, but often bilingual aides, programs for the deaf and blind, special education for the severely impaired, and career and technical education programs are run by the intermediate school district or equivalent.
- County-wide school districts are most commonly found in Mid-Atlantic and Southern states such as Maryland, West Virginia, Virginia, North Carolina, South Carolina, Georgia, Florida, Alabama, Mississippi, Louisiana, Tennessee, and Kentucky. Nevada and Utah also have mostly county-wide school districts, and Alaska has many borough-wide school districts. Hawaii operates its schools at the state level through its department of education.
- In Maine, there are regional school units wherein smaller districts were consolidated into RSUs in 2008 when state laws changed.
See also:
- Lists of school districts in the United States
- List of the largest school districts in the United States by enrollment
- State education agency
- School division (Virginia)
- Unified school district
- School district drug policies
- School Improvement Grant
- U.S. School Districts Online
The Digital Divide
- YouTube Video: How rural areas deal with bad or no internet
- YouTube Video: Why is Rural America's Internet So Bad?
- YouTube Video: SUPER FAST Unlimited Rural Internet for $40/month!
How to Close the Digital Divide in the U.S.
by Bhaskar Chakravorti
The U.S. government is negotiating a plan to address one of the most important — but overlooked — problems facing the country: the digital divide. While this problem is often talked about as a simple problem of access to broadband internet service, it is deeper and more complex than mere infrastructure.
In truth, the digital divide also is a problem of inclusivity, institutions, and individual proficiency, and a solution needs to address all four dimensions.
Policymakers should:
Finally, America appears to be taking bold action on fixing its fraying infrastructure. President Joe Biden’s proposed American Jobs Plan — despite being negotiated down in a bipartisan deal — is a significant step in addressing one the of the country’s most pressing, deeply rooted, and often overlooked problems: The plan contains a $65 billion budget spread over eight years to close the gaps in the digital infrastructure.
It’s a major investment. Unfortunately, it still falls well short of what’s needed to actually solve the problem. According to our analyses, the budget should have been two and half times as large as the original $100 billion. Let me explain why and what can be done to move forward.
It’s long been acknowledged that even as the digital industry exploded out of this country,
America lived with a “digital divide.” While this is loosely understood as the gap between those who have access to reliable internet service and those who don’t, the true nature and extent of the divide is often under-appreciated.
Internet infrastructure is, of course, an essential element of the divide, but infrastructure alone does not necessarily translate into adoption and beneficial use. Local and national institutions, affordability and access, and the digital proficiency of users, all play significant roles — and there are wide variations across the United States along each of these.
As part of our research initiative, Imagining a Digital Economy for All (IDEA) 2030 (established in collaboration with the Mastercard Center for Inclusive Growth), we disaggregated the digital divide into four distinct components and scored the 50 states along each of these:
Inclusivity: Affordability of broadband; equity of broadband access across income groups; actual usage of the internet at broadband speeds.
Institutions: Political prioritization of broadband strategy; best practices of government use of technology for public services; restrictions on alternative local broadband solutions, such as municipal networks.
Digital Proficiency: How well people can navigate the digital world, which is shaped by demographic profile, education levels, political tolerance, degree of skepticism about news sourced from social media.
The state of the digital divide across all 50 states can be visualized in the exhibit below:
by Bhaskar Chakravorti
The U.S. government is negotiating a plan to address one of the most important — but overlooked — problems facing the country: the digital divide. While this problem is often talked about as a simple problem of access to broadband internet service, it is deeper and more complex than mere infrastructure.
In truth, the digital divide also is a problem of inclusivity, institutions, and individual proficiency, and a solution needs to address all four dimensions.
Policymakers should:
- pay for improvements using a “Romer” tax levied on digital ads,
- coordinate locally appropriate solutions,
- recruit Big Tech and major internet service providers to help close gaps,
- invite public-private solutions,
- update and expand existing affordability programs,
- build in future-proofing,
- and invest in digital literacy.
Finally, America appears to be taking bold action on fixing its fraying infrastructure. President Joe Biden’s proposed American Jobs Plan — despite being negotiated down in a bipartisan deal — is a significant step in addressing one the of the country’s most pressing, deeply rooted, and often overlooked problems: The plan contains a $65 billion budget spread over eight years to close the gaps in the digital infrastructure.
It’s a major investment. Unfortunately, it still falls well short of what’s needed to actually solve the problem. According to our analyses, the budget should have been two and half times as large as the original $100 billion. Let me explain why and what can be done to move forward.
It’s long been acknowledged that even as the digital industry exploded out of this country,
America lived with a “digital divide.” While this is loosely understood as the gap between those who have access to reliable internet service and those who don’t, the true nature and extent of the divide is often under-appreciated.
Internet infrastructure is, of course, an essential element of the divide, but infrastructure alone does not necessarily translate into adoption and beneficial use. Local and national institutions, affordability and access, and the digital proficiency of users, all play significant roles — and there are wide variations across the United States along each of these.
As part of our research initiative, Imagining a Digital Economy for All (IDEA) 2030 (established in collaboration with the Mastercard Center for Inclusive Growth), we disaggregated the digital divide into four distinct components and scored the 50 states along each of these:
- Infrastructure
- Internet speeds;
- terrestrial broadband
- coverage;
- smartphone usage.
Inclusivity: Affordability of broadband; equity of broadband access across income groups; actual usage of the internet at broadband speeds.
Institutions: Political prioritization of broadband strategy; best practices of government use of technology for public services; restrictions on alternative local broadband solutions, such as municipal networks.
Digital Proficiency: How well people can navigate the digital world, which is shaped by demographic profile, education levels, political tolerance, degree of skepticism about news sourced from social media.
The state of the digital divide across all 50 states can be visualized in the exhibit below:
The Digital Divide Reinforces Divides in Key Services:
The inability to use the internet pushes access to many essential services out of reach. Often, this compounds other inequities and historical injustices.
Consider telehealth, an essential lifeline post-pandemic — particularly with a surge in mental health consultations.
Even as many states expanded telehealth policies to accommodate this surge, our research shows that the digital divide hampered access in New Mexico, Montana, Vermont, and Iowa.
Other states, including West Virginia, Alabama, Oklahoma, Indiana, Missouri, Tennessee, and South Carolina, were slow in expanding their policies and are poor in terms of digital access as well.
A parallel story played out with schools. As more than 55 million students moved to online learning during the pandemic, one in five teens, ages 13 to 17, reported being unable to do their homework “often” or “sometimes” because of unreliable Internet access. Twelve million children were without internet access altogether. The challenges varied by location.
To consider an extreme example, 70% of children in the Kansas City school district did not have internet access at home, a problem made worse by the fact that Missouri only spends about $10,600 per pupil, which puts it near the bottom third compared to other states.
The digital divide also reinforces racial inequity. Nearly half of Americans without at-home internet were in Black and Hispanic households. With a 14-point gap in broadband access between white and Black households with school-going children, and a 12-point gap between white and Hispanic households, we find that up to 40% of disconnected K-12 students from Black, Latino, and indigenous communities struggle with insufficient digital literacy, language obstacles, and other disincentives to use the internet and find ways to gain better access.
The digital divisions are likely to keep these historic disadvantages in place in the future. Seventy percent of Black and 60% of Hispanic respondents report being underprepared with digital skills, affecting their employability.
While a third of all white workers in 2018 were in jobs they could do from home, less than 20% percent of Black workers and only 16% percent of Hispanic workers were in jobs that could be done remotely. Without additional intervention to close this divide, a majority of Black and Hispanic workers could be locked out of 86% of jobs by 2045.
The divide has economic costs overall. Access to reliable internet is also a strong predictor of economic opportunity. According to a Deloitte study, a 10% increase in broadband access in 2014 would have resulted in more than 875,000 additional U.S. jobs and $186 billion more in economic output in 2019.
The shift to remote work has been an opportunity to spread talent and economic benefits across the country — 14 to 23 million Americans say they intend to relocate to a different city or region, according to a study by Upwork, and many already have. But while several cities and states have been offering incentives for inbound moves, most of the regions eager for inbound moves also have some of the largest digital gaps.
Consider West Virginia, where the governor is offering $12,000 to remote workers. But according to our analyses, West Virginia ranks 50 out of 50 in infrastructure and digital literacy, 46 in inclusivity and 19 in institutions. Sixty-two percent of urban West Virginia does not use the internet at broadband speeds.
The Digital Divide is Deeper Than We Think — But We Can Still Fix It:
Biden’s original infrastructure budget proposed $100 billion for digital infrastructure. While large, it is actually not large enough: It mirrored a parallel proposal in Congress, which, in turn, drew upon a 2017 FCC estimate that it would cost $80 billion to expand broadband access to every household.
These budgets use an incorrect FCC mapping of access to the country’s digital infrastructure, which pegs the broadband disconnected at “fewer than 14.5 million,” which even the current acting FCC chair, Jessica Rosenworcel, acknowledges is an undercount.
A more reliable “manual” check by the research group, BroadbandNow, estimated 42 million Americans were without broadband; factoring in other challenges in getting people to actually use the service, that number of people not using broadband is arguably much higher.
Using the FCC’s cost structures on these revised figures, our research team analyses the budget need to be at least $240 billion — $175 billion more than the $65 billion allocated under the terms of the current bipartisan deal.
The number could be even higher, as the Biden American Jobs Plan fact sheet calls for “future-proof” broadband and the need to upgrade the nation’s broadband standards to enable high bandwidth-using applications such as streaming video and Zoom conferencing that have proved to be essential through the pandemic.
While the Biden team insists it has creative ways to stretch the tighter budget, it still needs new revenue sources and opportunities to save on costs.
Fixing the digital divide ought to be a priority as it sits at the center of numerous other societal problems, ranging from racial inequities to unevenness of access to essential needs, including health care and education. The execution will need to be locally appropriate and must go beyond filling in physical infrastructure.
I have several recommendations for action. They will require leadership and collaboration across government and business at the federal and local levels.
Use a “Romer” tax to cover the budget shortfall. The current political environment demands that this initiative be paid for without deficit spending. I would recommend turning to the industry that stands to benefit the most from connectivity: Big Tech. The Nobel laureate, Paul Romer, has recently suggested taxing revenues from targeted digital ads, which, in my opinion, would be an ideal revenue source.
Digital ads offer large revenue pools: In 2020, social media advertising revenues were $41.5 billion, while digital video advertising revenue were $26.2 billion and advertisers were expected to spend $59.22 billion on search ads. A tax rate of, say, 19% could help close the $175 billion budget gap over eight years. The tech tax revenues could be collected in a new Universal Broadband Fund, modeled on the Universal Service Fund, by which long-distance telecoms were assessed to subsidize telephone service to high-cost areas.
FCC chair Rosenworcel has said she finds such a proposal “intriguing,” but that “it’s clear that this would require action from Congress.” Maryland has already adopted the idea and other states are considering it.
Coordinate locally appropriate solutions. The digital divide is an aggregate of many divides, with local barriers to be overcome. We should prioritize efforts in states where less than a third of the population has basic broadband access: Arkansas, Kentucky, Mississippi, New Mexico, Alabama, and West Virginia. We need to enable new entrants by removing bureaucratic obstacles, such as bans on municipal networks, which currently exist in 18 states.
All states should have a broadband strategy. In addition, a reconsideration of the FCC’s 2017 decision to roll back net neutrality — the idea that internet service providers should not be allowed to favor or throttle service for particular forms of traffic — can help restrain broadband providers from charging more for certain services or content. A federally orchestrated approach will help ensure consistency, inclusion, and a prioritization of resources and regulatory reforms.
Recruit Big Tech and internet service providers (ISPs) to help close gaps. As the government has leverage over the tech giants that are in the regulatory crosshairs — Facebook, Alphabet, Amazon, and Apple — these companies ought to be encouraged to offer favorable deals on the internet access infrastructure they own. For example, Facebook has high-capacity fiberoptic networks that can be used to provide broadband access, along with its Terragraph technology that can be used to deliver fiber-like speeds in urban settings.
In parallel, major ISPs should also be made to fulfill their outstanding commitments to provide internet access. CenturyLink and Frontier Communications, for example, have taxpayer-subsidized broadband connectivity projects that need to be finished. These “low hanging fruits” should be a key part of the administration’s plan.
Identify gap areas and invite public-private solutions. Given the numerous restrictions on purely public or municipal solutions, the federal government should be open to local public-private partnerships prioritizing the most vulnerable areas to accelerate the process. It can organize a bidding process to solicit solutions and get state governments involved in the process, then set targets for each state and tie subsidies, grants, and additional incentives to hit them.
There is successful precedent for similar projects: Google and the state of California collaborated to connect 100,000 rural households, Microsoft and other companies worked with NGOs on a digital connectivity pilot in East Cleveland, and Facebook’s fiber network helped connect multiple educational institutions in North Carolina.
Update and expand existing affordability programs. The FCC’s E-Rate program, originally designed to provide discounts to schools and libraries for telecoms access, should be expanded to include households with schoolchildren in broadband deserts. Then there’s the federal Lifeline program, designed to provide subsidies for telephone and internet services to eligible low-income households.
However, the service quality was so poor that only 25% of those eligible took advantage of it. This situation can be improved by providing further funding for Lifeline and offering a wider set of better connectivity plans to users.
Build in future-proofing. The standards for broadband need to be raised in order to accommodate the increased demands on internet ecosystems down the road. A bipartisan group of four U.S. senators have even sent a letter to the FCC, the U.S. Commerce Department, and the Department of Agriculture, urging raising the federal broadband standard to 100 Mbps in keeping with these growing needs.
Resistance from cable and telecom companies about such a change in standards needs to be anticipated and managed. (These companies worry that they would be excluded from government grants and subsidies and that competitors backed by public subsidies would have an unfair advantage.) Also, future-proofing should integrate a federal “Dig Once” mandate that would require the simultaneous construction of broadband infrastructure alongside other unrelated construction projects, wherever feasible.
Such a policy could save considerably on construction costs and allow simultaneous construction of broadband infrastructure alongside other infrastructure projects.
Invest in digital literacy. Only 40% of American adults can answer basic questions on topics including phishing, privacy, and cookies. Digital literacy is key to improving adoption, combating misinformation and scams, and limiting the risks of cyber-attacks. Public and private-sector initiatives can build on the foundations set by the Accessible and Affordable Internet for All Act that puts aside $60 million in grants to states seeking to bolster digital literacy programs.
Lifelong digital proficiency programs — beginning at a young age in the broader education system and continuing through later adulthood on the job — can offer Americans a source of resilience against these threats and make them better consumers of the digital ecosystems.
More resources for “digital inclusion funds” and “digital navigators” that already help low-income households and older adults in the use of technology in many cities ought to be scaled-up nationwide
Bridging of the digital divide is both complex and daunting, but there are reasons for hope. Many institutions — both public and private — stand to gain from it being addressed. The pandemic experience is a reminder of the very real costs of the digital divide that have added up over the years: Schoolchildren without internet access fell behind. Residents of internet deserts missed vaccine appointments snapped up by internet-enabled non-residents.
Disadvantaged minority populations felt the pinch of inadequate high-speed internet access as jobs and job searches went remote. We now have a rare bipartisan agreement on the urgency of solving the problem. Let’s act on it.
The author is grateful to Christina Filipovic, Ravi Shankar Chaturvedi, Joy Zhang, and the IDEA 2030 research team. For more details and data on the digital divide in the United States, please visit Turning America’s Digital Divide into Digital Dividends.
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Digital divide (by Wikipedia)
The digital divide is the unequal access to digital technology, including smartphones, tablets, laptops, and the internet. The digital divide creates a division and inequality around access to information and resources.
In the Information Age in which information and communication technologies (ICTs) have eclipsed manufacturing technologies as the basis for world economies and social connectivity, people without access to the Internet and other ICTs are at a socio-economic disadvantage, for they are unable or less able to find and apply for jobs, shop and sell online, participate democratically, or research and learn.
Historical background:
The historical roots of the digital divide in Europe reach back to the increasing gap that occurred during the early modern period between those who could and couldn't access the real time forms of calculation, decision-making and visualization offered via written and printed media.
Within this context, ethical discussions regarding the relationship between education and the free distribution of information were raised by thinkers such as Mary Wollstonecraft, Immanuel Kant and Jean Jacques Rousseau (1712–1778). The latter advocated that governments should intervene to ensure that any society's economic benefits should be fairly and meaningfully distributed.
Amid the Industrial Revolution in Great Britain, Rousseau's idea helped to justify poor laws that created a safety net for those who were harmed by new forms of production. Later when telegraph and postal systems evolved, many used Rousseau's ideas to argue for full access to those services, even if it meant subsidizing hard to serve citizens.
Thus, "universal services" referred to innovations in regulation and taxation that would allow phone services such as AT&T in the United States serve hard to serve rural users. In 1996, as telecommunications companies merged with Internet companies, the Federal Communications Commission adopted Telecommunications Services Act of 1996 to consider regulatory strategies and taxation policies to close the digital divide.
Though the term "digital divide" was coined among consumer groups that sought to tax and regulate Information and communications technology (ICeT) companies to close the digital divide, the topic soon moved onto a global stage.
The focus was the World Trade Organization which passed a Telecommunications Services Act, which resisted regulation of ICT companies, so that they would be required to serve hard to serve individuals and communities.
In 1999, in an effort to assuage anti-globalization forces, the WTO hosted the "Financial Solutions to Digital Divide" in Seattle, USA, co-organized by Craig Warren Smith of Digital Divide Institute and Bill Gates Sr. the chairman of the Bill and Melinda Gates Foundation. It was the catalyst for a full scale global movement to close the digital divide, which quickly spread to all sectors of the global economy. In 2000, US president Bill Clinton mentioned the term in the State of the Union Address.
During the COVID-19 pandemic:
At the outset of the COVID-19 pandemic, governments worldwide issued stay-at-home orders that established lockdowns, quarantines, restrictions, and closures. The resulting interruptions to schooling, public services, and business operations drove nearly half of the world's population into seeking alternative methods to conduct their lives while in isolation.
These methods included telemedicine, virtual classrooms, online shopping, technology-based social interactions and working remotely, all of which require access to high-speed or broadband internet access and digital technologies.
A Pew Research Center study reports that 90% of Americans describe the use of the internet as "essential" during the pandemic.
According to the Pew Research Center, 59% of children from lower income families were likely to face digital obstacles in completing school assignments. These obstacles included the use of a cellphone to complete homework, having to use public WiFi because of unreliable internet service in the home, and lack of access to a computer in the home.
This difficulty, titled the homework gap, affects more than 30% of K-12 students living below the poverty threshold, and disproportionally affects American Indian/Alaska Native, Black, and Hispanic students. These types of interruptions or privilege gaps in education exemplify problems in the systemic marginalization of historically oppressed individuals in primary education. The pandemic exposed inequity causing discrepancies in learning.
A lack of "tech readiness", that is, confident and independent use of devices, was reported among the elderly; with more than 50% reporting an inadequate knowledge of devices and more than one-third reporting a lack of confidence. This aspect of the digital divide and the elderly occurred during the pandemic as healthcare providers increasingly relied upon telemedicine to manage chronic and acute health conditions.
Aspects;
There are manifold definitions of the digital divide, all with slightly different emphasis, which is evidenced by related concepts like:
- digital inclusion,
- digital participation,
- digital skills,
- media literacy,
- and digital accessibility.
Infrastructure:
The infrastructure by which individuals, households, businesses, and communities connect to the Internet address the physical mediums that people use to connect to the Internet such as desktop computers, laptops, basic mobile phones or smartphones, iPods or other MP3 players, gaming consoles such as Xbox or PlayStation, electronic book readers, and tablets such as iPads.
Traditionally, the nature of the divide has been measured in terms of the existing numbers of subscriptions and digital devices. Given the increasing number of such devices, some have concluded that the digital divide among individuals has increasingly been closing as the result of a natural and almost automatic process.
Others point to persistent lower levels of connectivity among women, racial and ethnic minorities, people with lower incomes, rural residents, and less educated people as evidence that addressing inequalities in access to and use of the medium will require much more than the passing of time. Recent studies have measured the digital divide not in terms of technological devices, but in terms of the existing bandwidth per individual (in kbit/s per capita).
As shown in the Figure on the side, the digital divide in kbit/s is not monotonically decreasing but re-opens up with each new innovation. For example, "the massive diffusion of narrow-band Internet and mobile phones during the late 1990s" increased digital inequality, as well as "the initial introduction of broadband DSL and cable modems during 2003–2004 increased levels of inequality".
During the mid-2000s, communication capacity was more unequally distributed than during the late 1980s, when only fixed-line phones existed. The most recent increase in digital equality stems from the massive diffusion of the latest digital innovations (i.e. fixed and mobile broadband infrastructures, e.g. 5G and fiber optics FTTH).
Measurement methodologies of the digital divide, and more specifically an Integrated Iterative Approach General Framework (Integrated Contextual Iterative Approach – ICI) and the digital divide modeling theory under measurement model DDG (Digital Divide Gap) are used to analyze the gap existing between developed and developing countries, and the gap among the 27 members-states of the European Union.
Skills and digital literacy:
Research from 2001 showed that the digital divide is more than just an access issue and cannot be alleviated merely by providing the necessary equipment. There are at least three factors at play: information accessibility, information utilization, and information receptiveness.
More than just accessibility, the digital divide consists on society's lack of knowledge on how to make use of the information and communication tools once they exist within a community.
Information professionals have the ability to help bridge the gap by providing reference and information services to help individuals learn and utilize the technologies to which they do have access, regardless of the economic status of the individual seeking help.
Location:
Internet connectivity can be utilized at a variety of locations such as homes, offices, schools, libraries, public spaces, Internet cafes and others. There are also varying levels of connectivity in rural, suburban, and urban areas.
In 2017, the Wireless Broadband Alliance published the white paper The Urban Unconnected, which highlighted that in the eight countries with the world's highest GNP about 1.75 billion people lived without an Internet connection and one third of them resided in the major urban centers. Delhi (5.3 millions, 9% of the total population), São Paulo (4.3 millions, 36%), New York (1.6 mln, 19%), and Moscow (2.1 mln, 17%) registered the highest percentages of citizens that weren't provided of any type of Internet access.
As of 2021, only about half of the world's population had access to the internet leaving 3.7 billion people without internet. A majority of those are from developing countries with a large portion of them being women.
One of the leading factors of this is that globally different governments have different policies relating to issues such as privacy, data governance, speech freedoms as well as many other factors.
This makes it challenging for technology companies to create an environment for users that are from certain countries due to restrictions put in place in the region. This disproportionately impacts the different regions of the world with Europe having the highest percentage of the population online while Africa has the lowest. From 2010 to 2014 Europe went from 67% to 75% and in the same time span Africa went from 10% to 19%.
Network speeds play a large role in the quality and experience a user takes away from using the internet. Large cities and towns may have better access to high speed internet than rural areas which may have limited or no service.
Households can be locked into a specific service provider since it may be the only carrier that even offers service to the area. This applies to regions that have developed networks like the United States but also applies to developing countries, creating very large areas that have virtually no coverage.
In instances like this there are very limited options that a person could take to solve this since the issue is mainly infrastructure. Technologies that provide an internet connection through satellite are becoming more common, like Starlink, but are still not available for people in many regions.
Based on location, a connection may have speeds that are virtually unusable solely because a network provider has limited infrastructure in the area which emphasizes how important location is. For example, to download 5GB of data in Taiwan it would take approximately 8 minutes while the same download would take 1 day, 6 hours, 1minute, and 40 seconds to download in Yemen.
Applications:
Common Sense Media, a nonprofit group based in San Francisco, surveyed almost 1,400 parents and reported in 2011 that 47 percent of families with incomes more than $75,000 had downloaded apps for their children, while only 14 percent of families earning less than $30,000 had done so.
Reasons and correlating variables:
As of 2014, the gap in a digital divide was known to exist for a number of reasons. Obtaining access to ICTs and using them actively has been linked to demographic and socio-economic characteristics including income, education, race, gender, geographic location (urban-rural), age, skills, awareness, political, cultural and psychological attitudes.
Multiple regression analysis across countries has shown that income levels and educational attainment are identified as providing the most powerful explanatory variables for ICT access and usage. Evidence was found that Caucasians are much more likely than non-Caucasians to own a computer as well as have access to the Internet in their homes.
As for geographic location, people living in urban centers have more access and show more usage of computer services than those in rural areas. Gender was previously thought to provide an explanation for the digital divide, many thinking ICT were male gendered, but controlled statistical analysis has shown that income, education and employment act as confounding variables and that women with the same level of income, education and employment actually embrace ICT more than men (see Women and ICT4D).
However, each nation has its own set of causes or the digital divide. For example, the digital divide in Germany is unique because it is not largely due to difference in quality of infrastructure.
The correlation between income and internet use suggests that the digital divide persists at least in part due to income disparities. Most commonly, a digital divide stems from poverty and the economic barriers that limit resources and prevent people from obtaining or otherwise using newer technologies.
In research, while each explanation is examined, others must be controlled to eliminate interaction effects or mediating variables, but these explanations are meant to stand as general trends, not direct causes. Measurements for the intensity of usages, such as incidence and frequency, vary by study.
Some report usage as access to Internet and ICTs while others report usage as having previously connected to the Internet. Some studies focus on specific technologies, others on a combination (such as Infostate, proposed by Orbicom-UNESCO, the Digital Opportunity Index, or ITU's ICT Development Index).
Economic gap in the United States:
During the mid-1990s, the United States Department of Commerce, National Telecommunications & Information Administration (NTIA) began publishing reports about the Internet and access to and usage of the resource.
The first of three reports is titled "Falling Through the Net: A Survey of the "Have Nots" in Rural and Urban America" (1995), the second is "Falling Through the Net II: New Data on the Digital Divide" (1998), and the final report "Falling Through the Net: Defining the Digital Divide" (1999).
The NTIA's final report attempted clearly to define the term digital divide; "the digital divide—the divide between those with access to new technologies and those without—is now one of America's leading economic and civil rights issues.
This report will help clarify which Americans are falling further behind so that we can take concrete steps to redress this gap." Since the introduction of the NTIA reports, much of the early, relevant literature began to reference the NTIA's digital divide definition. The digital divide is commonly defined as being between the "haves" and "have-nots".
The U.S. Federal Communications Commission's (FCC) 2019 Broadband Deployment Report indicated that 21.3 million Americans do not have access to wired or wireless broadband internet.
As of 2020, BroadbandNow, an independent research company studying access to internet technologies, estimated that the actual number of United States Americans without high-speed internet is twice that amount. According to a 2021 Pew Research Center report, smartphone ownership and internet use has increased for all Americans, however, a significant gap still exists between those with lower incomes and those with higher incomes.
U.S. households earning $100K or more are twice as likely to own multiple devices and have home internet service as those making $30K or more, and three times as likely as those earning less than $30K per year. The same research indicated that 13% of the lowest income households had no access to internet or digital devices at home compared to only 1% of the highest income households.
According to a Pew Research Center survey of U.S. adults executed from January 25 to February 8, 2021, the digital lives of Americans with high and low incomes are varied.
Conversely, the proportion of Americans that use home internet or cell phones has maintained constant between 2019 and 2021.
A quarter of those with yearly average earnings under $30,000 (24%) says they don't own smartphones. Four out of every ten low-income people (43%) do not have home internet access or a computer (43%). Furthermore, the more significant part of lower-income Americans does not own a tablet device.
On the other hand, every technology is practically universal among people earning $100,000 or higher per year. Americans with larger family incomes are also more likely to buy a variety of internet-connected products.
Wifi at home, a smartphone, a computer, and a tablet are used by around six out of ten families making $100,000 or more per year, compared to 23 percent in the lesser household.
Racial gap:
Although many groups in society are affected by a lack of access to computers or the Internet, communities of color are specifically observed to be negatively affected by the digital divide. Pew research shows that as of 2021, home broadband rates are 81% for White households, 71% for Black households and 65% for Hispanic households.
While 63% of adults find the lack of broadband to be a disadvantage, only 49% of White adults do. Smartphone and tablet ownership remains consistent with about 8 out of 10 Black, White, and Hispanic individuals reporting owning a smartphone and half owning a tablet.
A 2021 survey found that a quarter of Hispanics rely on their smartphone and do not have access to broadband.
Physical and Mental Disability Gap:
Inequities in access to information technologies are present among individuals living with a physical disability in comparison to those who are not living with a disability.
According to The Pew Research Center, 54% of households with a person who has a disability have home Internet access compared to 81% of households that have home Internet access and do not have a person who has a disability.
The type of disability an individual has can prevent one from interacting with computer screens and smartphone screens, such as having a quadriplegia disability or having a disability in the hands. However, there is still a lack of access to technology and home Internet access among those who have a cognitive and auditory disability as well.
There is a concern of whether or not the increase in the use of information technologies will increase equality through offering opportunities for individuals living with disabilities or whether it will only add to the present inequalities and lead to individuals living with disabilities being left behind in society.
Issues such as the perception of disabilities in society, Federal and state government policy, corporate policy, mainstream computing technologies, and real-time online communication have been found to contribute to the impact of the digital divide on individuals with disabilities.
Other type of disabilities that are not always considered are severe mental illnesses such as psychotic disorders (e.g., schizophrenia). Some of these patients who are also cognitively affected by their symptoms and medications, might suffer from function impairments resulting in less access to digital technologies.
A survey of people in the UK with severe mental illness found that 42% lacked basic digital skills, such as changing passwords or connecting to Wi-Fi.
People with disabilities are also the targets of online abuse. Online disability hate crimes have increased by 33% across the UK between 2016–17 and 2017–18 according to a report published by Leonard Cheshire, a health and welfare charity.
Accounts of online hate abuse towards people with disabilities were shared during an incident in 2019 when model Katie Price's son was the target of online abuse that was attributed to him having a disability. In response to the abuse, a campaign was launched by Price to ensure that Britain's MP's held those who are guilty of perpetuating online abuse towards those with disabilities accountable.
Online abuse towards individuals with disabilities is a factor that can discourage people from engaging online which could prevent people from learning information that could improve their lives. Many individuals living with disabilities face online abuse in the form of accusations of benefit fraud and "faking" their disability for financial gain, which in some cases leads to unnecessary investigations.
Gender gap:
Main article: Gender digital divide
Due to the rapidly declining price of connectivity and hardware, skills deficits have eclipsed barriers of access as the primary contributor to the gender digital divide. Studies show that women are less likely to know how to leverage devices and Internet access to their full potential, even when they do use digital technologies.
In rural India, for example, a study found that the majority of women who owned mobile phones only knew how to answer calls. They could not dial numbers or read messages without assistance from their husbands, due to a lack of literacy and numeracy skills.
A survey of 3,000 respondents across 25 countries found that adolescent boys with mobile phones used them for a wider range of activities, such as playing games and accessing financial services online. Adolescent girls in the same study tended to use just the basic functionalities of their phone, such as making calls and using the calculator.
Similar trends can be seen even in areas where Internet access is near-universal. A survey of women in nine cities around the world revealed that although 97% of women were using social media, only 48% of them were expanding their networks, and only 21% of Internet-connected women had searched online for information related to health, legal rights or transport.
In some cities, less than one quarter of connected women had used the Internet to look for a job.
Studies show that despite strong performance in computer and information literacy (CIL), girls do not have confidence in their ICT abilities. According to the International Computer and Information Literacy Study (ICILS) assessment girls' self-efficacy scores (their perceived as opposed to their actual abilities) for advanced ICT tasks were lower than boys'.
A paper published by J. Cooper from Princeton University points out that learning technology is designed to be receptive to men instead of women. Overall, the study presents the problem of various perspectives in society that are a result of gendered socialization patterns that believe that computers are a part of the male experience since computers have traditionally presented as a toy for boys when they are children.
This divide is followed as children grow older and young girls are not encouraged as much to pursue degrees in IT and computer science. In 1990, the percentage of women in computing jobs was 36%, however in 2016, this number had fallen to 25%. This can be seen in the under representation of women in IT hubs such as Silicon Valley.
There has also been the presence of algorithmic bias that has been shown in machine learning algorithms that are implemented by major companies. In 2015, Amazon had to abandon a recruiting algorithm that showed a difference between ratings that candidates received for software developer jobs as well as other technical jobs.
As a result, it was revealed that Amazon's machine algorithm was biased against women and favored male resumes over female resumes. This was due to the fact that Amazon's computer models were trained to vet patterns in resumes over a 10-year period. During this ten-year period, the majority of the resumes belong to male individuals, which is a reflection of male dominance across the tech industry.
Age gap:
Older adults, those ages 60 and up, face various barriers that contribute to their lack of access to information and communication technologies (ICTs). Many adults are "digital immigrants" who have not had lifelong exposure to digital media and have had to adapt to incorporating it in their lives.
According to a 2021 survey by the Pew Research Center 75% of people aged 65 and over are internet users, compared to approximately 97.5% those aged 18 and over. This "grey divide" can be due to factors such as concern over security, motivation and self-efficacy, decline of memory or spatial orientation, cost, or lack of support. The aforementioned variables of race, disability, gender, and sexual orientation also add to the barriers for older adults.
Many older adults may have physical or mental disabilities that render them homebound and financially insecure. They may be unable to afford Internet access or lack transportation to use computers in public spaces, the benefits of which would be enhancing their health and reducing their social isolation and depression.
Homebound older adults would benefit from Internet use by using it to access health information, use telehealth resources, shop and bank online, and stay connected with friends or family using email or social networks.
Older adults in more privileged socio-economic positions and that have a higher level of education are more likely to have Internet access than those older adults living in poverty.
Lack of access to the Internet inhibits "capitalism-enhancing activities" such as accessing government assistance, job opportunities, or investments. For example, poor and disadvantaged children and teenagers spend more time using digital devices for entertainment and less time interacting with people face-to-face compared to children and teenagers in well-off families.
Results from the Pew Research Center's 2021 survey reports that only 64% of adults 65 and older have broadband internet connections.
The age gap differs between countries. As of 2021 in the United States, the number of people 65 and over who own smartphones has risen from 46% to 61% since 2018. In Europe, 61% of individuals age 65 and over use the internet compared to 98% of those aged 16-24.
For countries like China which is projected to be an "aged society", a country that has 14% of the population over the age of 65, there is a spotlight on decreasing the age gap and creating more inclusivity for the elderly in the digital age.
Global level:
Main articles:
The divide between differing countries or regions of the world is referred to as the global digital divide,which examines the technological gap between developing and developed countries.
The divide within countries (such as the digital divide in the United States) may refer to inequalities between individuals, households, businesses, or geographic areas, usually at different socioeconomic levels or other demographic categories. In contrast, the global digital divide describes disparities in access to computing and information resources, and the opportunities derived from such access.
As the internet rapidly expands it is difficult for developing countries to keep up with the constant changes. In 2014 only three countries (China, US, Japan) host 50% of the globally installed bandwidth potential.
This concentration is not new, as historically only ten countries have hosted 70–75% of the global telecommunication capacity (see Figure). The U.S. lost its global leadership in terms of installed bandwidth in 2011, replaced by China, who hosted more than twice as much national bandwidth potential in 2014 (29% versus 13% of the global total).
Implications:
Social capital:
Once an individual is connected, Internet connectivity and ICTs can enhance his or her future social and cultural capital. Social capital is acquired through repeated interactions with other individuals or groups of individuals.
Connecting to the Internet creates another set of means by which to achieve repeated interactions. ICTs and Internet connectivity enable repeated interactions through access to social networks, chat rooms, and gaming sites. Once an individual has access to connectivity, obtains infrastructure by which to connect, and can understand and use the information that ICTs and connectivity provide, that individual is capable of becoming a "digital citizen".
Economic disparity:
In the United States, the research provided by Unguarded Availability Services notes a direct correlation between a company's access to technological advancements and its overall success in bolstering the economy.
The study, which includes over 2,000 IT executives and staff officers, indicates that 69 percent of employees feel they do not have access to sufficient technology to make their jobs easier, while 63 percent of them believe the lack of technological mechanisms hinders their ability to develop new work skills.
Additional analysis provides more evidence to show how the digital divide also affects the economy in places all over the world. A BEG report suggests that in countries like Sweden, Switzerland, and the U.K., the digital connection among communities is made easier, allowing for their populations to obtain a much larger share of the economies via digital business.
In fact, in these places, populations hold shares approximately 2.5 percentage points higher. During a meeting with the United Nations a Bangladesh representative expressed his concern that poor and undeveloped countries would be left behind due to a lack of funds to bridge the digital gap.
Education:
The digital divide impacts children's ability to learn and grow in low-income school districts. Without Internet access, students are unable to cultivate necessary technological skills to understand today's dynamic economy.
The need for the internet starts while children are in school – necessary for matters such as school portal access, homework submission, and assignment research. The Federal Communications Commission's Broadband Task Force created a report showing that about 70% of teachers give students homework that demand access to broadband.
Approximately 65% of young scholars use the Internet at home to complete assignments as well as connect with teachers and other students via discussion boards and shared files. A recent study indicates that approximately 50% of students say that they are unable to finish their homework due to an inability to either connect to the Internet or in some cases, find a computer.
This has led to a new revelation: 42% of students say they received a lower grade because of this disadvantage. According to research conducted by the Center for American Progress, "if the United States were able to close the educational achievement gaps between native-born white children and black and Hispanic children, the U.S. economy would be 5.8 percent—or nearly $2.3 trillion—larger in 2050".
In a reverse of this idea, well-off families, especially the tech-savvy parents in Silicon Valley, carefully limit their own children's screen time. The children of wealthy families attend play-based preschool programs that emphasize social interaction instead of time spent in front of computers or other digital devices, and they pay to send their children to schools that limit screen time.
American families that cannot afford high-quality childcare options are more likely to use tablet computers filled with apps for children as a cheap replacement for a babysitter, and their government-run schools encourage screen time during school. Students in school are also learning about the digital divide.
Demographic differences:
Technology has developed significantly over time and has "become key channels for interpersonal communication and interaction for sustaining relationships."
In 2020, COVID-19 changed the world. It did not only change the way people around the world lived their lives, but it also changed the way the entire world used technology. During this time, many people throughout the world started using new technologies in order to interact with one another.
However, for some it was hard, "Already vulnerable groups [were] likely to be least prepared to manage shifts necessary during the pandemic and digital inequalities are one way that the crisis might disproportionately impact those groups." These vulnerable groups include those that are not as familiar or used to using technology.
The COVID-19 pandemic also brought out different things such as new research in a variety of aspects. A lot of this research was based on statics. The Pew Research Center informs the world about "issues, attitudes, and trends" by being a fact tank of information for many people throughout the world to go off of.
People throughout the world use information from The Pew Research Center to study many things, including that of differences in use of technology. Based on studies from the Pew Research Center, "Instagram: About half of Hispanic (52%) and Black Americans (49%) say they use the platform, compared with smaller shares of White Americans (35%) who say the same."
This quote is referring to the fact that more people of Hispanic and Black races use the Instagram platform more than that of White Americans. In order to conduct this test, the Pew Research Center had to interview 1,502 adults that live in the United States of America. They performed this study in a two-week time frame that spanned from January 25, 2021, to February 8, 2021.
In order to get ahold of the United States adult citizens that were being served, the Pew Research Center used cellphones as well as landline phones. During this study, The Pew Research Center found that, "YouTube and Facebook continue to dominate the online landscape, with 81% and 69%, respectively, reporting using these sites."
The last time The Pew Research Center conducted this survey was 2019. Since then, "YouTube and Reddit were the only two platforms measures that saw statistically significant growth [...]"
Since 2019 was the last time that the center conducted this survey, the rise in usage from those particular apps is likely due to the COVID-19 pandemic. Out of all 1,502 United States adults that were surveyed, "Adults under 30 stand out for their use of Instagram, Snapchat, and TikTok." You can also notice a significant change when the age of the person taking this survey differs.
According to the same Pew Research Center study, "[...] while 65% of adults ages 18 to 29 say they use Snapchat, just 2% of those 65 and older report using the app – a difference of 63 percentage points."
However, these results do depend on what app the people are being asked about. When The Pew Research Center asked about YouTube, "95% of those 18 to 29 say they use the platform, along with 91% of those 30 to 49 and 83% of adults 50 to 64." However, with this app in particular, when we move to the age group of 65 and older, "this shar drops substantially – to 49% [...]"
Although, for YouTube, the usage takes a substantial drop once the 65+ age is reached, it is still significantly more used by this age group than apps that were previously talked about such as TikTok.
According to the 2012 Pew Report "Digital Differences," a mere 62% of households in the United States who make less than $30,000 a year use the Internet, while 90% of those making between $50,000 and $75,000 had access.
Studies also show that only 51% of Hispanics and 49% of African Americans have high-speed Internet at home. This is compared to the 66% of Caucasians that also have high-speed Internet in their households.
Overall, 10% of all Americans do not have access to high-speed Internet, an equivalent of almost 34 million people. As of 2016, the global effects of limiting technological developments in poorer nations, rather than simply the effects in the United States have been highlighted: rapid digital expansion excludes those who find themselves in the lower class. 60% of the world's population, almost 4 billion people, had no access to the Internet.
Pew Research Center conducted another digital divide study between Jan. 25- Feb. 8, 2021. The results of this study found that about 25% of adults in the United States who make less than $30,000 a year do not own a smartphone, 43% of these adults do not have broadband internet access from their home and 41% do not own a tablet, such as an iPad.
All of this was found to be a given in households where adults make $100,000+ a year, often showing these homes to have multiple devices allowing access to the internet.
It is also noted in the study that due to the lack of devices available within the home that connect to the internet, those households that earn less than $30,000 who do own a smartphone use that device to accomplish tasks higher income homes would normally reserve using a laptop or desktop computer to complete, such as applying to jobs.
Additionally, the survey also showed that 15% of all smartphone owning participants use only this device to access the internet, regardless of income.
Facebook divide:
The Facebook divide, a concept derived from the "digital divide", is the phenomenon with regard to access to, use of, and impact of Facebook on society. It was coined at the International Conference on Management Practices for the New Economy (ICMAPRANE-17) on February 10–11, 2017.
Additional concepts of Facebook Native and Facebook Immigrants were suggested at the conference. Facebook divide, Facebook native, Facebook immigrants, and Facebook left-behind are concepts for social and business management research. Facebook immigrants utilize Facebook for their accumulation of both bonding and bridging social capital.
Facebook natives, Facebook immigrants, and Facebook left-behind induced the situation of Facebook inequality. In February 2018, the Facebook Divide Index was introduced at the ICMAPRANE conference in Noida, India, to illustrate the Facebook divide phenomenon.
Solutions:
As of 2009, the borderline between ICT as a necessity good and ICT as a luxury good was roughly around US$10 per person per month, or US$120 per year, which means that people consider ICT expenditure of US$120 per year as a basic necessity.
Since more than 40% of the world population lives on less than US$2 per day, and around 20% live on less than US$1 per day (or less than US$365 per year), these income segments would have to spend one third of their income on ICT (120/365 = 33%).
The global average of ICT spending is at a mere 3% of income. Potential solutions include driving down the costs of ICT, which includes low-cost technologies and shared access through Telecentres.
In 2022, the US Federal Communications Commission started a proceeding "to prevent and eliminate digital discrimination and ensure that all people of the United States benefit from equal access to broadband internet access service, consistent with Congress's direction in the Infrastructure Investment and Jobs Act.
Since May 17, 2006, the United Nations has raised awareness of the divide by way of the World Information Society Day. In 2001, it set up the Information and Communications Technology (ICT) Task Force. Later UN initiatives in this area are the World Summit on the Information Society since 2003, and the Internet Governance Forum, set up in 2006.
In the year 2000, the United Nations Volunteers (UNV) program launched its Online Volunteering service, which uses ICT as a vehicle for and in support of volunteering. It constitutes an example of a volunteering initiative that effectively contributes to bridge the digital divide. ICT-enabled volunteering has a clear added value for development.
If more people collaborate online with more development institutions and initiatives, this will imply an increase in person-hours dedicated to development cooperation at essentially no additional cost. This is the most visible effect of online volunteering for human development.
Social media websites serve as both manifestations of and means by which to combat the digital divide. The former describes phenomena such as the divided users' demographics that make up sites such as Facebook, WordPress and Instagram. Each of these sites hosts communities that engage with otherwise marginalized populations.
Libraries:
In 2010 an "online indigenous digital library as part of public library services" was created in Durban, South Africa to narrow the digital divide by not only giving the people of the Durban area access to this digital resource, but also by incorporating the community members into the process of creating it.
In 2002, the Gates Foundation started the Gates Library Initiative which provides training assistance and guidance in libraries.
In Kenya, lack of funding, language, and technology illiteracy contributed to an overall lack of computer skills and educational advancement. This slowly began to change when foreign investment began. In the early 2000s, the Carnegie Foundation funded a revitalization project through the Kenya National Library Service.
Those resources enabled public libraries to provide information and communication technologies to their patrons. In 2012, public libraries in the Busia and Kiberia communities introduced technology resources to supplement curriculum for primary schools. By 2013, the program expanded into ten schools.
Effective use:
Even though individuals might be capable of accessing the Internet, many are opposed by barriers to entry, such as a lack of means to infrastructure or the inability to comprehend or limit the information that the Internet provides. Some individuals can connect, but they do not have the knowledge to use what information ICTs and Internet technologies provide them. This leads to a focus on capabilities and skills, as well as awareness to move from mere access to effective usage of ICT.
Community informatics (CI) focuses on issues of "use" rather than "access". CI is concerned with ensuring the opportunity not only for ICT access at the community level but also, according to Michael Gurstein, that the means for the "effective use" of ICTs for community betterment and empowerment are available. Gurstein has also extended the discussion of the digital divide to include issues around access to and the use of "open data" and coined the term "data divide" to refer to this issue area.
Criticism:
Knowledge divide:
Since gender, age, race, income, and educational digital divides have lessened compared to the past, some researchers suggest that the digital divide is shifting from a gap in access and connectivity to ICTs to a knowledge divide.
A knowledge divide concerning technology presents the possibility that the gap has moved beyond the access and having the resources to connect to ICTs to interpreting and understanding information presented once connected.
Second-level digital divide:
The second-level digital divide, also referred to as the production gap, describes the gap that separates the consumers of content on the Internet from the producers of content. As the technological digital divide is decreasing between those with access to the Internet and those without, the meaning of the term digital divide is evolving.
Previously, digital divide research was focused on accessibility to the Internet and Internet consumption. However, with an increasing amount of the population gaining access to the Internet, researchers are examining how people use the Internet to create content and what impact socioeconomics are having on user behavior.
New applications have made it possible for anyone with a computer and an Internet connection to be a creator of content, yet the majority of user-generated content available widely on the Internet, like public blogs, is created by a small portion of the Internet-using population.
Web 2.0 technologies like Facebook, YouTube, Twitter, and Blogs enable users to participate online and create content without having to understand how the technology actually works, leading to an ever-increasing digital divide between those who have the skills and understanding to interact more fully with the technology and those who are passive consumers of it.
Some of the reasons for this production gap include material factors like the type of Internet connection one has and the frequency of access to the Internet. The more frequently a person has access to the Internet and the faster the connection, the more opportunities they have to gain the technology skills and the more time they have to be creative.
Other reasons include cultural factors often associated with class and socioeconomic status. Users of lower socioeconomic status are less likely to participate in content creation due to disadvantages in education and lack of the necessary free time for the work involved in blog or web site creation and maintenance.
Additionally, there is evidence to support the existence of the second-level digital divide at the K-12 level based on how educators' use technology for instruction. Schools' economic factors have been found to explain variation in how teachers use technology to promote higher-order thinking skills.
See also:
- Achievement gap
- Civic opportunity gap
- Computer technology for developing areas
- Digital divide by country
- Digital divide in Canada
- Digital divide in China
- Digital divide in South Africa
- Digital divide in Thailand
- Digital rights in the Caribbean
- Digital inclusion
- Digital rights
- Global Internet usage
- Government by algorithm
- Information society
- International communication
- Internet geography
- Internet governance
- List of countries by Internet connection speeds
- Light-weight Linux distribution
- Literacy
- National broadband plans from around the world
- NetDay
- Net neutrality
- Rural Internet
- Digital Inclusion Network, an online exchange on topics related to the digital divide and digital inclusion, E-Democracy.org.
- E-inclusion, an initiative of the European Commission to ensure that "no one is left behind" in enjoying the benefits of Information and Communication Technologies (ICT).
- eEurope – An information society for all, a political initiative of the European Union.
- Media related to Digital divide at Wikimedia Commons
- Statistics from the International Telecommunication Union (ITU)
- Groups devoted to digital divide issues:
- Center for Digital Inclusion
- Digital Textbook a South Korean Project that intends to distribute tablet notebooks to elementary school students.
- Inveneo
- TechChange
- United Nations Information and Communication Technologies Task Force
Residential AreaPictured below:
Residential area
A residential area is a land used in which housing predominates, as opposed to industrial and commercial areas.
Housing may vary significantly between, and through, residential areas. These include:
Zoning for residential use may permit some services or work opportunities or may totally exclude business and industry. It may permit high density land use or only permit low density uses.
Residential zoning usually includes a smaller FAR (floor area ratio) than business, commercial or industrial/manufacturing zoning. The area may be large or small.
Overview:
In certain residential areas, especially rural, large tracts of land may have no services whatever, such that residents seeking services must use a motor vehicle or other transportation, so the need for transportation has resulted in land development following existing or planned transport infrastructure such as rail and road.
Development patterns may be regulated by restrictive covenants contained in the deeds to the properties in the development and may also result from or be reinforced by zoning.
Restrictive covenants are not easily changed when the agreement of all property owners (many of whom may not live in the area) is required. The area so restricted may be large or small.
Residential areas may be subcategorized in the concentric zone model and other schemes of urban geography.
Residential development:
History:
Residential development is real estate development for residential purposes. Some such developments are called a subdivision, when the land is divided into lots with houses constructed on each lot. Such developments became common during the late nineteenth century, particularly in the form of streetcar suburbs.
In previous centuries, residential development was mainly of two kinds. Rich people bought a townlot, hired an architect and/or contractor, and built a bespoke / customized house or mansion for their family.
Poor urban people lived in shantytowns or in tenements built for rental. Single-family houses were seldom built on speculation, that is for future sale to residents not yet identified.
When cities and the middle class expanded greatly and mortgage loans became commonplace, a method that had been rare became commonplace to serve the expanding demand for home ownership.
Post–World War II economic expansion in major cities of the United States, especially New York City and Los Angeles produced a demand for thousands of new homes, which was largely met by speculative building. Its large-scale practitioners disliked the term "property speculator" and coined the new name "residential development" for their activity.
Entire farms and ranches were subdivided and developed, often with one individual or company controlling all aspects of:
Communities like Levittown, Long Island or Lakewood south of Los Angeles saw new homes sold at unprecedented rates—more than one a day.
Many techniques which had made the automobile affordable made housing affordable: standardization of design and small, repetitive assembly tasks, advertising, and a smooth flow of capital. Mass production resulted in a similar uniformity of product, and a more comfortable lifestyle than cramped apartments in the cities.
With the advent of government-backed mortgages, it could actually be cheaper to own a house in a new residential development than to rent.
As with other products, continual refinements appeared. Curving streets, greenbelt parks, neighborhood pools, and community entry monumentation appeared. Diverse floor plans with differing room counts, and multiple elevations (different exterior "looks" for the same plan) appeared.
Developers remained competitive with each other on everything, including location, community amenities, kitchen appliance packages, and price.
Today, a typical residential development in the United States might include traffic calming features such as a slowly winding street, dead-end road, or looped road lined with homes.
Suburban developments help form the stereotypical image of a "suburban America" and are generally associated with the American middle-class. Most offer homes in a narrow range of age, price, size and features, thus potential residents having different needs, wishes or resources must look elsewhere.
Some residential developments are gated communities or residential communities.
Problems with residential developments:
Criticisms of residential developments may include the following:
See also:
A residential area is a land used in which housing predominates, as opposed to industrial and commercial areas.
Housing may vary significantly between, and through, residential areas. These include:
Zoning for residential use may permit some services or work opportunities or may totally exclude business and industry. It may permit high density land use or only permit low density uses.
Residential zoning usually includes a smaller FAR (floor area ratio) than business, commercial or industrial/manufacturing zoning. The area may be large or small.
Overview:
In certain residential areas, especially rural, large tracts of land may have no services whatever, such that residents seeking services must use a motor vehicle or other transportation, so the need for transportation has resulted in land development following existing or planned transport infrastructure such as rail and road.
Development patterns may be regulated by restrictive covenants contained in the deeds to the properties in the development and may also result from or be reinforced by zoning.
Restrictive covenants are not easily changed when the agreement of all property owners (many of whom may not live in the area) is required. The area so restricted may be large or small.
Residential areas may be subcategorized in the concentric zone model and other schemes of urban geography.
Residential development:
History:
Residential development is real estate development for residential purposes. Some such developments are called a subdivision, when the land is divided into lots with houses constructed on each lot. Such developments became common during the late nineteenth century, particularly in the form of streetcar suburbs.
In previous centuries, residential development was mainly of two kinds. Rich people bought a townlot, hired an architect and/or contractor, and built a bespoke / customized house or mansion for their family.
Poor urban people lived in shantytowns or in tenements built for rental. Single-family houses were seldom built on speculation, that is for future sale to residents not yet identified.
When cities and the middle class expanded greatly and mortgage loans became commonplace, a method that had been rare became commonplace to serve the expanding demand for home ownership.
Post–World War II economic expansion in major cities of the United States, especially New York City and Los Angeles produced a demand for thousands of new homes, which was largely met by speculative building. Its large-scale practitioners disliked the term "property speculator" and coined the new name "residential development" for their activity.
Entire farms and ranches were subdivided and developed, often with one individual or company controlling all aspects of:
- entitlement (permits),
- land development (streets and grading),
- infrastructure (utilities and sewage disposal),
- and housing.
Communities like Levittown, Long Island or Lakewood south of Los Angeles saw new homes sold at unprecedented rates—more than one a day.
Many techniques which had made the automobile affordable made housing affordable: standardization of design and small, repetitive assembly tasks, advertising, and a smooth flow of capital. Mass production resulted in a similar uniformity of product, and a more comfortable lifestyle than cramped apartments in the cities.
With the advent of government-backed mortgages, it could actually be cheaper to own a house in a new residential development than to rent.
As with other products, continual refinements appeared. Curving streets, greenbelt parks, neighborhood pools, and community entry monumentation appeared. Diverse floor plans with differing room counts, and multiple elevations (different exterior "looks" for the same plan) appeared.
Developers remained competitive with each other on everything, including location, community amenities, kitchen appliance packages, and price.
Today, a typical residential development in the United States might include traffic calming features such as a slowly winding street, dead-end road, or looped road lined with homes.
Suburban developments help form the stereotypical image of a "suburban America" and are generally associated with the American middle-class. Most offer homes in a narrow range of age, price, size and features, thus potential residents having different needs, wishes or resources must look elsewhere.
Some residential developments are gated communities or residential communities.
Problems with residential developments:
Criticisms of residential developments may include the following:
- They do not mesh well with the greater community. Some are isolated, with only one entrance, or otherwise connected with the rest of the community in few ways.
- Being commuter towns, they serve no more purpose for the greater community than other specialized settlements do and thus require residents to go to the greater community for commercial or other purposes, whereas mixed-use developments provide for commerce and other activities, so residents need not go as often to the greater community.
- Lodging advancements can frequently be isolated with only one way in and one way out. Without great streets and ways to different regions, getting around can take a pointlessly lengthy timespan - making it harder for individuals to walk and cycle.
- Front nurseries with low walls will quite often be very much taken care of, with inhabitants keeping an eye on their front nurseries and covertly attempting to outperform their neighbors. Numerous designers lessen costs by eliminating these unobtrusive yet significant qualifications among public and confidential space. The outcome is many times puts that become unused, disliked and neglected.
- Current roads are packed with unattended vehicles, which is not just unattractive but blocks pavements, makes roads more unsafe for kids and is also often the source of arguments with neighbours.
- Everybody cherishes a tree-lined road, however new improvements frequently overlook them. Numerous expressways specialists deter trees and hedgerows making green and verdant roads progressively difficult to come by. As an outcome, many modern developments are dominated by hard materials and often appear colorless.
See also:
- Meadowbrook symbol of postwar housing boom - Pantagraph (Bloomington, Illinois newspaper)
Home
- YouTube Video: Tiny House Packed With Clever Design Ideas
- YouTube Video: INSIDE the $40M LARGEST APARTMENT in New York City
- YouTube Video about Living In A Trailer Park: Pros, Cons, And Stereotypes
A home, or domicile, is a living space used as a permanent or semi-permanent residence for an individual, family, household or several families in a tribe. It is often a house, apartment, or other building, or alternatively a mobile home, houseboat, yurt or any other portable shelter.
A principle of constitutional law in many countries, related to the right to privacy enshrined in article 12 of the Universal Declaration of Human Rights is the inviolability of the home as an individual's place of shelter and refuge.
Homes typically provide areas and facilities for sleeping, preparing food, eating and hygiene.
Larger groups may live in a nursing home, children's home, convent or any similar institution. A homestead also includes agricultural land and facilities for domesticated animals.
Where more secure dwellings are not available, people may live in the informal and sometimes illegal shacks found in slums and shanty towns. More generally, "home" may be considered to be a geographic area, such as a town, village, suburb, city, or country.
Types of Homes:
Buildings:
A house is a building that functions as a home for humans ranging from simple dwellings such as rudimentary huts of nomadic tribes to complex, fixed structures of wood, brick, or other materials containing plumbing, ventilation and electrical systems.
Most conventional modern houses will at least contain a bedroom, bathroom, kitchen or cooking area, and a living room. In traditional agriculture-oriented societies, domestic animals such as chickens or larger livestock (like cattle) may share part of the house with humans. The social unit that lives in a house is known as a household.
Most commonly, a household is a family unit of some kind, although households may also be other social groups or individuals. The design and structure of homes is also subject to change as a consequence of globalization, urbanization and other social, economic, demographic, and technological reasons. Various other cultural factors also influence the building style and patterns of domestic space.
A terraced house is a style of medium-density housing where a row of identical or mirror-image houses share side walls, while semi-detached housing consists of pairs of houses built side-by-side or (less commonly) back-to-back, sharing a party wall and with mirrored layouts.
An apartment (in American English) or a flat (in British English) is a self-contained housing unit (a type of residential real estate) that occupies only part of a building. Such a building may be called an apartment building, apartment house (in American English), block of flats, tower block, high-rise or, occasionally mansion block (in British English), especially if it consists of many apartments for rent. In Scotland it is called a block of flats or if it's a traditional sandstone building a tenement, which has a pejorative connotation elsewhere.
Apartments may be owned by an owner/occupier by leasehold tenure or rented by tenants (two types of housing tenure).
A homestead consists of a dwelling, often a farm house, together with other buildings and associated land, and facilities for domesticated animals. In Southern Africa, the term can also refer to a cluster of several houses that is inhabited by a single family.
Portable shelters
For larger groups:
Informal:
Occupants:
Further information: Household and Roommate
A home's occupants may be a single individual, a family, household, or several families in a tribe. Occupants may be part of other groups, such as nursing home residents or children in an orphanage. Domesticated or tamed animals may live alongside human occupants for various reasons.
Tenure:
Main article: Housing tenure
The financial arrangements under which someone has the right to live in a home are, most frequently, tenancy, in which rent is paid by the tenant to a landlord, and owner-occupancy. Mixed forms of tenure are also possible.
Owner-occupancy:
Further information: Owner-occupancy
Rental accommodation
Further information: Renting
Squatting
Main article: Squatting
Squatting is an action of occupying an abandoned or unoccupied area of land or a building – usually residential – that the squatter does not own, rent or otherwise have lawful permission to use.
Homelessness:
Main article: Homelessness
Article 25 of the Universal Declaration of Human Rights, adopted in 1948 contains the following text regarding housing and quality of living: "Everyone has the right to a standard of living adequate for the health and well-being of himself and of his family, including food, clothing, housing and medical care and necessary social services..."
In 2004, the United Nations, Department of Economic and Social Affairs, defined a homeless household as "those households without a shelter that would fall within the scope of living quarters. They carry their few possessions with them, sleeping in the streets, in doorways or on piers, or in another space, on a more or less random basis."
In 2009, at the United Nations Economic Commission for Europe Conference of European Statisticians recommended that homeless people are classified in two broad groups (noting that this would not provide a complete definition):
In 2005, 100 million people worldwide were estimated to be homeless, although some prefer the term 'houseless' or 'unsheltered'.
Psychological significance:
A home is generally a place that is close to the heart of the owner, and can become a prized possession. It has been argued that psychologically "The strongest sense of home commonly coincides geographically with a dwelling. Usually, the sense of home attenuates as one moves away from that point, but it does not do so in a fixed or regular way."
Since it can be said that humans are generally creatures of habit, the state of a person's home has been known to physiologically influence their behavior, emotions, and overall mental health. People may become homesick when they leave their home over an extended period of time.
Places like homes can trigger self-reflection, thoughts about who someone is or used to be or who they might become. These types of reflections also occur in places where there is a collective historical identity, such as Gettysburg or Ground Zero.
Popular sayings include:
The word home can be used for various types of residential community institutions in which people can live, such as nursing, retirement homes for seniors, foster homes, etc. Short-term accommodation in a treatment facility for several weeks is unlikely to be considered 'home'.
Homes may be lost in ways ranging from:
Jurisdiction-dependent means of home loss include adverse possession, unpaid property taxation and corruption such as in circumstances of a failed state.
Personal insolvency, development or sustaining of mental illness or severe physical incapacity without affordable domestic care commonly lead to a change of home. The underlying character of a home may be debased by structural defects, natural subsidence, neglect or soil contamination.
Refugees are people who have fled their homes due to violence or persecution. They may seek temporary housing in a shelter or they may claim asylum in another country in an attempt to relocate permanently.
See also:
A principle of constitutional law in many countries, related to the right to privacy enshrined in article 12 of the Universal Declaration of Human Rights is the inviolability of the home as an individual's place of shelter and refuge.
Homes typically provide areas and facilities for sleeping, preparing food, eating and hygiene.
Larger groups may live in a nursing home, children's home, convent or any similar institution. A homestead also includes agricultural land and facilities for domesticated animals.
Where more secure dwellings are not available, people may live in the informal and sometimes illegal shacks found in slums and shanty towns. More generally, "home" may be considered to be a geographic area, such as a town, village, suburb, city, or country.
Types of Homes:
Buildings:
A house is a building that functions as a home for humans ranging from simple dwellings such as rudimentary huts of nomadic tribes to complex, fixed structures of wood, brick, or other materials containing plumbing, ventilation and electrical systems.
Most conventional modern houses will at least contain a bedroom, bathroom, kitchen or cooking area, and a living room. In traditional agriculture-oriented societies, domestic animals such as chickens or larger livestock (like cattle) may share part of the house with humans. The social unit that lives in a house is known as a household.
Most commonly, a household is a family unit of some kind, although households may also be other social groups or individuals. The design and structure of homes is also subject to change as a consequence of globalization, urbanization and other social, economic, demographic, and technological reasons. Various other cultural factors also influence the building style and patterns of domestic space.
A terraced house is a style of medium-density housing where a row of identical or mirror-image houses share side walls, while semi-detached housing consists of pairs of houses built side-by-side or (less commonly) back-to-back, sharing a party wall and with mirrored layouts.
An apartment (in American English) or a flat (in British English) is a self-contained housing unit (a type of residential real estate) that occupies only part of a building. Such a building may be called an apartment building, apartment house (in American English), block of flats, tower block, high-rise or, occasionally mansion block (in British English), especially if it consists of many apartments for rent. In Scotland it is called a block of flats or if it's a traditional sandstone building a tenement, which has a pejorative connotation elsewhere.
Apartments may be owned by an owner/occupier by leasehold tenure or rented by tenants (two types of housing tenure).
A homestead consists of a dwelling, often a farm house, together with other buildings and associated land, and facilities for domesticated animals. In Southern Africa, the term can also refer to a cluster of several houses that is inhabited by a single family.
Portable shelters
For larger groups:
Informal:
- Shacks found in slums and shanty towns
Occupants:
Further information: Household and Roommate
A home's occupants may be a single individual, a family, household, or several families in a tribe. Occupants may be part of other groups, such as nursing home residents or children in an orphanage. Domesticated or tamed animals may live alongside human occupants for various reasons.
Tenure:
Main article: Housing tenure
The financial arrangements under which someone has the right to live in a home are, most frequently, tenancy, in which rent is paid by the tenant to a landlord, and owner-occupancy. Mixed forms of tenure are also possible.
Owner-occupancy:
Further information: Owner-occupancy
Rental accommodation
Further information: Renting
Squatting
Main article: Squatting
Squatting is an action of occupying an abandoned or unoccupied area of land or a building – usually residential – that the squatter does not own, rent or otherwise have lawful permission to use.
Homelessness:
Main article: Homelessness
Article 25 of the Universal Declaration of Human Rights, adopted in 1948 contains the following text regarding housing and quality of living: "Everyone has the right to a standard of living adequate for the health and well-being of himself and of his family, including food, clothing, housing and medical care and necessary social services..."
In 2004, the United Nations, Department of Economic and Social Affairs, defined a homeless household as "those households without a shelter that would fall within the scope of living quarters. They carry their few possessions with them, sleeping in the streets, in doorways or on piers, or in another space, on a more or less random basis."
In 2009, at the United Nations Economic Commission for Europe Conference of European Statisticians recommended that homeless people are classified in two broad groups (noting that this would not provide a complete definition):
- (a) Primary homelessness (or rooflessness). This category includes persons living in the streets without a shelter that would fall within the scope of living quarters.
- (b) Secondary homelessness. This category may include persons with no place of usual residence who move frequently between various types of accommodations (including dwellings, shelters, and institutions for the homeless or other living quarters). This category includes persons living in private dwellings but reporting ‘no usual address’ on their census form.
In 2005, 100 million people worldwide were estimated to be homeless, although some prefer the term 'houseless' or 'unsheltered'.
Psychological significance:
A home is generally a place that is close to the heart of the owner, and can become a prized possession. It has been argued that psychologically "The strongest sense of home commonly coincides geographically with a dwelling. Usually, the sense of home attenuates as one moves away from that point, but it does not do so in a fixed or regular way."
Since it can be said that humans are generally creatures of habit, the state of a person's home has been known to physiologically influence their behavior, emotions, and overall mental health. People may become homesick when they leave their home over an extended period of time.
Places like homes can trigger self-reflection, thoughts about who someone is or used to be or who they might become. These types of reflections also occur in places where there is a collective historical identity, such as Gettysburg or Ground Zero.
Popular sayings include:
- "a man's home is his castle",
- "there is no place like home",
- "home sweet home",
- "to be at home",
- "home away from home",
- "make yourself at home",
- "you can never go home again",
- "home is where the heart is"
- and "home is where you hang your hat".
The word home can be used for various types of residential community institutions in which people can live, such as nursing, retirement homes for seniors, foster homes, etc. Short-term accommodation in a treatment facility for several weeks is unlikely to be considered 'home'.
Homes may be lost in ways ranging from:
- the upheavals of natural disasters,
- fraud/theft,
- arson,
- or war-related destruction,
- to the more common voluntary sale, loss for one or more occupants on relationship breakdown, expropriation by government or legislated cause,
- repossession/foreclosure to pay secured debts,
- eviction by landlords,
- disposal by time-limited means – lease,
- or absolute gift.
Jurisdiction-dependent means of home loss include adverse possession, unpaid property taxation and corruption such as in circumstances of a failed state.
Personal insolvency, development or sustaining of mental illness or severe physical incapacity without affordable domestic care commonly lead to a change of home. The underlying character of a home may be debased by structural defects, natural subsidence, neglect or soil contamination.
Refugees are people who have fled their homes due to violence or persecution. They may seek temporary housing in a shelter or they may claim asylum in another country in an attempt to relocate permanently.
See also:
- Human habitats (Category)
- Ancestral home
- ARCHIVE Global
- Home automation
- Home network
- Home improvement
- Home repair
- Homemaking
- List of countries by home ownership rate
- List of human habitation forms
- Show house
- United Nations Human Settlements Programme
- The dictionary definition of home at Wiktionary
- Quotations related to Home at Wikiquote
- Media related to Home at Wikimedia Commons
Marriage in the United States including Weddings and Honeymoon Resorts
The Honeymoon Resort Madonna Inn (San Luis Obispo, CA) as:
Top: Exterior at Dusk;
Bottom the Honeymoon Suite
* -- Your WebHost: Madonna Inn was the Honeymooon Resort my wife and I stayed at on our honeymoon in 1973. The resort was being built while I was a Student at the neighboring California State Polytechnic College in the 1960s.
- YouTube Video: Celebrity-Approved Honeymoon Destinations
- YouTube Video: Having Your Honeymoon at Madonna Inn
- YouTube Video: Getting Married in Las Vegas
The Honeymoon Resort Madonna Inn (San Luis Obispo, CA) as:
Top: Exterior at Dusk;
Bottom the Honeymoon Suite
* -- Your WebHost: Madonna Inn was the Honeymooon Resort my wife and I stayed at on our honeymoon in 1973. The resort was being built while I was a Student at the neighboring California State Polytechnic College in the 1960s.
Click here for a List of the Top 10 Honeymoon Resorts in the United States according to TripAdvisor
Marriage in the United States is a legal, social, and religious institution. The legal recognition of marriage is regulated by individual states, each of which sets an "age of majority" at which individuals are free to enter into marriage solely on their own consent, as well as in what ages underage persons are able to marry with parental and/or judicial consent.
Marriage laws have changed considerably during United States history, including the removal of bans on interracial marriage and same-sex marriage.
In 2009, there were 2,077,000 marriages, according to the Census bureau. The median age for the first marriage has increased in recent years. The median age in the early 1970s was 23 for men and 21 for women, and it rose to 28 for men and 26 for women by 2009.
Marriages vary considerably in terms of religion, socioeconomic status, age, commitment, and so forth. Reasons for marrying may include a desire to have children, love, or economic security. Marriage has been a means in some instances to acquire citizenship by getting a green card; the Immigration Marriage Fraud Amendments of 1986 established laws to punish such instances. In 2003, 184,741 immigrants were admitted as spouses of United States citizens.
Marriages can be terminated by annulment, divorce or death of a spouse. Divorce (known as dissolution of marriage in some states) laws vary by state, and address issues such as how the two spouses divide their property, how children will be cared for, and support obligations of one spouse toward the other.
In the last 50 years, divorce has become more prevalent. In 2005, it was estimated that 20% of marriages would end in divorce within five years. Divorce rates in 2005 were four times the divorce rates in 1955, and a quarter of children less than 16 years old are raised by a stepparent. Marriages that end in divorce last for a median of 8 years for both men and women.
As a rough rule, marriage has more legal ramifications than other types of bonds between consenting adults. A civil union is "a formal union between two people of the same or of different genders which results in, but falls short of, marriage-like rights and obligations," according to one view. Domestic partnerships are a version of civil unions. Registration and recognition are functions of states, localities, or employers; such unions may be available to couples of the same sex and, sometimes, opposite sex. Cohabitation is when two unmarried people who are in an intimate relationship live together.
Click on any of the following blue hyperlinks for more about Marriage in the United States:
Weddings in the United States: there are many traditions and customs, most of which are based on a wide array of factors such as religion, culture, and social norms.
Click on any of the following blue hyperlinks for more about Weddings in the United States:
Marriage in the United States is a legal, social, and religious institution. The legal recognition of marriage is regulated by individual states, each of which sets an "age of majority" at which individuals are free to enter into marriage solely on their own consent, as well as in what ages underage persons are able to marry with parental and/or judicial consent.
Marriage laws have changed considerably during United States history, including the removal of bans on interracial marriage and same-sex marriage.
In 2009, there were 2,077,000 marriages, according to the Census bureau. The median age for the first marriage has increased in recent years. The median age in the early 1970s was 23 for men and 21 for women, and it rose to 28 for men and 26 for women by 2009.
Marriages vary considerably in terms of religion, socioeconomic status, age, commitment, and so forth. Reasons for marrying may include a desire to have children, love, or economic security. Marriage has been a means in some instances to acquire citizenship by getting a green card; the Immigration Marriage Fraud Amendments of 1986 established laws to punish such instances. In 2003, 184,741 immigrants were admitted as spouses of United States citizens.
Marriages can be terminated by annulment, divorce or death of a spouse. Divorce (known as dissolution of marriage in some states) laws vary by state, and address issues such as how the two spouses divide their property, how children will be cared for, and support obligations of one spouse toward the other.
In the last 50 years, divorce has become more prevalent. In 2005, it was estimated that 20% of marriages would end in divorce within five years. Divorce rates in 2005 were four times the divorce rates in 1955, and a quarter of children less than 16 years old are raised by a stepparent. Marriages that end in divorce last for a median of 8 years for both men and women.
As a rough rule, marriage has more legal ramifications than other types of bonds between consenting adults. A civil union is "a formal union between two people of the same or of different genders which results in, but falls short of, marriage-like rights and obligations," according to one view. Domestic partnerships are a version of civil unions. Registration and recognition are functions of states, localities, or employers; such unions may be available to couples of the same sex and, sometimes, opposite sex. Cohabitation is when two unmarried people who are in an intimate relationship live together.
Click on any of the following blue hyperlinks for more about Marriage in the United States:
- History
- Demographics
- Projection of family composition to 2030
- Sociology of marriage
- Wedding ceremonies
- Law
- Marriage and immigration
- Divorce
- Relevant types of unions
- See also:
- American family structure
- Polygamy in North America
- Glynn Wolfe, a Baptist minister who holds the record for being married the most times
- National Survey of Family Growth - federal statistics
Weddings in the United States: there are many traditions and customs, most of which are based on a wide array of factors such as religion, culture, and social norms.
Click on any of the following blue hyperlinks for more about Weddings in the United States:
- History
- Cultural Traditions
- American Traditions
- Religious Traditions
- Types of Weddings Ceremonies
- See also:
- "The Wedding Report". The Wedding Report Inc. - Wedding Statistics, Industry Reports & Wedding Trends.
- "Wedding Industry Research". A Guide to the Wedding Industry - Library of Congress.
- "Wedding Stats". Wedding Stats - Bridal Statistics & Wedding Expense Analysis.
- "WeddingWire". WeddingWire Inc. - Connecting Merchants with Engaged Couples & Party Planners.
Subsidized housing in the United States
- YouTube Video about The Affordable Housing Crisis: More Demand, Less Supply | Poverty, Politics and Profit | FRONTLINE
- YouTube Video: How to better your chances of getting into affordable housing
- YouTube Video: What if you could trade a paperclip for a house? | Kyle MacDonald | TEDxVienna
Subsidized housing in the United States is administered by federal, state and local agencies to provide subsidized rental assistance for low-income households.
Public housing is priced much below the market rate, allowing people to live in more convenient locations rather than move away from the city in search of lower rents. In most federally-funded rental assistance programs, the tenants' monthly rent is set at 30% of their household income.
Now increasingly provided in a variety of settings and formats, originally public housing in the U.S. consisted primarily of one or more concentrated blocks of low-rise and/or high-rise apartment buildings. These complexes are operated by state and local housing authorities which are authorized and funded by the United States Department of Housing and Urban Development (HUD).
More than 1.2 million households currently live in public housing of some type. Subsidized apartment buildings, often referred to as housing projects, have a complicated and often notorious history in the United States.
While the first decades of projects were built with higher construction standards and a broader range of incomes and same applicants, over time, public housing increasingly became the housing of last resort in many cities.
Several reasons have been cited for this negative trend including the failure of Congress to provide sufficient funding, a lowering of standards for occupancy, and mismanagement at the local level. Furthermore, housing projects have also been seen to greatly increase concentrated poverty in a community, leading to several negative externalities.
Crime, drug usage, and educational under-performance are all widely associated with housing projects, particularly in urban areas.
As a result of their various problems and diminished political support, many of the traditional low-income public housing properties constructed in the earlier years of the program have been demolished. Beginning primarily in the 1970s the federal government turned to other approaches including the Project-Based Section 8 program, Section 8 certificates, and the Housing Choice Voucher Program.
In the 1990s the federal government accelerated the transformation of traditional public housing through HUD's HOPE VI Program. Hope VI funds are used to tear down distressed public housing projects and replace them with mixed communities constructed in cooperation with private partners.
In 2012, Congress and HUD initiated a new program called the Rental Assistance Demonstration (RAD) program. Under the demonstration program, eligible public housing properties are redeveloped in conjunction with private developers and investors.
Social issues:
Concentrated poverty:
According to HUD's Residential Characteristic Report, the average annual income in 2013 for a resident of a public housing unit is $13,730. The same report classifies 68% of residents as Extremely Low Income, with the largest annual income bracket being $5,000 to $10,000, containing 32% of public housing residents.
Trends showing an increase in geographic concentration of poverty became evident by the 1970s as upper and middle-class residents vacated property in U.S. cities.
Urban renewal programs led to widespread slum clearance, creating a need to house those displaced by the clearance (Massey and Kanaiaupuni 1993). However, those in city governments, political organizations, and suburban communities resisted the creation of public housing units in middle and working-class neighborhoods, leading to the construction of such units around ghetto neighborhoods which already exhibited signs of poverty.
Massey and Kanaiaupuni (1993) describe three sources of concentrated poverty in relation to public housing: income-requirements structurally creating areas of poverty, the reinforcement of patterns of poverty via the location of the public housing units, and the migration of impoverished individuals towards the public housing, although this effect is relatively small in comparison to the other sources.
A study of public housing in Columbus, Ohio, found that public housing has differing effects on the concentration of black poverty versus white poverty. Public housing's effect on concentrated poverty is doubled for blacks compared to whites. The study further found that public housing tends to concentrate those who struggle the most economically into a specific area, further raising poverty levels.
A different study, conducted by Freeman (2003) on a national level, cast doubt onto the theory that public housing units have an independent effect on the concentration of poverty.
The study found that while out-migration of the non-poor and in-migration of the poor were associated with the creation of public housing, such associations disappeared with the introduction of statistical controls, suggesting that migration levels were caused by characteristics of the neighborhood itself rather than the public housing unit.
Concentrated poverty from public housing units has effects on the economy of the surrounding area, competing for space with middle class housing. Because of social pathologies incubated by public housing, Husock (2003) states that unit prices in surrounding buildings fall, reducing city revenue from property taxes and giving a disincentive to high-paying businesses to locate themselves in the area. He further argues that the pathologies caused by a concentration of poverty are likely to spread to surrounding neighborhoods, forcing local residents and businesses to relocate.
Freeman and Botein (2002) are more skeptical of a reduction of property values following the building of public housing units. In a meta-analysis of empirical studies, they expected to find that when public housing lacks obtrusive architecture and its residents are similar to those already in the neighborhood, property values are not likely to fluctuate.
However, a review of the literature yielded no definitive conclusions on the impact of public housing on property values, with only two studies lacking methodological flaws that had either mixed results or showed no impact.
Others are skeptical of concentrated poverty from public housing being the cause of social pathologies, arguing that such a characterization is a simplification of a much more complex set of social phenomena. According to Crump (2002), the term "concentrated poverty" was originally a spatial concept that was part of a much broader and complex sociological description of poverty, but the spatial component then became the overarching metaphor for concentrated poverty and the cause of social pathologies surrounding it.
Instead of spatial concentration simply being a part of the broad description of social pathologies, Crump (2002) argues that the concept replaced the broad description, mistakenly narrowing the focus to the physical concentration of poverty.
Racial segregation:
The HUD's 2013 The Location and Racial Composition of Public Housing in the United States report found that the racial distribution of residents within individual public housing units tends to be rather homogeneous, with African Americans and white residents stratified to separate neighborhoods.
One trend that is observed is that black neighborhoods tend to reflect a lower socioeconomic status and that white neighborhoods represent a more affluent demographic. More than 40% of public housing occupants live in predominantly black neighborhoods, according to the HUD report. Even though changes have been made to address unconstitutional housing segregation, stigma and prejudice around public housing projects are still prevalent.
Segregation in public housing has roots in the early developments and activities of the Federal Housing Administration (FHA), created by the Housing Act of 1934. The FHA institutionalized a practice by which it would seek to maintain racially homogenous neighborhoods through racially restrictive covenants - an explicitly discriminatory policy written into the deed of a house.
This practice was struck down by the Supreme Court in 1948 in Shelley v. Kraemer because it violates the Equal Protection Clause of the 14th Amendment. However, according to Gotham (2000), Section 235 of the Housing Act of 1968 encouraged white flight from the inner city, selling suburban properties to whites and inner-city properties to blacks, creating neighborhoods that were racially isolated from others.
White flight - white people moving out of neighborhoods that have become more racially or ethnoculturally heterogeneous - is an example of how stigma and judgement around public housing and affordable housing resulted in a significant change in the racial demographics of urban housing. White flight is a sociological response to perceptions that racially diverse neighborhoods will decrease their home value and increase crime rates.
McNulty and Holloway (2000) studied the intersection of public housing geography, race, and crime in order to determine if racial differences existed in crime rates when controlled for the proximity of public housing units.
The study found that "the race-crime relationship is geographically contingent, varying as a function of the distribution of public housing". This suggests that a focus on institutional causes of crime in relation to race is more appropriate than a focus on cultural differences between races being the cause of differing crime rates. Public housing units were often built in predominantly poor and black areas, reinforcing racial and economic differences between neighborhoods.
These social patterns are influenced by policies that constructed the narrative of racially segregated housing in the 20th Century. The rebellion in Detroit in 1967 was a symptom of racial tension that was in part due to unfair housing policies. In July 1967, President Lyndon Johnson issued a commission, led by Illinois Governor Otto Kerner to determine the causes of the riots.
The Kerner Commission clearly articulated that housing inequality was solely determined by explicitly discriminatory policies. It stated that "White institutions created it, white institutions maintain it, and white society condones it".
The Kerner Commission blatantly condemned white institutions for creating unequal housing opportunities, specifically highlighting restrictive covenants as a cause of the American apartheid residential pattern in the city.
Martin Luther King Jr. made housing integration a key part of his civil rights campaign and one month after the publication of the Kerner Commission was published, King was assassinated. His murder instigated another wave of riots and in response, and no later than a week after the assassination of Martin Luther King Jr., Congress passed the Fair Housing Act which prohibited discrimination in housing.
However, since the Fair Housing Act was passed, housing policies restricting minority housing to segregated neighborhoods are still heavily debated because of the vague language used in the Fair Housing Act.
In the 2015 Supreme Court case Texas Department of Housing and Community Affairs v. The Inclusive Communities Project, Justice Kennedy clarified that the Fair Housing Act was intended to promote equity, not just eliminate explicit acts of discrimination. Changes in both public policy and social narrative are equally necessary for establishing equitable housing opportunities for all Americans.
Health and safety:
Public housing units themselves offer very few amenities to occupants, providing the minimum necessary accommodations for living. The original wording of the 1937 Housing Act meant that units were built with minimal effort in order to give amenities only slightly better than slums.
The units had poor insulation, roofing, electricity, and plumbing, were generally very small, and built to use as few resources as possible. Turner et al. (2005) documents more physical deterioration, with backlogged repairs, vandalism, cockroaches, mold, and other problems creating a generally unsafe environment for occupants.
A Boston study showed that dampness and heating issues in public housing create concentrations of dust mites, mold, and fungi, which causes asthma at a rate much higher than the national average.
Other studies have been less negative in their assessments of living conditions in public housing units, showing only marginal differences caused by public housing units. The study by Fertig and Reingold (2007) concluded that of a large list of possible health effects, public housing units only seemed to affect domestic violence levels, with only a mixed effect, a mother's overall health status, and the probability of mothers becoming overweight.
Crime is also a major issue in public housing, with surveys showing high amounts of drug-related crime and shootings. Potential causes include inefficient management, which leads to problematic residents being able to stay in the unit, and inadequate policing and security.
Public housing units are far more susceptible to homicides than comparable neighborhoods, which Griffiths and Tita (2009) argue is an effect of social isolation within the units. These homicides tend to be localized within the public housing unit rather than around it.
Satisfaction with one's living environment is another variable affected by public housing. Residents of public housing units and voucher holders are more likely to express higher satisfaction with their current residency than low-income renters who are not receiving government assistance.
However, the study also concluded that residents of public housings units and voucher holders are more likely to express lower satisfaction with the neighborhood in which they live compared to low-income renters. This suggests that while the accommodations of public housing are better than comparable options, the surrounding neighborhoods are less desirable and have not been improved by government assistance.
Education:
Another concern about public housing is the availability of quality education for children living in public housing units in areas of concentrated poverty.
In a study of student achievement in New York City, Schwartz et al. (2010) found that those children living in public housing units did worse on standardized tests than others who go to the same or comparable schools. Furthermore, the study found that the resources of the schools serving different populations of the city were roughly the same.
Other studies refute this result, stating that public housing does not have a unique effect on student achievement. In a study for the National Bureau of Economic Research, Jacob (2003) found that children who had moved out of public housing due to demolition in Chicago fared no better and no worse in school and often continued to attend the same school as before demolition.
However, among older children (14 years or older), dropout rates increased by 4.4% after demolition, though this effect was not seen in younger children.
A separate study conducted by Newman and Harkness (2000) produced findings similar to Jacob (2003). It concluded that public housing did not have an independent effect on educational attainment levels. Instead, variation in educational attainment was associated with poor economic standing and characteristics of the family. Additionally, the study found very little difference between educational attainment in public versus subsidized private housing developments.
More positive educational outcomes have been recorded in other analyses. A study by Currie and Yelowitz (1999) found that families living in public housing were less likely to experience overcrowding in their units. Children living in public housing were 11% less likely to be held back a grade, suggesting that public housing may help low-income students.
A 2011 report from the Center for Housing Policy argued for the benefits of stable and affordable housing in regard to education. Reasons for such educational benefits included less sporadic moving, community support, reduction in stress from overcrowding, less health hazards, provision of after-school programs, and reduction of homelessness.
Public perception:
Several negative stereotypes associated with public housing create difficulties in developing new units. Tighe (2010) reviewed a breadth of literature on perceptions of public housing and found five major public concerns: a lack of maintenance, expectation of crime, disapproval of housing as a handout, reduction of property values, and physical unattractiveness. While the reality of certain aspects may differ from the perceptions, such perceptions are strong enough to mount formidable opposition to public housing programs.
In a separate study, Freeman and Botein (2002) found four major areas of public concern related to public housing: reduction in property values, racial transition, concentrated poverty, and increased crime.
The study concludes that such concerns are only warranted in certain circumstances, and in varying degrees. While negative consequences have potential to occur with the building of public housing, there is an almost equal chance of the public housing having the opposite effect of creating positive impacts within the neighborhood.
Alternative models:
Scattered-site housing:
"Scattered-site" or "scatter site" refers to a form of housing in which publicly funded, affordable, low-density units are scattered throughout diverse, middle-class neighborhoods. It can take the form of single units spread throughout the city or clusters of family units.
Scattered-site housing can also be managed by private not-for-profit organizations using a permanent, supportive housing model, where specific barriers to the housing of the low-income individual or family are addressed in regular visits with a case manager.
In New York City, The Scatter Site Apartment Program provides city contracts to not-for-profits from the HIV/AIDS Services Administration under the New York City Human Resources Administration. Also, Scattered Site is one of two models, the other being Congregate, which are utilized in the New York/New York housing agreements between New York City and New York State.
Background:
Scattered-site housing units were originally constructed as an alternative form of public housing designed to prevent the concentration of poverty associated with more traditional high-density units. The benchmark class-action case that led to the popularization of scattered-site models was Gautreaux v. Chicago Housing Authority in 1969.
Much of motivation for this trial and lawsuit stemmed from concerns about residential segregation. It was believed that the placement of public housing facilities in primarily black neighborhoods perpetuated residential segregation. The lawsuit was finally resolved with a verdict mandating that the Chicago Housing Authority redistribute public housing into non-black neighborhoods.
U.S. District Court Judge Richard B. Austin mandated that three public housing units be built in white areas (less than 30% black) for every one unit built in black areas (more than 30% black).
These percentages have decreased since then and a wide array of programs have developed across the United States. While some programs have seen great successes, others have had difficulties in acquiring the land needed for construction and in maintaining new units.
Eligibility requirements, generally based on household income and size, are common in these programs. In Dakota County, Minnesota, for example, eligibility ranges from a maximum of $51,550 for two people to $85,050 for 8-10 people.
Eligibility requirements are designed to ensure that those most in need receive relief first and that concerns regarding housing discrimination do not extend into the public housing sector.
Public policy and implications:
Scattered-site housing programs are generally run by the city housing authorities or local governments. They are intended to increase the availability of affordable housing and improve the quality of low-income housing, while avoiding problems associated with concentrated subsidized housing. Many scattered-site units are built to be similar in appearance to other homes in the neighborhood to somewhat mask the financial stature of tenants and reduce the stigma associated with public housing.
An issue of great concern with regards to the implementation of scattered-site programs is where to construct these housing units and how to gain the support of the community.
Frequent concerns of community members include potential decreases in the retail price of their home, a decline in neighborhood safety due to elevated levels of crime. Thus, one of the major concerns with the relocation of scattered-site tenants into white, middle-class neighborhoods is that residents will move elsewhere – a phenomenon known as white flight.
To counter this phenomenon, some programs place tenants in private apartments that do not appear outwardly different. Despite these efforts, many members of middle-class, predominantly white neighborhoods have fought hard to keep public housing out of their communities.
American sociologist William Julius Wilson has proposed that concentrating low-income housing in impoverished areas can limit tenants' access to social opportunity. Thus, some scattered-site programs now relocate tenants in middle-class suburban neighborhoods, hoping that immersion within social networks of greater financial stability will increase their social opportunities.
However, this strategy has not necessarily proved effective, especially with regards to boosting employment. When placed in neighborhoods of similar economic means, studies indicate that low-income residents use neighbors as social resources less often when living scattered throughout a neighborhood than when living in small clusters within a neighborhood.
There are also concerns associated with the financial burden that these programs have on the state. Scattered-site housing provides no better living conditions for its tenants than traditional concentrated housing if the units are not properly maintained. There are questions as to whether or not scattered-site public facilities are more expensive to manage because dispersal throughout the city makes maintenance more difficult.
Inclusionary Affordable Housing Program:
Inclusionary zoning ordinances require housing developers to reserve a percentage between 10-30% of housing units from new or rehabilitated projects to be rented or sold at a below market rate for low and moderate-income households.
According to United States Department of Housing and Urban Development (HUD), market-rate projects help to develop diverse communities, and ensure access to similar community services and amenities regardless of socioeconomic status. Most inclusionary zoning is enacted at the municipal or county level.
For example, San Francisco's Planning Code Section 415 (set forth the requirements and procedures for the Inclusionary Affordable Housing Program) "requires residential projects of 10 or more units to pay an Affordable Housing Fee, or to provide a percentage of units as affordable "on-site" within the project or "off-site" at another location in the City (Planning Code § 415, 419)."
Vouchers:
Main article: Section 8 (housing)
Housing vouchers, now one of the primary methods of subsidized housing delivery in the United States, became a robust program in the United States with passage of the 1974 Housing and Community Development Act. The program, colloquially known as Section 8, currently assists more than 1.4 million households.
Through the voucher system, direct-to-landlord payments assist eligible households in covering the gap between market rents and 30% of the household's income.
Hope VI:
Main article: HOPE VI
The Hope VI program, created in 1992, was initiated in response to the physical deterioration of public housing units. The program rebuilds housing projects with an emphasis on mixed-income developments rather than projects which concentrate poorer households in one area.
City programs:
Further information: List of public housing developments in the United States
Chicago:
The class-action lawsuit of Gautreaux v. CHA (1966) made Chicago the first city to mandate scattered-site housing as a way to desegregate neighborhoods. Dorothy Gautreaux argued that the Chicago Housing Authority discriminated based on race in its public housing policy.
The case went to Supreme Court as Hills v. Gautreaux and the 1976 verdict mandated scattered-site housing for residents currently living in public housing in impoverished neighborhoods. Since that time, scattered-site housing has become a major part of public housing in Chicago.
In 2000, the Chicago Housing Authority created the Plan for Transformation designed to not only improve the structural aspects of public housing but to also "build and strengthen communities by integrating public housing and its leaseholders into the larger social, economic, and physical fabric of Chicago". The goal is to have 25,000 new or remodeled units, and to have these units indistinguishable from surrounding housing.
While properly run scattered-site public housing units greatly improve the quality of life of the tenants, abandoned and decrepit units foster crime and perpetuate poverty. The Chicago Housing Authority began demolishing units deemed unsafe, but the Plan for Transformation set aside $77 million to clean up sites not demolished in this process.
Houston:
The Houston Housing Authority has created the Scattered Sites Homeownership Program to promote home ownership amongst those who would otherwise not be able to afford it. The program delineates strict requirements based on 80% of the Houston area's median income.
In 1987, the HHA received 336 properties throughout the city and it has worked to clean up these properties or sell them as low cost housing. As of 2009, the HHA had helped 172 families achieve home ownership through the scattered-site program and with the properties received in 1988.
Seattle:
The Seattle Housing Authority created its Scattered Site program in 1978. The program to date has a total of 800 units that range from duplex to multi-family. The program is currently in the process of "portfolio realignment," which entails successive upgrading of over 200 units and a continued effort to distribute public housing in various neighborhoods throughout the city. In choosing site locations, proximity to public facilities such as schools, parks, and transportation, is considered.
San Francisco:
In 1938, the San Francisco Board of Supervisors established the San Francisco Housing Authority (SFHA), making it today one of the oldest housing authorities in California.
The Housing Choice Voucher Program (formerly Section 8) was adopted in 1974 by the SFHA, and today it serves over 20,000 residents of San Francisco. Primary funding for the SFHA program comes from the U.S Department of Housing and Urban Development (HUD) and the rents paid by the housing choice voucher participants.
Participants pay approximately 30 percent of their earned income for rent.
See also:
Public housing is priced much below the market rate, allowing people to live in more convenient locations rather than move away from the city in search of lower rents. In most federally-funded rental assistance programs, the tenants' monthly rent is set at 30% of their household income.
Now increasingly provided in a variety of settings and formats, originally public housing in the U.S. consisted primarily of one or more concentrated blocks of low-rise and/or high-rise apartment buildings. These complexes are operated by state and local housing authorities which are authorized and funded by the United States Department of Housing and Urban Development (HUD).
More than 1.2 million households currently live in public housing of some type. Subsidized apartment buildings, often referred to as housing projects, have a complicated and often notorious history in the United States.
While the first decades of projects were built with higher construction standards and a broader range of incomes and same applicants, over time, public housing increasingly became the housing of last resort in many cities.
Several reasons have been cited for this negative trend including the failure of Congress to provide sufficient funding, a lowering of standards for occupancy, and mismanagement at the local level. Furthermore, housing projects have also been seen to greatly increase concentrated poverty in a community, leading to several negative externalities.
Crime, drug usage, and educational under-performance are all widely associated with housing projects, particularly in urban areas.
As a result of their various problems and diminished political support, many of the traditional low-income public housing properties constructed in the earlier years of the program have been demolished. Beginning primarily in the 1970s the federal government turned to other approaches including the Project-Based Section 8 program, Section 8 certificates, and the Housing Choice Voucher Program.
In the 1990s the federal government accelerated the transformation of traditional public housing through HUD's HOPE VI Program. Hope VI funds are used to tear down distressed public housing projects and replace them with mixed communities constructed in cooperation with private partners.
In 2012, Congress and HUD initiated a new program called the Rental Assistance Demonstration (RAD) program. Under the demonstration program, eligible public housing properties are redeveloped in conjunction with private developers and investors.
Social issues:
Concentrated poverty:
According to HUD's Residential Characteristic Report, the average annual income in 2013 for a resident of a public housing unit is $13,730. The same report classifies 68% of residents as Extremely Low Income, with the largest annual income bracket being $5,000 to $10,000, containing 32% of public housing residents.
Trends showing an increase in geographic concentration of poverty became evident by the 1970s as upper and middle-class residents vacated property in U.S. cities.
Urban renewal programs led to widespread slum clearance, creating a need to house those displaced by the clearance (Massey and Kanaiaupuni 1993). However, those in city governments, political organizations, and suburban communities resisted the creation of public housing units in middle and working-class neighborhoods, leading to the construction of such units around ghetto neighborhoods which already exhibited signs of poverty.
Massey and Kanaiaupuni (1993) describe three sources of concentrated poverty in relation to public housing: income-requirements structurally creating areas of poverty, the reinforcement of patterns of poverty via the location of the public housing units, and the migration of impoverished individuals towards the public housing, although this effect is relatively small in comparison to the other sources.
A study of public housing in Columbus, Ohio, found that public housing has differing effects on the concentration of black poverty versus white poverty. Public housing's effect on concentrated poverty is doubled for blacks compared to whites. The study further found that public housing tends to concentrate those who struggle the most economically into a specific area, further raising poverty levels.
A different study, conducted by Freeman (2003) on a national level, cast doubt onto the theory that public housing units have an independent effect on the concentration of poverty.
The study found that while out-migration of the non-poor and in-migration of the poor were associated with the creation of public housing, such associations disappeared with the introduction of statistical controls, suggesting that migration levels were caused by characteristics of the neighborhood itself rather than the public housing unit.
Concentrated poverty from public housing units has effects on the economy of the surrounding area, competing for space with middle class housing. Because of social pathologies incubated by public housing, Husock (2003) states that unit prices in surrounding buildings fall, reducing city revenue from property taxes and giving a disincentive to high-paying businesses to locate themselves in the area. He further argues that the pathologies caused by a concentration of poverty are likely to spread to surrounding neighborhoods, forcing local residents and businesses to relocate.
Freeman and Botein (2002) are more skeptical of a reduction of property values following the building of public housing units. In a meta-analysis of empirical studies, they expected to find that when public housing lacks obtrusive architecture and its residents are similar to those already in the neighborhood, property values are not likely to fluctuate.
However, a review of the literature yielded no definitive conclusions on the impact of public housing on property values, with only two studies lacking methodological flaws that had either mixed results or showed no impact.
Others are skeptical of concentrated poverty from public housing being the cause of social pathologies, arguing that such a characterization is a simplification of a much more complex set of social phenomena. According to Crump (2002), the term "concentrated poverty" was originally a spatial concept that was part of a much broader and complex sociological description of poverty, but the spatial component then became the overarching metaphor for concentrated poverty and the cause of social pathologies surrounding it.
Instead of spatial concentration simply being a part of the broad description of social pathologies, Crump (2002) argues that the concept replaced the broad description, mistakenly narrowing the focus to the physical concentration of poverty.
Racial segregation:
The HUD's 2013 The Location and Racial Composition of Public Housing in the United States report found that the racial distribution of residents within individual public housing units tends to be rather homogeneous, with African Americans and white residents stratified to separate neighborhoods.
One trend that is observed is that black neighborhoods tend to reflect a lower socioeconomic status and that white neighborhoods represent a more affluent demographic. More than 40% of public housing occupants live in predominantly black neighborhoods, according to the HUD report. Even though changes have been made to address unconstitutional housing segregation, stigma and prejudice around public housing projects are still prevalent.
Segregation in public housing has roots in the early developments and activities of the Federal Housing Administration (FHA), created by the Housing Act of 1934. The FHA institutionalized a practice by which it would seek to maintain racially homogenous neighborhoods through racially restrictive covenants - an explicitly discriminatory policy written into the deed of a house.
This practice was struck down by the Supreme Court in 1948 in Shelley v. Kraemer because it violates the Equal Protection Clause of the 14th Amendment. However, according to Gotham (2000), Section 235 of the Housing Act of 1968 encouraged white flight from the inner city, selling suburban properties to whites and inner-city properties to blacks, creating neighborhoods that were racially isolated from others.
White flight - white people moving out of neighborhoods that have become more racially or ethnoculturally heterogeneous - is an example of how stigma and judgement around public housing and affordable housing resulted in a significant change in the racial demographics of urban housing. White flight is a sociological response to perceptions that racially diverse neighborhoods will decrease their home value and increase crime rates.
McNulty and Holloway (2000) studied the intersection of public housing geography, race, and crime in order to determine if racial differences existed in crime rates when controlled for the proximity of public housing units.
The study found that "the race-crime relationship is geographically contingent, varying as a function of the distribution of public housing". This suggests that a focus on institutional causes of crime in relation to race is more appropriate than a focus on cultural differences between races being the cause of differing crime rates. Public housing units were often built in predominantly poor and black areas, reinforcing racial and economic differences between neighborhoods.
These social patterns are influenced by policies that constructed the narrative of racially segregated housing in the 20th Century. The rebellion in Detroit in 1967 was a symptom of racial tension that was in part due to unfair housing policies. In July 1967, President Lyndon Johnson issued a commission, led by Illinois Governor Otto Kerner to determine the causes of the riots.
The Kerner Commission clearly articulated that housing inequality was solely determined by explicitly discriminatory policies. It stated that "White institutions created it, white institutions maintain it, and white society condones it".
The Kerner Commission blatantly condemned white institutions for creating unequal housing opportunities, specifically highlighting restrictive covenants as a cause of the American apartheid residential pattern in the city.
Martin Luther King Jr. made housing integration a key part of his civil rights campaign and one month after the publication of the Kerner Commission was published, King was assassinated. His murder instigated another wave of riots and in response, and no later than a week after the assassination of Martin Luther King Jr., Congress passed the Fair Housing Act which prohibited discrimination in housing.
However, since the Fair Housing Act was passed, housing policies restricting minority housing to segregated neighborhoods are still heavily debated because of the vague language used in the Fair Housing Act.
In the 2015 Supreme Court case Texas Department of Housing and Community Affairs v. The Inclusive Communities Project, Justice Kennedy clarified that the Fair Housing Act was intended to promote equity, not just eliminate explicit acts of discrimination. Changes in both public policy and social narrative are equally necessary for establishing equitable housing opportunities for all Americans.
Health and safety:
Public housing units themselves offer very few amenities to occupants, providing the minimum necessary accommodations for living. The original wording of the 1937 Housing Act meant that units were built with minimal effort in order to give amenities only slightly better than slums.
The units had poor insulation, roofing, electricity, and plumbing, were generally very small, and built to use as few resources as possible. Turner et al. (2005) documents more physical deterioration, with backlogged repairs, vandalism, cockroaches, mold, and other problems creating a generally unsafe environment for occupants.
A Boston study showed that dampness and heating issues in public housing create concentrations of dust mites, mold, and fungi, which causes asthma at a rate much higher than the national average.
Other studies have been less negative in their assessments of living conditions in public housing units, showing only marginal differences caused by public housing units. The study by Fertig and Reingold (2007) concluded that of a large list of possible health effects, public housing units only seemed to affect domestic violence levels, with only a mixed effect, a mother's overall health status, and the probability of mothers becoming overweight.
Crime is also a major issue in public housing, with surveys showing high amounts of drug-related crime and shootings. Potential causes include inefficient management, which leads to problematic residents being able to stay in the unit, and inadequate policing and security.
Public housing units are far more susceptible to homicides than comparable neighborhoods, which Griffiths and Tita (2009) argue is an effect of social isolation within the units. These homicides tend to be localized within the public housing unit rather than around it.
Satisfaction with one's living environment is another variable affected by public housing. Residents of public housing units and voucher holders are more likely to express higher satisfaction with their current residency than low-income renters who are not receiving government assistance.
However, the study also concluded that residents of public housings units and voucher holders are more likely to express lower satisfaction with the neighborhood in which they live compared to low-income renters. This suggests that while the accommodations of public housing are better than comparable options, the surrounding neighborhoods are less desirable and have not been improved by government assistance.
Education:
Another concern about public housing is the availability of quality education for children living in public housing units in areas of concentrated poverty.
In a study of student achievement in New York City, Schwartz et al. (2010) found that those children living in public housing units did worse on standardized tests than others who go to the same or comparable schools. Furthermore, the study found that the resources of the schools serving different populations of the city were roughly the same.
Other studies refute this result, stating that public housing does not have a unique effect on student achievement. In a study for the National Bureau of Economic Research, Jacob (2003) found that children who had moved out of public housing due to demolition in Chicago fared no better and no worse in school and often continued to attend the same school as before demolition.
However, among older children (14 years or older), dropout rates increased by 4.4% after demolition, though this effect was not seen in younger children.
A separate study conducted by Newman and Harkness (2000) produced findings similar to Jacob (2003). It concluded that public housing did not have an independent effect on educational attainment levels. Instead, variation in educational attainment was associated with poor economic standing and characteristics of the family. Additionally, the study found very little difference between educational attainment in public versus subsidized private housing developments.
More positive educational outcomes have been recorded in other analyses. A study by Currie and Yelowitz (1999) found that families living in public housing were less likely to experience overcrowding in their units. Children living in public housing were 11% less likely to be held back a grade, suggesting that public housing may help low-income students.
A 2011 report from the Center for Housing Policy argued for the benefits of stable and affordable housing in regard to education. Reasons for such educational benefits included less sporadic moving, community support, reduction in stress from overcrowding, less health hazards, provision of after-school programs, and reduction of homelessness.
Public perception:
Several negative stereotypes associated with public housing create difficulties in developing new units. Tighe (2010) reviewed a breadth of literature on perceptions of public housing and found five major public concerns: a lack of maintenance, expectation of crime, disapproval of housing as a handout, reduction of property values, and physical unattractiveness. While the reality of certain aspects may differ from the perceptions, such perceptions are strong enough to mount formidable opposition to public housing programs.
In a separate study, Freeman and Botein (2002) found four major areas of public concern related to public housing: reduction in property values, racial transition, concentrated poverty, and increased crime.
The study concludes that such concerns are only warranted in certain circumstances, and in varying degrees. While negative consequences have potential to occur with the building of public housing, there is an almost equal chance of the public housing having the opposite effect of creating positive impacts within the neighborhood.
Alternative models:
Scattered-site housing:
"Scattered-site" or "scatter site" refers to a form of housing in which publicly funded, affordable, low-density units are scattered throughout diverse, middle-class neighborhoods. It can take the form of single units spread throughout the city or clusters of family units.
Scattered-site housing can also be managed by private not-for-profit organizations using a permanent, supportive housing model, where specific barriers to the housing of the low-income individual or family are addressed in regular visits with a case manager.
In New York City, The Scatter Site Apartment Program provides city contracts to not-for-profits from the HIV/AIDS Services Administration under the New York City Human Resources Administration. Also, Scattered Site is one of two models, the other being Congregate, which are utilized in the New York/New York housing agreements between New York City and New York State.
Background:
Scattered-site housing units were originally constructed as an alternative form of public housing designed to prevent the concentration of poverty associated with more traditional high-density units. The benchmark class-action case that led to the popularization of scattered-site models was Gautreaux v. Chicago Housing Authority in 1969.
Much of motivation for this trial and lawsuit stemmed from concerns about residential segregation. It was believed that the placement of public housing facilities in primarily black neighborhoods perpetuated residential segregation. The lawsuit was finally resolved with a verdict mandating that the Chicago Housing Authority redistribute public housing into non-black neighborhoods.
U.S. District Court Judge Richard B. Austin mandated that three public housing units be built in white areas (less than 30% black) for every one unit built in black areas (more than 30% black).
These percentages have decreased since then and a wide array of programs have developed across the United States. While some programs have seen great successes, others have had difficulties in acquiring the land needed for construction and in maintaining new units.
Eligibility requirements, generally based on household income and size, are common in these programs. In Dakota County, Minnesota, for example, eligibility ranges from a maximum of $51,550 for two people to $85,050 for 8-10 people.
Eligibility requirements are designed to ensure that those most in need receive relief first and that concerns regarding housing discrimination do not extend into the public housing sector.
Public policy and implications:
Scattered-site housing programs are generally run by the city housing authorities or local governments. They are intended to increase the availability of affordable housing and improve the quality of low-income housing, while avoiding problems associated with concentrated subsidized housing. Many scattered-site units are built to be similar in appearance to other homes in the neighborhood to somewhat mask the financial stature of tenants and reduce the stigma associated with public housing.
An issue of great concern with regards to the implementation of scattered-site programs is where to construct these housing units and how to gain the support of the community.
Frequent concerns of community members include potential decreases in the retail price of their home, a decline in neighborhood safety due to elevated levels of crime. Thus, one of the major concerns with the relocation of scattered-site tenants into white, middle-class neighborhoods is that residents will move elsewhere – a phenomenon known as white flight.
To counter this phenomenon, some programs place tenants in private apartments that do not appear outwardly different. Despite these efforts, many members of middle-class, predominantly white neighborhoods have fought hard to keep public housing out of their communities.
American sociologist William Julius Wilson has proposed that concentrating low-income housing in impoverished areas can limit tenants' access to social opportunity. Thus, some scattered-site programs now relocate tenants in middle-class suburban neighborhoods, hoping that immersion within social networks of greater financial stability will increase their social opportunities.
However, this strategy has not necessarily proved effective, especially with regards to boosting employment. When placed in neighborhoods of similar economic means, studies indicate that low-income residents use neighbors as social resources less often when living scattered throughout a neighborhood than when living in small clusters within a neighborhood.
There are also concerns associated with the financial burden that these programs have on the state. Scattered-site housing provides no better living conditions for its tenants than traditional concentrated housing if the units are not properly maintained. There are questions as to whether or not scattered-site public facilities are more expensive to manage because dispersal throughout the city makes maintenance more difficult.
Inclusionary Affordable Housing Program:
Inclusionary zoning ordinances require housing developers to reserve a percentage between 10-30% of housing units from new or rehabilitated projects to be rented or sold at a below market rate for low and moderate-income households.
According to United States Department of Housing and Urban Development (HUD), market-rate projects help to develop diverse communities, and ensure access to similar community services and amenities regardless of socioeconomic status. Most inclusionary zoning is enacted at the municipal or county level.
For example, San Francisco's Planning Code Section 415 (set forth the requirements and procedures for the Inclusionary Affordable Housing Program) "requires residential projects of 10 or more units to pay an Affordable Housing Fee, or to provide a percentage of units as affordable "on-site" within the project or "off-site" at another location in the City (Planning Code § 415, 419)."
Vouchers:
Main article: Section 8 (housing)
Housing vouchers, now one of the primary methods of subsidized housing delivery in the United States, became a robust program in the United States with passage of the 1974 Housing and Community Development Act. The program, colloquially known as Section 8, currently assists more than 1.4 million households.
Through the voucher system, direct-to-landlord payments assist eligible households in covering the gap between market rents and 30% of the household's income.
Hope VI:
Main article: HOPE VI
The Hope VI program, created in 1992, was initiated in response to the physical deterioration of public housing units. The program rebuilds housing projects with an emphasis on mixed-income developments rather than projects which concentrate poorer households in one area.
City programs:
Further information: List of public housing developments in the United States
Chicago:
The class-action lawsuit of Gautreaux v. CHA (1966) made Chicago the first city to mandate scattered-site housing as a way to desegregate neighborhoods. Dorothy Gautreaux argued that the Chicago Housing Authority discriminated based on race in its public housing policy.
The case went to Supreme Court as Hills v. Gautreaux and the 1976 verdict mandated scattered-site housing for residents currently living in public housing in impoverished neighborhoods. Since that time, scattered-site housing has become a major part of public housing in Chicago.
In 2000, the Chicago Housing Authority created the Plan for Transformation designed to not only improve the structural aspects of public housing but to also "build and strengthen communities by integrating public housing and its leaseholders into the larger social, economic, and physical fabric of Chicago". The goal is to have 25,000 new or remodeled units, and to have these units indistinguishable from surrounding housing.
While properly run scattered-site public housing units greatly improve the quality of life of the tenants, abandoned and decrepit units foster crime and perpetuate poverty. The Chicago Housing Authority began demolishing units deemed unsafe, but the Plan for Transformation set aside $77 million to clean up sites not demolished in this process.
Houston:
The Houston Housing Authority has created the Scattered Sites Homeownership Program to promote home ownership amongst those who would otherwise not be able to afford it. The program delineates strict requirements based on 80% of the Houston area's median income.
In 1987, the HHA received 336 properties throughout the city and it has worked to clean up these properties or sell them as low cost housing. As of 2009, the HHA had helped 172 families achieve home ownership through the scattered-site program and with the properties received in 1988.
Seattle:
The Seattle Housing Authority created its Scattered Site program in 1978. The program to date has a total of 800 units that range from duplex to multi-family. The program is currently in the process of "portfolio realignment," which entails successive upgrading of over 200 units and a continued effort to distribute public housing in various neighborhoods throughout the city. In choosing site locations, proximity to public facilities such as schools, parks, and transportation, is considered.
San Francisco:
In 1938, the San Francisco Board of Supervisors established the San Francisco Housing Authority (SFHA), making it today one of the oldest housing authorities in California.
The Housing Choice Voucher Program (formerly Section 8) was adopted in 1974 by the SFHA, and today it serves over 20,000 residents of San Francisco. Primary funding for the SFHA program comes from the U.S Department of Housing and Urban Development (HUD) and the rents paid by the housing choice voucher participants.
Participants pay approximately 30 percent of their earned income for rent.
See also:
- List of public housing developments in the United States
- People:
- Harold Harby (1894–1978), Los Angeles, California, City Council member whose vote switch killed public housing in that city
- General:
Home Ownership in the United States
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The home-ownership rate in the United States is percentage of homes that are owned by their occupants. In 2009, it remained similar to that in some other post-industrial nations with 67.4% of all occupied housing units being occupied by the unit's owner.
Home ownership rates vary depending on demographic characteristics of households such as ethnicity, race, type of household as well as location and type of settlement. In 2018, homeownership dropped to a lower rate than it was in 1994, with a rate of 64.2%.
Since 1960, the homeownership rate in the United States has remained relatively stable having decreased 1.0% since 1960 when 65.2% of American households owned their own home. Additionally, homeowner equity has fallen steadily since World War II and is now less than 50% of the value of homes on average.
Homeownership was most common in rural areas and suburbs with three quarters of suburban households being homeowners. Among the country's regions the Midwestern states had the highest homeownership rate with the Western states having the lowest.
Recent research has examined the decline in homeownership rates among households with "heads" aged 25 to 44 years, which fell substantially between 1980 and 2000 and recovered only partially during the 2001-05 housing boom. This research indicates that a trend toward marrying later and the increase in household earnings risk that occurred after 1980 account for a large share of the decline in young homeownership.
Homeowners in the United States also tend to have higher incomes and households residing in their own home were more likely to be families (as opposed to individuals) than were their tenant counterparts. Among racial demographics, European Americans had the country's highest homeownership rate, while those identifying as being African American had the lowest homeownership rate. One study shows that homeownership rates appear correlated with higher school attainment.
The name "homeownership rate" can be misleading. As defined by the US Census Bureau, it is the percentage of homes that are occupied by the owner. It is not the percentage of adults that own their own home. This latter percentage will be significantly lower than the homeownership rate because many households that are owner-occupied contain adult relatives (often young adults, descendants of the owner) who do not own their own home, and because single building multi-bedroom rental units can contain more than one adult, all of whom do not own a home.
The term "homeownership rate" can also be misleading because it includes households that owe on a mortgage and do not fully own the equity in their own that they are said to "own".
According to ATTOM Data Research, only "34 percent of all American homeowners have 100 percent equity in their properties — they’ve either paid off their entire mortgage debt or they never had a mortgage".
According to the Financial Post the cost of the average U.S. house in 2016 was US$187,000
Measuring method:
In the US, the homeownership rate is created through the Housing Vacancy Survey by the US Census Bureau. It is created by dividing the owner occupied units by the total number of occupied units. This is an important point to understand changes in the homeownership rate over time. The bust of the housing bubble resulted in many houses becoming foreclosed.
However, the decrease in the homeownership rate from 3Q2007 to 4Q2007 was mostly a result of an increase in the renter's population and less due to a decrease in the homeowner population.
Government policy:
Homeownership has been promoted as government policy using several means involving mortgage debt and the government sponsored entities Freddie Mac, Fannie Mae, and the Federal Home Loan Banks, which fund or guarantee $6.5 trillion of assets with the purpose of directly or indirectly promoting homeownership.
Homeownership has been further promoted through tax policy which allows a tax deduction for mortgage interest payments on a primary residence. The Community Reinvestment Act also encourages homeownership for low-income earners. The promotion of homeownership by the government through encouraging mortgage borrowing and lending has given rise to debates regarding government policies and the subprime mortgage crisis.
Race
The homeownership rate, as well as its change over time, has varied significantly by race. While homeowners constitute the majority of white, Asian and Native American households, the homeownership rate for African Americans and those identifying as Hispanic or Latino has typically fallen short of the fifty percent threshold. Whites have had the highest homeownership rate, followed by Asians and Native Americans.
Hispanics had the lowest homeownership rate in the country in all years, except for 2002, up until 2005. For the last half of the decade of the 2000s the homeownership rate for Hispanics exceeded that of African Americans. Temporal fluctuations were slight for all races, with rates commonly not changing more than two percentage points per year.
The strongest increase in the percentage of homeowners in the first half of the decade of the 2000s was among non-white minorities. The homeownership rate for minorities approached the sixty percent mark in 2006, which was a significant change because less than half of all minority households owned homes as recently as 1994. The ownership rate for minorities increased by 25.6%, from 47.7% in 1993 to 59.9% in 2006. This rate fell after the 2006 peak, consistent with overall homeownership rates.
The increase among white Americans was less substantial. In 2005, 75.8% of white Americans owned their own homes, compared to 70% in 1993, and the rate fell during the last half of the decade of the 2000s, slightly more slowly than for the rest of the population.
Thus one can conclude that despite a large remaining discrepancy between the home ownership rates among different racial groups, the gap had been closing up until the peak, with ownership rates increasing more substantially for minorities than for whites, but subsequently began slightly widening.
Household Ownership by Race:
Home ownership rates vary depending on demographic characteristics of households such as ethnicity, race, type of household as well as location and type of settlement. In 2018, homeownership dropped to a lower rate than it was in 1994, with a rate of 64.2%.
Since 1960, the homeownership rate in the United States has remained relatively stable having decreased 1.0% since 1960 when 65.2% of American households owned their own home. Additionally, homeowner equity has fallen steadily since World War II and is now less than 50% of the value of homes on average.
Homeownership was most common in rural areas and suburbs with three quarters of suburban households being homeowners. Among the country's regions the Midwestern states had the highest homeownership rate with the Western states having the lowest.
Recent research has examined the decline in homeownership rates among households with "heads" aged 25 to 44 years, which fell substantially between 1980 and 2000 and recovered only partially during the 2001-05 housing boom. This research indicates that a trend toward marrying later and the increase in household earnings risk that occurred after 1980 account for a large share of the decline in young homeownership.
Homeowners in the United States also tend to have higher incomes and households residing in their own home were more likely to be families (as opposed to individuals) than were their tenant counterparts. Among racial demographics, European Americans had the country's highest homeownership rate, while those identifying as being African American had the lowest homeownership rate. One study shows that homeownership rates appear correlated with higher school attainment.
The name "homeownership rate" can be misleading. As defined by the US Census Bureau, it is the percentage of homes that are occupied by the owner. It is not the percentage of adults that own their own home. This latter percentage will be significantly lower than the homeownership rate because many households that are owner-occupied contain adult relatives (often young adults, descendants of the owner) who do not own their own home, and because single building multi-bedroom rental units can contain more than one adult, all of whom do not own a home.
The term "homeownership rate" can also be misleading because it includes households that owe on a mortgage and do not fully own the equity in their own that they are said to "own".
According to ATTOM Data Research, only "34 percent of all American homeowners have 100 percent equity in their properties — they’ve either paid off their entire mortgage debt or they never had a mortgage".
According to the Financial Post the cost of the average U.S. house in 2016 was US$187,000
Measuring method:
In the US, the homeownership rate is created through the Housing Vacancy Survey by the US Census Bureau. It is created by dividing the owner occupied units by the total number of occupied units. This is an important point to understand changes in the homeownership rate over time. The bust of the housing bubble resulted in many houses becoming foreclosed.
However, the decrease in the homeownership rate from 3Q2007 to 4Q2007 was mostly a result of an increase in the renter's population and less due to a decrease in the homeowner population.
Government policy:
Homeownership has been promoted as government policy using several means involving mortgage debt and the government sponsored entities Freddie Mac, Fannie Mae, and the Federal Home Loan Banks, which fund or guarantee $6.5 trillion of assets with the purpose of directly or indirectly promoting homeownership.
Homeownership has been further promoted through tax policy which allows a tax deduction for mortgage interest payments on a primary residence. The Community Reinvestment Act also encourages homeownership for low-income earners. The promotion of homeownership by the government through encouraging mortgage borrowing and lending has given rise to debates regarding government policies and the subprime mortgage crisis.
Race
The homeownership rate, as well as its change over time, has varied significantly by race. While homeowners constitute the majority of white, Asian and Native American households, the homeownership rate for African Americans and those identifying as Hispanic or Latino has typically fallen short of the fifty percent threshold. Whites have had the highest homeownership rate, followed by Asians and Native Americans.
Hispanics had the lowest homeownership rate in the country in all years, except for 2002, up until 2005. For the last half of the decade of the 2000s the homeownership rate for Hispanics exceeded that of African Americans. Temporal fluctuations were slight for all races, with rates commonly not changing more than two percentage points per year.
The strongest increase in the percentage of homeowners in the first half of the decade of the 2000s was among non-white minorities. The homeownership rate for minorities approached the sixty percent mark in 2006, which was a significant change because less than half of all minority households owned homes as recently as 1994. The ownership rate for minorities increased by 25.6%, from 47.7% in 1993 to 59.9% in 2006. This rate fell after the 2006 peak, consistent with overall homeownership rates.
The increase among white Americans was less substantial. In 2005, 75.8% of white Americans owned their own homes, compared to 70% in 1993, and the rate fell during the last half of the decade of the 2000s, slightly more slowly than for the rest of the population.
Thus one can conclude that despite a large remaining discrepancy between the home ownership rates among different racial groups, the gap had been closing up until the peak, with ownership rates increasing more substantially for minorities than for whites, but subsequently began slightly widening.
Household Ownership by Race:
Type of household:
There is a strong correlation between the type and age of a household's family structure and homeownership. As of 2006, married couple families, which also have the highest median income of any household type, were most likely to own a home.
Age played a significant role as well with homeownership increasing with the age of the householder until age 65, when a slight decrease becomes visible. While only 43% of households with a householder under the age of thirty-five owned a home, 81.6% of those with a householder between the ages of 55 and 64 did.
This means that households with a middle-aged householder were nearly twice as likely to own a home as those with a young householder. Overall married couple families with a householder age 70 to 74 had the highest homeownership rate with 93.3% being homeowners.
The lowest homeownership rate was recorded for single females under the age of twenty-five of whom only 13.6%, were homeowners. Yet, single females had an overall higher homeownership rate than single males and single mothers.
Income:
Main article: Income in the United States
There are considerable correlations between income, homeownership rate and housing characteristics. As income is closely linked to social status, sociologist Leonard Beeghley has made the hypothesis that "the lower the social class, then the fewer amenities built into housing."
According to 2002, US Census Bureau data housing characteristics vary considerably with income. For homeowners with middle-range household incomes, ranging from $40,000 to $60,000, the median home value was $112,000, while the median size was 1,700 square feet (160 m2) and the median year of construction was 1970. A slight majority, 54% of homes occupied by owners in this group had two or more bathrooms.
Among homeowners with household incomes in the top 10%, those earning more than $120,000 a year, home values were considerably higher while houses were larger and newer.
The median value for homes in this demographic was $256,000 while median square footage was 2,500 and the median year of construction was 1977. The vast majority, 80%, had two or more bathrooms. Overall, houses of those with higher incomes were larger, newer, more expensive with more amenities.
Click on any of the following blue hyperlinks for more about Home Ownership in the United States:
There is a strong correlation between the type and age of a household's family structure and homeownership. As of 2006, married couple families, which also have the highest median income of any household type, were most likely to own a home.
Age played a significant role as well with homeownership increasing with the age of the householder until age 65, when a slight decrease becomes visible. While only 43% of households with a householder under the age of thirty-five owned a home, 81.6% of those with a householder between the ages of 55 and 64 did.
This means that households with a middle-aged householder were nearly twice as likely to own a home as those with a young householder. Overall married couple families with a householder age 70 to 74 had the highest homeownership rate with 93.3% being homeowners.
The lowest homeownership rate was recorded for single females under the age of twenty-five of whom only 13.6%, were homeowners. Yet, single females had an overall higher homeownership rate than single males and single mothers.
Income:
Main article: Income in the United States
There are considerable correlations between income, homeownership rate and housing characteristics. As income is closely linked to social status, sociologist Leonard Beeghley has made the hypothesis that "the lower the social class, then the fewer amenities built into housing."
According to 2002, US Census Bureau data housing characteristics vary considerably with income. For homeowners with middle-range household incomes, ranging from $40,000 to $60,000, the median home value was $112,000, while the median size was 1,700 square feet (160 m2) and the median year of construction was 1970. A slight majority, 54% of homes occupied by owners in this group had two or more bathrooms.
Among homeowners with household incomes in the top 10%, those earning more than $120,000 a year, home values were considerably higher while houses were larger and newer.
The median value for homes in this demographic was $256,000 while median square footage was 2,500 and the median year of construction was 1977. The vast majority, 80%, had two or more bathrooms. Overall, houses of those with higher incomes were larger, newer, more expensive with more amenities.
Click on any of the following blue hyperlinks for more about Home Ownership in the United States:
Federal Takeover of Fannie Mae and Freddie Mac
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The federal takeover of Fannie Mae and Freddie Mac was the placing into conservatorship of the government-sponsored enterprises (GSEs) Federal National Mortgage Association (Fannie Mae) and Federal Home Loan Mortgage Corporation (Freddie Mac) by the U.S. Treasury in September 2008. It was one of the financial events among many in the ongoing subprime mortgage crisis.
On September 6, 2008, the director of the Federal Housing Finance Agency (FHFA), James B. Lockhart III, announced his decision to place the two GSEs into a conservatorship run by the FHFA.
At the same press conference, United States Treasury Secretary Henry Paulson, stated that placing the two GSEs into conservatorship was a decision he fully supported, and that he advised "that conservatorship was the only form in which I would commit taxpayer money to the GSEs." He further said that "I attribute the need for today's action primarily to the inherent conflict and flawed business model embedded in the GSE structure, and to the ongoing housing correction."
The same day, the Federal Reserve Bank chairman Ben Bernanke stated in support: "I strongly endorse both the decision by FHFA Director Lockhart to place Fannie Mae and Freddie Mac into conservatorship and the actions taken by Treasury Secretary Paulson to ensure the financial soundness of those two companies." The following day, Herbert M. Allison was appointed chief executive of Fannie Mae. He came from TIAA-CREF.
Background and financial market crisis:
Main article: Financial crisis of 2007–2010
The combined GSE losses of US$14.9 billion and market concerns about their ability to raise capital and debt threatened to disrupt the U.S. housing financial market.
The Treasury committed to invest as much as US$200 billion in preferred stock and extend credit through 2009 to keep the GSEs solvent and operating. The two GSEs had outstanding more than US$5 trillion in mortgage-backed securities (MBS) and debt; the debt portion alone was $1.6 trillion.
The conservatorship action has been described as "one of the most sweeping government interventions in private financial markets in decades", and one that "could turn into the biggest and costliest government bailout ever of private companies".
With a growing sense of crisis in U.S. financial markets, the conservatorship action and commitment by the U.S. government to backstop the two GSEs with up to US$200 billion in additional capital turned out to be the first significant event in a tumultuous month among U.S.-based investment banking, financial institutions and federal regulatory bodies.
By September 15, 2008, the 158-year-old Lehman Brothers holding company filed for bankruptcy with intent to liquidate its assets, leaving its financially sound subsidiaries operational and outside of the bankruptcy filing. The collapse was the largest investment bank failure since Drexel Burnham Lambert in 1990.
The 94-year-old Merrill Lynch accepted a purchase offer by Bank of America for approximately US$50 billion, a big drop from a year-earlier market valuation of about US$100 billion. A credit rating downgrade of the large insurer American International Group (AIG) led to a September 16, 2008 rescue agreement with the Federal Reserve Bank for a US$85 billion secured loan facility, in exchange for warrants for 79.9% of the equity of AIG.
Click on any of the following blue hyperlinks for more about the Federal takeover of Fannie Mae and Freddie Mac:
On September 6, 2008, the director of the Federal Housing Finance Agency (FHFA), James B. Lockhart III, announced his decision to place the two GSEs into a conservatorship run by the FHFA.
At the same press conference, United States Treasury Secretary Henry Paulson, stated that placing the two GSEs into conservatorship was a decision he fully supported, and that he advised "that conservatorship was the only form in which I would commit taxpayer money to the GSEs." He further said that "I attribute the need for today's action primarily to the inherent conflict and flawed business model embedded in the GSE structure, and to the ongoing housing correction."
The same day, the Federal Reserve Bank chairman Ben Bernanke stated in support: "I strongly endorse both the decision by FHFA Director Lockhart to place Fannie Mae and Freddie Mac into conservatorship and the actions taken by Treasury Secretary Paulson to ensure the financial soundness of those two companies." The following day, Herbert M. Allison was appointed chief executive of Fannie Mae. He came from TIAA-CREF.
Background and financial market crisis:
Main article: Financial crisis of 2007–2010
The combined GSE losses of US$14.9 billion and market concerns about their ability to raise capital and debt threatened to disrupt the U.S. housing financial market.
The Treasury committed to invest as much as US$200 billion in preferred stock and extend credit through 2009 to keep the GSEs solvent and operating. The two GSEs had outstanding more than US$5 trillion in mortgage-backed securities (MBS) and debt; the debt portion alone was $1.6 trillion.
The conservatorship action has been described as "one of the most sweeping government interventions in private financial markets in decades", and one that "could turn into the biggest and costliest government bailout ever of private companies".
With a growing sense of crisis in U.S. financial markets, the conservatorship action and commitment by the U.S. government to backstop the two GSEs with up to US$200 billion in additional capital turned out to be the first significant event in a tumultuous month among U.S.-based investment banking, financial institutions and federal regulatory bodies.
By September 15, 2008, the 158-year-old Lehman Brothers holding company filed for bankruptcy with intent to liquidate its assets, leaving its financially sound subsidiaries operational and outside of the bankruptcy filing. The collapse was the largest investment bank failure since Drexel Burnham Lambert in 1990.
The 94-year-old Merrill Lynch accepted a purchase offer by Bank of America for approximately US$50 billion, a big drop from a year-earlier market valuation of about US$100 billion. A credit rating downgrade of the large insurer American International Group (AIG) led to a September 16, 2008 rescue agreement with the Federal Reserve Bank for a US$85 billion secured loan facility, in exchange for warrants for 79.9% of the equity of AIG.
Click on any of the following blue hyperlinks for more about the Federal takeover of Fannie Mae and Freddie Mac:
- Previous attempts at GSE reform
- Federal Housing Finance Agency and Treasury authority
- Capital infusion by the Treasury
- FHFA initial actions as conservator
- Government support for Fannie Mae and Freddie Mac
- Market consequences
- Effects on the subprime mortgage crisis
- Financial condition of Fannie and Freddie prior to takeover
- Ongoing status of Fannie and Freddie conservatorship
- Plans to rent houses
- See also:
Housing Styles in the United States
- YouTube Video: Introduction to House Architectural Styles
- YouTube Video: Explore Different Home Types with Matt and Shari
- YouTube Video: Restoration Home - Stoke Hall
List of house styles
This list of house styles lists styles of vernacular architecture used in the design of houses.
Click on any of the following blue hyperlinks for a List of House Styles:
An architectural style is characterized by the features that make a building or other structure notable and historically identifiable. A style may include such elements as form, method of construction, building materials, and regional character.
Most architecture can be classified as a chronology of styles which change over time reflecting changing fashions, beliefs and religions, or the emergence of new ideas, technology, or materials which make new styles possible.
Styles therefore emerge from the history of a society and are documented in the subject of architectural history. At any time several styles may be fashionable, and when a style changes it usually does so gradually, as architects learn and adapt to new ideas.
Styles often spread to other places, so that the style at its source continues to develop in new ways while other countries follow with their own twist.
A style may also spread through colonialism, either by foreign colonies learning from their home country, or by settlers moving to a new land.
After a style has gone out of fashion, there are often revivals and re-interpretations. For instance, classicism has been revived many times and found new life as neoclassicism. Each time it is revived, it is different.
Vernacular architecture works slightly differently and is listed separately. It is the native method of construction used by local people, usually using labour-intensive methods and local materials, and usually for small structures such as rural cottages. It varies from region to region even within a country, and takes little account of national styles or technology. As western society has developed, vernacular styles have mostly become outmoded by new technology and national building standards.
Click on any of the following blue hyperlinks for more about Housing Styles in the United States:
This list of house styles lists styles of vernacular architecture used in the design of houses.
Click on any of the following blue hyperlinks for a List of House Styles:
- African
- Asian
- Mediterranean, Spanish, Italian
- Neoclassical
- Elizabethan and Tudor
- Colonial
- French and Canadian
- Victorian and Queen Anne
- American
- Indian
- Modern and Post-modern
- See also:
An architectural style is characterized by the features that make a building or other structure notable and historically identifiable. A style may include such elements as form, method of construction, building materials, and regional character.
Most architecture can be classified as a chronology of styles which change over time reflecting changing fashions, beliefs and religions, or the emergence of new ideas, technology, or materials which make new styles possible.
Styles therefore emerge from the history of a society and are documented in the subject of architectural history. At any time several styles may be fashionable, and when a style changes it usually does so gradually, as architects learn and adapt to new ideas.
Styles often spread to other places, so that the style at its source continues to develop in new ways while other countries follow with their own twist.
A style may also spread through colonialism, either by foreign colonies learning from their home country, or by settlers moving to a new land.
After a style has gone out of fashion, there are often revivals and re-interpretations. For instance, classicism has been revived many times and found new life as neoclassicism. Each time it is revived, it is different.
Vernacular architecture works slightly differently and is listed separately. It is the native method of construction used by local people, usually using labour-intensive methods and local materials, and usually for small structures such as rural cottages. It varies from region to region even within a country, and takes little account of national styles or technology. As western society has developed, vernacular styles have mostly become outmoded by new technology and national building standards.
Click on any of the following blue hyperlinks for more about Housing Styles in the United States:
- Examples of styles
- Chronology of styles
- Fortified styles
- Vernacular styles
- See also:
Real Estate, including Real Estate Companies in the United States
- YouTube Video: How to pick a realtor for Selling Your Home
- YouTube Video: 10 Questions to Ask Your Real Estate Agent When Buying a House | Hiring a Realtor Interview
- YouTube Video: Hidden Costs When Buying a House | Top 10 HIDDEN Fees When Purchasing a House
Click here for a List of Real Estate Companies in the United States.
Real estate is "property consisting of land and the buildings on it, along with its natural resources such as crops, minerals or water; immovable property of this nature; an interest vested in this (also) an item of real property, (more generally) buildings or housing in general.
Residential real estate:
Residential real estate may contain either a single family or multifamily structure that is available for occupation or for non-business purposes.
Residences can be classified by and how they are connected to neighbouring residences and land. Different types of housing tenure can be used for the same physical type. For example, connected residences might be owned by a single entity and leased out, or owned separately with an agreement covering the relationship between units and common areas and concerns.
Major categories include:
The "square meters" figure of a house in Europe may report the total area of the walls enclosing the home, thus including any attached garage and non-living spaces, which makes it important to inquire what kind of surface area definition has been used. It can be described more roughly by the number of rooms.
A studio apartment has a single bedroom with no living room (possibly a separate kitchen).
A one-bedroom apartment has a living or dining room separate from the bedroom.
Two bedroom, three bedroom, and larger units are common. (A bedroom is a separate room intended for sleeping. It commonly contains a bed and, in newer dwelling units, a built-in closet for clothes storage.)
Other categories
The size of these is measured in Gaz (square yards), Quila, Marla, Beegha, and acre.
See List of house types for a complete listing of housing types and layouts, real estate trends for shifts in the market, and house or home for more general information.
See also
Real estate is "property consisting of land and the buildings on it, along with its natural resources such as crops, minerals or water; immovable property of this nature; an interest vested in this (also) an item of real property, (more generally) buildings or housing in general.
Residential real estate:
Residential real estate may contain either a single family or multifamily structure that is available for occupation or for non-business purposes.
Residences can be classified by and how they are connected to neighbouring residences and land. Different types of housing tenure can be used for the same physical type. For example, connected residences might be owned by a single entity and leased out, or owned separately with an agreement covering the relationship between units and common areas and concerns.
Major categories include:
- Attached / multi-unit dwellings
- Apartment (American English) or Flat (British English) – An individual unit in a multi-unit building. The boundaries of the apartment are generally defined by a perimeter of locked or lockable doors. Often seen in multi-story apartment buildings.
- Multi-family house – Often seen in multi-story detached buildings, where each floor is a separate apartment or unit.
- Terraced house (a. k. a. townhouse or rowhouse) – A number of single or multi-unit buildings in a continuous row with shared walls and no intervening space.
- Condominium (American English) – A building or complex, similar to apartments, owned by individuals. Common grounds and common areas within the complex are owned and shared jointly. In North America, there are townhouse or rowhouse style condominiums as well. The British equivalent is a block of flats.
- Cooperative (a. k. a. co-op) – A type of multiple ownership in which the residents of a multi-unit housing complex own shares in the cooperative corporation that owns the property, giving each resident the right to occupy a specific apartment or unit.
- Semi-detached dwellings
- Duplex – Two units with one shared wall.
- Detached dwellings
- Portable dwellings
- Mobile homes or residential caravans – A full-time residence that can be (although might not in practice be) movable on wheels.
- Houseboats – A floating home
- Tents – Usually temporary, with roof and walls consisting only of fabric-like material.
The "square meters" figure of a house in Europe may report the total area of the walls enclosing the home, thus including any attached garage and non-living spaces, which makes it important to inquire what kind of surface area definition has been used. It can be described more roughly by the number of rooms.
A studio apartment has a single bedroom with no living room (possibly a separate kitchen).
A one-bedroom apartment has a living or dining room separate from the bedroom.
Two bedroom, three bedroom, and larger units are common. (A bedroom is a separate room intended for sleeping. It commonly contains a bed and, in newer dwelling units, a built-in closet for clothes storage.)
Other categories
The size of these is measured in Gaz (square yards), Quila, Marla, Beegha, and acre.
See List of house types for a complete listing of housing types and layouts, real estate trends for shifts in the market, and house or home for more general information.
See also
- Real estate economics
- Estate (land)
- Land lot
- Right to property
- The dictionary definition of real estate at Wiktionary
The Federal Housing Administration and its Financial Assistance to first time home ownership
- YouTube Video: How Much Home Can You Afford with an FHA Loan
- YouTube Video: The Difference Between FHA and CONVENTIONAL Home Loans (pros and cons)
- YouTube Video: How Much Does It Actually Cost To Buy A Home? - First Time Home Buyers
The Federal Housing Administration (FHA) is a United States government agency founded by President Franklin Delano Roosevelt, created in part by the National Housing Act of 1934.
The FHA sets standards for construction and underwriting and insures loans made by banks and other private lenders for home building. The goals of this organization are to improve housing standards and conditions, to provide an adequate home financing system through insurance of mortgage loans, and to stabilize the mortgage market.
The FHA has faced criticism for practicing housing policies and red-lining at the expense of minority communities. The nature and impact of these policies is the subject of academic research.
The FHA is different from the Federal Housing Finance Agency (FHFA), which supervises government-sponsored enterprises.
Mortgage insurance:
Since 1934, the FHA and HUD have insured over 34 million home mortgages and 47,205 multifamily project mortgages. Currently, the FHA has 4.8 million insured single family mortgages and 13,000 insured multifamily projects in its portfolio.
Mortgage insurance protects lenders from mortgage defaulting. If a property purchaser borrows more than 80% of the property's value, the lender will likely require that the borrower purchase private mortgage insurance to cover the lender's risk. If the lender is FHA approved and the mortgage is within FHA limits, the FHA provides mortgage insurance that may be more affordable, especially for higher-risk borrowers
Lenders can typically obtain FHA mortgage insurance for 96.5% of the appraised value of the home or building. FHA loans are insured through a combination of an upfront mortgage insurance premium (UFMIP) and annual mutual mortgage insurance (MMI) premiums.
The UFMIP is a lump sum ranging from 1 – 2.25% of loan value (depending on LTV and duration), paid by the borrower either in cash at closing or financed via the loan. MMI, although annual, is included in monthly mortgage payments and ranges from 0 – 1.35% of loan value (again, depending on LTV and duration).
If a borrower has poor to moderate credit history, MMI probably is much less expensive with an FHA insured loan than with a conventional loan regardless of LTV – sometimes as little as one-ninth as much depending on the borrower's credit score, LTV, loan size, and approval status.
Conventional mortgage insurance rates increase as credit scores decrease, whereas FHA mortgage insurance rates do not vary with credit score. Conventional mortgage premiums spike dramatically if the borrower's credit score is lower than 620.
Due to a sharply increased risk, most mortgage insurers will not write policies if the borrower's credit score is less than 575. When insurers do write policies for borrowers with lower credit scores, annual premiums may be as high as 5% of the loan amount.
FHA down payment:
A borrower's down payment may come from a number of sources. The 3.5% requirement can be satisfied with the borrower using their own cash or receiving a gift from a family member, their employer, labor union, or government entity.
Since 1998, non-profit organizations have been providing down payment gifts to borrowers who purchase homes where the seller has agreed to reimburse the non-profit organization and pay an additional processing fee.
In May 2006, the IRS determined that this is not "charitable activity" and has moved to revoke the non-profit status of organizations providing down payment assistance in this manner. The FHA has since stopped down payment assistance program through third-party nonprofit organizations. There is a bill currently in Congress that hopes to bring back down payment assistance programs through nonprofit organizations.
Canceling FHA mortgage insurance:
The FHA insurance payments include two parts: the upfront mortgage insurance premium (UFMIP) and the annual premium remitted on a monthly basis—the mutual mortgage insurance (MMI). The UFMIP is an obligatory payment, which can either be made in cash at closing or financed into the loan, and thus paid over the life of the loan. It adds a certain amount to your monthly payments, but this is not PMI, nor is it the MMI.
When a homeowner purchases a home utilizing an FHA loan, they will pay monthly mortgage until the loan is paid down to 78% of the appraised value to minimum of five years. The MMI premiums come on top of that for all FHA Purchase Money Mortgages, Full-Qualifying Refinances, and Streamline Refinances.
When we talk about canceling the FHA insurance, we talk only about the MMI part of it. Unlike other forms of conventional financed mortgage insurance, the UFMIP on an FHA loan is prorated over a three-year period, meaning should the homeowner refinance or sell during the first three years of the loan, they are entitled to a partial refund of the UFMIP paid at loan inception.
If you have financed the UFMIP into the loan, you cannot cancel this part. The insurance premiums on a 30-year FHA loan which began before 6/3/2013 must have been paid for at least 5 years. The MMI premium gets terminated automatically once the unpaid principal balance, excluding the upfront premium, reaches 78% of the lower of the initial sales price or appraised value.
After 6/3/2013 for both 30 and 15-year loan term, the monthly insurance premium must be paid for 11 years if the initial loan to value was 90% or less. For loan to value greater than 90% the insurance premium must now be paid for the entire loan term.
A 15-year FHA mortgage annual insurance premium will be cancelled at 78% loan-to-value ratio regardless of how long the premiums have been paid. The FHA's 78% is based on the initial amortization schedule, and does not take any extra payments or new appraisals into account. For loans begun after 6/3/2013, the 15-year FHA insurance premium follows the same rules as 30-year term (see above.) This is the big difference between PMI and FHA insurance: the termination of FHA premiums can hardly be accelerated.
Borrowers who do make additional payments towards an FHA mortgage principal, may take the initiative through their lender to have the insurance terminated using the 78% rule, but not sooner than after 5 years of regular payments for 30-year loans. PMI termination, however, can be accelerated through extra payments. For the 78% rule the FHA uses the original value or purchase price, whichever is lower, they will not go off a new appraisal even if the value has increased.
Legacy:
The creation of the Federal Housing Administration successfully increased the size of the housing market. Home ownership increased from 40% in the 1930s to 61% and 65% in 1995.
Home ownership peaked at nearly 69% in 2005, near the peak of the US housing bubble. By 1938 only four years after the beginning of the Federal Housing Association, a house could be purchased for a down payment of only ten percent of the purchase price.
The remaining ninety percent was financed by 25-year, self-amortizing, FHA-insured mortgage loan. After World War II, the FHA helped finance homes for returning veterans and families of soldiers. It has helped with purchases of both single family and multifamily homes.
In the 1950s, 1960s, and 1970s, the FHA helped to spark the production of millions of units of privately owned apartments for elderly, handicapped, and lower-income Americans. When the soaring inflation and energy costs threatened the survival of thousands of private apartment buildings in the 1970s, FHA's emergency financing kept cash-strapped properties afloat.
In the 1980s, when the economy did not support an increase in homeowners, the FHA helped to steady falling prices, making it possible for potential homeowners to finance when private mortgage insurers pulled out of oil-producing states.
The greatest effects of the Federal Housing Administration can be seen within minority populations and in cities. Nearly half of FHA's metropolitan area business is located in central cities, a percentage that is much higher than that of conventional loans.
The FHA also lends to a higher percentage of African Americans and Hispanic Americans, as well as younger, credit-constrained borrowers, contributing to the increase in home ownership among these groups.
As the capital markets in the United States matured over several decades, the impact of the FHA decreased. In 2006 FHA made up less than 3% of all the loans originated in the United States. This had some in Congress questioning the government's role in the mortgage insurance business, with a vocal minority calling for the end of FHA. The subsequent deterioration in the credit markets, however, has somewhat muted criticism of the agency. Today, the FHA backs over 40 percent of all new mortgages.
Redlining:
Main article: Redlining
In the 1930s, the Federal Housing Authority established mortgage underwriting standards that significantly discriminated against minority neighborhoods. Between 1934 and 1968, African Americans received only 2 percent of all federally insured home loans. As the significance of subsidized mortgage insurance on the housing market grew, home values in inner-city minority neighborhoods plummeted. Also, the approval rates for minorities were equally low.
After 1935, the FHA established guidelines to steer private mortgage investors away from minority areas. This practice, known as redlining, was made illegal by the Fair Housing Act of 1968. Redlining has had long-lasting effects on minority communities.
Operations:
The Federal Housing Administration is one of the few government agencies that is completely self-funded.
See also:
The FHA sets standards for construction and underwriting and insures loans made by banks and other private lenders for home building. The goals of this organization are to improve housing standards and conditions, to provide an adequate home financing system through insurance of mortgage loans, and to stabilize the mortgage market.
The FHA has faced criticism for practicing housing policies and red-lining at the expense of minority communities. The nature and impact of these policies is the subject of academic research.
The FHA is different from the Federal Housing Finance Agency (FHFA), which supervises government-sponsored enterprises.
Mortgage insurance:
Since 1934, the FHA and HUD have insured over 34 million home mortgages and 47,205 multifamily project mortgages. Currently, the FHA has 4.8 million insured single family mortgages and 13,000 insured multifamily projects in its portfolio.
Mortgage insurance protects lenders from mortgage defaulting. If a property purchaser borrows more than 80% of the property's value, the lender will likely require that the borrower purchase private mortgage insurance to cover the lender's risk. If the lender is FHA approved and the mortgage is within FHA limits, the FHA provides mortgage insurance that may be more affordable, especially for higher-risk borrowers
Lenders can typically obtain FHA mortgage insurance for 96.5% of the appraised value of the home or building. FHA loans are insured through a combination of an upfront mortgage insurance premium (UFMIP) and annual mutual mortgage insurance (MMI) premiums.
The UFMIP is a lump sum ranging from 1 – 2.25% of loan value (depending on LTV and duration), paid by the borrower either in cash at closing or financed via the loan. MMI, although annual, is included in monthly mortgage payments and ranges from 0 – 1.35% of loan value (again, depending on LTV and duration).
If a borrower has poor to moderate credit history, MMI probably is much less expensive with an FHA insured loan than with a conventional loan regardless of LTV – sometimes as little as one-ninth as much depending on the borrower's credit score, LTV, loan size, and approval status.
Conventional mortgage insurance rates increase as credit scores decrease, whereas FHA mortgage insurance rates do not vary with credit score. Conventional mortgage premiums spike dramatically if the borrower's credit score is lower than 620.
Due to a sharply increased risk, most mortgage insurers will not write policies if the borrower's credit score is less than 575. When insurers do write policies for borrowers with lower credit scores, annual premiums may be as high as 5% of the loan amount.
FHA down payment:
A borrower's down payment may come from a number of sources. The 3.5% requirement can be satisfied with the borrower using their own cash or receiving a gift from a family member, their employer, labor union, or government entity.
Since 1998, non-profit organizations have been providing down payment gifts to borrowers who purchase homes where the seller has agreed to reimburse the non-profit organization and pay an additional processing fee.
In May 2006, the IRS determined that this is not "charitable activity" and has moved to revoke the non-profit status of organizations providing down payment assistance in this manner. The FHA has since stopped down payment assistance program through third-party nonprofit organizations. There is a bill currently in Congress that hopes to bring back down payment assistance programs through nonprofit organizations.
Canceling FHA mortgage insurance:
The FHA insurance payments include two parts: the upfront mortgage insurance premium (UFMIP) and the annual premium remitted on a monthly basis—the mutual mortgage insurance (MMI). The UFMIP is an obligatory payment, which can either be made in cash at closing or financed into the loan, and thus paid over the life of the loan. It adds a certain amount to your monthly payments, but this is not PMI, nor is it the MMI.
When a homeowner purchases a home utilizing an FHA loan, they will pay monthly mortgage until the loan is paid down to 78% of the appraised value to minimum of five years. The MMI premiums come on top of that for all FHA Purchase Money Mortgages, Full-Qualifying Refinances, and Streamline Refinances.
When we talk about canceling the FHA insurance, we talk only about the MMI part of it. Unlike other forms of conventional financed mortgage insurance, the UFMIP on an FHA loan is prorated over a three-year period, meaning should the homeowner refinance or sell during the first three years of the loan, they are entitled to a partial refund of the UFMIP paid at loan inception.
If you have financed the UFMIP into the loan, you cannot cancel this part. The insurance premiums on a 30-year FHA loan which began before 6/3/2013 must have been paid for at least 5 years. The MMI premium gets terminated automatically once the unpaid principal balance, excluding the upfront premium, reaches 78% of the lower of the initial sales price or appraised value.
After 6/3/2013 for both 30 and 15-year loan term, the monthly insurance premium must be paid for 11 years if the initial loan to value was 90% or less. For loan to value greater than 90% the insurance premium must now be paid for the entire loan term.
A 15-year FHA mortgage annual insurance premium will be cancelled at 78% loan-to-value ratio regardless of how long the premiums have been paid. The FHA's 78% is based on the initial amortization schedule, and does not take any extra payments or new appraisals into account. For loans begun after 6/3/2013, the 15-year FHA insurance premium follows the same rules as 30-year term (see above.) This is the big difference between PMI and FHA insurance: the termination of FHA premiums can hardly be accelerated.
Borrowers who do make additional payments towards an FHA mortgage principal, may take the initiative through their lender to have the insurance terminated using the 78% rule, but not sooner than after 5 years of regular payments for 30-year loans. PMI termination, however, can be accelerated through extra payments. For the 78% rule the FHA uses the original value or purchase price, whichever is lower, they will not go off a new appraisal even if the value has increased.
Legacy:
The creation of the Federal Housing Administration successfully increased the size of the housing market. Home ownership increased from 40% in the 1930s to 61% and 65% in 1995.
Home ownership peaked at nearly 69% in 2005, near the peak of the US housing bubble. By 1938 only four years after the beginning of the Federal Housing Association, a house could be purchased for a down payment of only ten percent of the purchase price.
The remaining ninety percent was financed by 25-year, self-amortizing, FHA-insured mortgage loan. After World War II, the FHA helped finance homes for returning veterans and families of soldiers. It has helped with purchases of both single family and multifamily homes.
In the 1950s, 1960s, and 1970s, the FHA helped to spark the production of millions of units of privately owned apartments for elderly, handicapped, and lower-income Americans. When the soaring inflation and energy costs threatened the survival of thousands of private apartment buildings in the 1970s, FHA's emergency financing kept cash-strapped properties afloat.
In the 1980s, when the economy did not support an increase in homeowners, the FHA helped to steady falling prices, making it possible for potential homeowners to finance when private mortgage insurers pulled out of oil-producing states.
The greatest effects of the Federal Housing Administration can be seen within minority populations and in cities. Nearly half of FHA's metropolitan area business is located in central cities, a percentage that is much higher than that of conventional loans.
The FHA also lends to a higher percentage of African Americans and Hispanic Americans, as well as younger, credit-constrained borrowers, contributing to the increase in home ownership among these groups.
As the capital markets in the United States matured over several decades, the impact of the FHA decreased. In 2006 FHA made up less than 3% of all the loans originated in the United States. This had some in Congress questioning the government's role in the mortgage insurance business, with a vocal minority calling for the end of FHA. The subsequent deterioration in the credit markets, however, has somewhat muted criticism of the agency. Today, the FHA backs over 40 percent of all new mortgages.
Redlining:
Main article: Redlining
In the 1930s, the Federal Housing Authority established mortgage underwriting standards that significantly discriminated against minority neighborhoods. Between 1934 and 1968, African Americans received only 2 percent of all federally insured home loans. As the significance of subsidized mortgage insurance on the housing market grew, home values in inner-city minority neighborhoods plummeted. Also, the approval rates for minorities were equally low.
After 1935, the FHA established guidelines to steer private mortgage investors away from minority areas. This practice, known as redlining, was made illegal by the Fair Housing Act of 1968. Redlining has had long-lasting effects on minority communities.
Operations:
The Federal Housing Administration is one of the few government agencies that is completely self-funded.
See also:
United States Department of Housing and Urban Development (HUD)
- YouTube Video: How to Find, Understand and Buy HUD Homes
- YouTube Video: 7 Things You Must Know Before Buying a HUD Home
- YouTube Video: How To Bid on HUD Houses
The United States Department of Housing and Urban Development (HUD) is a Cabinet department in the Executive branch of the United States federal government. Although its beginnings were in the House and Home Financing Agency, it was founded as a Cabinet department in 1965, as part of the "Great Society" program of President Lyndon Johnson, to develop and execute policies on housing and metropolises.
History:
The department was established on September 9, 1965, when Lyndon B. Johnson signed the Department of Housing and Urban Development Act into law. It stipulated that the department was to be created no later than November 8, sixty days following the date of enactment.
The actual implementation was postponed until January 14, 1966, following the completion of a special study group report on the federal role in solving urban problems.
HUD is administered by the United States Secretary of Housing and Urban Development. Its headquarters is located in the Robert C. Weaver Federal Building.
Some important milestones for HUD's development include:
Agencies:
Agencies include:
Offices:
Corporation:
Organizational structure:
Major programs:
The major program offices are:
Office of Inspector General:
The United States Congress enacted the Inspector General Act of 1978 to ensure integrity and efficiency in government. The Inspector General is appointed by the President and subject to Senate confirmation.
The Inspector General is responsible for conducting and supervising audits, investigations, and inspections relating to the programs and operations of HUD. The OIG is to examine, evaluate and, where necessary, critique these operations and activities, recommending ways for the Department to carry out its responsibilities in the most effective, efficient, and economical manner possible.
The mission of the Office of Inspector General (OIG) is to:
The OIG accomplishes its mission by conducting investigations pertinent to its activities; by keeping Congress, the Secretary, and the public fully informed of its activities, and by working with staff (in this case of HUD) in achieving success of its objectives and goals.
Budget and staffing:
The Department of Housing and Urban Development was authorized a budget for Fiscal Year 2015 of $48.3 billion. The budget authorization is broken down as follows:
History:
The department was established on September 9, 1965, when Lyndon B. Johnson signed the Department of Housing and Urban Development Act into law. It stipulated that the department was to be created no later than November 8, sixty days following the date of enactment.
The actual implementation was postponed until January 14, 1966, following the completion of a special study group report on the federal role in solving urban problems.
HUD is administered by the United States Secretary of Housing and Urban Development. Its headquarters is located in the Robert C. Weaver Federal Building.
Some important milestones for HUD's development include:
- June 27, 1934 – The National Housing Act creates the Federal Housing Administration, which helps provide mortgage insurance on loans made by FHA-approved lenders.
- September 1, 1937 – Housing Act of 1937 creates the United States Housing Authority, which helps enact slum-clearance projects and construction of low-rent housing.
- February 3, 1938 – The National Housing Act Amendments of 1938 is signed into law. The law creates the Federal National Mortgage Association (FNMA), which provides a secondary market to the Federal Housing Administration.
- February 24, 1942 – Executive Order 9070, Establishing the National Housing Agency. The Federal Housing Administration, the Federal Home Loan Bank Board, The Home Owners' Loan Corporation, The United States Housing Authority, defense housing under the Federal Works Agency, the War Department, the Navy Department, the Farm Security Administration, the Defense Homes Corporation, the Federal Loan Administration, and the Division of Defense Housing Coordination were consolidated. The National Housing Agency would be made up of three units, each with its own commissioner. The units were the Federal Housing Administration, the Federal Home Loan Bank Administration, and the United States Housing Authority.
- July 27, 1947 – The Housing and Home Finance Agency is established through Reorganization Plan Number 3.
- July 15, 1949 – The Housing Act of 1949 is enacted to help eradicate slums and promote community development and redevelopment programs.
- August 2, 1954 – The Housing Act of 1954 establishes comprehensive planning assistance.
- September 23, 1959 – The Housing Act of 1959 allows funds for elderly housing.
- September 2, 1964 – The Housing Act of 1964 allows rehabilitation loans for homeowners.
- August 10, 1965 – The Housing and Urban Development Act of 1965 instituted several major expansions in federal housing programs.
- September 1965 – HUD is created as a cabinet-level agency by the Department of Housing and Urban Development Act.
- April 1968 – The Fair Housing Act is passed to ban discrimination in housing.
- During 1968 – The Housing and Urban Development Act of 1968 establishes the Government National Mortgage Association (Ginnie Mae).
- August 1969 – The Brooke Amendment establishes that low income families only pay no more than 25 percent of their income for rent.
- August 1974 – Housing and Community Development Act of 1974 allows community development block grants and help for urban homesteading.
- October 1977 – The Housing and Community Act of 1977 sets up Urban Development Grants and continues elderly and handicapped assistance.
- July 1987 – The Stewart B. McKinney Homeless Assistance Act gives help to communities to deal with homelessness. It includes the creation of the United States Interagency Council on Homelessness of which HUD is a member.
- February 1988 – The Housing and Community Development Act provides for the sale of public housing to resident management corporations.
- October 1992 – The HOPE VI program starts to revitalize public housing and how it works.
- October 1992 – The Housing and Community Development Act of 1992 codifies within its language the Federal Housing Enterprises Financial Safety and Soundness Act of 1992 that creates the Office of Federal Housing Enterprise Oversight, and mandates HUD to set goals for lower income and underserved housing areas for the GSEs Fannie Mae and Freddie Mac.
- 1992 – Federal Housing Enterprises' Financial Safety and Soundness Act of 1992 creates HUD Office of Federal Housing Enterprise Oversight to provide public oversight of FNMA and Federal Home Loan Mortgage Corporation (Freddie Mac).
- 1993 – Henry G. Cisneros is named Secretary of HUD by President William J. Clinton, January 22. Empowerment Zone and Enterprise Community program becomes law as part of the Omnibus Budget Reconciliation Act of 1993.
- 1995 – "Blueprint for Reinvention of HUD" proposes sweeping changes in public housing reform and FHA, consolidation of other programs into three block grants.
- 1996 – Homeownership totals 66.3 million American households, the largest number ever.
- 1997 – Andrew M. Cuomo is named by President Clinton to be Secretary of Housing and Urban Development, the first appointment ever from within the Department.
- 1998 – HUD opens Enforcement Center to take action against HUD-assisted multifamily property owners and other HUD fund recipients who violate laws and regulations. Congress approves Public Housing reforms to reduce segregation by race and income, encourage and reward work, bring more working families into public housing, and increase the availability of subsidized housing for very poor families.
- 2000 – America's homeownership rate reaches a new record-high of 67.7 percent in the third quarter of 2000. A total of 71.6 million American families own their homes - more than at any time in American history.
- 2001 – Mel Martinez, named by President George W. Bush to be Secretary of Housing and Urban Development, is unanimously confirmed by the U.S. Senate on January 23, 2001.
- 2004 – Alphonso Jackson, named by President George W. Bush to be Secretary of Housing and Urban Development, is unanimously confirmed by the U.S. Senate on March 31, 2004. Mr. Jackson is the first Deputy Secretary to subsequently be named Secretary.
- 2007 – HUD initiates program providing seller concessions to buyers of HUD homes, allowing them to use a down payment of $100.
- 2013 – HUD announces it will "close its offices on May 24 and possibly six other days" as a result of the budget sequestration in 2013.
Agencies:
Agencies include:
Offices:
- Center for Faith-Based and Neighborhood Partnerships (HUD)
- Departmental Enforcement Center
- Office of Community Planning and Development
- Office of Congressional and Intergovernmental Relations
- Office of Equal Employment Opportunity
- Office of Fair Housing and Equal Opportunity
- Office of Field Policy and Management
- Office of the General Counsel
- Office of Healthy Homes and Lead Hazard Control
- Office of Hearings and Appeals
- Office of Labor Relations
- Office of Policy Development and Research
- Office of Public Affairs
- Office of Public and Indian Housing
- Office of Small and Disadvantaged Business Utilization
- Office of Sustainable Housing and Communities
Corporation:
Organizational structure:
Major programs:
The major program offices are:
- Community Planning and Development: Many major affordable housing and homelessness programs are administered under Community Planning and Development. These include the Community Development Block Grants (CDBG), the HOME program, Shelter Plus Care, Emergency Shelter Grants (ESG), Section 8 Moderate Rehabilitation Single Room Occupancy program (Mod Rehab SRO), and Housing Opportunities for Persons with AIDS (HOPWA).
- Housing: This office is responsible for the Federal Housing Administration; mission regulation of Fannie Mae and Freddie Mac; regulation of manufactured housing; administration of multifamily housing programs, including Supportive Housing for the Elderly (Section 202) and Supportive Housing for Persons with Disabilities (Section 811); Project-Based Section 8 and healthcare facility loan insurance.
- Public and Indian Housing: This office administers the public housing program HOPE VI, the Housing Choice Voucher Program (formerly – yet more popularly – known as Section 8), Project-Based Vouchers, and individual loan programs housing block grants for Indian tribes, Native Hawaiians and Alaskans.
- Office of Fair Housing and Equal Opportunity: This office enforces Federal laws against discrimination based on race, color, religion, national origin, sex, disability and familial status.
- Policy Development and Research (PD&R): This office is responsible for maintaining current information on housing needs, market conditions, and existing programs, as well as conducting research on priority housing and community development issues through the HUD USER Clearinghouse.
- Government National Mortgage Association (Ginnie Mae)
- Healthy Homes and Lead Hazard Control.
- Partnership for Advancing Technology in Housing (developed in 1998)
Office of Inspector General:
The United States Congress enacted the Inspector General Act of 1978 to ensure integrity and efficiency in government. The Inspector General is appointed by the President and subject to Senate confirmation.
The Inspector General is responsible for conducting and supervising audits, investigations, and inspections relating to the programs and operations of HUD. The OIG is to examine, evaluate and, where necessary, critique these operations and activities, recommending ways for the Department to carry out its responsibilities in the most effective, efficient, and economical manner possible.
The mission of the Office of Inspector General (OIG) is to:
- Promote the integrity, efficiency and effectiveness of HUD programs and operations to assist the Department in meeting its mission
- Detect and prevent waste, fraud, and abuse
- Seek administrative sanctions, civil recoveries and/ or criminal prosecution of those responsible for waste, fraud and abuse in HUD programs and operations
The OIG accomplishes its mission by conducting investigations pertinent to its activities; by keeping Congress, the Secretary, and the public fully informed of its activities, and by working with staff (in this case of HUD) in achieving success of its objectives and goals.
Budget and staffing:
The Department of Housing and Urban Development was authorized a budget for Fiscal Year 2015 of $48.3 billion. The budget authorization is broken down as follows:
Operations:
The 203(k) program offers low down payment loans to primary resident owner occupants or nonprofit groups to buy and renovate a house.
One of the most successful HUD programs over the years has been the Multifamily Housing Service Coordinator Program. Each year since 1992, HUD has included in its Notice of Fund Availability (NOFA), a specific allocation of dollars to allow sponsors and owners of HUD multifamily housing for the elderly the opportunity to hire a Service Coordinator.
The Service Coordinator provides case management and coordinative services to elderly residents, particularly to those who are "frail" and "at-risk" allowing them to remain in their current residence.
As a result, thousands of senior citizens throughout the United States have been given the opportunity to continue to live independently instead of in an institutional facility such as a nursing home. Professional organizations such as the American Association of Service Coordinators provide support to HUD Service Coordinator through education, training, networking and advocacy.
HUD has experimented with Enterprise Zones granting economic incentives to economically depressed urban areas, but this function has largely been taken over by states.
Due to HUD's lending practices, it occasionally takes possession of a home when a lender it insures forecloses. Such properties are then generally sold off to the highest bidder through the HUD auction process. Buyers of HUD homes as their primary residences who make a full-price offer to HUD using FHA-insured mortgage financing receive seller concessions from HUD enabling them to use only a $100 down payment.
Criticisms:
See also: Criticism of the United States government § Criticism of agencies
A scandal arose in the 1990s when at least 700 houses were sold for profit by real estate speculators taking the loans; at least 19 were arrested. The scandal devastated the Brooklyn and Harlem housing market and with $70 million in HUD loans going into default.
Critics said that HUD's lax oversight of their program allowed the fraud to occur. and in 1997, the HUD Inspector General issued a report saying: "The program design encourages risky property deals, land sale and refinance schemes, overstated property appraisals, and phony or excessive fees."
In June 1993, HUD Secretary Henry Cisneros admitted that "HUD has in many cases exacerbated the declining quality of life in America." In 1996, Vice President Al Gore, referring to public housing projects, declared that, "These crime-infested monuments to a failed policy are killing the neighborhoods around them".
HUD Assistant Secretary for Fair Housing Roberta Achtenberg has been quoted as saying "...HUD walks a tightrope between free speech and fair housing. We are ever mindful of the need to maintain the proper balance between these rights." Libertarian critic James Bovard commented that, "The more aggressive HUD becomes, the fewer free speech rights Americans have. Many words and phrases are now effectively forbidden in real estate ads. ... Apparently, there are two separate versions of the Bill of Rights -- one for private citizens and the other for federal bureaucrats and politicians".
In 2006, The Village Voice called HUD "New York City's worst landlord" and "the #1 worst in the United States" based upon decrepit conditions of buildings and questionable eviction practices.
In September 2010, HUD started auctioning off delinquent home mortgage loans, defined as at least 90 days past due, to the highest bidder. It sold 2,000 loans in six national auctions.
In 2012, this sale was massively increased under a "Distressed Asset Stabilization Program" (DASP), and the 100,000 loans sold as of 2014 have netted 8.8 billion for the FHA, rebuilding cash reserves that had been depleted by loan defaults. The second stated and eponymous objective is to stabilize communities, by requiring purchasers to service the loans in a manner that stabilizes the surrounding communities by getting the loans to re-perform, renting the home to the borrower, gifting the property to a land bank or paying off the loans in full.
An audit published August 2014 found "only about 11 percent of the loans sold through DASP [were] considered 're-performing'". "Rather than defaulting— [FHA] keeps many of the properties they’re tied to from going through the typical foreclosure process. As a result, the FHA might actually be diverting housing stock from first-time homebuyers, the very group it was formed to serve..."
Related legislation:
The 203(k) program offers low down payment loans to primary resident owner occupants or nonprofit groups to buy and renovate a house.
One of the most successful HUD programs over the years has been the Multifamily Housing Service Coordinator Program. Each year since 1992, HUD has included in its Notice of Fund Availability (NOFA), a specific allocation of dollars to allow sponsors and owners of HUD multifamily housing for the elderly the opportunity to hire a Service Coordinator.
The Service Coordinator provides case management and coordinative services to elderly residents, particularly to those who are "frail" and "at-risk" allowing them to remain in their current residence.
As a result, thousands of senior citizens throughout the United States have been given the opportunity to continue to live independently instead of in an institutional facility such as a nursing home. Professional organizations such as the American Association of Service Coordinators provide support to HUD Service Coordinator through education, training, networking and advocacy.
HUD has experimented with Enterprise Zones granting economic incentives to economically depressed urban areas, but this function has largely been taken over by states.
Due to HUD's lending practices, it occasionally takes possession of a home when a lender it insures forecloses. Such properties are then generally sold off to the highest bidder through the HUD auction process. Buyers of HUD homes as their primary residences who make a full-price offer to HUD using FHA-insured mortgage financing receive seller concessions from HUD enabling them to use only a $100 down payment.
Criticisms:
See also: Criticism of the United States government § Criticism of agencies
A scandal arose in the 1990s when at least 700 houses were sold for profit by real estate speculators taking the loans; at least 19 were arrested. The scandal devastated the Brooklyn and Harlem housing market and with $70 million in HUD loans going into default.
Critics said that HUD's lax oversight of their program allowed the fraud to occur. and in 1997, the HUD Inspector General issued a report saying: "The program design encourages risky property deals, land sale and refinance schemes, overstated property appraisals, and phony or excessive fees."
In June 1993, HUD Secretary Henry Cisneros admitted that "HUD has in many cases exacerbated the declining quality of life in America." In 1996, Vice President Al Gore, referring to public housing projects, declared that, "These crime-infested monuments to a failed policy are killing the neighborhoods around them".
HUD Assistant Secretary for Fair Housing Roberta Achtenberg has been quoted as saying "...HUD walks a tightrope between free speech and fair housing. We are ever mindful of the need to maintain the proper balance between these rights." Libertarian critic James Bovard commented that, "The more aggressive HUD becomes, the fewer free speech rights Americans have. Many words and phrases are now effectively forbidden in real estate ads. ... Apparently, there are two separate versions of the Bill of Rights -- one for private citizens and the other for federal bureaucrats and politicians".
In 2006, The Village Voice called HUD "New York City's worst landlord" and "the #1 worst in the United States" based upon decrepit conditions of buildings and questionable eviction practices.
In September 2010, HUD started auctioning off delinquent home mortgage loans, defined as at least 90 days past due, to the highest bidder. It sold 2,000 loans in six national auctions.
In 2012, this sale was massively increased under a "Distressed Asset Stabilization Program" (DASP), and the 100,000 loans sold as of 2014 have netted 8.8 billion for the FHA, rebuilding cash reserves that had been depleted by loan defaults. The second stated and eponymous objective is to stabilize communities, by requiring purchasers to service the loans in a manner that stabilizes the surrounding communities by getting the loans to re-perform, renting the home to the borrower, gifting the property to a land bank or paying off the loans in full.
An audit published August 2014 found "only about 11 percent of the loans sold through DASP [were] considered 're-performing'". "Rather than defaulting— [FHA] keeps many of the properties they’re tied to from going through the typical foreclosure process. As a result, the FHA might actually be diverting housing stock from first-time homebuyers, the very group it was formed to serve..."
Related legislation:
- 1944 – Servicemen's Readjustment Act, Pub.L. 78–346
- 1949 – Housing Act, Pub.L. 81–171
- 1950 – Housing Act, Pub.L. 81–475
- 1951 – Defense Housing Act, Pub.L. 82–139
- 1952 – 550 Veterans Readjustment Assistance Act, Pub.L. 82–325
- 1954 – Housing Act, Pub.L. 83–560
- 1959 – Housing Act, Pub.L. 86–372
- 1962 – Senior Citizens Housing Act, Pub.L. 87–723
- 1965 – Housing and Urban Development Act of 1965, Pub.L. 89–117
- 1965 – Department of Housing and Urban Development Act, Pub.L. 89–174
- 1968 – Housing and Urban Development Act of 1968, Pub.L. 90–448
- 1974 – Housing and Urban Development Act, Pub.L. 93-383
- 1976 – Housing and Urban Development Act, Pub.L. 94-375
- 1986 – Tax Reform Act of 1986, Pub.L. 99-514
- 1987 – Housing and Community Development Act of 1987, Pub.L. 100–242
- 1987 – Stewart B. McKinney Homeless Assistance Act, Pub.L. 100–77
- 1989 – USDeptHUDHome, Pub.L. 101–235
- 1990 – Cranston-Gonzalez National Affordable Housing Act, Pub.L. 101–625
- 1992 – Housing and Community Development Act of 1992, Pub.L. 102–550
- 2009 – American Recovery and Reinvestment Act of 2009, abbreviated ARRA, Pub.L. 111–5
- Official website
- HUD on USAspending.gov
- HUD in the Federal Register
- Affirmatively furthering fair housing
- Mortgage Discrimination
- Moving to Opportunity
- Regulatory Barriers Clearinghouse
- Title 12 of the Code of Federal Regulations
- Title 24 of the Code of Federal Regulations
- Data.gov
- USAFacts
Defining Residential Areas of the United States,
including Residential Zoning in the United States
including Residential Zoning in the United States
- YouTube Video: I Exposed a Real Estate Scammer in Real Life
- YouTube Video: 11 Tips Most First Time Home Buyers Don't Consider!
- YouTube Video: Advantages of Building a Home vs Buying an Existing Home
A residential area is a land used in which housing predominates, as opposed to industrial and commercial areas. Housing may vary significantly between, and through, residential areas. These include single-family housing, multi-family residential, or mobile homes.
Zoning (see below) for residential use may permit some services or work opportunities or may totally exclude business and industry. It may permit high density land use or only permit low density uses. Residential zoning usually includes a smaller FAR (floor area ratio) than business, commercial or industrial/manufacturing zoning. The area may be large or small.
Overview:
In certain residential areas, largely rural, large tracts of land may have no services whatever, thus residents seeking services must use a motor vehicle or other transport, so the need for transport has resulted in land development following existing or planned transport infrastructure such as rail and road.
Development patterns may be regulated by restrictive covenants contained in the deeds to the properties in the development, and may also result from or be reinforced by zoning.
Restrictive covenants are not easily changed when the agreement of all property owners (many of whom may not live in the area) is required. The area so restricted may be large or small.
Residential areas may be sub-categorized in the concentric zone model and other schemes of urban geography.
Residential development:
Residential development is real estate development for residential purposes. Some such developments are called a subdivision, when the land is divided into lots with houses constructed on each lot. Such developments became common during the late nineteenth century, particularly in the form of streetcar suburbs.
In previous centuries, residential development was mainly of two kinds. Rich people bought a townlot, hired an architect and/or contractor, and built a bespoke / customized house or mansion for their family.
Poor urban people lived in shantytowns or in tenements built for rental. Single-family houses were seldom built on speculation, that is for future sale to residents not yet identified.
When cities and the middle class expanded greatly and mortgage loans became commonplace, a method that had been rare became commonplace to serve the expanding demand for home ownership.
Post–World War II economic expansion in major cities of the United States, especially New York City and Los Angeles produced a demand for thousands of new homes, which was largely met by speculative building. Its large-scale practitioners disliked the term "property speculator" and coined the new name "residential development" for their activity.
Entire farms and ranches were subdivided and developed, often with one individual or company controlling all aspects of entitlement (permits), land development (streets and grading), infrastructure (utilities and sewage disposal), and housing.
Communities like Levittown, Long Island or Lakewood south of Los Angeles saw new homes sold at unprecedented rates—more than one a day. Many techniques which had made the automobile affordable made housing affordable: standardization of design and small, repetitive assembly tasks, advertising, and a smooth flow of capital.
Mass production resulted in a similar uniformity of product, and a more comfortable lifestyle than cramped apartments in the cities. With the advent of government-backed mortgages, it could actually be cheaper to own a house in a new residential development than to rent.
As with other products, continual refinements appeared. Curving streets, greenbelt parks, neighborhood pools, and community entry monumentation appeared. Diverse floor plans with differing room counts, and multiple elevations (different exterior "looks" for the same plan) appeared. Developers remained competitive with each other on everything, including location, community amenities, kitchen appliance packages, and price.
Today, a typical residential development in the United States might include traffic calming features, such as a slowly winding street, dead-end road, or looped road lined with homes.
Suburban developments help form the stereotypical image of a "suburban America," and are generally associated with the American middle-class. Most offer homes in a narrow range of age, price, size and features, thus potential residents having different needs, wishes or resources must look elsewhere. Some residential developments are gated communities.
Problems with residential developments:
Criticisms of residential developments may include:
See also:
The dictionary definition of residential at Wiktionary
Zoning in the United States:
Zoning in the United States includes various land use laws falling under the police power rights of state governments and local governments to exercise authority over privately owned real property.
The earliest zoning laws originated with the Los Angeles zoning ordinances of 1908 and the New York City Zoning resolution of 1916. Starting in the early 1920s, the United States Commerce Department drafted model zoning and planning ordinances in the 1920s to facilitate states in drafting enabling laws.
Also in the early 1920s, a lawsuit challenged a local zoning ordinance in a suburb of Cleveland, which was eventually reviewed by the United States Supreme Court (Euclid v. Ambler Realty).
Click on any of the following blue hyperlinks for more about Zoning in the United States:
Zoning (see below) for residential use may permit some services or work opportunities or may totally exclude business and industry. It may permit high density land use or only permit low density uses. Residential zoning usually includes a smaller FAR (floor area ratio) than business, commercial or industrial/manufacturing zoning. The area may be large or small.
Overview:
In certain residential areas, largely rural, large tracts of land may have no services whatever, thus residents seeking services must use a motor vehicle or other transport, so the need for transport has resulted in land development following existing or planned transport infrastructure such as rail and road.
Development patterns may be regulated by restrictive covenants contained in the deeds to the properties in the development, and may also result from or be reinforced by zoning.
Restrictive covenants are not easily changed when the agreement of all property owners (many of whom may not live in the area) is required. The area so restricted may be large or small.
Residential areas may be sub-categorized in the concentric zone model and other schemes of urban geography.
Residential development:
Residential development is real estate development for residential purposes. Some such developments are called a subdivision, when the land is divided into lots with houses constructed on each lot. Such developments became common during the late nineteenth century, particularly in the form of streetcar suburbs.
In previous centuries, residential development was mainly of two kinds. Rich people bought a townlot, hired an architect and/or contractor, and built a bespoke / customized house or mansion for their family.
Poor urban people lived in shantytowns or in tenements built for rental. Single-family houses were seldom built on speculation, that is for future sale to residents not yet identified.
When cities and the middle class expanded greatly and mortgage loans became commonplace, a method that had been rare became commonplace to serve the expanding demand for home ownership.
Post–World War II economic expansion in major cities of the United States, especially New York City and Los Angeles produced a demand for thousands of new homes, which was largely met by speculative building. Its large-scale practitioners disliked the term "property speculator" and coined the new name "residential development" for their activity.
Entire farms and ranches were subdivided and developed, often with one individual or company controlling all aspects of entitlement (permits), land development (streets and grading), infrastructure (utilities and sewage disposal), and housing.
Communities like Levittown, Long Island or Lakewood south of Los Angeles saw new homes sold at unprecedented rates—more than one a day. Many techniques which had made the automobile affordable made housing affordable: standardization of design and small, repetitive assembly tasks, advertising, and a smooth flow of capital.
Mass production resulted in a similar uniformity of product, and a more comfortable lifestyle than cramped apartments in the cities. With the advent of government-backed mortgages, it could actually be cheaper to own a house in a new residential development than to rent.
As with other products, continual refinements appeared. Curving streets, greenbelt parks, neighborhood pools, and community entry monumentation appeared. Diverse floor plans with differing room counts, and multiple elevations (different exterior "looks" for the same plan) appeared. Developers remained competitive with each other on everything, including location, community amenities, kitchen appliance packages, and price.
Today, a typical residential development in the United States might include traffic calming features, such as a slowly winding street, dead-end road, or looped road lined with homes.
Suburban developments help form the stereotypical image of a "suburban America," and are generally associated with the American middle-class. Most offer homes in a narrow range of age, price, size and features, thus potential residents having different needs, wishes or resources must look elsewhere. Some residential developments are gated communities.
Problems with residential developments:
Criticisms of residential developments may include:
- They do not mesh well with the greater community. Some are isolated, with only one entrance, or otherwise connected with the rest of the community in few ways.
- Being commuter towns, they serve no more purpose for the greater community than other specialized settlements do, and thus require residents to go to the greater community for commercial or other purposes. Whereas mixed-use developments provide for commerce and other activities, thus residents need not go as often to the greater community.
See also:
The dictionary definition of residential at Wiktionary
- Meadowbrook symbol of postwar housing boom - Pantagraph (Bloomington, Illinois newspaper)
- Residential Property Valuations (Google Sites, Google Inc.)
Zoning in the United States:
Zoning in the United States includes various land use laws falling under the police power rights of state governments and local governments to exercise authority over privately owned real property.
The earliest zoning laws originated with the Los Angeles zoning ordinances of 1908 and the New York City Zoning resolution of 1916. Starting in the early 1920s, the United States Commerce Department drafted model zoning and planning ordinances in the 1920s to facilitate states in drafting enabling laws.
Also in the early 1920s, a lawsuit challenged a local zoning ordinance in a suburb of Cleveland, which was eventually reviewed by the United States Supreme Court (Euclid v. Ambler Realty).
Click on any of the following blue hyperlinks for more about Zoning in the United States:
- Origins and history
- Scope
- Mature zoning practices
- Amendments to zoning regulations
- Limitations and criticisms
- See also:
- Agricultural zoning
- Transfer of development rights
- Urban growth boundary
- A Standard State Zoning Enabling Act Land Use Law, Washington University in St. Louis
House as a Single-family Detached Home Pictured below: Various examples of houses throughout history
A house is a building that functions as a home. They can range from simple dwellings such as rudimentary huts of nomadic tribes and the improvised shacks in shantytowns to complex, fixed structures of wood, masonry, concrete or other materials containing plumbing, ventilation, and electrical systems.
Houses use a range of different roofing systems to keep precipitation such as rain from getting into the dwelling space. Houses may have doors or locks to secure the dwelling space and protect its inhabitants and contents from burglars or other trespassers.
Most conventional modern houses in Western cultures will contain one or more bedrooms and bathrooms, a kitchen or cooking area, and a living room. A house may have a separate dining room, or the eating area may be integrated into another room.
Some large houses in North America have a recreation room. In traditional agriculture-oriented societies, domestic animals such as chickens or larger livestock (like cattle) may share part of the house with humans.
The social unit that lives in a house is known as a household. Most commonly, a household is a family unit of some kind, although households may also be other social groups, such as roommates or, in a rooming house, unconnected individuals.
Some houses only have a dwelling space for one family or similar-sized group; larger houses called townhouses or row houses may contain numerous family dwellings in the same structure.
A house may be accompanied by outbuildings, such as a garage for vehicles or a shed for gardening equipment and tools. A house may have a backyard or front yard, which serve as additional areas where inhabitants can relax or eat.
The English word house derives directly from the Old English hus meaning "dwelling, shelter, home, house," which in turn derives from Proto-Germanic husan (reconstructed by etymological analysis) which is of unknown origin.
The house itself gave rise to the letter 'B' through an early Proto-Semitic hieroglyphic symbol depicting a house. The symbol was called "bayt", "bet" or "beth" in various related languages, and became beta, the Greek letter, before it was used by the Romans. Beit in Arabic means house, while in Maltese bejt refers to the roof of the house
Click on any of the following blue hyperlinks for more about a House:
A stand-alone house (also called a single-detached dwelling, detached residence or detached house) is a free-standing residential building. It is sometimes referred to as a single-family home, as opposed to a multi-family residential dwelling (Next topic).
The definition of this type of house may vary between legal jurisdictions or statistical agencies.
A single-family (home, house, or dwelling) means that the building is a structure maintained and used as a single dwelling unit. Even though a dwelling unit shares one or more walls with another dwelling unit, it is a single family residence if it has direct access to a street or thoroughfare and does not share heating facilities, hot water equipment, nor any other essential facility or service with any other dwelling unit.
In some jurisdictions, allowances are made for basement suites or mother-in-law suites without changing the description from "single family". It does exclude, however, any short-term accommodation (hotel, motels, inns), large-scale rental accommodation (rooming or boarding houses, apartments), or condominiums.
Most single-family homes are built on lots larger than the structure itself, adding an area surrounding the house, which is commonly called a yard in North American English or a garden in British English.
Garages can also be found on most lots. Houses with an attached front entry garage that is closer to the street than any other part of the house is often derisively called a snout house.
Regional terminology:
Terms corresponding to a single-family detached home in common use are single-family home (in the US and Canada), single-detached dwelling (in Canada), detached house (in the United Kingdom and Canada), and separate house (in New Zealand). In the United Kingdom, the term single-family home is almost unknown, except through Internet exposure to US media.
Whereas in the US, housing is commonly divided into "single-family homes", "multi-family dwellings", "condo/townhouse", etc., the primary division of residential property in British terminology is between "houses" (including "detached", "semi-detached", and "terraced" houses and bungalows) and "flats" (i.e., "apartments" or "condominiums" in American English).
History and distribution:
In pre-industrial societies, most people lived in multi-family dwellings for most of their lives. A child lived with their parents from birth until marriage, and then generally moved in with the parents of the man (patrilocal) or the woman (matrilocal), so that the grandparents could help raise the young children and so the middle generation could care for their aging parents.
This type of arrangement also saved some of the effort and materials used for construction and, in colder climates, heating. If people had to move to a new place or were wealthy enough, they could build or buy a home for their own family, but this was not the norm.
The idea of a nuclear family living separately from their relatives as the norm is a relatively recent development related to rising living standards in North America and Europe during the early modern and modern eras. In the New World, where land was plentiful, settlement patterns were quite different from the close-knit villages of Europe, meaning many more people lived in large farms separated from their neighbors.
This has produced a cultural preference in settler societies for privacy and space. A countervailing trend has been industrialization and urbanization, which has seen more and more people around the world move into multi-story apartment blocks. In the New World, this type of densification was halted and reversed following the Second World War when increased automobile ownership and cheaper building and heating costs produced suburbanization instead.
Single-family homes are now common in rural and suburban and even some urban areas across the New World and Europe, as well as wealthier enclaves within the Third World. They are most common in low-density, high-income regions. For example, in Canada, according to the 2006 census, 55.3% of the population lived in single-detached houses, but this varied substantially by region.
In the ville (city) of Montreal, Quebec, Canada's second-most populous municipality, only 7.5% of the population lived in single-detached homes, while in the city of Calgary, the third-most populous, 57.8% did.[3] Note that this includes the "city limits" populations only, not the wider region.
The term "single-family detached" describes how a house is built and who lives in it. It does not indicate size, shape, or location. Because they are not often surrounded by other buildings, the potential size of a single-family house is limited only by the budget of the builder and local law. They can range from a tiny country cottage or cabin or a small suburban prefabricated home to a large mansion, aristocratic estate or stately home.
Sizes in real estate advertising are given in area (square feet or square metres), or by the number of bedrooms or bathrooms/toilets.
The choice in materials used or the shape chosen will depend on what is common to the vernacular architecture of that region, or the lasting trends in professionally designed tract housing. A traditional log and plaster hut, a timber frame and drywall North American starter home, or a European-style concrete-and-slate house are all varieties of single-family detached housing.
Pros and cons:
Single-detached homes have both advantages and disadvantages.
The entire space around the building is private to the owner and family, and in most cases (depending on national/federal, state/provincial, and local laws), one can add onto the existing house if more room is needed. They also typically have no property management fees, such as the ones associated with condominia and townhomes. These are often considered advantages.
Since single-detached homes are typically built in places where land is more plentiful, there is a distinct cost advantage per square foot (although this varies based on many factors, such as housing stock and land availability). This is mostly due to the cheaper cost of the plot of land that the house is built on.
To many owners, single-detached homes also offer a degree of privacy not seen in denser housing developments. The walls, floors, and ceilings aren't shared with others, so sounds between dwellings aren't as easily transferred. In addition, a level of freedom not seen in denser developments is afforded to owners of houses. Since the house is usually owned and not attached to other dwellings, the owner is free to do nearly anything with the interior, from repainting to remodeling, without disturbing others.
Another advantage is that single-family houses typically have private yards, which owners can use and landscape as desired (and within the confines of any homeowners' associations).
Families with children also may find this advantageous, since neighboring kids can play privately together (as opposed to in public parks, whose upkeep, or lack of, is determined by a local governing body).
However, all maintenance and repair costs — interior, exterior, and everything in between — are at the owner's expense. Amenities such as pools and playgrounds are usually absent, unless built at private expense, or if a municipal playground is available. Landscaping and lawn upkeep costs are at the owner's expense.
From an environmental point of view, single-family houses are likely to require much more energy to heat in cold weather than buildings with shared walls, because of their very high surface-area-to-volume ratio.
In wealthier countries, people who live in single-family houses are much more likely to own and use a private automobile rather than walking, biking, or using public transit to commute.
The low density of housing leads to less frequent bus service and longer distances to commute, thus leading to increased car use. This makes single-family houses part of a much more energy- and carbon-intensive lifestyle. The low-density nature of this type of housing requires using more land which could otherwise be used for agriculture or as natural habitat.
Inner city neighborhoods of larger cities tend to be densely populated and without significant room for houses devoted to just a single family. By contrast, the outer districts of larger cities are usually transitional areas with equal shares of smaller apartment buildings and single-detached homes.
Culturally, single-family houses are associated with suburbanization in many parts of the world. Owning a home with a yard and a "white picket fence" is seen as a key component of the "American dream" (which also exists with variations in other parts of the world). Single-family homes can also be associated with gated communities, particularly in developing countries (e.g., Alphaville, São Paulo).
Separating types of homes:
For a more comprehensive list, see List of house types. House types include:
See also:
Houses use a range of different roofing systems to keep precipitation such as rain from getting into the dwelling space. Houses may have doors or locks to secure the dwelling space and protect its inhabitants and contents from burglars or other trespassers.
Most conventional modern houses in Western cultures will contain one or more bedrooms and bathrooms, a kitchen or cooking area, and a living room. A house may have a separate dining room, or the eating area may be integrated into another room.
Some large houses in North America have a recreation room. In traditional agriculture-oriented societies, domestic animals such as chickens or larger livestock (like cattle) may share part of the house with humans.
The social unit that lives in a house is known as a household. Most commonly, a household is a family unit of some kind, although households may also be other social groups, such as roommates or, in a rooming house, unconnected individuals.
Some houses only have a dwelling space for one family or similar-sized group; larger houses called townhouses or row houses may contain numerous family dwellings in the same structure.
A house may be accompanied by outbuildings, such as a garage for vehicles or a shed for gardening equipment and tools. A house may have a backyard or front yard, which serve as additional areas where inhabitants can relax or eat.
The English word house derives directly from the Old English hus meaning "dwelling, shelter, home, house," which in turn derives from Proto-Germanic husan (reconstructed by etymological analysis) which is of unknown origin.
The house itself gave rise to the letter 'B' through an early Proto-Semitic hieroglyphic symbol depicting a house. The symbol was called "bayt", "bet" or "beth" in various related languages, and became beta, the Greek letter, before it was used by the Romans. Beit in Arabic means house, while in Maltese bejt refers to the roof of the house
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A stand-alone house (also called a single-detached dwelling, detached residence or detached house) is a free-standing residential building. It is sometimes referred to as a single-family home, as opposed to a multi-family residential dwelling (Next topic).
The definition of this type of house may vary between legal jurisdictions or statistical agencies.
A single-family (home, house, or dwelling) means that the building is a structure maintained and used as a single dwelling unit. Even though a dwelling unit shares one or more walls with another dwelling unit, it is a single family residence if it has direct access to a street or thoroughfare and does not share heating facilities, hot water equipment, nor any other essential facility or service with any other dwelling unit.
In some jurisdictions, allowances are made for basement suites or mother-in-law suites without changing the description from "single family". It does exclude, however, any short-term accommodation (hotel, motels, inns), large-scale rental accommodation (rooming or boarding houses, apartments), or condominiums.
Most single-family homes are built on lots larger than the structure itself, adding an area surrounding the house, which is commonly called a yard in North American English or a garden in British English.
Garages can also be found on most lots. Houses with an attached front entry garage that is closer to the street than any other part of the house is often derisively called a snout house.
Regional terminology:
Terms corresponding to a single-family detached home in common use are single-family home (in the US and Canada), single-detached dwelling (in Canada), detached house (in the United Kingdom and Canada), and separate house (in New Zealand). In the United Kingdom, the term single-family home is almost unknown, except through Internet exposure to US media.
Whereas in the US, housing is commonly divided into "single-family homes", "multi-family dwellings", "condo/townhouse", etc., the primary division of residential property in British terminology is between "houses" (including "detached", "semi-detached", and "terraced" houses and bungalows) and "flats" (i.e., "apartments" or "condominiums" in American English).
History and distribution:
In pre-industrial societies, most people lived in multi-family dwellings for most of their lives. A child lived with their parents from birth until marriage, and then generally moved in with the parents of the man (patrilocal) or the woman (matrilocal), so that the grandparents could help raise the young children and so the middle generation could care for their aging parents.
This type of arrangement also saved some of the effort and materials used for construction and, in colder climates, heating. If people had to move to a new place or were wealthy enough, they could build or buy a home for their own family, but this was not the norm.
The idea of a nuclear family living separately from their relatives as the norm is a relatively recent development related to rising living standards in North America and Europe during the early modern and modern eras. In the New World, where land was plentiful, settlement patterns were quite different from the close-knit villages of Europe, meaning many more people lived in large farms separated from their neighbors.
This has produced a cultural preference in settler societies for privacy and space. A countervailing trend has been industrialization and urbanization, which has seen more and more people around the world move into multi-story apartment blocks. In the New World, this type of densification was halted and reversed following the Second World War when increased automobile ownership and cheaper building and heating costs produced suburbanization instead.
Single-family homes are now common in rural and suburban and even some urban areas across the New World and Europe, as well as wealthier enclaves within the Third World. They are most common in low-density, high-income regions. For example, in Canada, according to the 2006 census, 55.3% of the population lived in single-detached houses, but this varied substantially by region.
In the ville (city) of Montreal, Quebec, Canada's second-most populous municipality, only 7.5% of the population lived in single-detached homes, while in the city of Calgary, the third-most populous, 57.8% did.[3] Note that this includes the "city limits" populations only, not the wider region.
The term "single-family detached" describes how a house is built and who lives in it. It does not indicate size, shape, or location. Because they are not often surrounded by other buildings, the potential size of a single-family house is limited only by the budget of the builder and local law. They can range from a tiny country cottage or cabin or a small suburban prefabricated home to a large mansion, aristocratic estate or stately home.
Sizes in real estate advertising are given in area (square feet or square metres), or by the number of bedrooms or bathrooms/toilets.
The choice in materials used or the shape chosen will depend on what is common to the vernacular architecture of that region, or the lasting trends in professionally designed tract housing. A traditional log and plaster hut, a timber frame and drywall North American starter home, or a European-style concrete-and-slate house are all varieties of single-family detached housing.
Pros and cons:
Single-detached homes have both advantages and disadvantages.
The entire space around the building is private to the owner and family, and in most cases (depending on national/federal, state/provincial, and local laws), one can add onto the existing house if more room is needed. They also typically have no property management fees, such as the ones associated with condominia and townhomes. These are often considered advantages.
Since single-detached homes are typically built in places where land is more plentiful, there is a distinct cost advantage per square foot (although this varies based on many factors, such as housing stock and land availability). This is mostly due to the cheaper cost of the plot of land that the house is built on.
To many owners, single-detached homes also offer a degree of privacy not seen in denser housing developments. The walls, floors, and ceilings aren't shared with others, so sounds between dwellings aren't as easily transferred. In addition, a level of freedom not seen in denser developments is afforded to owners of houses. Since the house is usually owned and not attached to other dwellings, the owner is free to do nearly anything with the interior, from repainting to remodeling, without disturbing others.
Another advantage is that single-family houses typically have private yards, which owners can use and landscape as desired (and within the confines of any homeowners' associations).
Families with children also may find this advantageous, since neighboring kids can play privately together (as opposed to in public parks, whose upkeep, or lack of, is determined by a local governing body).
However, all maintenance and repair costs — interior, exterior, and everything in between — are at the owner's expense. Amenities such as pools and playgrounds are usually absent, unless built at private expense, or if a municipal playground is available. Landscaping and lawn upkeep costs are at the owner's expense.
From an environmental point of view, single-family houses are likely to require much more energy to heat in cold weather than buildings with shared walls, because of their very high surface-area-to-volume ratio.
In wealthier countries, people who live in single-family houses are much more likely to own and use a private automobile rather than walking, biking, or using public transit to commute.
The low density of housing leads to less frequent bus service and longer distances to commute, thus leading to increased car use. This makes single-family houses part of a much more energy- and carbon-intensive lifestyle. The low-density nature of this type of housing requires using more land which could otherwise be used for agriculture or as natural habitat.
Inner city neighborhoods of larger cities tend to be densely populated and without significant room for houses devoted to just a single family. By contrast, the outer districts of larger cities are usually transitional areas with equal shares of smaller apartment buildings and single-detached homes.
Culturally, single-family houses are associated with suburbanization in many parts of the world. Owning a home with a yard and a "white picket fence" is seen as a key component of the "American dream" (which also exists with variations in other parts of the world). Single-family homes can also be associated with gated communities, particularly in developing countries (e.g., Alphaville, São Paulo).
Separating types of homes:
For a more comprehensive list, see List of house types. House types include:
- Cottage, a small house. In the US, a cottage typically has four main rooms, two either side of a central corridor. It is common to find a lean-to added to the back of the cottage which may accommodate the kitchen, laundry and bathroom. In Australia, it is common for a cottage to have a verandah across its front. In the UK and Ireland, any small, old (especially pre-World War I) house in a rural or formerly rural location whether with one, two or (rarely) three storeys is a cottage.
- Bungalow, in American English this term describes a medium- to large-sized freestanding house on a generous block in the suburbs, with generally less formal floor plan than a villa. Some rooms in a bungalow typically have doors which link them together. Bungalows may feature a flat roof. In British English, it refers to any single-storey house (much rarer in the UK than the US).
- Villa, a term originating from Roman times, when it was used to refer to a large house which one might retreat to in the country. In the late 19th and early 20th centuries, villa suggested a freestanding comfortable-sized house, on a large block, generally found in the suburbs. In Victorian terraced housing, a villa was a house larger than the average byelaw terraced house, often having double street frontage.
- Mansion, a very large, luxurious house, typically associated with exceptional wealth or aristocracy, usually of more than one story, on a very large block of land or estate.
Mansions usually will have many more rooms and bedrooms than a typical single-family home, including specialty rooms, such as a library, study, conservatory, theater, greenhouse, infinity pool, bowling alley, or server room. Many mansions are too large to be maintained solely by the owner, and as such there will be maintenance staff. This staff may also live on site in 'servant quarters'.
See also:
Multi-Family Residences
- YouTube Video Beyond Passive House: The Nature Connection | Tom Bassett-Dilley | TEDxRushU
- YouTube Video: 5 Powerful Paths To Multifamily Mastery
- YouTube Video: Avoid these Expensive Mistakes ALL New Homeowners Make
Multi-family residential (also known as multi-dwelling unit or MDU) is a classification of housing where multiple separate housing units for residential inhabitants are contained within one building or several buildings within one complex.
Units can be next to each other (side-by-side units), or stacked on top of each other (top and bottom units). A common form is an apartment building. Sometimes units in a multifamily residential building are condominiums, where typically the units are owned individually rather than leased from a single apartment building owner.
Many intentional communities incorporate multifamily residences, such as in cohousing projects.
Examples:
Units can be next to each other (side-by-side units), or stacked on top of each other (top and bottom units). A common form is an apartment building. Sometimes units in a multifamily residential building are condominiums, where typically the units are owned individually rather than leased from a single apartment building owner.
Many intentional communities incorporate multifamily residences, such as in cohousing projects.
Examples:
- Apartment building or block of flats - a building with multiple apartments. There can be multiple apartments on each floor and there are often multiple floors. Apartment buildings can range in many sizes, some with only a few apartments, other with hundreds of apartments on many floors, or any size in between. There are often inside hallways and inside entrances to each apartment, but outside entrances to each apartment are also possible. An apartment building can be owned by one party and each of the apartments rented to tenants or each of the apartments can be owned as a condominium by separate parties.
- Mixed use building - a building with space for both commercial, business, or office use, and space for residential use. Possible arrangements include the commercial/business use on the first or first couple floors and one or more apartments or residential spaces on the upper floors. Another possibility is to have the commercial/business area up front and the residential area in the back. Some or maybe all of the space may be used by the owner or some or all the business and residential units may be leased by the owner. Condominium ownership is also possible.
- Apartment community - a collection of apartment buildings on adjoining pieces of land, generally owned by one entity. The buildings often share common grounds and amenities, such as pools, parking areas, and a community clubhouse, used as leasing offices for the community.
- Brownstone: a New York City term for a rowhouse: see rowhouse.
- Bedsit: a British expression (short for bed-sitting room) for a single-roomed dwelling in a sub-divided larger house. The standard type contains a kitchenette or basic cooking facilities in a combined bedroom/living area, with a separate bathroom and lavatory shared between a number of rooms. Once common in older Victorian properties in British cities, they are less frequently found since the 1980s as a result of tenancy reforms, property prices and renovation grants that favour the refurbishment of such properties into self-contained flats for leasehold sale.
- Close: Term used in Glasgow for high density slum housing built 1800-1870. Tenements usually 3 or 4 stories, terraced, back-to-back, around a short cul-de-sac.
- Cluster house: an older form of the Q-type house (see below)
- Condominium: a form of ownership with individual apartments for everyone, and co-ownership (by percentages) of all of the common areas, such as corridors, hallways, stairways, lobbies, recreation rooms, porches, rooftops, and any outdoor areas of the grounds of the buildings. Townhouses and apartments which are owned in the condominium form of ownership are often referred to as "condominiums" or "condos."
- Court: high density slum housing built in the UK, 1800-1870. Two or more stories, terraced, back-to-back, around a short alley at right angles to the main street. Once common in cities like Liverpool and Leeds.
- Deck access: a block of "flats" which are accessed from a walkway that is open to the elements.
- Dingbat (apartment building style)
- Duplex (American English), Two-flat (British English) - a building commonly built on an edgeyard lot, consisting either of two residences, one to a story, or a pair of semi-detached dwellings of one or several stories each. Common spaces shared by both residences may include a basement, foyer, stairwell, or porch.
- Flat: In Great Britain and parts of Ireland, this means exactly the same as an "apartment". In and around San Francisco, CA, this term means an apartment that takes up an entire floor of a large house, usually one that has been converted from an older Victorian house. In Ireland, the use of the term "flat" generally implies an apartment which is smaller or of lesser value, while the term apartment is used for larger privately owned dwellings.
- 2-Flat, 3-Flat, and 4-Flat houses: houses or buildings with 2, 3, or 4 flats, respectively, especially when each of the flats takes up one entire floor of the house. There is a common stairway in the front and often in the back providing access to all the flats. 2-Flats and sometimes 3-flats are common in certain older neighborhoods.
- Four Plus One: an apartment building consisting of four stories above a parking lot. The four floors containing the apartment units are of wood-frame and masonry construction. It was particularly popular in Chicago during the 1960s and 1970s, especially on the city's north side.
- Garage-apartment: an apartment over a garage; if the garage is attached, the apartment will have a separate entrance from the main house.
- Garlow: a portmanteau word "garage" + "bungalow"; similar to a garage-apartment, but with the apartment and garage at the same level.
- Garden apartment: a building style usually characterized by two story, semi-detached buildings, each floor being a separate apartment.
- Garden flat: a flat which is at garden (ground) level in a multilevel house or apartment building, especially in the case of Georgian and Victorian terraced housing which has been sub-divided into separate dwellings.
- Housing cooperative (or Co-op): a form of ownership in which a non-profit corporation owns the entire apartment building or development and residents own shares in the corporation that correspond to their apartment and a percentage of common areas. In Australia this corresponds with a "company title" apartment.
- Loft or warehouse conversion can be an apartment building wherein part of the unit, usually consisting of the bedroom(s) and/or a second bedroom level bath is sub-divided vertically within the structurally tall bay between the structural floors of a former factory or warehouse building. The lofts created in such are locally supported by columns and bearing walls and not part of the overall original load bearing structure.
- Maisonette: an apartment / flat on two levels with internal stairs, or which has its own entrance at street level.
- Mess: a building or flat with single bedroom per tenant and shared facilities like toilets and kitchens. These are popular with students, bachelors or low wage earners in the Indian subcontinent. It is similar to the bedsit in the UK. Some variants include multiple tenants per bedroom and inclusion of a centralized maid service or cooked meals with tenancy.
- Mother-in-law apartment: small apartment either at the back, in the basement, or on an upper level subdivision of the main house, usually with a separate entrance (also known as a "Granny flat" in the UK, Australia New Zealand and South Africa). If it is a separate structure from the main house, it is called a 'granny cottage' or a 'doddy house'. Such Secondary suites are often efficiency or two room apartments but always have kitchen facilities (which is usually a legal requirement of any apartment).
- Microapartment: rather common in the same countries where microhouses (above) are popular. These small single-room dwellings contain a kitchen, a bathroom, a sleeping area, etc., in one place, usually in a multistorey building.
- Officetel: small apartment providing a combined work and living area in one place, especially in South Korea.
- One-plus-five: a mid-rise apartment or condominium building consisting of four or five wood-framed floors above a concrete podium. This type of construction exploded in popularity in North American cities in the 2010s.
- Penthouse: the top floor of multi-story building
- Plattenbau (East German) / Panelák (Czech, Slovak): a communist-era tower block that is made of slabs of concrete put together.
- Q-type: townhouse built mainly in housing estates in the UK beginning in the late 20th century. The houses are arranged in blocks of four with each house at a corner of the block. Similar to the earlier cluster house (see above).
- Railroad apartment (or railroad flat): a type of apartment in which rooms are directly linked, without hallway separation, similar to a line of railroad cars.
- Rooming house: a type of Single Room Occupancy building where most washing, kitchen and laundry facilities are shared between residents, which may also share a common suite of living rooms and dining room, with or without board arrangements. When board is provided (no longer common), a common dining time and schedule is imposed by the landlord who in such cases also serves as an innkeeper of sorts. In Australia and the United States, any housing accommodation with 4 or more bedrooms can be regarded as a rooming house if each bedroom is subject to individual tenancy agreements. In the U.S., rooming house lease agreements typically run for very short periods, usually week to week, or a few days at a time. Transient housing arrangements for longer term tenancies are implemented by a "rider" on a case by case basis, if local laws permit.
- Rowhouse (USA); also called "Terraced home" (USA); also called "Townhouse": 3 or more houses in a row sharing a "party" wall with its adjacent neighbour. In New York City, "Brownstones" are rowhouses. Rowhouses are typically multiple stories. The term townhouse is currently coming into wider use in the UK, but terraced house (not "terraced home") is more common.
- Shophouse: the name given in Southeast Asia to a terraced two to five story urban building featuring a shop or other public activity on the street level, with residential accommodation on upper floors.
- Single Room Occupancy or SRO: a studio apartment, usually occurring with a block of many similar apartments, intended for use as public housing. They may or may not have their own washing, laundry, and kitchen facilities. In the United States, lack of kitchen facilities prevents use of the term "apartment", so such would be classified as a boarding house or hotel.
- Six-pack: in New England (USA), this refers to a stick-built block of 6 apartments comprising (duplexed) two three story Triple deckers built side by side sharing one wall, a common roof, lot, yards (lawns and gardens, if any), parking arrangements, and basement, but possessing separately metered electric, and separate hot water and heating or air conditioning. In Australia, it refers to a style of apartments that were constructed during the 1960s, 70s and early 80s, usually comprising a single, masonry-built block containing 4 to 8 walk-up apartments (though sometimes, many more), of between 2 and 3 stories in height, with car parking at the side or rear.
- Semi-detached - one building consisting of two separate "houses", typically side by side, each with separate entrances and typically without common inside areas. Each of the two houses typically has separate owners.
- Studio apartment or Studio flat (UK), or Bachelor apartment or Efficiency apartment: a suite with a single room that doubles as living/sitting room and bedroom, with a kitchenette and bath squeezed in off to one side. The unit is designed for a single occupant or possibly a couple. Especially in Canada and South Africa, also called bachelor, or bachelorette if very small.
- Tenement: a multi-unit dwelling usually of frame construction, quite often brick veneered, made up of several (generally many more than four to six) apartments (i.e. a large apartment building) that can be up to five stories. Tenements do not generally have elevators. In the United States the connotation sometimes implies a run-down or poorly cared-for building. It often refers to a very large apartment building usually constructed during the late 19th to early 20th century era sited in cities or company towns.
- Terraced house: since the late 18th century is a style of housing where (generally) identical individual houses are conjoined into rows - a line of houses which abut directly on to each other built with shared party walls between dwellings whose uniform fronts and uniform height created an ensemble that was more stylish than a "rowhouse". However this is also the UK term for a "rowhouse" regardless of whether the houses are identical or not.
- Back-to-back: terraced houses which also adjoin a second terrace to the rear. They were a common form of housing for workers during the Industrial Revolution in England.
- Tower block or Apartment tower: a high-rise apartment building.
- Townhouse: also called Rowhouse (US). In the UK, a townhouse is a traditional term for an upper-class house in London (in contrast with country house), and is now coming into use as a term for new terraced houses, which are often three or more stories tall and may include a garage on the ground floor.
- Stacked townhouse: units are stacked on each other; units may be multilevel; all units have direct access from the outside.
- Three family home or Three family house: U.S. real estate and advertising term for several configurations of apartment classed dwelling buildings including:
- Triple decker: a three-family apartment house, usually of frame construction, in which all three apartment units are stacked on top of one another. (For additional characteristics, also see Multifamily home features below.)
- Triplex (American English), Three-flat (British English) - a building similar to a duplex except there are three stories. Two-flat and possibly three-flat buildings are rather common in certain older neighborhoods in certain cities.
- Townhouse - a house attached to any number of other townhouses each of which may have multiple floors, commonly side by side each with their own separate entrances. Each such house has its own owner.
- Two decker: a two family house consisting of stacked apartments that frequently have similar or identical floor plans. Some two deckers, usually ones starting as single-family homes, have one or both floors sub-divided and are therefore three or four-family dwellings. Some have external stairways giving a totally separate entrance, and some, usually those which have been a single-family house now sub-divided, are similar to the Maisonette plan but sharing a common external 'main entrance' door and lock, and a main internal hall with stairways letting to the separate apartments. (For additional characteristics, also see Multifamily home features below.)
- Tyneside flat: a pair of single-story flats in a two-story terrace, distinctively with two separate front doors to the street rather than a shared lobby. Notably found on Tyneside, North Eastern England.
- Quadplex (American English), Four-flat (British English) - a building similar to a three-flat except there are four flats. In some cases, the arrangement of apartments may be different and the lot size may be larger than that of a regular house.
- Tong Lau(唐樓 / 騎樓): a type of shophouse found in southern China and old parts of Hong Kong. It has shops on the first floor, no basement, no garage and about 3-4 floors. It had to be short for the Tong Laus in Hong kong is very close to the old Kai Tak airport, but it is now a cruise terminal and newer and higher buildings have sprung up there. The government has also been destroying the old Tong Laus and rebuilding.
- "Toothpick Apartments": a type of apartment about 10-20 stories high and usually has one flat on each story. It is very thin, and surrounded by many other shorter buildings (Tong Lau), therefore nicknamed "Toothpick Apartments". They exist in Hong Kong, and are mostly private apartments. They have about 1-3 levels of car parks.
- Unit: a type of Medium-density housing found in Australia and New Zealand.
- Vatara: a housing complex, mainly found in urban Karnataka, India, similar to an apartment complex, but with mostly two stories and homes in a row on each floor.
Living in the Suburbs
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A suburb is a mixed-use or residential area, existing either as part of a city or urban area or as a separate residential community within commuting distance of a city. Suburbs might have their political jurisdiction, especially in the United States, but this is not always the case, especially in the United Kingdom where suburbs are located within the administrative boundaries of cities.
In most English-speaking countries, suburban areas are defined in contrast to central or inner-city areas, but in Australian English and South African English, suburb has become largely synonymous with what is called a "neighborhood" in other countries and the term extends to inner-city areas.
In some areas, such as Australia, India, China, New Zealand, the United Kingdom, and parts of the United States and Canada, new suburbs are routinely annexed by adjacent cities. In others, such as Morocco, France, and much of the United States and Canada, many suburbs remain separate municipalities or are governed as part of a larger local government area such as a county.
In the United States, beyond the suburbs are exurbs, or "exurban areas", with less density but linked to the metropolitan area economically and by commuters.
Suburbs first emerged on a large scale in the 19th and 20th centuries as a result of improved rail and road transport, which led to an increase in commuting.
In general, they have lower population densities than inner city neighborhoods within a metropolitan area, and most residents commute to central cities or other business districts; however, there are many exceptions, including industrial suburbs, planned communities, and satellite cities. Suburbs tend to proliferate around cities that have an abundance of adjacent flat land.
North America:
In the United States and Canada, suburb can refer either to an outlying residential area of a city or town or to a separate municipality or unincorporated area outside a town or city.
Worldwide:
United States:
In the 20th century, many suburban areas, especially those not within the political boundaries of the city containing the central business area, began to see independence from the central city as an asset. In some cases, suburbanites saw self-government as a means to keep out people who could not afford the added suburban property maintenance costs not needed in city living.
Federal subsidies for suburban development accelerated this process as did the practice of redlining by banks and other lending institutions. In some cities such as Miami and San Francisco, the main city is much smaller than the surrounding suburban areas, leaving the city proper with a small portion of the metro area's population and land area.
Mesa, Arizona and Virginia Beach, the two most populous suburbs in the United States, are actually more populous than many of America's largest cities, including: Miami, Minneapolis, New Orleans, Cleveland, Tampa, St. Louis, Pittsburgh, Cincinnati, and others.
Virginia Beach is now the largest city in its metropolitan area of Hampton Roads, having long since exceeded the population of its neighboring primary city, Norfolk. While Virginia Beach has slowly been taking on the characteristics of an urban city, it will not likely achieve the population density and urban characteristics of Norfolk. It is generally assumed that the population of Chesapeake, another Hampton Roads city, will also exceed that of Norfolk in 2018 if its current growth rate continues at its same pace.
Cleveland, Ohio is typical of many American central cities; its municipal borders have changed little since 1922, even though the Cleveland urbanized area has grown many times over.
Several layers of suburban municipalities now surround cities like:
Suburbs in the United States have a prevalence of usually detached single-family homes.
They are characterized by:
By 2010, suburbs increasingly gained people in racial minority groups, as many members of minority groups gained better access to education and sought more favorable living conditions compared to inner city areas.
Conversely, many white Americans also moved back to city centers. Nearly all major city downtowns (such as Downtown Miami, Downtown Detroit, Downtown Philadelphia, Downtown Roanoke, or Downtown Los Angeles) are experiencing a renewal, with large population growth, residential apartment construction, and increased social, cultural, and infrastructural investments, as have suburban neighborhoods close to city centers.
Better public transit, proximity to work and cultural attractions, and frustration with suburban life and gridlock have attracted young Americans to the city centers.
By 2010, suburbs increasingly gained people in racial minority groups, as many members of minority groups gained better access to education and sought more favorable living conditions compared to inner city areas.
Conversely, many white Americans also moved back to city centers. Nearly all major city downtowns (such as Downtown Miami, Downtown Detroit, Downtown Philadelphia, Downtown Roanoke, or Downtown Los Angeles) are experiencing a renewal, with large population growth, residential apartment construction, and increased social, cultural, and infrastructural investments, as have suburban neighborhoods close to city centers.
Better public transit, proximity to work and cultural attractions, and frustration with suburban life and gridlock have attracted young Americans to the city centers.
Click on any of the following blue hyperlinks for more about Suburban Living:
In most English-speaking countries, suburban areas are defined in contrast to central or inner-city areas, but in Australian English and South African English, suburb has become largely synonymous with what is called a "neighborhood" in other countries and the term extends to inner-city areas.
In some areas, such as Australia, India, China, New Zealand, the United Kingdom, and parts of the United States and Canada, new suburbs are routinely annexed by adjacent cities. In others, such as Morocco, France, and much of the United States and Canada, many suburbs remain separate municipalities or are governed as part of a larger local government area such as a county.
In the United States, beyond the suburbs are exurbs, or "exurban areas", with less density but linked to the metropolitan area economically and by commuters.
Suburbs first emerged on a large scale in the 19th and 20th centuries as a result of improved rail and road transport, which led to an increase in commuting.
In general, they have lower population densities than inner city neighborhoods within a metropolitan area, and most residents commute to central cities or other business districts; however, there are many exceptions, including industrial suburbs, planned communities, and satellite cities. Suburbs tend to proliferate around cities that have an abundance of adjacent flat land.
North America:
In the United States and Canada, suburb can refer either to an outlying residential area of a city or town or to a separate municipality or unincorporated area outside a town or city.
Worldwide:
United States:
In the 20th century, many suburban areas, especially those not within the political boundaries of the city containing the central business area, began to see independence from the central city as an asset. In some cases, suburbanites saw self-government as a means to keep out people who could not afford the added suburban property maintenance costs not needed in city living.
Federal subsidies for suburban development accelerated this process as did the practice of redlining by banks and other lending institutions. In some cities such as Miami and San Francisco, the main city is much smaller than the surrounding suburban areas, leaving the city proper with a small portion of the metro area's population and land area.
Mesa, Arizona and Virginia Beach, the two most populous suburbs in the United States, are actually more populous than many of America's largest cities, including: Miami, Minneapolis, New Orleans, Cleveland, Tampa, St. Louis, Pittsburgh, Cincinnati, and others.
Virginia Beach is now the largest city in its metropolitan area of Hampton Roads, having long since exceeded the population of its neighboring primary city, Norfolk. While Virginia Beach has slowly been taking on the characteristics of an urban city, it will not likely achieve the population density and urban characteristics of Norfolk. It is generally assumed that the population of Chesapeake, another Hampton Roads city, will also exceed that of Norfolk in 2018 if its current growth rate continues at its same pace.
Cleveland, Ohio is typical of many American central cities; its municipal borders have changed little since 1922, even though the Cleveland urbanized area has grown many times over.
Several layers of suburban municipalities now surround cities like:
- Boston,
- Cleveland,
- Chicago,
- Detroit,
- Los Angeles,
- Dallas,
- Denver,
- Houston,
- New York City,
- San Francisco,
- Sacramento,
- Atlanta,
- Miami,
- Baltimore,
- Milwaukee,
- Pittsburgh,
- Philadelphia,
- Phoenix,
- Roanoke,
- St. Louis,
- Salt Lake City,
- Las Vegas,
- Minneapolis,
- and Washington, D.C..
Suburbs in the United States have a prevalence of usually detached single-family homes.
They are characterized by:
- Lower densities than central cities, dominated by single-family homes on small plots of land – anywhere from 0.1 acres and up – surrounded at close quarters by very similar dwellings.
- Zoning patterns that separate residential and commercial development, as well as different intensities and densities of development. Daily needs are not within walking distance of most homes.
- A greater percentage of whites (both non-Hispanic and, in some areas, Hispanic) and lesser percentage of citizens of other ethnic groups than in urban areas. However, black suburbanization grew between 1970 and 1980 by 2.6% as a result of central city neighborhoods expanding into older neighborhoods vacated by whites.
- Subdivisions carved from previously rural land into multiple-home developments built by a single real estate company. These subdivisions are often segregated by minute differences in home value, creating entire communities where family incomes and demographics are almost completely homogeneous.
- Shopping malls and strip malls behind large parking lots instead of a classic downtown shopping district.
- A road network designed to conform to a hierarchy, including cul-de-sac, leading to larger residential streets, in turn leading to large collector roads, in place of the grid pattern common to most central cities and pre-World War II suburbs.
- A greater percentage of one-story administrative buildings than in urban areas.
- Compared to rural areas, suburbs usually have greater population density, higher standards of living, more complex road systems, more franchised stores and restaurants, and less farmland and wildlife.
By 2010, suburbs increasingly gained people in racial minority groups, as many members of minority groups gained better access to education and sought more favorable living conditions compared to inner city areas.
Conversely, many white Americans also moved back to city centers. Nearly all major city downtowns (such as Downtown Miami, Downtown Detroit, Downtown Philadelphia, Downtown Roanoke, or Downtown Los Angeles) are experiencing a renewal, with large population growth, residential apartment construction, and increased social, cultural, and infrastructural investments, as have suburban neighborhoods close to city centers.
Better public transit, proximity to work and cultural attractions, and frustration with suburban life and gridlock have attracted young Americans to the city centers.
By 2010, suburbs increasingly gained people in racial minority groups, as many members of minority groups gained better access to education and sought more favorable living conditions compared to inner city areas.
Conversely, many white Americans also moved back to city centers. Nearly all major city downtowns (such as Downtown Miami, Downtown Detroit, Downtown Philadelphia, Downtown Roanoke, or Downtown Los Angeles) are experiencing a renewal, with large population growth, residential apartment construction, and increased social, cultural, and infrastructural investments, as have suburban neighborhoods close to city centers.
Better public transit, proximity to work and cultural attractions, and frustration with suburban life and gridlock have attracted young Americans to the city centers.
Click on any of the following blue hyperlinks for more about Suburban Living:
- History
- Traffic flows
- Academic study
- In popular culture
- See also:
- Bibliography of suburbs
- Boomburbs
- Developed environments
- Ethnoburb
- Exurb
- Faubourg
- Levittown, Pennsylvania
- List of largest suburbs by population
- Microdistrict
- Penurbia
- Settlement types
- Suburbia bashing
- Urban rural fringe
- A Future Vision for the North American Suburb
- Centre for Suburban Studies
- Images of a mature north London suburb illustrating a wide range of domestic architecture
Rural areas in the United States
- YouTube Video: Why Rural America Feels Disenfranchised
- YouTube Video: America's Great Divide, Part 1 (full film) | FRONTLINE
- YouTube Video: Rural voters question Democrat's vote against impeachment
Approximately 97% of United States' land area is within rural counties, and 60 million people (roughly 19.3% of the population) reside in these areas.
Most rural counties are experiencing persistent population decline.
Compared with households in urban areas, rural households had lower median household income ($52,386 compared with $54,296), lower median home values ($151,300 compared with $190,900), and lower monthly housing costs for households paying a mortgage ($1,271 compared with $1,561). A higher percentage owned their housing units “free and clear,” with no mortgage or loan (44.0 percent compared with 32.3 percent).
States with the highest median household incomes in rural areas were Connecticut ($93,382) and New Jersey ($92,972) (not statistically different from each other). The state with the lowest rural median household income was Mississippi ($40,200). Among rural areas, poverty rates varied from a low in Connecticut (4.6 percent) to a high in New Mexico (21.9 percent).
About 13.4 million children under the age of 18 live in rural areas of the nation.
Children in rural areas had lower rates of poverty than those in urban areas (18.9 percent compared with 22.3 percent), but more of them were uninsured (7.3 percent compared with 6.3 percent). A higher percentage of "own children" in rural areas lived in married-couple households (76.3 percent compared with 67.4 percent). ("Own children" includes never-married biological, step and adopted children of the couple).
As of 2016, about 7 percent of homeless people in the United States live in rural areas, although some believe that this is an underestimate.
History:
Rural America was the center of the Populist movement of the United States in the 1890s.
Since the 1930s, rural America has largely been a stronghold for the Republican Party with the exception of Vermont given its numerous Democrats elected to office in the 21st century.
Health:
There are significant health disparities between urban and rural areas of the United States.
The per capita rate of primary care physicians is lower in rural areas of the country (65 primary care physicians per 100,000 rural Americans, compared to 105 primary care physicians for urban and suburban Americans). Rural Americans are also more likely than other Americans to suffer from chronic health conditions such as diabetes, heart disease, and cancer.
A study published in the journal JAMA Pediatrics in 2015 analyzed data on U.S. youth suicide rates from 1996 to 2010. It found that the rates of suicides for rural Americans age 10 to 24 was almost double the rate among their urban counterparts. This was attributed to social isolation, greater availability of guns, and difficulty accessing healthcare.
Not withstanding the economic and health challenges, a 2018 survey of rural adults found a majority felt they were better off financially than their parents at the same age. They thought their children would also experience such improvement. Forty percent said their lives came out better than they expected.
See also:
Most rural counties are experiencing persistent population decline.
Compared with households in urban areas, rural households had lower median household income ($52,386 compared with $54,296), lower median home values ($151,300 compared with $190,900), and lower monthly housing costs for households paying a mortgage ($1,271 compared with $1,561). A higher percentage owned their housing units “free and clear,” with no mortgage or loan (44.0 percent compared with 32.3 percent).
States with the highest median household incomes in rural areas were Connecticut ($93,382) and New Jersey ($92,972) (not statistically different from each other). The state with the lowest rural median household income was Mississippi ($40,200). Among rural areas, poverty rates varied from a low in Connecticut (4.6 percent) to a high in New Mexico (21.9 percent).
About 13.4 million children under the age of 18 live in rural areas of the nation.
Children in rural areas had lower rates of poverty than those in urban areas (18.9 percent compared with 22.3 percent), but more of them were uninsured (7.3 percent compared with 6.3 percent). A higher percentage of "own children" in rural areas lived in married-couple households (76.3 percent compared with 67.4 percent). ("Own children" includes never-married biological, step and adopted children of the couple).
As of 2016, about 7 percent of homeless people in the United States live in rural areas, although some believe that this is an underestimate.
History:
Rural America was the center of the Populist movement of the United States in the 1890s.
Since the 1930s, rural America has largely been a stronghold for the Republican Party with the exception of Vermont given its numerous Democrats elected to office in the 21st century.
Health:
There are significant health disparities between urban and rural areas of the United States.
The per capita rate of primary care physicians is lower in rural areas of the country (65 primary care physicians per 100,000 rural Americans, compared to 105 primary care physicians for urban and suburban Americans). Rural Americans are also more likely than other Americans to suffer from chronic health conditions such as diabetes, heart disease, and cancer.
A study published in the journal JAMA Pediatrics in 2015 analyzed data on U.S. youth suicide rates from 1996 to 2010. It found that the rates of suicides for rural Americans age 10 to 24 was almost double the rate among their urban counterparts. This was attributed to social isolation, greater availability of guns, and difficulty accessing healthcare.
Not withstanding the economic and health challenges, a 2018 survey of rural adults found a majority felt they were better off financially than their parents at the same age. They thought their children would also experience such improvement. Forty percent said their lives came out better than they expected.
See also:
- Agriculture in the United States
- Rural Electrification Act
- Rural internet
- Rural letter carrier
- List of U.S. states by population density
City Living in the United States including Urban Living and Planning
See also: List of Metropolitan Cities in the United States
See also: List of Metropolitan Cities in the United States
- YouTube Video about New York vs. Los Angeles: Which City Is Best? (WatchMojo)
- YouTube Video: Top 10 Must Visit American Cities (WatchMojo)
- YouTube Video: Top 10 Dangerous Cities in the US (WatchMojo)
An urban area or urban agglomeration, is a human settlement with high population density and infrastructure of built environment. Urban areas are created through urbanization and are categorized by urban morphology as cities, towns, conurbations or suburbs.
In urbanism, the term contrasts to rural areas such as villages and hamlets and in urban sociology or urban anthropology it contrasts with natural environment. The creation of early predecessors of urban areas during the urban revolution led to the creation of human civilization with modern urban planning, which along with other human activities such as exploitation of natural resources leads to human impact on the environment.
"Agglomeration effects” are in the list of the main consequences of increased rates of firm creation since due to conditions created by greater level of industrial activity intensity in a given region; favorable environment for human capital development is also being generated simultaneously.
The world's urban population in 1950 of just 746 million has increased to 3.9 billion in the decades since.
In 2009, the number of people living in urban areas (3.42 billion) surpassed the number living in rural areas (3.41 billion) and since then the world has become more urban than rural. This was the first time that the majority of the world's population lived in a city.
In 2014 there were 7.2 billion people living on the planet, of which the global urban population comprised 3.9 billion. The Population Division of the United Nations Department of Economic and Social Affairs at that time predicted the urban population would grow to 6.4 billion by 2050, with 37% of that growth to come from three countries: China, India and Nigeria.
The UN publishes data on cities, urban areas and rural areas, but relies almost entirely on national definitions of these areas. The UN principles and recommendations state that due to different characteristics of urban and rural areas across the globe, a global definition is not possible.
Urban areas are created and further developed by the process of urbanization. Urban areas are measured for various purposes, including analyzing population density and urban sprawl.
Unlike an urban area, a metropolitan area includes not only the urban area, but also satellite cities plus intervening rural land that is socio-economically connected to the urban core city, typically by employment ties through commuting, with the urban core city being the primary labor market.
The concept of urban area used for economic statistics should not be confused with concept of urban area used for road safety statistics. The last concept is also known as built-up area in road safety.
Click on any of the following blue hyperlinks to learn more about Urban Areas by Country:
Below, Urbanization in the United States.
The urbanization of the United States has progressed throughout its entire history. Over the last two centuries, the United States of America has been transformed from a predominantly rural, agricultural nation into an urbanized, industrial one.
This was largely due to the Industrial Revolution in the United States (and parts of Western Europe) in the late 18th and early 19th centuries and the rapid industrialization which the United States experienced as a result.
In 1790, only about one out of every twenty Americans (on average) lived in urban areas (cities), but this ratio had dramatically changed to one out of four by 1870, one out of two by 1920, two out of three in the 1960s, and four out of five in the 2000s.
Urbanization:
The urbanization of the United States occurred over a period of many years, with the nation only attaining urban-majority status between 1910 and 1920. Currently, over four-fifths of the U.S. population resides in urban areas, a percentage which is still increasing today.
The United States Census Bureau changed its classification and definition of urban areas in 1950 and again in 1990, and caution is thus advised when comparing urban data from different time periods.
Urbanization was fastest in the Northeastern United States, which acquired an urban majority by 1880. Some Northeastern U.S. states had already acquired an urban majority before then, including:
The Western U.S. is the most urbanized part of the country today, followed closely by the Northeastern United States. The Southern U.S. experienced rapid industrialization after World War II, and is now over three-quarters urban, having almost the same urban percentage in 2010 as the Midwestern United States. Just four U.S. states (out of fifty) have a rural majority today, and even some of these states (such as Mississippi) are continuing to urbanize.
Some U.S. states currently have an urban percentage around or above 90%, an urbanization rate almost unheard of a century ago.
The state of Maine (and Vermont, to a lesser degree) has bucked the trend towards greater urbanization which is exhibited throughout the rest of the United States. Maine's highest urban percentage ever was less than 52% (in 1950), and today less than 39% of the state's population resides in urban areas.
Maine is currently the least urban U.S. state; its urban percentage (39%) is less than half of the United States average (81%). Maine was less urban than the United States average in every U.S. census since the first one in 1790.
Click on any of the following blue hyperlinks for more about Urbanization in the USA:
Urban Planning in the United States:
Urban planning is a technical and political process concerned with the development and design of land use and the built environment, including air, water, and the infrastructure passing into and out of urban areas, such as transportation, communications, and distribution networks.
Urban planning deals with physical layout of human settlements. The primary concern is the public welfare, which includes considerations of efficiency, sanitation, protection and use of the environment, as well as effects on social and economic activities.
Urban planning is considered an interdisciplinary field that includes social science, engineering and design sciences. It is closely related to the field of urban design and some urban planners provide designs for streets, parks, buildings and other urban areas.
Urban planning is also referred to as urban and regional planning, regional planning, town planning, city planning, rural planning, urban development or some combination in various areas worldwide.
Urban planning guides orderly development in urban, suburban and rural areas. Although predominantly concerned with the planning of settlements and communities, urban planning is also responsible for the planning and development of water use and resources, rural and agricultural land, parks and conserving areas of natural environmental significance.
Practitioners of urban planning are concerned with research and analysis, strategic thinking, architecture, urban design, public consultation, policy recommendations, implementation and management. Enforcement methodologies include governmental zoning, planning permissions, and building codes, as well as private easements and restrictive covenants.
Urban planners work with the cognate fields of architecture, landscape architecture, civil engineering, and public administration to achieve strategic, policy and sustainability goals.
Early urban planners were often members of these cognate fields. Today urban planning is a separate, independent professional discipline. The discipline is the broader category that includes different sub-fields such as the following:
Theories:
Further information: Theories of urban planning
See also: Planning cultures
Planning theory is the body of scientific concepts, definitions, behavioral relationships, and assumptions that define the body of knowledge of urban planning.
There are eight procedural theories of planning that remain the principal theories of planning procedure today:
Technical aspects:
Further information: Technical aspects of urban planning
Technical aspects of urban planning involve the applying scientific, technical processes, considerations and features that are involved in planning for land use, urban design, natural resources, transportation, and infrastructure.
Urban planning includes techniques such as: predicting population growth, zoning, geographic mapping and analysis, analyzing park space, surveying the water supply, identifying transportation patterns, recognizing food supply demands, allocating healthcare and social services, and analyzing the impact of land use.
In order to predict how cities will develop and estimate the effects of their interventions, planners use various models. These models can be used to indicate relationships and patterns in demographic, geographic, and economic data. They might deal with short-term issues such as how people move through cities, or long-term issues such as land use and growth.
Building codes and other regulations dovetail with urban planning by governing how cities are constructed and used from the individual level.
Urban planners:
Further information: Urban planner
An urban planner is a professional who works in the field of urban planning for the purpose of optimizing the effectiveness of a community's land use and infrastructure. They formulate plans for the development and management of urban and suburban areas, typically analyzing land use compatibility as well as economic, environmental and social trends.
In developing any plan for a community (whether commercial, residential, agricultural, natural or recreational), urban planners must consider a wide array of issues including sustainability, existing and potential pollution, transport including potential congestion, crime, land values, economic development, social equity, zoning codes, and other legislation.
The importance of the urban planner is increasing in the 21st century, as modern society begins to face issues of increased population growth, climate change and unsustainable development. An urban planner could be considered a green collar professional.
Some researchers suggest that urban planners around the world work in different "planning cultures", adapted to their local cities and cultures. However, professionals have identified skills, abilities and basic knowledge sets that are common to urban planners across national and regional boundaries.
Click on any of the following blue hyperlinks for more about Urban Planning:
In urbanism, the term contrasts to rural areas such as villages and hamlets and in urban sociology or urban anthropology it contrasts with natural environment. The creation of early predecessors of urban areas during the urban revolution led to the creation of human civilization with modern urban planning, which along with other human activities such as exploitation of natural resources leads to human impact on the environment.
"Agglomeration effects” are in the list of the main consequences of increased rates of firm creation since due to conditions created by greater level of industrial activity intensity in a given region; favorable environment for human capital development is also being generated simultaneously.
The world's urban population in 1950 of just 746 million has increased to 3.9 billion in the decades since.
In 2009, the number of people living in urban areas (3.42 billion) surpassed the number living in rural areas (3.41 billion) and since then the world has become more urban than rural. This was the first time that the majority of the world's population lived in a city.
In 2014 there were 7.2 billion people living on the planet, of which the global urban population comprised 3.9 billion. The Population Division of the United Nations Department of Economic and Social Affairs at that time predicted the urban population would grow to 6.4 billion by 2050, with 37% of that growth to come from three countries: China, India and Nigeria.
The UN publishes data on cities, urban areas and rural areas, but relies almost entirely on national definitions of these areas. The UN principles and recommendations state that due to different characteristics of urban and rural areas across the globe, a global definition is not possible.
Urban areas are created and further developed by the process of urbanization. Urban areas are measured for various purposes, including analyzing population density and urban sprawl.
Unlike an urban area, a metropolitan area includes not only the urban area, but also satellite cities plus intervening rural land that is socio-economically connected to the urban core city, typically by employment ties through commuting, with the urban core city being the primary labor market.
The concept of urban area used for economic statistics should not be confused with concept of urban area used for road safety statistics. The last concept is also known as built-up area in road safety.
Click on any of the following blue hyperlinks to learn more about Urban Areas by Country:
- Definitions
- See also:
- Developed environments
- Architecture
- Rapid transit
- Urban biosphere reserve
- Urban climatology
- Urban culture
- Urban decay
- Urban heat island
- Urban renewal
- Lists:
- List of metro systems
- List of urban areas by population
- Largest urban areas of the European Union
- List of cities in the People's Republic of China by urban population
- List of million-plus urban agglomerations in India
- List of United States urban areas
- List of conurbations in the United Kingdom
- List of urban areas in Norway by population
- List of urban areas in the Nordic countries
- List of the 100 largest urban areas in Canada by population
- List of urban areas in Denmark by population
- List of New Zealand urban areas
Below, Urbanization in the United States.
The urbanization of the United States has progressed throughout its entire history. Over the last two centuries, the United States of America has been transformed from a predominantly rural, agricultural nation into an urbanized, industrial one.
This was largely due to the Industrial Revolution in the United States (and parts of Western Europe) in the late 18th and early 19th centuries and the rapid industrialization which the United States experienced as a result.
In 1790, only about one out of every twenty Americans (on average) lived in urban areas (cities), but this ratio had dramatically changed to one out of four by 1870, one out of two by 1920, two out of three in the 1960s, and four out of five in the 2000s.
Urbanization:
The urbanization of the United States occurred over a period of many years, with the nation only attaining urban-majority status between 1910 and 1920. Currently, over four-fifths of the U.S. population resides in urban areas, a percentage which is still increasing today.
The United States Census Bureau changed its classification and definition of urban areas in 1950 and again in 1990, and caution is thus advised when comparing urban data from different time periods.
Urbanization was fastest in the Northeastern United States, which acquired an urban majority by 1880. Some Northeastern U.S. states had already acquired an urban majority before then, including:
- Massachusetts and Rhode Island (majority-urban by 1850),
- and New York (majority-urban since about 1870).
- The Midwestern and Western United States became urban majority in the 1910s,
- while the Southern United States only became urban-majority after World War II, in the 1950s.
The Western U.S. is the most urbanized part of the country today, followed closely by the Northeastern United States. The Southern U.S. experienced rapid industrialization after World War II, and is now over three-quarters urban, having almost the same urban percentage in 2010 as the Midwestern United States. Just four U.S. states (out of fifty) have a rural majority today, and even some of these states (such as Mississippi) are continuing to urbanize.
Some U.S. states currently have an urban percentage around or above 90%, an urbanization rate almost unheard of a century ago.
The state of Maine (and Vermont, to a lesser degree) has bucked the trend towards greater urbanization which is exhibited throughout the rest of the United States. Maine's highest urban percentage ever was less than 52% (in 1950), and today less than 39% of the state's population resides in urban areas.
Maine is currently the least urban U.S. state; its urban percentage (39%) is less than half of the United States average (81%). Maine was less urban than the United States average in every U.S. census since the first one in 1790.
Click on any of the following blue hyperlinks for more about Urbanization in the USA:
- Historical statistics
- See also:
Urban Planning in the United States:
Urban planning is a technical and political process concerned with the development and design of land use and the built environment, including air, water, and the infrastructure passing into and out of urban areas, such as transportation, communications, and distribution networks.
Urban planning deals with physical layout of human settlements. The primary concern is the public welfare, which includes considerations of efficiency, sanitation, protection and use of the environment, as well as effects on social and economic activities.
Urban planning is considered an interdisciplinary field that includes social science, engineering and design sciences. It is closely related to the field of urban design and some urban planners provide designs for streets, parks, buildings and other urban areas.
Urban planning is also referred to as urban and regional planning, regional planning, town planning, city planning, rural planning, urban development or some combination in various areas worldwide.
Urban planning guides orderly development in urban, suburban and rural areas. Although predominantly concerned with the planning of settlements and communities, urban planning is also responsible for the planning and development of water use and resources, rural and agricultural land, parks and conserving areas of natural environmental significance.
Practitioners of urban planning are concerned with research and analysis, strategic thinking, architecture, urban design, public consultation, policy recommendations, implementation and management. Enforcement methodologies include governmental zoning, planning permissions, and building codes, as well as private easements and restrictive covenants.
Urban planners work with the cognate fields of architecture, landscape architecture, civil engineering, and public administration to achieve strategic, policy and sustainability goals.
Early urban planners were often members of these cognate fields. Today urban planning is a separate, independent professional discipline. The discipline is the broader category that includes different sub-fields such as the following:
- land-use planning,
- zoning,
- economic development,
- environmental planning,
- and transportation planning.
Theories:
Further information: Theories of urban planning
See also: Planning cultures
Planning theory is the body of scientific concepts, definitions, behavioral relationships, and assumptions that define the body of knowledge of urban planning.
There are eight procedural theories of planning that remain the principal theories of planning procedure today:
- the rational-comprehensive approach,
- the incremental approach, the transactive approach,
- the communicative approach,
- the advocacy approach,
- the equity approach,
- the radical approach,
- and the humanist or phenomenological approach.
Technical aspects:
Further information: Technical aspects of urban planning
Technical aspects of urban planning involve the applying scientific, technical processes, considerations and features that are involved in planning for land use, urban design, natural resources, transportation, and infrastructure.
Urban planning includes techniques such as: predicting population growth, zoning, geographic mapping and analysis, analyzing park space, surveying the water supply, identifying transportation patterns, recognizing food supply demands, allocating healthcare and social services, and analyzing the impact of land use.
In order to predict how cities will develop and estimate the effects of their interventions, planners use various models. These models can be used to indicate relationships and patterns in demographic, geographic, and economic data. They might deal with short-term issues such as how people move through cities, or long-term issues such as land use and growth.
Building codes and other regulations dovetail with urban planning by governing how cities are constructed and used from the individual level.
Urban planners:
Further information: Urban planner
An urban planner is a professional who works in the field of urban planning for the purpose of optimizing the effectiveness of a community's land use and infrastructure. They formulate plans for the development and management of urban and suburban areas, typically analyzing land use compatibility as well as economic, environmental and social trends.
In developing any plan for a community (whether commercial, residential, agricultural, natural or recreational), urban planners must consider a wide array of issues including sustainability, existing and potential pollution, transport including potential congestion, crime, land values, economic development, social equity, zoning codes, and other legislation.
The importance of the urban planner is increasing in the 21st century, as modern society begins to face issues of increased population growth, climate change and unsustainable development. An urban planner could be considered a green collar professional.
Some researchers suggest that urban planners around the world work in different "planning cultures", adapted to their local cities and cultures. However, professionals have identified skills, abilities and basic knowledge sets that are common to urban planners across national and regional boundaries.
Click on any of the following blue hyperlinks for more about Urban Planning:
- History
- See also:
- Development studies
- Index of urban planning articles
- List of planned cities
- List of planning journals
- List of urban planners
- List of urban theorists
- Planning cultures
- Regional planning
- Rural development
- Smart city
- Urban density
- Urban economics
- Urban history
- Urban informatics
- Urban planning in communist countries
- Urban studies
- urban theory
- Urban planning at Curlie
- American Planning Association
Forms of Shelters, including Residences for the Homeless, Abused Females, and Abandoned PetsPictured below: Different Kinds of Shelter buildings
[Your Webhost: this topic breaks down Shelter sub-topics to accommodate the different forms of Common Shelters]
A shelter is a basic architectural structure or building that provides protection from the local environment.
Having a place of shelter, of safety and of retreat, i.e. a home, is commonly considered a fundamental physiological human need, the foundation from which to develop higher human motivations.
Types of Shelters:
A women's shelter, also known as a women's refuge and battered women's shelter, is a place of temporary protection and support for women escaping domestic violence and intimate partner violence of all forms. The term is also frequently used to describe a location for the same purpose that is open to people of both genders at risk.
Representative data samples done by the Centers for Disease Control and Prevention show that one in three women will experience physical violence during their lifetime. One in ten will experience sexual violence.
Women's shelters help individuals escape these instances of domestic violence and intimate partner violence and act as a place for protection as they choose how to move forward. Additionally, many shelters offer a variety of other services to help women and their children including counseling and legal guidance.
The ability to escape is valuable for women subjected to domestic violence or intimate partner violence. Additionally, such situations frequently involve an imbalance of power that limits the victim's financial options when they want to leave.
Shelters help women gain tangible resources to help them and their families create a new life. Lastly, shelters are valuable to battered women because they can help them find a sense of empowerment.
Women's shelters are available in more than forty-five countries. They are supported with government resources as well as non-profit funds. Additionally, many philanthropists also help and support these institutions.
Click on any of the following blue hyperlinks for more about Women's Shelters:
See also:
Homeless shelters are a type of homeless service agency which provide temporary residence for homeless individuals and families.
Shelters exist to provide residents with safety and protection from exposure to the weather while simultaneously reducing the environmental impact on the community.
They are similar to, but distinguishable from, various types of emergency shelters, which are typically operated for specific circumstances and populations—fleeing natural disasters or abusive social circumstances. Extreme weather conditions create problems similar to disaster management scenarios, and are handled with warming centers, which typically operate for short durations during adverse weather.
Click on any of the following blue hyperlinks for more about Homeless Shelters:
An animal shelter or pound is a place that stray, lost, abandoned or surrendered animals, mostly dogs and cats and sometimes sick or wounded wildlife, are kept and rehabilitated.
While no-kill shelters exist, it is sometimes policy to euthanize animals that are or not claimed quickly enough by a previous or new owner. In Europe, of the 30 countries included in a survey, all but five (Austria, Czech Republic, Germany, Greece and Italy) permitted the killing of healthy stray dogs. Critics believe the new term "animal shelter" is generally a euphemism for the older term "pound".
The word "pound" has its origins in the animal pounds of agricultural communities, where stray livestock would be penned or impounded until they were claimed by their owners.
Click on any of the following blue hyperlinks for more about Animal Shelters:
A shelter is a basic architectural structure or building that provides protection from the local environment.
Having a place of shelter, of safety and of retreat, i.e. a home, is commonly considered a fundamental physiological human need, the foundation from which to develop higher human motivations.
Types of Shelters:
- Air-raid shelter
- Animal shelter (see below)
- Bivouac shelter
- Blast shelter
- Bus shelter
- Emergency shelter
- Fallout shelter
- Homeless shelter (see below)
- Hut
- Mia-mia Indigenous Australian for a temporary shelter
- Quinzhee, Slavey for a shelter made from a shaped mound of loose snow that is hollowed, chiefly used for survival in winter
- Refugee shelter
- Rock shelter
- Toguna, a shelter used by the Dogon people in Africa
- Transitional shelter
- Women's shelter (see below)
- Bothy
- Ramada
- Alanas home (shelter)
- See also:
A women's shelter, also known as a women's refuge and battered women's shelter, is a place of temporary protection and support for women escaping domestic violence and intimate partner violence of all forms. The term is also frequently used to describe a location for the same purpose that is open to people of both genders at risk.
Representative data samples done by the Centers for Disease Control and Prevention show that one in three women will experience physical violence during their lifetime. One in ten will experience sexual violence.
Women's shelters help individuals escape these instances of domestic violence and intimate partner violence and act as a place for protection as they choose how to move forward. Additionally, many shelters offer a variety of other services to help women and their children including counseling and legal guidance.
The ability to escape is valuable for women subjected to domestic violence or intimate partner violence. Additionally, such situations frequently involve an imbalance of power that limits the victim's financial options when they want to leave.
Shelters help women gain tangible resources to help them and their families create a new life. Lastly, shelters are valuable to battered women because they can help them find a sense of empowerment.
Women's shelters are available in more than forty-five countries. They are supported with government resources as well as non-profit funds. Additionally, many philanthropists also help and support these institutions.
Click on any of the following blue hyperlinks for more about Women's Shelters:
See also:
- Victimology
- Women-only space
- Women's police station
- Searchable Database of US Shelters and Programs
- Community Outreach Programs for Women
Homeless shelters are a type of homeless service agency which provide temporary residence for homeless individuals and families.
Shelters exist to provide residents with safety and protection from exposure to the weather while simultaneously reducing the environmental impact on the community.
They are similar to, but distinguishable from, various types of emergency shelters, which are typically operated for specific circumstances and populations—fleeing natural disasters or abusive social circumstances. Extreme weather conditions create problems similar to disaster management scenarios, and are handled with warming centers, which typically operate for short durations during adverse weather.
Click on any of the following blue hyperlinks for more about Homeless Shelters:
- Homeless population
- Alternative models and management philosophies
- Community attitudes
- United States
- See also:
- Extreme poverty
- Social programs
- Human rights
- Ali Forney Center
- Food bank
- Four penny coffin
- Homelessness
- Horizon House
- Old Brewery Mission
- Penny sit-up
- Food Not Bombs
- Soup kitchen
- Seaton House
- Warming center
- Hopelink
- Le Bon Dieu Dans La Rue (Dans La Rue)
- Hotel de Gink
- Emergency management
- Civil defense
- Cooling center
An animal shelter or pound is a place that stray, lost, abandoned or surrendered animals, mostly dogs and cats and sometimes sick or wounded wildlife, are kept and rehabilitated.
While no-kill shelters exist, it is sometimes policy to euthanize animals that are or not claimed quickly enough by a previous or new owner. In Europe, of the 30 countries included in a survey, all but five (Austria, Czech Republic, Germany, Greece and Italy) permitted the killing of healthy stray dogs. Critics believe the new term "animal shelter" is generally a euphemism for the older term "pound".
The word "pound" has its origins in the animal pounds of agricultural communities, where stray livestock would be penned or impounded until they were claimed by their owners.
Click on any of the following blue hyperlinks for more about Animal Shelters:
- United States and Canada
- United Kingdom
- Germany
- India
- New Zealand
- Costa Rica
- See also:
- Abandoned pets
- Black dog bias
- Cat colony
- Dog camp
- Goshala, cow shelters in India
- Kennel
- Neutering
- No-kill shelter
- Overpopulation in companion animals
- Pet adoption
- Shelter Dogs, a controversial 2003 documentary film
- Chesley V. Morton v. Georgia Department of Agriculture and Tommy Irvin in his Official Capacity as Commissioner
- List of animal shelters in Quebec
- Animal shelter in Colombia - Juliana's Animal Sanctuary
Public Housing in the United States
- YouTube Video about Life Inside the Projects
- YouTube Video: Why a severe housing shortage means reduced wages for workers
- YouTube Video: Why Rent Control Hurts Renters
Public housing is a form of housing tenure in which the property is usually owned by a government authority, which may be central or local.
Social housing is any rental housing that may be owned and managed by the state, by non-profit organizations, or by a combination of the two, usually with the aim of providing affordable housing. Social housing is generally rationed by some form of means testing or administrative measures of housing need. Social housing can also be seen as a potential remedy to housing inequality.
Although the common goal of public housing is to provide affordable housing, the details, terminology, definitions of poverty, and other criteria for allocation vary within different contexts.
United States:
Main article: Public housing in the United States
In the nineteenth and early twentieth centuries, government involvement in housing for the poor was chiefly in the introduction of building standards. Atlanta, Georgia's Techwood Homes, dedicated in 1935, were the nation's first public housing project.
Most housing communities were developed from the 1930s onward and initial public housing was largely slum clearance, with the requirement insisted upon by private builders that for every unit of public housing constructed, a unit of private housing would be demolished.
This also eased concerns of the establishment by eliminating or altering neighborhoods commonly considered a source of disease, and reflected progressive-era sanitation initiatives. Moreover, public housing, along with the Federal Highway Program, demolished the older, substandard housing of communities of color across the United States.
However, the advent of makeshift tent communities during the Great Depression caused concern in the Administration. Public housing in its earliest decades was usually much more working-class and middle-class and white than it was by the 1970s. Many Americans associate large, multi-story towers with public housing, but early projects were actually low-rise, though Le Corbusier superblocks caught on before World War II.
A unique US public housing initiative was the development of subsidized middle-class housing during the late New Deal (1940–42) under the auspices of the 33 of the Federal Works Agency under the direction of Colonel Lawrence Westbrook. These eight projects were purchased by the residents after the Second World War and as of 2009 seven of the projects continue to operate as mutual housing corporations owned by their residents. These projects are among the very few definitive success stories in the history of the US public housing effort.
Public housing was only built with the blessing of the local government, and projects were almost never built on suburban greenfields, but through regeneration of older neighborhoods.
The destruction of tenements and eviction of their low-income residents consistently created problems in nearby neighborhoods with "soft" real estate markets. Houses, apartments or other residential units are usually subsidized on a rent-geared-to-income (RGI) basis. Some communities have now embraced a mixed income, with both assisted and market rents, when allocating homes as they become available.
The federal Housing and Urban Development (HUD) department's 1993 HOPE VI program addressed concerns of distressed properties and blighted super-blocks with revitalization and funding projects for the renewal of public housing to decrease its density and allow for tenants with mixed income levels.
Projects continue to have a reputation for violence, drug use, and prostitution, especially in New Orleans, New York City, Philadelphia, Los Angeles, Chicago, and Washington, D.C. as well as others leading to the passage of a 1996 federal "one strike you're out" law, enabling the eviction of tenants convicted of crimes, especially drug-related, or merely as a result of being tried for some crimes.
Other attempts to solve these problems include the 1974 Section 8 Housing Program, which encourages the private sector to construct affordable homes, and subsidized public housing. This assistance can be "project-based", subsidizing properties, or "tenant-based", which provides tenants with a voucher, accepted by some landlords.
Puerto Rico:
Main article: Public housing in Puerto Rico
Neighbourhoods in Puerto Rico are often divided into three types:
An urbanización is a type of housing where land is developed into lots, often by a private developer, and where single-family homes are built. More recently, non-single-family units, such as condominiums and townhouses are being built which also fall into this category.
In Puerto Rico, a condominium is a housing unit located in a high-rise building. It is popularly called an apartamento (English: 'apartment'), whether or not its resident owns the unit or lives it as a renter.)
Public housing, on the other hand, are housing units built with government funding, primarily through programs of the US Department of Housing and Urban Development (HUD) and the US Department of Agriculture (USDA). These have traditionally consisted multi-family dwellings in housing complexes called a Barriada or a Caserío (and more recently a Residencial Publico), and where all exterior grounds consist of shared areas.
Increasingly, however, public housing developments are being built that consist of other than the traditional multi-family dwellings with all exterior grounds consisting of shared outside area, for example, public housing may consist of single family garden apartments units.
Finally, a home that is located in neither an urbanizacion nor of a public housing development is said to be located in (and to be a part of) a barrio. In Puerto Rico, a barrio also has a second and very different meaning official meaning: the geographical area into which a municipios is divided for official administrative purposes. In this sense, urbanizaciones as well as public housing developments (as well as one or several barrios in the popular sense) may be located in one of these 901 official geographic areas.
Click on any of the following blue hyperlinks for more about Public Housing:
Social housing is any rental housing that may be owned and managed by the state, by non-profit organizations, or by a combination of the two, usually with the aim of providing affordable housing. Social housing is generally rationed by some form of means testing or administrative measures of housing need. Social housing can also be seen as a potential remedy to housing inequality.
Although the common goal of public housing is to provide affordable housing, the details, terminology, definitions of poverty, and other criteria for allocation vary within different contexts.
United States:
Main article: Public housing in the United States
In the nineteenth and early twentieth centuries, government involvement in housing for the poor was chiefly in the introduction of building standards. Atlanta, Georgia's Techwood Homes, dedicated in 1935, were the nation's first public housing project.
Most housing communities were developed from the 1930s onward and initial public housing was largely slum clearance, with the requirement insisted upon by private builders that for every unit of public housing constructed, a unit of private housing would be demolished.
This also eased concerns of the establishment by eliminating or altering neighborhoods commonly considered a source of disease, and reflected progressive-era sanitation initiatives. Moreover, public housing, along with the Federal Highway Program, demolished the older, substandard housing of communities of color across the United States.
However, the advent of makeshift tent communities during the Great Depression caused concern in the Administration. Public housing in its earliest decades was usually much more working-class and middle-class and white than it was by the 1970s. Many Americans associate large, multi-story towers with public housing, but early projects were actually low-rise, though Le Corbusier superblocks caught on before World War II.
A unique US public housing initiative was the development of subsidized middle-class housing during the late New Deal (1940–42) under the auspices of the 33 of the Federal Works Agency under the direction of Colonel Lawrence Westbrook. These eight projects were purchased by the residents after the Second World War and as of 2009 seven of the projects continue to operate as mutual housing corporations owned by their residents. These projects are among the very few definitive success stories in the history of the US public housing effort.
Public housing was only built with the blessing of the local government, and projects were almost never built on suburban greenfields, but through regeneration of older neighborhoods.
The destruction of tenements and eviction of their low-income residents consistently created problems in nearby neighborhoods with "soft" real estate markets. Houses, apartments or other residential units are usually subsidized on a rent-geared-to-income (RGI) basis. Some communities have now embraced a mixed income, with both assisted and market rents, when allocating homes as they become available.
The federal Housing and Urban Development (HUD) department's 1993 HOPE VI program addressed concerns of distressed properties and blighted super-blocks with revitalization and funding projects for the renewal of public housing to decrease its density and allow for tenants with mixed income levels.
Projects continue to have a reputation for violence, drug use, and prostitution, especially in New Orleans, New York City, Philadelphia, Los Angeles, Chicago, and Washington, D.C. as well as others leading to the passage of a 1996 federal "one strike you're out" law, enabling the eviction of tenants convicted of crimes, especially drug-related, or merely as a result of being tried for some crimes.
Other attempts to solve these problems include the 1974 Section 8 Housing Program, which encourages the private sector to construct affordable homes, and subsidized public housing. This assistance can be "project-based", subsidizing properties, or "tenant-based", which provides tenants with a voucher, accepted by some landlords.
Puerto Rico:
Main article: Public housing in Puerto Rico
Neighbourhoods in Puerto Rico are often divided into three types:
- barrio,
- urbanización (urbanisation)
- and residencial público (public housing).
An urbanización is a type of housing where land is developed into lots, often by a private developer, and where single-family homes are built. More recently, non-single-family units, such as condominiums and townhouses are being built which also fall into this category.
In Puerto Rico, a condominium is a housing unit located in a high-rise building. It is popularly called an apartamento (English: 'apartment'), whether or not its resident owns the unit or lives it as a renter.)
Public housing, on the other hand, are housing units built with government funding, primarily through programs of the US Department of Housing and Urban Development (HUD) and the US Department of Agriculture (USDA). These have traditionally consisted multi-family dwellings in housing complexes called a Barriada or a Caserío (and more recently a Residencial Publico), and where all exterior grounds consist of shared areas.
Increasingly, however, public housing developments are being built that consist of other than the traditional multi-family dwellings with all exterior grounds consisting of shared outside area, for example, public housing may consist of single family garden apartments units.
Finally, a home that is located in neither an urbanizacion nor of a public housing development is said to be located in (and to be a part of) a barrio. In Puerto Rico, a barrio also has a second and very different meaning official meaning: the geographical area into which a municipios is divided for official administrative purposes. In this sense, urbanizaciones as well as public housing developments (as well as one or several barrios in the popular sense) may be located in one of these 901 official geographic areas.
Click on any of the following blue hyperlinks for more about Public Housing:
- History
- Americas
- Asia
- Europe
- Australia
- New Zealand
- See also:
- Fuggerei—The world's oldest social housing complex still in use
- Right to housing
- Welfare state
- Media related to Public housing at Wikimedia Commons
Housing
- YouTube Video: Top 10 Weird and Crazy Celebrity Houses
- YouTube Video: Celebrity Homes That Nobody Wants to Buy!
- YouTube Video: Top 10 Most Expensive Actor's Mansion Homes
Housing, or more generally living spaces, refers to the construction and assigned usage of houses or buildings collectively, for the purpose of sheltering people — the planning or provision delivered by an authority, with related meanings.
The social issue is of ensuring that members of society have a home in which to live, whether this is a house, or some other kind of dwelling, lodging, or shelter. Many governments have one or more housing authorities, sometimes also called a housing ministry, or housing department.
Macroeconomy and housing price:
Previous research shows that housing price is affected by the macroeconomy. Li et al (2018)'s research showed that 1% increase in the Consumer Price Index leads to a $3,559,715 increase in housing prices and raises the property price per square feet by $119.3387.
Money Supply (M2) has a positive relationship with housing prices. As M2 increases by one unit, housing prices will rise by 0.0618 in a study conducted in Hong Kong. When there is a 1% increase in the best lending rate, housing prices drop by between $18,237.26 and $28,681.17 in the HAC model.
Mortgage repayments lead to a rise in the discount window base rate. A 1% rise in the rate leads to a $14,314.69 drop in housing prices, and an average selling price drop of $585,335.50. As the US real interest rate increases, the interest rates in Hong Kong must follow, increasing the mortgage repayments.
When there is a 1% increase in the US real interest rate, the property prices decreased from $9302.845 to $4957.274, and saleable area drops by $4.955206 and $14.01284. When there is a 1% rise in overnight Hong Kong Interbank Offered Rate, the housing prices drop to about 3455.529, and the price per ft2 will drop by $187.3119.
Living space in terms of units of area:
The amount of square meters or square feet used as housing per family group can vary considerably - even within a single jurisdiction.
Informal housing:
The term "informal housing" can include any form of shelter or settlement (or lack thereof) which is illegal, falls outside of government control or regulation, or is not afforded protection by the state. As such, the informal housing-industry is part of the informal sector.
To have informal housing status is to exist in "a state of deregulation, one where the ownership, use, and purpose of land cannot be fixed and mapped according to any prescribed set of regulations or the law".
While there is no global unified law of property-ownership typically, the informal occupant or community will lack security of tenure and, with this, ready or reliable access to civic amenities (potable water, electricity- and gas-supply, sanitation and waste collection). Due to the informal nature of occupancy, the state will typically be unable to extract rent or land taxes.
The term "informal housing" is useful in capturing informal populations other than those living slum settlements or shanty towns, which the UN Habitat defines more narrowly as "contiguous settlement where the inhabitants are characterizes as having inadequate housing and basic services...often not recognised or addressed by the public authorities an integral or equal part of the city."
Common categories or terms associated with informal housing include: slums, slum settlements, shanty towns, squats, homelessness and pavement dwellers.
Informal housing in developing countries:
Populations around the world face issues of homelessness and insecurity of tenure. However, particularly pernicious circumstances may obtain in developing countries, leading to a large proportion of the population resorting to informal housing. According to Saskia Sassen, in the race to become a "global city" with the requisite state-of-the-art economic and regulatory platforms for handling the operations of international firms and markets, radical physical interventions in the fabric of the city are often called for, displacing "modest, low-profit firms and households".
If these households lack the economic resilience to repurchase in the same area or to relocate to a place that offers similar economic opportunity, they are prime candidates for informal housing. For example, in Mumbai, India, fast-paced economic growth, coupled with inadequate infrastructure, endemic corruption and the legacy of restrictive tenancy laws have left the city unable to house the estimated 54% who now live informally.
Many cities in the developing world are experiencing a rapid increase in informal housing, driven by mass migration to cities in search of employment or fleeing from war or environmental disaster.
According to Robert Neuwirth, there are over 1 billion (one in seven) squatters worldwide. If current trends continue, this will increase to 2 billion by 2030 (one in four), and 3 billion by 2050 (one in three). Informal housing, and the often informal livelihoods that accompany them, are set to be defining features of the cities of the future.
See also:
The social issue is of ensuring that members of society have a home in which to live, whether this is a house, or some other kind of dwelling, lodging, or shelter. Many governments have one or more housing authorities, sometimes also called a housing ministry, or housing department.
Macroeconomy and housing price:
Previous research shows that housing price is affected by the macroeconomy. Li et al (2018)'s research showed that 1% increase in the Consumer Price Index leads to a $3,559,715 increase in housing prices and raises the property price per square feet by $119.3387.
Money Supply (M2) has a positive relationship with housing prices. As M2 increases by one unit, housing prices will rise by 0.0618 in a study conducted in Hong Kong. When there is a 1% increase in the best lending rate, housing prices drop by between $18,237.26 and $28,681.17 in the HAC model.
Mortgage repayments lead to a rise in the discount window base rate. A 1% rise in the rate leads to a $14,314.69 drop in housing prices, and an average selling price drop of $585,335.50. As the US real interest rate increases, the interest rates in Hong Kong must follow, increasing the mortgage repayments.
When there is a 1% increase in the US real interest rate, the property prices decreased from $9302.845 to $4957.274, and saleable area drops by $4.955206 and $14.01284. When there is a 1% rise in overnight Hong Kong Interbank Offered Rate, the housing prices drop to about 3455.529, and the price per ft2 will drop by $187.3119.
Living space in terms of units of area:
The amount of square meters or square feet used as housing per family group can vary considerably - even within a single jurisdiction.
Informal housing:
The term "informal housing" can include any form of shelter or settlement (or lack thereof) which is illegal, falls outside of government control or regulation, or is not afforded protection by the state. As such, the informal housing-industry is part of the informal sector.
To have informal housing status is to exist in "a state of deregulation, one where the ownership, use, and purpose of land cannot be fixed and mapped according to any prescribed set of regulations or the law".
While there is no global unified law of property-ownership typically, the informal occupant or community will lack security of tenure and, with this, ready or reliable access to civic amenities (potable water, electricity- and gas-supply, sanitation and waste collection). Due to the informal nature of occupancy, the state will typically be unable to extract rent or land taxes.
The term "informal housing" is useful in capturing informal populations other than those living slum settlements or shanty towns, which the UN Habitat defines more narrowly as "contiguous settlement where the inhabitants are characterizes as having inadequate housing and basic services...often not recognised or addressed by the public authorities an integral or equal part of the city."
Common categories or terms associated with informal housing include: slums, slum settlements, shanty towns, squats, homelessness and pavement dwellers.
Informal housing in developing countries:
Populations around the world face issues of homelessness and insecurity of tenure. However, particularly pernicious circumstances may obtain in developing countries, leading to a large proportion of the population resorting to informal housing. According to Saskia Sassen, in the race to become a "global city" with the requisite state-of-the-art economic and regulatory platforms for handling the operations of international firms and markets, radical physical interventions in the fabric of the city are often called for, displacing "modest, low-profit firms and households".
If these households lack the economic resilience to repurchase in the same area or to relocate to a place that offers similar economic opportunity, they are prime candidates for informal housing. For example, in Mumbai, India, fast-paced economic growth, coupled with inadequate infrastructure, endemic corruption and the legacy of restrictive tenancy laws have left the city unable to house the estimated 54% who now live informally.
Many cities in the developing world are experiencing a rapid increase in informal housing, driven by mass migration to cities in search of employment or fleeing from war or environmental disaster.
According to Robert Neuwirth, there are over 1 billion (one in seven) squatters worldwide. If current trends continue, this will increase to 2 billion by 2030 (one in four), and 3 billion by 2050 (one in three). Informal housing, and the often informal livelihoods that accompany them, are set to be defining features of the cities of the future.
See also:
- Category:Housing ministries
- Housing association; there are many articles on specific named housing associations
- Housing estate
- Housing in the United Kingdom
- Housing in Japan
- Informal sector
- List of housing statutes
- List of human habitation forms
- Right to housing
- Subsidized housing
- US Federal Housing Administration
Affordable Housing, including The 10 States With the Most Affordable Housing (US News 2/14/2020)
- YouTube Video: The Affordable Housing Crisis
- YouTube Video: How to Solve the Housing Crisis
- YouTube Video: Are these ideas the future of affordable housing? | ABC News
Affordable housing is housing which is deemed affordable to those with a median household income or below as rated by the national government or a local government by a recognized housing affordability index. Most of the literature on affordable housing refers to mortgages and number of forms that exist along a continuum – from emergency shelters, to transitional housing, to non-market rental (also known as social or subsidized housing), to formal and informal rental, indigenous housing, and ending with affordable home ownership.
In Australia, the National Affordable Housing Summit Group developed their definition of affordable housing as housing that is "...reasonably adequate in standard and location for lower or middle income households and does not cost so much that a household is unlikely to be able to meet other basic needs on a sustainable basis." Affordable housing in the United Kingdom includes "social rented and intermediate housing, provided to specified eligible households whose needs are not met by the market."
The notion of housing affordability became widespread in the 1980s in Europe and North America. In the words of Alain Bertaud, of New York University and former principal planner at the World Bank, "It is time for planners to abandon abstract objectives and to focus their efforts on two measurable outcomes that have always mattered since the growth of large cities during the 19th century’s industrial revolution: workers’ spatial mobility and housing affordability."
Housing choice is a response to an extremely complex set of economic, social, and psychological impulses. For example, some households may choose to spend more on housing because they feel they can afford to, while others may not have a choice.
Measuring housing affordability:
Median multiple:
Main article: Median multiple
The median multiple indicator, recommended by the World Bank and the United Nations, rates affordability of housing by dividing the median house price by gross (before tax) annual median household income).
"A common measure of community-wide affordability is the number of homes that a household with a certain percentage of median income can afford. For example, in a perfectly balanced housing market, the median household (the wealthier half of households) could officially afford the median housing option, while those poorer than the median income could not afford the median home. 50% affordability for the median home indicates a balanced market."
Determining housing affordability is complex and the commonly used housing-expenditure-to-income-ratio tool has been challenged. In the United States and Canada, a commonly accepted guideline for housing affordability is a housing cost that does not exceed 30% of a household's gross income. Canada, for example, switched to a 25% rule from a 20% rule in the 1950s. In the 1980s this was replaced by a 30% rule. India uses a 40% rule.
Housing affordability index:
Main article: Housing affordability index
One of the greatest strengths of the housing affordability index (HAI) developed by MIT is its ability to capture the total cost of ownership of individuals' housing choices. In computing the index the obvious cost of rents and mortgage payments are modified by the hidden costs of those choices.
Household income and wealth:
Income is the primary factor – not price and availability, that determines housing affordability.
In a market economy the distribution of income is the key determinant of the quantity and quality of housing obtained. Therefore, understanding affordable housing challenges requires understanding trends and disparities in income and wealth. Housing is often the single biggest expenditure of low and middle income families. For low and middle income families, their house is also the greatest source of wealth.
The most common approach to measure the affordability of housing has been to consider the percentage of income that a household spends on housing expenditures.
Another method of studying affordability looks at the regular hourly wage of full-time workers who are paid only the minimum wage (as set by their local, regional, or national government).
The hope is that full-time workers will be able to afford at least a small apartment in the area where they work. Some countries look at those living in relative poverty, which is usually defined as making less than 60% of the median household income. In their policy reports, they consider the presence or absence of housing for people making 60% of the median income.
Housing expenditures:
Housing affordability can be measured by the changing relationships between house prices and rents, and between house prices and incomes. There has been an increase among policy makers in affordable housing as the price of housing has increased dramatically creating a crisis in affordable housing.
Since 2000 the "world experienced an unprecedented house price boom in terms of magnitude and duration, but also of synchronization across countries." "Never before had house prices risen so fast, for so long, in so many countries." Prices doubled in many countries and nearly tripled in Ireland.
The bursting of the biggest financial bubble in history in 2008 wreaked havoc globally on the housing market. By 2011 home prices in Ireland had plunged by 45% from their peak in 2007. In the United States prices fell by 34% while foreclosures increased exponentially. In Spain and Denmark home prices dropped by 15%. However, in spite of the bust, home prices continue to be overvalued by about 25% or more in Australia, Belgium, Canada, France, New Zealand, Britain, the Netherlands, Spain and Sweden.
Causes and consequences of rises in housing prices:
Costs are being driven by a number of factors including:
Inequality and housing:
A number of researchers argue that a shortage of affordable housing – at least in the US – is caused in part by income inequality. David Rodda noted that from 1984 and 1991, the number of quality rental units decreased as the demand for higher quality housing increased.
Through gentrification of older neighbourhoods, for example, in East New York, rental prices increased rapidly as landlords found new residents willing to pay higher market rate for housing and left lower income families without rental units. The ad valorem property tax policy combined with rising prices made it difficult or impossible for low income residents to keep pace.
Other housing expenditures:
In measuring affordability of housing there are various expenditures beyond the price of the actual housing stock itself, that are considered depending on the index being used.
Some organizations and agencies consider the cost of purchasing a single-family home; others look exclusively at the cost of renting an apartment.
Many U.S. studies, for example, focus primarily on the median cost of renting a two-bedroom apartment in a large apartment complex for a new tenant. These studies often lump together luxury apartments and slums, as well as desirable and undesirable neighborhoods.
While this practice is known to distort the true costs, it is difficult to provide accurate information for the wide variety of situations without the report being unwieldy.
Normally, only legal, permitted, separate housing is considered when calculating the cost of housing.
The low rent costs for a room in a single family home, or an illegal garage conversion, or a college dormitory are generally excluded from the calculation, no matter how many people in an area live in such situations. Because of this study methodology, median housing costs tend to be slightly inflated.
Costs are generally considered on a cash (not accrual) basis. Thus a person making the last payment on a large home mortgage might live in officially unaffordable housing one month, and very affordable housing the following month, when the mortgage is paid off. This distortion can be significant in areas where real estate costs are high, even if incomes are similarly high, because a high income allows a higher proportion of the income to be dedicated towards buying an expensive home without endangering the household's ability to buy food or other basic necessities.
Growing density convergence and regional urbanization:
The majority of the more than seven billion people on earth now live in cities (UN). There are more than 500 city regions of more than one million inhabitants in the world. Cities become megacities become megalopolitan city regions and even "galaxies" of more than 60 million inhabitants. The Yangtze Delta-Greater Shanghai region now surpasses 80 million. Tokyo-Yokohama adjacent to Osaka-Kobe-Kyoto have a combined population of 100 million. Rapid population growth leads to increased need for affordable housing in most cities.
The availability of affordable housing in proximity of mass transit and linked to job distribution has become severely imbalanced in this period of rapid regional urbanization and growing density convergence.
"In addition to the distress it causes families who cannot find a place to live, lack of affordable housing is considered by many urban planners to have negative effects on a community's overall health."
Affordable housing challenges in inner cities range from the homeless who are forced to live on the street to the relative deprivation of vital workers like police officers, firefighters, teachers and nurses unable to find affordable accommodation near their place of work. These workers are forced to live in suburbia, commuting up to two hours each way to work.
Lack of affordable housing can make low-cost labour scarcer (as workers travel longer distances) (Pollard and Stanley 2007).
Economy:
Lack of affordable housing places a particular burden on local economies.
As well, individual consumers are faced with mortgage arrears and excessive debt and therefore cut back on consumption. A combination of high housing costs and high debt levels contributes to a reduction in savings.
These factors can lead to decreased investment in sectors that are essential to the long-term growth of the economy.
Supply and demand:
In some countries, the market has been unable to meet the growing demand to supply housing stock at affordable prices. Although demand for affordable housing, particularly rental housing that is affordable for low and middle income earners, has increased, the supply has not.
Potential home buyers are forced to turn to the rental market, which is also under pressure. An inadequate supply of housing stock increases demand on the private and social rented sector, and in worse case scenarios, homelessness.
Some of the factors that affect the supply and demand of housing stock
Factors that affect tenure choices (ex. owner occupier, private rented, social rented)
Labor market performance:
In both large metropolitan areas and regional towns where housing prices are high, a lack of affordable housing places local firms at a competitive disadvantage. They are placed under wage pressures as they attempt to decrease the income/housing price gap. Key workers have fewer housing choices if prices rise to non-affordable levels. Variations in affordability of housing between areas may create labour market impediments.
Potential workers are discouraged from moving to employment in areas of low affordability. They are also discouraged from migrating to areas of high affordability as the low house prices and rents indicate low capital gain potential and poor employment prospects.
Social costs of lack of affordable housing:
Housing affordability is more than just a personal trouble experienced by individual households who cannot easily find a place to live. Lack of affordable housing is considered by many urban planners to have negative effects on a community's overall health.
Jobs, transportation, and affordable housing:
Main article: Workforce housing
Lack of affordable housing can make low-cost labor more scarce, and increase demands on transportation systems (as workers travel longer distances between jobs and affordable housing). Housing cost increases in U.S. cities have been linked to declines in enrollment at local schools. In Australia, unaffordable housing has been linked to declining fertility.
"Faced with few affordable options, many people attempt to find less expensive housing by buying or renting farther out, but long commutes often result in higher transportation costs that erase any savings on shelter." Pollard (2010) called this the "drive 'til you qualify" approach, which causes far-flung development and forces people to drive longer distances to get to work, to get groceries, to take children to school, or to engage in other activities.
A well located dwelling might save significant household travel costs and therefore improve overall family economics, even if the rent is higher than a dwelling in a poorer location.
A household's inhabitants must decide whether to pay more for housing to keep commuting time and expense low, or to accept a long or expensive commute to obtain "better" housing.
The absolute availability of housing is not generally considered in the calculation of affordable housing. In a depressed or sparsely settled rural area, for example, the predicted price of the canonical median two-bedroom apartment may be quite easily affordable even to a minimum-wage worker – if only any apartments had ever been built. Some affordable housing prototypes include Nano House and Affordable Green Tiny House Project.
Affordable housing and public policy:
Policy makers at all levels – global, national, regional, municipal, community associations – are attempting to respond to the issue of affordable housing, a highly complex crisis of global proportions, with a myriad of policy instruments. These responses range from stop-gap financing tools to long-term intergovernmental infrastructural changes.
In the simplest of terms, affordability of housing refers to the amount of capital one has available in relation to the price of the goods to be obtained. Public policies are informed by underlying assumptions about the nature of housing itself.
Is housing a basic need, a right, an entitlement, or a public good? Or is just another household-level consumer choice, a commodity or an investment within the free market system? "Housing Policies provide a remarkable litmus test for the values of politicians at every level of office and of the varied communities that influence them. Often this test measures simply the warmth or coldness of heart of the more affluent and secure towards families of a lower socio-economic status (Bacher 1993:16)."
Affordable housing needs can be addressed through public policy instruments that focus on the demand side of the market, programs that help households reach financial benchmarks that make housing affordable. This can include approaches that simply promote economic growth in general – in the hope that a stronger economy, higher employment rates, and higher wages will increase the ability of households to acquire housing at market prices.
Federal government policies define banking and mortgage lending practices, tax and regulatory measures affecting building materials, professional practices (ex. real estate transactions). The purchasing power of individual households can be enhanced through tax and fiscal policies that result in reducing the cost of mortgages and the cost of borrowing.
Public policies may include the implementation of subsidy programs and incentive patterns for average households. For the most vulnerable groups, such as seniors, single-parent families, the disabled, etc. some form of publicly funded allowance strategy can be implemented providing individual households with adequate income to afford housing.
Currently, policies that facilitate production on the supply side include favorable land use policies such as inclusionary zoning, relaxation of environmental regulations, and the enforcement of affordable housing quotas in new developments.
In some countries, such as Canada, municipal governments began to play a greater role in developing and implementing policies regarding form and density of municipal housing in residential districts, as early as the 1950s. At the municipal level recently promoted policy tools include relaxation of prohibitions against accessory dwelling units, and reduction of the amount of parking that must be built for a new structure.
Affordable housing is a controversial reality of contemporary life, for gains in affordability often result from expanding land available for housing or increasing the density of housing units in a given area. Ensuring a steady supply of affordable housing means ensuring that communities weigh real and perceived livability impacts against the sheer necessity of affordability.
The process of weighing the impacts of locating affordable housing is quite contentious, and is laden with race and class implications. Recent research, however, suggests that proximity to low-income housing developments generally has a positive impact on neighborhood property conditions.
The growing gap between rich and poor since the 1980s manifests itself in a housing system where public policy decisions privilege the ownership sector to the disadvantage of the rental sector.
Ann Owen wonders if the housing market helped reduced poverty concentration in the National longitudinal data between the years of 1977–2008 with concentration of the 100 largest metropolitan areas in the United States. Data information is to compare or intertwine with the differences of national housing subsidies, the entry, exit, and enhancement of low income housing.
Right to build:
An article by libertarian writer Virginia Postrel in the November 2007 issue of Atlantic Monthly reported on a study of the cost of obtaining the "right to build" (i.e. a building permit, red tape, bureaucracy, etc.) in different U.S. cities.
The "right to build" cost does not include the cost of the land or the cost of constructing the house. The study was conducted by Harvard economists Edward Glaeser and Kristina Tobio.
According to the chart accompanying the article, the cost of obtaining the "right to build" adds approximately $600,000 to the cost of each new house that is built in San Francisco.
The study, cited, published by Ed Glaeser and Joe Gyourko, reached its conclusion about the value of right to build in different localities based on a methodology of comparing the cost of single family homes on quarter-acre versus half-acre lots to get a marginal land price and then comparing the selling price of homes to construction costs to get a price for land plus other costs, with the difference between the two being attributed to the cost of zoning and other local government permitting and regulations.
Government restrictions on affordable housing:
Many governments put restrictions on the size or cost of a dwelling that people can live in, making it essentially illegal to live permanently in a house that is too small, low-cost or not compliant with other government-defined requirements.
Generally, these laws are implemented in an attempt to raise the perceived "standard" of housing across the country. This can lead to thousands of houses across a country being left empty for much of the year even when there is a great need for more affordable housing; such is the case in countries like Sweden, Norway, Finland and Denmark, where there is a common tradition to have a summer house. This sometimes raises concerns for the respect of rights such as the right to utilize one's property.
In the United States, most cities have zoning codes that set the minimum size for a housing unit (often 400 square feet) as well as the number of non-related persons who can live together in one unit, resulting in having "outlawed the bottom end of the private housing market, driving up rents on everything above it."
Affordable housing by country:
Main article: Affordable housing by country
The challenges of promoting affordable housing varies by location.
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Affordable Housing in the United States:
The federal government in the U.S. provides subsidies to make housing more affordable. Financial assistance is provided for homeowners through the mortgage interest tax deduction and for lower income households through housing subsidy programs.
In the 1970s the federal government spent similar amounts on tax reductions for homeowners as it did on subsidies for low-income housing. However, by 2005, tax reductions had risen to $120 billion per year, representing nearly 80 percent of all federal housing assistance. The Advisory Panel on Federal Tax Reform for President Bush proposed reducing the home mortgage interest deduction in a 2005 report.
Housing assistance from the federal government for lower income households can be divided into three parts:
“Project based" subsidies are also known by their section of the U.S. Housing Act or the Housing Act of 1949, and include Section 8, Section 236, Section 221(d)(3), Section 202 for elderly households, Section 515 for rural renters, Section 514/516 for farmworkers and Section 811 for people with disabilities. There are also housing subsidies through the Section 8 program that are project based.
The United States Department of Housing and Urban Development (HUD) and USDA Rural Development administer these programs. HUD and USDA Rural Development programs have ceased to produce large numbers of units since the 1980s.
Since 1986, the Low-Income Housing Tax Credit program has been the primary federal program to produce affordable units; however, the housing produced in this program is less affordable than the former HUD programs.
Another program is Inclusionary Housing—an ordinance that requires housing developers to reserve a percentage between 10-30% of housing units from new or rehabilitated projects to be rented or sold at a below market rate for low and moderate-income households.
One of the most unusual US public housing initiatives was the development of subsidized middle-class housing during the late New Deal (1940–42) under the auspices of the Mutual Ownership Defense Housing Division of the Federal Works Agency under the direction of Colonel Lawrence Westbrook. These eight projects were purchased by the residents after the Second World War and as of 2009 seven of the projects continue to operate as mutual housing corporations owned by their residents. These projects are among the very few definitive success stories in the history of the US public housing effort.
In the U.S., households are commonly defined in terms of the amount of realized income they earn relative to the Area Median Income or AMI. Localized AMI figures are calculated annually based on a survey of comparably sized households within geographic ranges known as metropolitan statistical areas, as defined by the US Office of Management and Budget.
For U.S. housing subsidies, households are categorized by federal law as follows:
Some states and cities in the United States operate a variety of affordable housing programs, including supportive housing programs, transitional housing programs and rent subsidies as part of public assistance programs.
Local and state governments can adapt these income limits when administering local affordable housing programs; however, U.S. federal programs must adhere to the definitions above. For the Section 8 voucher program, the maximum household contribution to rent can be as high as 40% gross income.
Comprehensive data for the most affordable and least affordable places in the U.S. is published each year by an affordable housing non-profit organization, the National Low Income Housing Coalition.
The NLIHC promotes a guideline of 30% of household income as the upper limit of affordability. According to a 2012 National Low Income Housing Coalition report, in every community across the United States "rents are unaffordable to full-time working people."
However, by using an indicator, such as the Median Multiple indicator which rates affordability of housing by dividing the median house price by gross (before tax) annual median household income), without considering the extreme disparities between the incomes of high-net-worth individual (HNWI) and those in the lower quintiles, a distorted picture of real affordability is created. Using this indicator—which rates housing affordability on a scale of 0 to 5, with categories 3 and under affordable—in 2012, the United States overall market was considered 3 (affordable).
Since 1996, while incomes in the upper quintile increased, incomes in the lower quintile households decreased creating negative outcomes in housing affordability.
Before the real estate bubble of 2007, the median household paid $658 per month in total housing costs (Census 2002). A total of 20% of households were deemed to be living in unaffordable housing: Nine percent of all households are renters in unaffordable housing and eleven percent of all households are homeowners with high housing costs.
In the 2000 U.S. Census, the median homeowner with a mortgage (70% of homeowners and 48% of census respondents) spent $1,088 each month, or 21.7% of household income, on housing costs. The median homeowner without a mortgage (30% of all homeowners (80% of elderly homeowners) and 20% of respondents) spent $295 per month, or 10.5% of household income, on housing costs. Renters in 2001 (32% of respondents) spent $633 each month, or 29% of household income, on housing costs.
Governmental and quasi-governmental agencies that contribute to the work of ensuring the existence of a steady supply of affordable housing in the United States are the following:
Housing Partnership Network is an umbrella organization of 100+ housing and community development nonprofits.
Important private sector institutions worth consulting are the National Association of Home Builders, the National Affordable Housing Management Association (NAHMA), the Council for Affordable and Rural Housing (CARH) and the National Association of Realtors.
Valuable research institutions with staff dedicated to the analysis of "affordable housing" include the following:
Several of these institutions (the Fannie Mae Foundation, Urban Institute, Brookings Institution Metropolitan Policy Program, Enterprise Community Partners, LISC, the Harvard Joint Center for Housing Studies, and others) partnered to create KnowledgePlex, an online information resource devoted to affordable housing and community development issues.
New York City:
Main article: New York City housing shortage
See also: New York City Department of Housing Preservation and Development
New York City has a shortage of affordable housing resulting in overcrowding and homelessness. New York City attracts thousands of new residents each year and housing prices continue to climb. Finding affordable housing affects a large portion of the city’s population including low-income, moderate-income, and even median income families.
Since 1970, income has remained stagnant while rent has nearly doubled for New Yorkers. Consequently, 48.7% of householders spend more than 30% of their income on rent. Several federal and state initiatives have targeted this problem, but have failed to provide enough affordable, inclusive, and sustainable housing for New York City residents.
City of San Diego:
See also: California housing shortage
San Diego's housing crisis is largely driven by the cost of the housing, rather than a shortage of housing units. According to the Housing and Urban Development, total housing costs are affordable if they meet or are below 30% of annual income.
According to the American Community Survey of 2016, 54.8% of renters in San Diego pay 30% or over of their income toward rent and housing costs every month. Even with an estimated 84,000 vacant housing units, a significant number of people choose to live outside of county lines, where housing costs are lower.
About twenty percent of San Diego workers live outside the county, notably in Riverside County, where median home costs can be as much as $195,400 cheaper. However, where housing costs may be lower, these workers are now facing longer commutes. The combination of housing costs and transport costs means that as many as 45% of the population working in San Diego face poverty.
Homelessness is a huge challenge also stemming from this lack of affordable housing.
The Regional Task Force on the Homeless counted 4,912 homeless individuals in the City of San Diego alone, with 8,576 homeless persons in the San Diego region. Multiple propositions have been made to abate the problem. In 2018, California voted on Prop 10, which would have lifted state regulations on rent control and allowed local jurisdictions to set their own policies. It did not pass.
More recently, in March of 2019, the San Diego City Council voted and approved a reform to parking standards on housing units near public transit with the goal of reducing housing costs associated with mandated parking spots and relieve traffic by encouraging residents to use public transit.
Subsidized housing programs:
The Department of Housing and Urban Development's Section 8 programs help low income citizens find housing by paying the difference between the market price of a home and 30% of the renter's income. According to the San Diego Housing Commission, Section 8 housing vouchers are the city's largest affordable housing program and were responsible for helping to fill 14,698 homes in the 2014-2015 fiscal year.
The San Diego Housing Commission currently owns 2,221 affordable housing units and plans to expand that number in the future to meet the growing demand.
Recent policies to create more affordable housing:
In 2009, the San Diego Housing Commission implemented a finance plan that created 810 more units of affordable rental housing through leveraging the equity of its owned properties.
The conversion of city-owned buildings into low-income affordable housing was made possible by an agreement made with the Department of Housing and Urban Development in September 2007. The cost of rent and availability of these units for residents will remain consistent, as the city has put in place provisions to make them affordable for at least 55 years. Additionally, because of a concern that the people who need these housing units might be crowded out, the units are only available to residents with an income cap of 80% of the San Diego median.
In 2017, the new Atmosphere building downtown drew attention when it announced that it would be offering 205 apartments to low-income San Diego residents. Residents pay their portion of rent through Section 8 vouchers, and many of the apartments are available only to families who make 30% or less of the median income of the city.
The main idea behind the new housing project was to provide a low-rent area for residents who work downtown but who are unable to live near their workplace because of the high costs.
Grand County, Colorado:
Affordable housing is a problem that is affecting people nationwide, including Grand County, Colorado. According to research by Rubin and Ponser (2018), “In 2016, the median renter in the bottom quartile had only $488 left per month after rent for essentials like food, health care, utilities, and transportation”.
A lack of affordable housing can be a serious problem for people, as overpaying for housing leaves families with little leftover to spend on other essentials like food and clothing. Grand County could benefit from increasing the amount of affordable housing that is available in the area.
The increase of housing would allow local families to rent housing at a more affordable price, hopefully reducing stress for people. It would also attract new people to the area and provide jobs for local companies that build the housing, helping to stimulate the local economy.
The increased housing would also help local businesses by making more housing available for workers. Overall, the housing could help Grand County and its residents to be a more livable and profitable community.
Housing Prices in Colorado:
Colorado has seen a unique problem in housing crisis due to an imbalance in supply and demand but specifically it has been tied to supply of affordable housing to meet the demands. Colorado Springs alone is expected to hit shortages in housing of 26,000 units by 2019 and the builders are simply unable to meet the demands.
The important thing to note is that the situation in Colorado is unique because it isn't the lack of supply driving up the prices, but Colorado has a lack of supply specifically in affordability.
Colorado has one of the slowest markets for houses in the upper price rangers, and one of the fastest in the affordable index. The state is also plagued with one of the slowest build rates in the United States due to state's strict zoning laws around the metropolitan areas and a slow network of suppliers. Another strong issue to consider is the lack of ease and increasing costs of building homes.
With tight margins for profits, it is difficult for builders to justify building large volumes of affordable homes instead of building luxury homes. The state government has acknowledged this problem and has decided to continue to work with builders in providing incentives to building a diverse range of homes in terms of pricing. The legislation and loosening the boundaries will need to come with some form of checks and balances to ensure that builders are utilizing it for its intended purpose of providing affordable housing and not simply continue the trend for housing.
The argument consisting of alerting potential buyers of a 'bubble' in Colorado is false. A bubble for housing market is formed when there is an overabundance of supplies yet increasing prices. Colorado does not have this issue, rather it has significant amount of homes for sale, just not enough buyers in all segments and yet the housing prices have continued to increase.
The number of buyers has continued to trend down, and the prices of homes has continued to trend up. The increase in house prices are thus not at any risk of a bubble, rather the resolution to this issue is, as mentioned above, an intervention from the state to either provide legislative mandates to diversify the homes being built to price points with a special focus on affordability or provide incentives to builders to continue building affordable housing. The concerns with supplies will also need to be tackled, but all of these issues ultimately do rest on the state performing certain actions to change the portfolio of homes in Colorado.
See also:
In Australia, the National Affordable Housing Summit Group developed their definition of affordable housing as housing that is "...reasonably adequate in standard and location for lower or middle income households and does not cost so much that a household is unlikely to be able to meet other basic needs on a sustainable basis." Affordable housing in the United Kingdom includes "social rented and intermediate housing, provided to specified eligible households whose needs are not met by the market."
The notion of housing affordability became widespread in the 1980s in Europe and North America. In the words of Alain Bertaud, of New York University and former principal planner at the World Bank, "It is time for planners to abandon abstract objectives and to focus their efforts on two measurable outcomes that have always mattered since the growth of large cities during the 19th century’s industrial revolution: workers’ spatial mobility and housing affordability."
Housing choice is a response to an extremely complex set of economic, social, and psychological impulses. For example, some households may choose to spend more on housing because they feel they can afford to, while others may not have a choice.
Measuring housing affordability:
Median multiple:
Main article: Median multiple
The median multiple indicator, recommended by the World Bank and the United Nations, rates affordability of housing by dividing the median house price by gross (before tax) annual median household income).
"A common measure of community-wide affordability is the number of homes that a household with a certain percentage of median income can afford. For example, in a perfectly balanced housing market, the median household (the wealthier half of households) could officially afford the median housing option, while those poorer than the median income could not afford the median home. 50% affordability for the median home indicates a balanced market."
Determining housing affordability is complex and the commonly used housing-expenditure-to-income-ratio tool has been challenged. In the United States and Canada, a commonly accepted guideline for housing affordability is a housing cost that does not exceed 30% of a household's gross income. Canada, for example, switched to a 25% rule from a 20% rule in the 1950s. In the 1980s this was replaced by a 30% rule. India uses a 40% rule.
Housing affordability index:
Main article: Housing affordability index
One of the greatest strengths of the housing affordability index (HAI) developed by MIT is its ability to capture the total cost of ownership of individuals' housing choices. In computing the index the obvious cost of rents and mortgage payments are modified by the hidden costs of those choices.
Household income and wealth:
Income is the primary factor – not price and availability, that determines housing affordability.
In a market economy the distribution of income is the key determinant of the quantity and quality of housing obtained. Therefore, understanding affordable housing challenges requires understanding trends and disparities in income and wealth. Housing is often the single biggest expenditure of low and middle income families. For low and middle income families, their house is also the greatest source of wealth.
The most common approach to measure the affordability of housing has been to consider the percentage of income that a household spends on housing expenditures.
Another method of studying affordability looks at the regular hourly wage of full-time workers who are paid only the minimum wage (as set by their local, regional, or national government).
The hope is that full-time workers will be able to afford at least a small apartment in the area where they work. Some countries look at those living in relative poverty, which is usually defined as making less than 60% of the median household income. In their policy reports, they consider the presence or absence of housing for people making 60% of the median income.
Housing expenditures:
Housing affordability can be measured by the changing relationships between house prices and rents, and between house prices and incomes. There has been an increase among policy makers in affordable housing as the price of housing has increased dramatically creating a crisis in affordable housing.
Since 2000 the "world experienced an unprecedented house price boom in terms of magnitude and duration, but also of synchronization across countries." "Never before had house prices risen so fast, for so long, in so many countries." Prices doubled in many countries and nearly tripled in Ireland.
The bursting of the biggest financial bubble in history in 2008 wreaked havoc globally on the housing market. By 2011 home prices in Ireland had plunged by 45% from their peak in 2007. In the United States prices fell by 34% while foreclosures increased exponentially. In Spain and Denmark home prices dropped by 15%. However, in spite of the bust, home prices continue to be overvalued by about 25% or more in Australia, Belgium, Canada, France, New Zealand, Britain, the Netherlands, Spain and Sweden.
Causes and consequences of rises in housing prices:
Costs are being driven by a number of factors including:
- demographics shifts
- the declining number of people per dwelling
- Growing Density Convergence, Regional Urbanization
- solid population growth (for example sky-high prices in Australia and Canada as a rising population pushes up demand).
- supply and demand
- a shortfall in the number of dwellings to the number of households
- smaller family size
- the strong psychological desire for home ownership,
- a shortfall in the number of dwellings to the number of households
- shifts in economic policies and innovations in financial instruments
- reduced profitability of other forms of investment
- availability of housing finance
- low interest rates
- mortgage market innovations
- public policy
- deregulation
- land use zoning
- significant taxes' levies and fees by Government on new housing (especially in Australia)
Inequality and housing:
A number of researchers argue that a shortage of affordable housing – at least in the US – is caused in part by income inequality. David Rodda noted that from 1984 and 1991, the number of quality rental units decreased as the demand for higher quality housing increased.
Through gentrification of older neighbourhoods, for example, in East New York, rental prices increased rapidly as landlords found new residents willing to pay higher market rate for housing and left lower income families without rental units. The ad valorem property tax policy combined with rising prices made it difficult or impossible for low income residents to keep pace.
Other housing expenditures:
In measuring affordability of housing there are various expenditures beyond the price of the actual housing stock itself, that are considered depending on the index being used.
Some organizations and agencies consider the cost of purchasing a single-family home; others look exclusively at the cost of renting an apartment.
Many U.S. studies, for example, focus primarily on the median cost of renting a two-bedroom apartment in a large apartment complex for a new tenant. These studies often lump together luxury apartments and slums, as well as desirable and undesirable neighborhoods.
While this practice is known to distort the true costs, it is difficult to provide accurate information for the wide variety of situations without the report being unwieldy.
Normally, only legal, permitted, separate housing is considered when calculating the cost of housing.
The low rent costs for a room in a single family home, or an illegal garage conversion, or a college dormitory are generally excluded from the calculation, no matter how many people in an area live in such situations. Because of this study methodology, median housing costs tend to be slightly inflated.
Costs are generally considered on a cash (not accrual) basis. Thus a person making the last payment on a large home mortgage might live in officially unaffordable housing one month, and very affordable housing the following month, when the mortgage is paid off. This distortion can be significant in areas where real estate costs are high, even if incomes are similarly high, because a high income allows a higher proportion of the income to be dedicated towards buying an expensive home without endangering the household's ability to buy food or other basic necessities.
Growing density convergence and regional urbanization:
The majority of the more than seven billion people on earth now live in cities (UN). There are more than 500 city regions of more than one million inhabitants in the world. Cities become megacities become megalopolitan city regions and even "galaxies" of more than 60 million inhabitants. The Yangtze Delta-Greater Shanghai region now surpasses 80 million. Tokyo-Yokohama adjacent to Osaka-Kobe-Kyoto have a combined population of 100 million. Rapid population growth leads to increased need for affordable housing in most cities.
The availability of affordable housing in proximity of mass transit and linked to job distribution has become severely imbalanced in this period of rapid regional urbanization and growing density convergence.
"In addition to the distress it causes families who cannot find a place to live, lack of affordable housing is considered by many urban planners to have negative effects on a community's overall health."
Affordable housing challenges in inner cities range from the homeless who are forced to live on the street to the relative deprivation of vital workers like police officers, firefighters, teachers and nurses unable to find affordable accommodation near their place of work. These workers are forced to live in suburbia, commuting up to two hours each way to work.
Lack of affordable housing can make low-cost labour scarcer (as workers travel longer distances) (Pollard and Stanley 2007).
Economy:
Lack of affordable housing places a particular burden on local economies.
As well, individual consumers are faced with mortgage arrears and excessive debt and therefore cut back on consumption. A combination of high housing costs and high debt levels contributes to a reduction in savings.
These factors can lead to decreased investment in sectors that are essential to the long-term growth of the economy.
Supply and demand:
In some countries, the market has been unable to meet the growing demand to supply housing stock at affordable prices. Although demand for affordable housing, particularly rental housing that is affordable for low and middle income earners, has increased, the supply has not.
Potential home buyers are forced to turn to the rental market, which is also under pressure. An inadequate supply of housing stock increases demand on the private and social rented sector, and in worse case scenarios, homelessness.
Some of the factors that affect the supply and demand of housing stock
- Demographic and behavioral factors
- Migration (to cities and potential employment)
- Increased life expectancy
- Building codes
- A greater propensity for people to live alone
- Young adults delaying forming their own household (in advanced economies).
- Exclusionary zoning
Factors that affect tenure choices (ex. owner occupier, private rented, social rented)
- Employment rates
- Rising unemployment rates increase demand for market rentals, social housing and homelessness.
- Real household incomes
- Household incomes have not kept up with rising housing prices
- Affordability of rents and owner occupation
- Interest rates
- Availability of mortgages
- Levels of confidence in the economy and housing market
- Low confidence decreases demand for owner occupation
Labor market performance:
In both large metropolitan areas and regional towns where housing prices are high, a lack of affordable housing places local firms at a competitive disadvantage. They are placed under wage pressures as they attempt to decrease the income/housing price gap. Key workers have fewer housing choices if prices rise to non-affordable levels. Variations in affordability of housing between areas may create labour market impediments.
Potential workers are discouraged from moving to employment in areas of low affordability. They are also discouraged from migrating to areas of high affordability as the low house prices and rents indicate low capital gain potential and poor employment prospects.
Social costs of lack of affordable housing:
Housing affordability is more than just a personal trouble experienced by individual households who cannot easily find a place to live. Lack of affordable housing is considered by many urban planners to have negative effects on a community's overall health.
Jobs, transportation, and affordable housing:
Main article: Workforce housing
Lack of affordable housing can make low-cost labor more scarce, and increase demands on transportation systems (as workers travel longer distances between jobs and affordable housing). Housing cost increases in U.S. cities have been linked to declines in enrollment at local schools. In Australia, unaffordable housing has been linked to declining fertility.
"Faced with few affordable options, many people attempt to find less expensive housing by buying or renting farther out, but long commutes often result in higher transportation costs that erase any savings on shelter." Pollard (2010) called this the "drive 'til you qualify" approach, which causes far-flung development and forces people to drive longer distances to get to work, to get groceries, to take children to school, or to engage in other activities.
A well located dwelling might save significant household travel costs and therefore improve overall family economics, even if the rent is higher than a dwelling in a poorer location.
A household's inhabitants must decide whether to pay more for housing to keep commuting time and expense low, or to accept a long or expensive commute to obtain "better" housing.
The absolute availability of housing is not generally considered in the calculation of affordable housing. In a depressed or sparsely settled rural area, for example, the predicted price of the canonical median two-bedroom apartment may be quite easily affordable even to a minimum-wage worker – if only any apartments had ever been built. Some affordable housing prototypes include Nano House and Affordable Green Tiny House Project.
Affordable housing and public policy:
Policy makers at all levels – global, national, regional, municipal, community associations – are attempting to respond to the issue of affordable housing, a highly complex crisis of global proportions, with a myriad of policy instruments. These responses range from stop-gap financing tools to long-term intergovernmental infrastructural changes.
In the simplest of terms, affordability of housing refers to the amount of capital one has available in relation to the price of the goods to be obtained. Public policies are informed by underlying assumptions about the nature of housing itself.
Is housing a basic need, a right, an entitlement, or a public good? Or is just another household-level consumer choice, a commodity or an investment within the free market system? "Housing Policies provide a remarkable litmus test for the values of politicians at every level of office and of the varied communities that influence them. Often this test measures simply the warmth or coldness of heart of the more affluent and secure towards families of a lower socio-economic status (Bacher 1993:16)."
Affordable housing needs can be addressed through public policy instruments that focus on the demand side of the market, programs that help households reach financial benchmarks that make housing affordable. This can include approaches that simply promote economic growth in general – in the hope that a stronger economy, higher employment rates, and higher wages will increase the ability of households to acquire housing at market prices.
Federal government policies define banking and mortgage lending practices, tax and regulatory measures affecting building materials, professional practices (ex. real estate transactions). The purchasing power of individual households can be enhanced through tax and fiscal policies that result in reducing the cost of mortgages and the cost of borrowing.
Public policies may include the implementation of subsidy programs and incentive patterns for average households. For the most vulnerable groups, such as seniors, single-parent families, the disabled, etc. some form of publicly funded allowance strategy can be implemented providing individual households with adequate income to afford housing.
Currently, policies that facilitate production on the supply side include favorable land use policies such as inclusionary zoning, relaxation of environmental regulations, and the enforcement of affordable housing quotas in new developments.
In some countries, such as Canada, municipal governments began to play a greater role in developing and implementing policies regarding form and density of municipal housing in residential districts, as early as the 1950s. At the municipal level recently promoted policy tools include relaxation of prohibitions against accessory dwelling units, and reduction of the amount of parking that must be built for a new structure.
Affordable housing is a controversial reality of contemporary life, for gains in affordability often result from expanding land available for housing or increasing the density of housing units in a given area. Ensuring a steady supply of affordable housing means ensuring that communities weigh real and perceived livability impacts against the sheer necessity of affordability.
The process of weighing the impacts of locating affordable housing is quite contentious, and is laden with race and class implications. Recent research, however, suggests that proximity to low-income housing developments generally has a positive impact on neighborhood property conditions.
The growing gap between rich and poor since the 1980s manifests itself in a housing system where public policy decisions privilege the ownership sector to the disadvantage of the rental sector.
Ann Owen wonders if the housing market helped reduced poverty concentration in the National longitudinal data between the years of 1977–2008 with concentration of the 100 largest metropolitan areas in the United States. Data information is to compare or intertwine with the differences of national housing subsidies, the entry, exit, and enhancement of low income housing.
Right to build:
An article by libertarian writer Virginia Postrel in the November 2007 issue of Atlantic Monthly reported on a study of the cost of obtaining the "right to build" (i.e. a building permit, red tape, bureaucracy, etc.) in different U.S. cities.
The "right to build" cost does not include the cost of the land or the cost of constructing the house. The study was conducted by Harvard economists Edward Glaeser and Kristina Tobio.
According to the chart accompanying the article, the cost of obtaining the "right to build" adds approximately $600,000 to the cost of each new house that is built in San Francisco.
The study, cited, published by Ed Glaeser and Joe Gyourko, reached its conclusion about the value of right to build in different localities based on a methodology of comparing the cost of single family homes on quarter-acre versus half-acre lots to get a marginal land price and then comparing the selling price of homes to construction costs to get a price for land plus other costs, with the difference between the two being attributed to the cost of zoning and other local government permitting and regulations.
Government restrictions on affordable housing:
Many governments put restrictions on the size or cost of a dwelling that people can live in, making it essentially illegal to live permanently in a house that is too small, low-cost or not compliant with other government-defined requirements.
Generally, these laws are implemented in an attempt to raise the perceived "standard" of housing across the country. This can lead to thousands of houses across a country being left empty for much of the year even when there is a great need for more affordable housing; such is the case in countries like Sweden, Norway, Finland and Denmark, where there is a common tradition to have a summer house. This sometimes raises concerns for the respect of rights such as the right to utilize one's property.
In the United States, most cities have zoning codes that set the minimum size for a housing unit (often 400 square feet) as well as the number of non-related persons who can live together in one unit, resulting in having "outlawed the bottom end of the private housing market, driving up rents on everything above it."
Affordable housing by country:
Main article: Affordable housing by country
The challenges of promoting affordable housing varies by location.
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Affordable Housing in the United States:
The federal government in the U.S. provides subsidies to make housing more affordable. Financial assistance is provided for homeowners through the mortgage interest tax deduction and for lower income households through housing subsidy programs.
In the 1970s the federal government spent similar amounts on tax reductions for homeowners as it did on subsidies for low-income housing. However, by 2005, tax reductions had risen to $120 billion per year, representing nearly 80 percent of all federal housing assistance. The Advisory Panel on Federal Tax Reform for President Bush proposed reducing the home mortgage interest deduction in a 2005 report.
Housing assistance from the federal government for lower income households can be divided into three parts:
- "Tenant based" subsidies given to an individual household, known as the Section 8 program
- "Project based" subsidies given to the owner of housing units that must be rented to lower income households at affordable rates, and
- Public Housing, which is usually owned and operated by the government. (Some public housing projects are managed by subcontracted private agencies.)
“Project based" subsidies are also known by their section of the U.S. Housing Act or the Housing Act of 1949, and include Section 8, Section 236, Section 221(d)(3), Section 202 for elderly households, Section 515 for rural renters, Section 514/516 for farmworkers and Section 811 for people with disabilities. There are also housing subsidies through the Section 8 program that are project based.
The United States Department of Housing and Urban Development (HUD) and USDA Rural Development administer these programs. HUD and USDA Rural Development programs have ceased to produce large numbers of units since the 1980s.
Since 1986, the Low-Income Housing Tax Credit program has been the primary federal program to produce affordable units; however, the housing produced in this program is less affordable than the former HUD programs.
Another program is Inclusionary Housing—an ordinance that requires housing developers to reserve a percentage between 10-30% of housing units from new or rehabilitated projects to be rented or sold at a below market rate for low and moderate-income households.
One of the most unusual US public housing initiatives was the development of subsidized middle-class housing during the late New Deal (1940–42) under the auspices of the Mutual Ownership Defense Housing Division of the Federal Works Agency under the direction of Colonel Lawrence Westbrook. These eight projects were purchased by the residents after the Second World War and as of 2009 seven of the projects continue to operate as mutual housing corporations owned by their residents. These projects are among the very few definitive success stories in the history of the US public housing effort.
In the U.S., households are commonly defined in terms of the amount of realized income they earn relative to the Area Median Income or AMI. Localized AMI figures are calculated annually based on a survey of comparably sized households within geographic ranges known as metropolitan statistical areas, as defined by the US Office of Management and Budget.
For U.S. housing subsidies, households are categorized by federal law as follows:
- Moderate income households earn between 80% and 120% of AMI.
- Low income households earn between 50% and 80% of AMI.
- Very low income households earn no more than 50% of AMI.
Some states and cities in the United States operate a variety of affordable housing programs, including supportive housing programs, transitional housing programs and rent subsidies as part of public assistance programs.
Local and state governments can adapt these income limits when administering local affordable housing programs; however, U.S. federal programs must adhere to the definitions above. For the Section 8 voucher program, the maximum household contribution to rent can be as high as 40% gross income.
Comprehensive data for the most affordable and least affordable places in the U.S. is published each year by an affordable housing non-profit organization, the National Low Income Housing Coalition.
The NLIHC promotes a guideline of 30% of household income as the upper limit of affordability. According to a 2012 National Low Income Housing Coalition report, in every community across the United States "rents are unaffordable to full-time working people."
However, by using an indicator, such as the Median Multiple indicator which rates affordability of housing by dividing the median house price by gross (before tax) annual median household income), without considering the extreme disparities between the incomes of high-net-worth individual (HNWI) and those in the lower quintiles, a distorted picture of real affordability is created. Using this indicator—which rates housing affordability on a scale of 0 to 5, with categories 3 and under affordable—in 2012, the United States overall market was considered 3 (affordable).
Since 1996, while incomes in the upper quintile increased, incomes in the lower quintile households decreased creating negative outcomes in housing affordability.
Before the real estate bubble of 2007, the median household paid $658 per month in total housing costs (Census 2002). A total of 20% of households were deemed to be living in unaffordable housing: Nine percent of all households are renters in unaffordable housing and eleven percent of all households are homeowners with high housing costs.
In the 2000 U.S. Census, the median homeowner with a mortgage (70% of homeowners and 48% of census respondents) spent $1,088 each month, or 21.7% of household income, on housing costs. The median homeowner without a mortgage (30% of all homeowners (80% of elderly homeowners) and 20% of respondents) spent $295 per month, or 10.5% of household income, on housing costs. Renters in 2001 (32% of respondents) spent $633 each month, or 29% of household income, on housing costs.
Governmental and quasi-governmental agencies that contribute to the work of ensuring the existence of a steady supply of affordable housing in the United States are the following:
- U.S. Department of Housing and Urban Development (HUD),
- USDA Rural Development,
- the Federal Home Loan Bank,
- Fannie Mae,
- and Freddie Mac.
Housing Partnership Network is an umbrella organization of 100+ housing and community development nonprofits.
Important private sector institutions worth consulting are the National Association of Home Builders, the National Affordable Housing Management Association (NAHMA), the Council for Affordable and Rural Housing (CARH) and the National Association of Realtors.
Valuable research institutions with staff dedicated to the analysis of "affordable housing" include the following:
- The Center for Housing Policy,
- Brookings Institution,
- the Urban Institute
- the Joint Center for Housing Studies at Harvard University,
- the Furman Center for Real Estate and Urban Policy at New York University,
- and the Center on Budget and Policy Priorities.
Several of these institutions (the Fannie Mae Foundation, Urban Institute, Brookings Institution Metropolitan Policy Program, Enterprise Community Partners, LISC, the Harvard Joint Center for Housing Studies, and others) partnered to create KnowledgePlex, an online information resource devoted to affordable housing and community development issues.
New York City:
Main article: New York City housing shortage
See also: New York City Department of Housing Preservation and Development
New York City has a shortage of affordable housing resulting in overcrowding and homelessness. New York City attracts thousands of new residents each year and housing prices continue to climb. Finding affordable housing affects a large portion of the city’s population including low-income, moderate-income, and even median income families.
Since 1970, income has remained stagnant while rent has nearly doubled for New Yorkers. Consequently, 48.7% of householders spend more than 30% of their income on rent. Several federal and state initiatives have targeted this problem, but have failed to provide enough affordable, inclusive, and sustainable housing for New York City residents.
City of San Diego:
See also: California housing shortage
San Diego's housing crisis is largely driven by the cost of the housing, rather than a shortage of housing units. According to the Housing and Urban Development, total housing costs are affordable if they meet or are below 30% of annual income.
According to the American Community Survey of 2016, 54.8% of renters in San Diego pay 30% or over of their income toward rent and housing costs every month. Even with an estimated 84,000 vacant housing units, a significant number of people choose to live outside of county lines, where housing costs are lower.
About twenty percent of San Diego workers live outside the county, notably in Riverside County, where median home costs can be as much as $195,400 cheaper. However, where housing costs may be lower, these workers are now facing longer commutes. The combination of housing costs and transport costs means that as many as 45% of the population working in San Diego face poverty.
Homelessness is a huge challenge also stemming from this lack of affordable housing.
The Regional Task Force on the Homeless counted 4,912 homeless individuals in the City of San Diego alone, with 8,576 homeless persons in the San Diego region. Multiple propositions have been made to abate the problem. In 2018, California voted on Prop 10, which would have lifted state regulations on rent control and allowed local jurisdictions to set their own policies. It did not pass.
More recently, in March of 2019, the San Diego City Council voted and approved a reform to parking standards on housing units near public transit with the goal of reducing housing costs associated with mandated parking spots and relieve traffic by encouraging residents to use public transit.
Subsidized housing programs:
The Department of Housing and Urban Development's Section 8 programs help low income citizens find housing by paying the difference between the market price of a home and 30% of the renter's income. According to the San Diego Housing Commission, Section 8 housing vouchers are the city's largest affordable housing program and were responsible for helping to fill 14,698 homes in the 2014-2015 fiscal year.
The San Diego Housing Commission currently owns 2,221 affordable housing units and plans to expand that number in the future to meet the growing demand.
Recent policies to create more affordable housing:
In 2009, the San Diego Housing Commission implemented a finance plan that created 810 more units of affordable rental housing through leveraging the equity of its owned properties.
The conversion of city-owned buildings into low-income affordable housing was made possible by an agreement made with the Department of Housing and Urban Development in September 2007. The cost of rent and availability of these units for residents will remain consistent, as the city has put in place provisions to make them affordable for at least 55 years. Additionally, because of a concern that the people who need these housing units might be crowded out, the units are only available to residents with an income cap of 80% of the San Diego median.
In 2017, the new Atmosphere building downtown drew attention when it announced that it would be offering 205 apartments to low-income San Diego residents. Residents pay their portion of rent through Section 8 vouchers, and many of the apartments are available only to families who make 30% or less of the median income of the city.
The main idea behind the new housing project was to provide a low-rent area for residents who work downtown but who are unable to live near their workplace because of the high costs.
Grand County, Colorado:
Affordable housing is a problem that is affecting people nationwide, including Grand County, Colorado. According to research by Rubin and Ponser (2018), “In 2016, the median renter in the bottom quartile had only $488 left per month after rent for essentials like food, health care, utilities, and transportation”.
A lack of affordable housing can be a serious problem for people, as overpaying for housing leaves families with little leftover to spend on other essentials like food and clothing. Grand County could benefit from increasing the amount of affordable housing that is available in the area.
The increase of housing would allow local families to rent housing at a more affordable price, hopefully reducing stress for people. It would also attract new people to the area and provide jobs for local companies that build the housing, helping to stimulate the local economy.
The increased housing would also help local businesses by making more housing available for workers. Overall, the housing could help Grand County and its residents to be a more livable and profitable community.
Housing Prices in Colorado:
Colorado has seen a unique problem in housing crisis due to an imbalance in supply and demand but specifically it has been tied to supply of affordable housing to meet the demands. Colorado Springs alone is expected to hit shortages in housing of 26,000 units by 2019 and the builders are simply unable to meet the demands.
The important thing to note is that the situation in Colorado is unique because it isn't the lack of supply driving up the prices, but Colorado has a lack of supply specifically in affordability.
Colorado has one of the slowest markets for houses in the upper price rangers, and one of the fastest in the affordable index. The state is also plagued with one of the slowest build rates in the United States due to state's strict zoning laws around the metropolitan areas and a slow network of suppliers. Another strong issue to consider is the lack of ease and increasing costs of building homes.
With tight margins for profits, it is difficult for builders to justify building large volumes of affordable homes instead of building luxury homes. The state government has acknowledged this problem and has decided to continue to work with builders in providing incentives to building a diverse range of homes in terms of pricing. The legislation and loosening the boundaries will need to come with some form of checks and balances to ensure that builders are utilizing it for its intended purpose of providing affordable housing and not simply continue the trend for housing.
The argument consisting of alerting potential buyers of a 'bubble' in Colorado is false. A bubble for housing market is formed when there is an overabundance of supplies yet increasing prices. Colorado does not have this issue, rather it has significant amount of homes for sale, just not enough buyers in all segments and yet the housing prices have continued to increase.
The number of buyers has continued to trend down, and the prices of homes has continued to trend up. The increase in house prices are thus not at any risk of a bubble, rather the resolution to this issue is, as mentioned above, an intervention from the state to either provide legislative mandates to diversify the homes being built to price points with a special focus on affordability or provide incentives to builders to continue building affordable housing. The concerns with supplies will also need to be tackled, but all of these issues ultimately do rest on the state performing certain actions to change the portfolio of homes in Colorado.
See also:
Habitat for Humanity (Website @ www.habitat.org)
- YouTube Video: Introducing Habitat for Humanity
- YouTube Video: Habitat for Humanity with Jimmy Carter
- YouTube Video: Bon Jovi - Who Says You Can't Go Home (Habitat for Humanity)
Habitat for Humanity International (HFHI), generally referred to as Habitat for Humanity or simply Habitat, is an international, non-governmental, and nonprofit organization, which was founded in 1976 by Linda and Millard Fuller.
Habitat for Humanity is a Christian organization. The international operational headquarters are located in Americus, Georgia, United States, with the administrative headquarters located in Atlanta. As of 2020, Habitat for Humanity operates in all 50 U.S. states and more than 70 countries.
Community-level Habitat offices act in partnership with and on behalf of Habitat for Humanity International. In the United States, these local offices are called Habitat affiliates; outside the United States, Habitat operations are managed by national offices.
Each affiliate and national office is an independently run, nonprofit organization. Affiliates and national offices coordinate all aspects of Habitat home building in their local area, including fundraising, building site selection, partner family selection and support, house construction, and mortgage servicing.
The mission statement of Habitat for Humanity is "Seeking to put God's love into action, Habitat for Humanity brings people together to build homes, communities and hope".
Homes are built using volunteer labor and Habitat makes no profit on the sales. In some locations outside the United States, Habitat for Humanity charges interest to protect against inflation. This policy has been in place since 1986.
Habitat has helped more than 29 million people construct, rehabilitate or preserve homes since its founding in 1976. As of 2013, Habitat was the largest not-for-profit builder in the world.
Qualifications for Home Ownership:
According to the official website:
"The affiliate's family selection committee chooses homeowners based on their level of need, their willingness to become partners in the program and their ability to repay the loan. Every affiliate follows a nondiscriminatory policy of family selection. Neither race nor religion is a factor in choosing the families who receive Habitat houses":
There are several checks and balances in place to protect both Habitat and the potential homeowner:
Building and other affiliate operations:
Habitat relies on volunteer labor in order to construct simple and affordable homes with its partner families, as well as to build community and civil society in the areas in which it works.
Many churches and other houses of worship (synagogues, temples, mosques etc.) sponsor houses and provide a large amount of the volunteers from their congregations.
Some corporations and businesses that value good corporate citizenship provide financial support to the projects and/or donate materials for use in construction. Many politicians and celebrities have volunteered with Habitat, reflecting its profile as a highly regarded non-profit.
Green building:
Habitat builds simple houses with locally appropriate materials. In many communities, Habitat affiliates and national offices are exploring areas of green building, including energy efficiency and sustainability. In the United States, many affiliates are building homes that are LEED certified. In 2010, Habitat for Humanity Tajikistan won a national Global Energy Award for their resource-saving bio-sand water filter project.
Tithe:
Habitat affiliates and national offices contribute a percentage of the unrestricted funds they raise locally to be used in building homes by a Habitat national office overseas. For instance, Habitat New Zealand's tithe helps to support an equal number of housing outcomes abroad, predominantly in the Pacific region.
Charging interest:
Habitat homeowners in the United States and Canada pay no interest on their no-profit mortgages. Some Habitat for Humanity affiliates outside the United States adjust the no-profit loans to compensate for the inflation rate in their area, with the goal that "the repayments from one house should ideally build another house of the same design".
Habitat ReStores:
Habitat ReStores are retail outlets that sell new and used building and household materials donated by small businesses, large companies, job sites, and individuals. Proceeds from ReStores help local affiliates fund the construction of Habitat houses within the community.
Many affiliates across the United States, Canada, Australia and New Zealand operate successful ReStores—some of which raise enough funds to build an additional 10 or more houses per year. Many ReStores cover the administrative costs of the Habitat affiliate so that 100% of donor funds can be put toward home construction and rehabilitation projects.
Ongoing programs:
Habitat for Humanity International develops and supports special programs to engage volunteers from all walks of life in Habitat's mission and work.
Solid Ground:
Solid Ground is a global advocacy campaign of Habitat for Humanity International focused on improving access to land for shelter. The Solid Ground campaign has four sub-themes: secure tenure, gender equality, slum upgrading, and disaster resilience.
Through the Solid Ground campaign, Habitat for Humanity and partner organizations are working in 37 countries around the world to change land policy and systems at all levels of government.
A Brush With Kindness:
Habitat for Humanity's A Brush With Kindness is a locally operated program serving low-income homeowners who struggle to maintain the exterior of their homes. The program is a holistic approach to providing affordable housing and assisting communities as well as families. Groups of volunteers help homeowners with exterior maintenance. This typically includes painting, minor exterior repairs, landscaping, weatherization and exterior clean-up.
Global Village Trips:
As suggested by the name, Habitat for Humanity International places a strong emphasis on building homes around the world. Volunteers today can build with Habitat affiliates in many locations on Global Village Trips.
After having gone through training, trip leaders organize travel plans with the support of the Americus-headquartered Global Village Department, first formally established in 1988. Participants from all over are then able to register for trips to their destination of choice.
Teams generally number between eight and fifteen, with trips usually lasting between nine and fourteen days.
According to the website, Global Village Trips offer volunteers the opportunity:
to experience another culture while making a difference in the lives of others ... work alongside members of the host community in building decent, affordable housing ... [and]help raise awareness of the burden of poverty housing and create a true global village of love, community, homes and hope.
National Service:
National Service refers to national service programs that are funded by the Corporation for National and Community Service. The goal of the Habitat for Humanity National Service program is to help local Habitat affiliates operate more efficiently and effectively by maximizing existing volunteers, increasing capacity for new volunteers and most importantly, meeting the housing needs of communities by building more houses for low-income families.
AmeriCorps is a network of national service programs that engage more than 75,000 Americans each year in intensive service to meet critical needs in education, public safety, health and the environment. Habitat for Humanity International was one of the first nonprofits contacted by the Corporation for National and Community Service when AmeriCorps was being formed in 1993.
In the 2008–2009 program year, over 500 AmeriCorps members at affiliates all over the country will help build nearly 2,000 houses and recruit and retain nearly 200,000 community volunteers. Those volunteers will provide an estimated 1,600,000 volunteer hours. The members themselves will contribute 850,000 hours.
RV Care-A-Vanners:
RV Care-A-Vanners is a volunteer program in which volunteers travel in their personal recreational vehicles, making stops at local Habitat affiliates to assist in house construction and renovations. RV Care-A-Vanner volunteers each pay their own expenses, which may be tax deductible.
Many RV Care-A-Vanners help local Habitat affiliates raise the awareness of poverty housing and homelessness by speaking to churches, civic groups and local media. Individual Care-A-Vanners often make donations to their local Habitat affiliate and some even organize fund-raising teams and sponsor entire houses.
Women Build:
Originating in 1991 with a Charlotte, North Carolina home built entirely by a crew of female volunteers, Habitat's Women Build program encourages women to make a difference by building homes and communities. Women Build projects provide an environment in which women can feel comfortable learning construction skills they might not otherwise have the opportunity to learn. Globally, more than 1,400 homes have been completed by Women Build volunteers.
Women all over the United States participate in National Women Build Week. The week-long build leading up to Mother's Day is designed to showcase the skills of Women Build volunteers and to motivate new volunteers to help families and change communities.
Lowe's is a major sponsor and underwriter of Women Build, and has generously supported each National Women Build Week. In addition to competitive grant opportunities, Lowe's offers a series of free how-to clinics for U.S. Women Build affiliates.
Youth Programs:
Habitat for Humanity's Youth Programs seek to involve young people, ages 5 to 25, in Habitat's mission and work. In accordance with U.S. federal guidelines, youth must be at least 16 years old to be on an active construction site, and must be 18 years old to engage in certain build activities.
Habitat's Youth Programs include programs such as the following:
Campus chapters: A campus chapter is a student-led, student-initiated organization on a high school or college campus that partners with the local Habitat affiliate to fulfill the four functions of a campus chapter. The four functions of a campus chapter are: building, fundraising, advocating and educating.
Collegiate Challenge: Habitat for Humanity runs a year-round alternative break program known as Collegiate Challenge for student groups age 16 to 25. Although summer, fall, and winter break trips are available, most participants go during their spring break.
Collegiate Challenge participants travel to host sites throughout the United States and spend one week working in partnership with the local Habitat affiliate, the local community, and partner families to help eliminate poverty housing in the area. Host affiliates provide housing for the groups, as well as a place to shower and cook meals for the week.
More than 14,000 volunteers took part in Collegiate Challenge in 2011, making it one of the world's largest alternative break programs. Since its inception in 1989, nearly 240,000 students have participated in Collegiate Challenge and have donated more than $25 million to Habitat for Humanity affiliates.
Learn and Build Experience: For one week during the summer, students ages 16 to 18 can experience Habitat's work outside of their communities. In addition to a week of building, students also learn about the need for Habitat through educational activities.
Youth United: Youth United is a Habitat for Humanity program run by youth and for youth ages 5 to 25. It brings young people together from all walks of life to play active roles in transforming their communities. Youth United mobilizes young people to sponsor and build a house with their local Habitat affiliate.
Annual events:
Jimmy & Rosalynn Carter Work Project
Main article: Jimmy & Rosalynn Carter Work Project
Former U.S. President Jimmy Carter became involved with Habitat for Humanity in 1984 and has since become its highest profile proponent. He has been involved in fund-raising and publicity as well as actual home-building, taking part in the annual Jimmy Carter Work Project "blitz build".
In 2008, Habitat for Humanity celebrated the 25th annual building project with the Carters and renamed it to include Mrs. Carter. The Jimmy & Rosalynn Carter Work Project focused on supporting the Gulf Coast community seeking to rebuild after hurricanes Katrina and Rita. Despite periodic downpours, volunteers got most of the work done during one week in June to finish building and fixing 60 houses and frame 48 more.
In November 2009, volunteers joined Jimmy and Rosalynn Carter in the Mekong River region of Southeast Asia. Houses were built in the countries of Vietnam, Cambodia, Laos, Thailand and Yunnan Province in China. The week-long project served nearly 166 families. It also began a five-year Habitat for Humanity initiative to work with 50,000 families across the five countries.
Home Builders Blitz:
During Home Builders Blitz 2008, more than 1,000 building industry professionals in 110 Habitat for Humanity affiliates built 263 new homes across the United States. This was the second national Home Builders Blitz program, which was begun on the local level in 2002 in Raleigh, North Carolina. Since then, the professional homebuilders industry has supported Habitat by building more than 800 homes.
Tom Gipson, a Habitat volunteer and professional homebuilder who started the Home Builder's Blitz program, was named the "Ultimate Volunteer" in a 2009 contest by ABC's The View.
Habitat for Humanity AmeriCorps Build-a-Thon:
The AmeriCorps Build-a-Thon is an annual signature event that brings together AmeriCorps members and alumni in a week long blitz build. The Build-a-Thon provides the host affiliate an opportunity to advance and highlight local house-building efforts. It also serves as an annual meeting of AmeriCorps volunteers who might otherwise lack any opportunity to meet.
The event is held across the United States and highlights a different Habitat affiliate each year. In the past, Build-a-Thons have occurred in Cedar Rapids, Iowa; the Gulf Coast; Dallas, Texas; Mobile County, Alabama; and Jacksonville, Florida.
The 2010, Habitat AmeriCorps Build-a-Thon was held in Cedar Rapids, Iowa, hosted by Cedar Valley Habitat for Humanity. This was the second consecutive year that Cedar Valley
Habitat hosted the event. More than 500 Habitat for Humanity AmeriCorps National and AmeriCorps VISTA members from across the country came together to build, rehabilitate and repair more than 20 homes. In 2015, the Build-a-Thon was held in New Orleans in remembrance of Hurricane Katrina.
Other special initiatives:
Habitat's Gulf Coast Recovery:
Habitat initiated a special program to help restore housing to the areas affected by Hurricanes Katrina and Rita. The effort was focused on getting local affiliates in the area back on their feet and prepared to build for their communities. It also became a catalyst for other organizations, like the St. Bernard Project, corporations and the government to provide help and support in rebuilding the area and has received considerable national media attention. Habitat restored around 300 homes for Katrina efforts.
As part of Operation Home Delivery, housing components were assembled in nearby less-affected locations such as Jackson, Mississippi, allowing much of the construction to be accomplished while basic infrastructure was being restored. Pre-constructed components were then shipped to the affected areas and built at a faster rate. Within two months of the time of the disaster, construction had begun on houses in the Louisiana cities of Covington and Slidell, near New Orleans.
Harry Connick Jr., and Branford Marsalis served as honorary chairs of Habitat's hurricane rebuilding program, and one of the many projects along the Gulf Coast is the Musicians' Village at New Orleans Habitat for Humanity.
Habitat's Efforts in Haiti:
Main article: 2010 Haiti earthquake
On 12 January 2010, a magnitude 7.0 earthquake struck Haiti just 10 miles west of the capital, Port-au-Prince. The earthquake damaged almost 190,000 houses, of which 105,000 were entirely devastated. Of the more than two million affected survivors, 500,000 are still displaced today.
Soon after the earthquake, Habitat set a goal of serving 50,000 families over five years, helping them move toward safe, secure and permanent places to call home.
Habitat has reached numerous milestones after the earthquake including over 155 houses as well as another 100 houses planned to be built starting 23 November of this year. Aside from direct building of housing, more than 4,000 families received transitional or upgraded shelters, more than 350 houses were repaired and rehabilitated, more than 24,500 emergency shelter kits were distributed, and more than 12,000 damage assessments were conducted (Habitat For Humanity International).
During this time, an entire community was transformed and lives were changed. More than 4,450 Haiti citizens were trained in construction techniques, financial literacy, disaster risk reduction and business development, which resulted in job opportunities for over 700 Haitians (Habitat For Humanity International).
Habitat's Bangladesh Restoration:
Habitat played an integral in the restoration of Bangladesh after Cyclone Sidr devastated 31 districts. A partnership with Japan Platform to help build transitional shelters was on-going when the disaster hit in November 2007. All phases of this project completed at the end of February 2009.
Habitat responded to the cyclone by pledging $250000 to provide technical assistance. Prior to the construction of transitional homes, immediate necessities such as food, water and medicine were distributed to affected families.
A Habitat Resource Center was built in phase one for technical planning, coordination and management of the entire project. It also served as the manufacturing and storage center for construction materials. A total of 480 houses were built at the end of a 3 phase construction process. Each house was provided with proper sanitation using contributions from UNICEF Bangladesh and HFH Great Britain.
These transitional shelters were designed to be built by volunteers and unskilled workers in about eight hours on an area that had been prepared by families. This shelter provides a strong and cyclone-resistant core structure to protect residents from severe weather.
Extensions to the home when the family has the financial means can be done by adding walling to the existing structure.
In bid to raise the local awareness of these transitional homes, HFH Bangladesh organized a series of training and familiarisation workshops for locals. 16 sessions were held between March and December 2008.
In total, 12 communities were worked on by HFH Bangladesh. Structures had been built in the regions of Ghotoker Andua, Andua, Kalagachiya, Pipra Khali and Mirzaganj villages in Mirzaganj Union. In the Amragachia Union the regions of Uttar Amragachia, Dakkhin Amragachia, Shoilabunia, Kismat Shoilabunia and Amragachi villages also had structures built there.
Making it Better in the Long Term with Solar
There are many projects that go hand in hand with the house building projects that allow these homes to supply their own electricity through the use of solar energy. U.S. companies such as Pacific Gas and Electric Company have partnered with Habitat for Humanity to provide complete solar grids for several homes.
Other solar projects, mostly in the U.S., like one in San Francisco, as well as efforts of individual citizens are trying to make a difference by raising funds to get more solar homes built.
Who Says You Can't Go Home:
The video for rock band Bon Jovi's song "Who Says You Can't Go Home" features Habitat for Humanity volunteers as well as the band building homes as part of Habitat for Humanity in Philadelphia, close to Bon Jovi's native New Jersey. It reflects Jon Bon Jovi's dedication to the organization and highlights the importance of community unity, faith, and involvement.
The popularity of Bon Jovi increased Habitat's exposure and influenced new volunteers to donate their time and money to Habitat.
Habitat Bicycle Challenge:
The Habitat Bicycle Challenge (HBC), a nine-week, coast-to-coast bicycle trip undertaken to raise funds for Habitat for Humanity of Greater New Haven and to increase awareness of Habitat for Humanity in general, took place annually from 1995 to 2007.
Prior to embarking in June on the 4,000-mile (6,400 km) trek, participants engaged in a seven-month fundraising campaign for Habitat for Humanity of Greater New Haven.
Once on the road, they served as roaming advertisements for Habitat and gave nightly presentations explaining Habitat's mission to their hosts, usually church congregations. They also took part in builds with local Habitat chapters along the way.
At its height, HBC attracted about 90 participants a year, all aged 18 to 24 and about half coming from Yale University. Each rider traveled one of three routes: New Haven to San Francisco, New Haven to Portland, or New Haven to Seattle.
By 2004 HBC had become the single largest yearly fundraiser for any Habitat affiliate in the world, raising about $400,000 a year. However, amid growing safety concerns, Habitat for Humanity of Greater New Haven was forced to announce the cancellation of HBC in September 2007.
Bike and Build, a similar program, was founded in 2002 by a former HBC rider. Though not directly affiliated with Habitat for Humanity, it carries on the legacy of the Habitat Bicycle Challenge.
Appetite for Construction Tour:
In the fall of 2007, alternative rock bands Switchfoot and Relient K went on the Appetite for Construction Tour, partnering with Habitat while raising awareness for the organization and donating a dollar per ticket sold. The tour was highly successful, raising over US$100,000 for donation to the cause.
The Wall Project:
Wesley College, Melbourne is carrying out a joint fundraising and awareness program through theatrical production and is aiming to raise money to build education facilities in Afghanistan.
Click on any of the following blue hyperlinks for more about Habitat for Humanity:
Habitat for Humanity is a Christian organization. The international operational headquarters are located in Americus, Georgia, United States, with the administrative headquarters located in Atlanta. As of 2020, Habitat for Humanity operates in all 50 U.S. states and more than 70 countries.
Community-level Habitat offices act in partnership with and on behalf of Habitat for Humanity International. In the United States, these local offices are called Habitat affiliates; outside the United States, Habitat operations are managed by national offices.
Each affiliate and national office is an independently run, nonprofit organization. Affiliates and national offices coordinate all aspects of Habitat home building in their local area, including fundraising, building site selection, partner family selection and support, house construction, and mortgage servicing.
The mission statement of Habitat for Humanity is "Seeking to put God's love into action, Habitat for Humanity brings people together to build homes, communities and hope".
Homes are built using volunteer labor and Habitat makes no profit on the sales. In some locations outside the United States, Habitat for Humanity charges interest to protect against inflation. This policy has been in place since 1986.
Habitat has helped more than 29 million people construct, rehabilitate or preserve homes since its founding in 1976. As of 2013, Habitat was the largest not-for-profit builder in the world.
Qualifications for Home Ownership:
According to the official website:
"The affiliate's family selection committee chooses homeowners based on their level of need, their willingness to become partners in the program and their ability to repay the loan. Every affiliate follows a nondiscriminatory policy of family selection. Neither race nor religion is a factor in choosing the families who receive Habitat houses":
There are several checks and balances in place to protect both Habitat and the potential homeowner:
- Habitat for Humanity performs an extensive background check on potential homeowners, including character references, employer interviews, and audit of finances. The applicants are required to sign release forms authorizing Habitat for Humanity to perform this background check. This ensures that Habitat's risk is reasonable when selling a home and that the applicant family is in a suitable financial position to take on the responsibility of a mortgage.
- There are typically a First and a Second Mortgage. The Second Mortgage is put in place to protect any equity that is left that is not captured in the first mortgage. The homeowners pay down the first mortgage, and after a stated period of time (which varies from affiliate to affiliate) of living in the same home, the Second Mortgage is forgiven (however, it is not always forgiven). However, The Right of First Refusal stays in force until the mortgage is paid in full.
- Homeowners are usually expected to put approximately 500 hours of "sweat equity" into their own or other project homes, although this amount may vary by location, the number of wage-earning adults in each family, and the recipients' health issues. This sweat equity acts as the down payment on the home. Every hour spent earning this sweat equity must be approved and signed off on by an official Habitat for Humanity representative. Sweat equity has no monetary value and cannot be 'refunded'.
- Once construction on the home is finished and the sweat equity is completed in full, the homeowner purchases the home with a 0% to 2% interest mortgage (in the United States). With monthly payments (including taxes and insurance) that do not exceed 30% of the household's monthly income.
- Mortgage payments from homeowners are deposited into a locally administered "Fund for Humanity", the proceeds of which go toward future construction. In an effort to discourage predatory lenders from targeting Habitat homeowner families, mortgage agreements require the Habitat for Humanity affiliate the right of first refusal. Until the mortgage is paid in full, a Habitat home has no equity and can only be sold back to Habitat for Humanity. Should a homeowner family decide to sell their home during the period of their mortgage, the affiliate will buy it back at market value. Often affiliates will have a shared appreciation model that will allow the affiliate to recapture a portion of the equity in the home depending on the time the family lived in the home and paid on the mortgage.
- The typically no interest mortgage payments permit a family the freedom to manage their finances more effectively, the end goal being to provide a 'hand up' and not a 'hand out' as it were. In some locations, attendance at money management courses is mandatory for potential homeowners.
Building and other affiliate operations:
Habitat relies on volunteer labor in order to construct simple and affordable homes with its partner families, as well as to build community and civil society in the areas in which it works.
Many churches and other houses of worship (synagogues, temples, mosques etc.) sponsor houses and provide a large amount of the volunteers from their congregations.
Some corporations and businesses that value good corporate citizenship provide financial support to the projects and/or donate materials for use in construction. Many politicians and celebrities have volunteered with Habitat, reflecting its profile as a highly regarded non-profit.
Green building:
Habitat builds simple houses with locally appropriate materials. In many communities, Habitat affiliates and national offices are exploring areas of green building, including energy efficiency and sustainability. In the United States, many affiliates are building homes that are LEED certified. In 2010, Habitat for Humanity Tajikistan won a national Global Energy Award for their resource-saving bio-sand water filter project.
Tithe:
Habitat affiliates and national offices contribute a percentage of the unrestricted funds they raise locally to be used in building homes by a Habitat national office overseas. For instance, Habitat New Zealand's tithe helps to support an equal number of housing outcomes abroad, predominantly in the Pacific region.
Charging interest:
Habitat homeowners in the United States and Canada pay no interest on their no-profit mortgages. Some Habitat for Humanity affiliates outside the United States adjust the no-profit loans to compensate for the inflation rate in their area, with the goal that "the repayments from one house should ideally build another house of the same design".
Habitat ReStores:
Habitat ReStores are retail outlets that sell new and used building and household materials donated by small businesses, large companies, job sites, and individuals. Proceeds from ReStores help local affiliates fund the construction of Habitat houses within the community.
Many affiliates across the United States, Canada, Australia and New Zealand operate successful ReStores—some of which raise enough funds to build an additional 10 or more houses per year. Many ReStores cover the administrative costs of the Habitat affiliate so that 100% of donor funds can be put toward home construction and rehabilitation projects.
Ongoing programs:
Habitat for Humanity International develops and supports special programs to engage volunteers from all walks of life in Habitat's mission and work.
Solid Ground:
Solid Ground is a global advocacy campaign of Habitat for Humanity International focused on improving access to land for shelter. The Solid Ground campaign has four sub-themes: secure tenure, gender equality, slum upgrading, and disaster resilience.
Through the Solid Ground campaign, Habitat for Humanity and partner organizations are working in 37 countries around the world to change land policy and systems at all levels of government.
A Brush With Kindness:
Habitat for Humanity's A Brush With Kindness is a locally operated program serving low-income homeowners who struggle to maintain the exterior of their homes. The program is a holistic approach to providing affordable housing and assisting communities as well as families. Groups of volunteers help homeowners with exterior maintenance. This typically includes painting, minor exterior repairs, landscaping, weatherization and exterior clean-up.
Global Village Trips:
As suggested by the name, Habitat for Humanity International places a strong emphasis on building homes around the world. Volunteers today can build with Habitat affiliates in many locations on Global Village Trips.
After having gone through training, trip leaders organize travel plans with the support of the Americus-headquartered Global Village Department, first formally established in 1988. Participants from all over are then able to register for trips to their destination of choice.
Teams generally number between eight and fifteen, with trips usually lasting between nine and fourteen days.
According to the website, Global Village Trips offer volunteers the opportunity:
to experience another culture while making a difference in the lives of others ... work alongside members of the host community in building decent, affordable housing ... [and]help raise awareness of the burden of poverty housing and create a true global village of love, community, homes and hope.
National Service:
National Service refers to national service programs that are funded by the Corporation for National and Community Service. The goal of the Habitat for Humanity National Service program is to help local Habitat affiliates operate more efficiently and effectively by maximizing existing volunteers, increasing capacity for new volunteers and most importantly, meeting the housing needs of communities by building more houses for low-income families.
AmeriCorps is a network of national service programs that engage more than 75,000 Americans each year in intensive service to meet critical needs in education, public safety, health and the environment. Habitat for Humanity International was one of the first nonprofits contacted by the Corporation for National and Community Service when AmeriCorps was being formed in 1993.
In the 2008–2009 program year, over 500 AmeriCorps members at affiliates all over the country will help build nearly 2,000 houses and recruit and retain nearly 200,000 community volunteers. Those volunteers will provide an estimated 1,600,000 volunteer hours. The members themselves will contribute 850,000 hours.
RV Care-A-Vanners:
RV Care-A-Vanners is a volunteer program in which volunteers travel in their personal recreational vehicles, making stops at local Habitat affiliates to assist in house construction and renovations. RV Care-A-Vanner volunteers each pay their own expenses, which may be tax deductible.
Many RV Care-A-Vanners help local Habitat affiliates raise the awareness of poverty housing and homelessness by speaking to churches, civic groups and local media. Individual Care-A-Vanners often make donations to their local Habitat affiliate and some even organize fund-raising teams and sponsor entire houses.
Women Build:
Originating in 1991 with a Charlotte, North Carolina home built entirely by a crew of female volunteers, Habitat's Women Build program encourages women to make a difference by building homes and communities. Women Build projects provide an environment in which women can feel comfortable learning construction skills they might not otherwise have the opportunity to learn. Globally, more than 1,400 homes have been completed by Women Build volunteers.
Women all over the United States participate in National Women Build Week. The week-long build leading up to Mother's Day is designed to showcase the skills of Women Build volunteers and to motivate new volunteers to help families and change communities.
Lowe's is a major sponsor and underwriter of Women Build, and has generously supported each National Women Build Week. In addition to competitive grant opportunities, Lowe's offers a series of free how-to clinics for U.S. Women Build affiliates.
Youth Programs:
Habitat for Humanity's Youth Programs seek to involve young people, ages 5 to 25, in Habitat's mission and work. In accordance with U.S. federal guidelines, youth must be at least 16 years old to be on an active construction site, and must be 18 years old to engage in certain build activities.
Habitat's Youth Programs include programs such as the following:
Campus chapters: A campus chapter is a student-led, student-initiated organization on a high school or college campus that partners with the local Habitat affiliate to fulfill the four functions of a campus chapter. The four functions of a campus chapter are: building, fundraising, advocating and educating.
Collegiate Challenge: Habitat for Humanity runs a year-round alternative break program known as Collegiate Challenge for student groups age 16 to 25. Although summer, fall, and winter break trips are available, most participants go during their spring break.
Collegiate Challenge participants travel to host sites throughout the United States and spend one week working in partnership with the local Habitat affiliate, the local community, and partner families to help eliminate poverty housing in the area. Host affiliates provide housing for the groups, as well as a place to shower and cook meals for the week.
More than 14,000 volunteers took part in Collegiate Challenge in 2011, making it one of the world's largest alternative break programs. Since its inception in 1989, nearly 240,000 students have participated in Collegiate Challenge and have donated more than $25 million to Habitat for Humanity affiliates.
Learn and Build Experience: For one week during the summer, students ages 16 to 18 can experience Habitat's work outside of their communities. In addition to a week of building, students also learn about the need for Habitat through educational activities.
Youth United: Youth United is a Habitat for Humanity program run by youth and for youth ages 5 to 25. It brings young people together from all walks of life to play active roles in transforming their communities. Youth United mobilizes young people to sponsor and build a house with their local Habitat affiliate.
Annual events:
Jimmy & Rosalynn Carter Work Project
Main article: Jimmy & Rosalynn Carter Work Project
Former U.S. President Jimmy Carter became involved with Habitat for Humanity in 1984 and has since become its highest profile proponent. He has been involved in fund-raising and publicity as well as actual home-building, taking part in the annual Jimmy Carter Work Project "blitz build".
In 2008, Habitat for Humanity celebrated the 25th annual building project with the Carters and renamed it to include Mrs. Carter. The Jimmy & Rosalynn Carter Work Project focused on supporting the Gulf Coast community seeking to rebuild after hurricanes Katrina and Rita. Despite periodic downpours, volunteers got most of the work done during one week in June to finish building and fixing 60 houses and frame 48 more.
In November 2009, volunteers joined Jimmy and Rosalynn Carter in the Mekong River region of Southeast Asia. Houses were built in the countries of Vietnam, Cambodia, Laos, Thailand and Yunnan Province in China. The week-long project served nearly 166 families. It also began a five-year Habitat for Humanity initiative to work with 50,000 families across the five countries.
Home Builders Blitz:
During Home Builders Blitz 2008, more than 1,000 building industry professionals in 110 Habitat for Humanity affiliates built 263 new homes across the United States. This was the second national Home Builders Blitz program, which was begun on the local level in 2002 in Raleigh, North Carolina. Since then, the professional homebuilders industry has supported Habitat by building more than 800 homes.
Tom Gipson, a Habitat volunteer and professional homebuilder who started the Home Builder's Blitz program, was named the "Ultimate Volunteer" in a 2009 contest by ABC's The View.
Habitat for Humanity AmeriCorps Build-a-Thon:
The AmeriCorps Build-a-Thon is an annual signature event that brings together AmeriCorps members and alumni in a week long blitz build. The Build-a-Thon provides the host affiliate an opportunity to advance and highlight local house-building efforts. It also serves as an annual meeting of AmeriCorps volunteers who might otherwise lack any opportunity to meet.
The event is held across the United States and highlights a different Habitat affiliate each year. In the past, Build-a-Thons have occurred in Cedar Rapids, Iowa; the Gulf Coast; Dallas, Texas; Mobile County, Alabama; and Jacksonville, Florida.
The 2010, Habitat AmeriCorps Build-a-Thon was held in Cedar Rapids, Iowa, hosted by Cedar Valley Habitat for Humanity. This was the second consecutive year that Cedar Valley
Habitat hosted the event. More than 500 Habitat for Humanity AmeriCorps National and AmeriCorps VISTA members from across the country came together to build, rehabilitate and repair more than 20 homes. In 2015, the Build-a-Thon was held in New Orleans in remembrance of Hurricane Katrina.
Other special initiatives:
Habitat's Gulf Coast Recovery:
Habitat initiated a special program to help restore housing to the areas affected by Hurricanes Katrina and Rita. The effort was focused on getting local affiliates in the area back on their feet and prepared to build for their communities. It also became a catalyst for other organizations, like the St. Bernard Project, corporations and the government to provide help and support in rebuilding the area and has received considerable national media attention. Habitat restored around 300 homes for Katrina efforts.
As part of Operation Home Delivery, housing components were assembled in nearby less-affected locations such as Jackson, Mississippi, allowing much of the construction to be accomplished while basic infrastructure was being restored. Pre-constructed components were then shipped to the affected areas and built at a faster rate. Within two months of the time of the disaster, construction had begun on houses in the Louisiana cities of Covington and Slidell, near New Orleans.
Harry Connick Jr., and Branford Marsalis served as honorary chairs of Habitat's hurricane rebuilding program, and one of the many projects along the Gulf Coast is the Musicians' Village at New Orleans Habitat for Humanity.
Habitat's Efforts in Haiti:
Main article: 2010 Haiti earthquake
On 12 January 2010, a magnitude 7.0 earthquake struck Haiti just 10 miles west of the capital, Port-au-Prince. The earthquake damaged almost 190,000 houses, of which 105,000 were entirely devastated. Of the more than two million affected survivors, 500,000 are still displaced today.
Soon after the earthquake, Habitat set a goal of serving 50,000 families over five years, helping them move toward safe, secure and permanent places to call home.
Habitat has reached numerous milestones after the earthquake including over 155 houses as well as another 100 houses planned to be built starting 23 November of this year. Aside from direct building of housing, more than 4,000 families received transitional or upgraded shelters, more than 350 houses were repaired and rehabilitated, more than 24,500 emergency shelter kits were distributed, and more than 12,000 damage assessments were conducted (Habitat For Humanity International).
During this time, an entire community was transformed and lives were changed. More than 4,450 Haiti citizens were trained in construction techniques, financial literacy, disaster risk reduction and business development, which resulted in job opportunities for over 700 Haitians (Habitat For Humanity International).
Habitat's Bangladesh Restoration:
Habitat played an integral in the restoration of Bangladesh after Cyclone Sidr devastated 31 districts. A partnership with Japan Platform to help build transitional shelters was on-going when the disaster hit in November 2007. All phases of this project completed at the end of February 2009.
Habitat responded to the cyclone by pledging $250000 to provide technical assistance. Prior to the construction of transitional homes, immediate necessities such as food, water and medicine were distributed to affected families.
A Habitat Resource Center was built in phase one for technical planning, coordination and management of the entire project. It also served as the manufacturing and storage center for construction materials. A total of 480 houses were built at the end of a 3 phase construction process. Each house was provided with proper sanitation using contributions from UNICEF Bangladesh and HFH Great Britain.
These transitional shelters were designed to be built by volunteers and unskilled workers in about eight hours on an area that had been prepared by families. This shelter provides a strong and cyclone-resistant core structure to protect residents from severe weather.
Extensions to the home when the family has the financial means can be done by adding walling to the existing structure.
In bid to raise the local awareness of these transitional homes, HFH Bangladesh organized a series of training and familiarisation workshops for locals. 16 sessions were held between March and December 2008.
In total, 12 communities were worked on by HFH Bangladesh. Structures had been built in the regions of Ghotoker Andua, Andua, Kalagachiya, Pipra Khali and Mirzaganj villages in Mirzaganj Union. In the Amragachia Union the regions of Uttar Amragachia, Dakkhin Amragachia, Shoilabunia, Kismat Shoilabunia and Amragachi villages also had structures built there.
Making it Better in the Long Term with Solar
There are many projects that go hand in hand with the house building projects that allow these homes to supply their own electricity through the use of solar energy. U.S. companies such as Pacific Gas and Electric Company have partnered with Habitat for Humanity to provide complete solar grids for several homes.
Other solar projects, mostly in the U.S., like one in San Francisco, as well as efforts of individual citizens are trying to make a difference by raising funds to get more solar homes built.
Who Says You Can't Go Home:
The video for rock band Bon Jovi's song "Who Says You Can't Go Home" features Habitat for Humanity volunteers as well as the band building homes as part of Habitat for Humanity in Philadelphia, close to Bon Jovi's native New Jersey. It reflects Jon Bon Jovi's dedication to the organization and highlights the importance of community unity, faith, and involvement.
The popularity of Bon Jovi increased Habitat's exposure and influenced new volunteers to donate their time and money to Habitat.
Habitat Bicycle Challenge:
The Habitat Bicycle Challenge (HBC), a nine-week, coast-to-coast bicycle trip undertaken to raise funds for Habitat for Humanity of Greater New Haven and to increase awareness of Habitat for Humanity in general, took place annually from 1995 to 2007.
Prior to embarking in June on the 4,000-mile (6,400 km) trek, participants engaged in a seven-month fundraising campaign for Habitat for Humanity of Greater New Haven.
Once on the road, they served as roaming advertisements for Habitat and gave nightly presentations explaining Habitat's mission to their hosts, usually church congregations. They also took part in builds with local Habitat chapters along the way.
At its height, HBC attracted about 90 participants a year, all aged 18 to 24 and about half coming from Yale University. Each rider traveled one of three routes: New Haven to San Francisco, New Haven to Portland, or New Haven to Seattle.
By 2004 HBC had become the single largest yearly fundraiser for any Habitat affiliate in the world, raising about $400,000 a year. However, amid growing safety concerns, Habitat for Humanity of Greater New Haven was forced to announce the cancellation of HBC in September 2007.
Bike and Build, a similar program, was founded in 2002 by a former HBC rider. Though not directly affiliated with Habitat for Humanity, it carries on the legacy of the Habitat Bicycle Challenge.
Appetite for Construction Tour:
In the fall of 2007, alternative rock bands Switchfoot and Relient K went on the Appetite for Construction Tour, partnering with Habitat while raising awareness for the organization and donating a dollar per ticket sold. The tour was highly successful, raising over US$100,000 for donation to the cause.
The Wall Project:
Wesley College, Melbourne is carrying out a joint fundraising and awareness program through theatrical production and is aiming to raise money to build education facilities in Afghanistan.
Click on any of the following blue hyperlinks for more about Habitat for Humanity:
Home Construction, including a
List of Construction Trades Pictured below: The Same House under construction as covered on the first Video Above
List of Construction Trades Pictured below: The Same House under construction as covered on the first Video Above
Home construction is the process of constructing a home. Beginning with simple pre-historic shelters, home construction techniques have evolved to produce the vast multitude of living accommodations available today.
Different levels of wealth and power have warranted various sizes, luxuries, and even defenses in a "home". Environmental considerations and cultural influences have created an immensely diverse collection of architectural styles.
From castles to mud thatches, mansions to shanties, the 'home' has grown to represent a seemingly limitless array of structures.
History:
While homes may have originated in pre-history, there are many notable stages through which cultures pass to reach the current level of modernization. Countries and communities throughout the world currently exhibit very diverse concepts of housing, at many different stages of home development.
Finding or buying parts:
Two methods for constructing a home can be distinguished:
Specifications:
Civil Site Plans, Architectural Drawings and Specifications comprise the document set needed to construct a new home. Specifications consist of a precise description of the materials to be used in construction. Specifications are typically organized by each trade required to construct a home.
The modern family home has many more systems and facets of construction than one might initially believe. With sufficient study, an average person can understand everything there is to know about any given phase of home construction. The do it yourself (DIY) boom of the late twentieth century was due, in large part, to this fact. And an international proliferation of kitset home and prefabricated home suppliers, often consisting of components of Chinese origin has further increased supply and made DIY home building more prevalent.
Procedures:
The process often starts with a planning stage in which plans are prepared by an architect and approved by the client and any regulatory authority. Then the site is cleared, foundations are laid and trenches for connection to services such as sewerage, water, and electricity are established.
If the house is wooden-framed, a framework is constructed to support the boards, siding and roof. If the house is of brick construction, then courses of bricks are laid to construct the walls.
Floors, beams and internal walls are constructed as the building develops, with plumbing and wiring for water and electricity being installed as appropriate. Once the main structure is complete, internal fitting with lights and other fitments is done, and the house may be decorated and furnished with furniture, cupboards, carpets, curtains and other fittings.
Phases:
External construction:
Internal construction:
Finishing construction:
Home Size:
According to data from the U.S. Census and Bureau of Labor Statistics found the average floor area of a home in the United States has steadily increased over the past one hundred years, with an estimated 18.5 square foot increase in the average floor area per year. In 1920, the average floor area was 1,048 square feet (97.4 m2), which rose to 1,500 square feet (140 m2) by 1970 and today sits at around 2,657 square feet (246.8 m2).
Criticism:
Some have criticized the house-building industry. Mass house-builders can be risk averse, preferring cost-efficient building methods rather than adopting new technologies for improved building performance. Traditional vernacular building methods that suit local conditions and climates can be dispensed with in favor of a generic 'cookie cutter' housing type.
___________________________________________________________________________
The following is a list of trades in construction for Home Building:
Among the construction trades, in most industrialized counties, each has a distinct 4-year craft apprenticeship education and usually once started a worker remains in a single craft and progresses through ranks of skill for the duration of their career (pre-apprentice, apprentice, and journeyman; some countries include a post-journeyman 'master' level, which in other countries is a company title like leadman, foreman, and superintendent). While not as formalized in laws as in industrialized counties, the same situation is true through craft traditions in non-industrialized countries.
See also:
Different levels of wealth and power have warranted various sizes, luxuries, and even defenses in a "home". Environmental considerations and cultural influences have created an immensely diverse collection of architectural styles.
From castles to mud thatches, mansions to shanties, the 'home' has grown to represent a seemingly limitless array of structures.
History:
While homes may have originated in pre-history, there are many notable stages through which cultures pass to reach the current level of modernization. Countries and communities throughout the world currently exhibit very diverse concepts of housing, at many different stages of home development.
Finding or buying parts:
Two methods for constructing a home can be distinguished:
- the method in which architects simply assume free choice of materials and parts, and the method in which reclaimed materials are used, and the house is thus during its entire construction a "work in progress" (meaning every single aspect of it is subject to change at any given time, depending on what materials are found).
- The second method has been used throughout history, as materials have always been scarce.
Specifications:
Civil Site Plans, Architectural Drawings and Specifications comprise the document set needed to construct a new home. Specifications consist of a precise description of the materials to be used in construction. Specifications are typically organized by each trade required to construct a home.
The modern family home has many more systems and facets of construction than one might initially believe. With sufficient study, an average person can understand everything there is to know about any given phase of home construction. The do it yourself (DIY) boom of the late twentieth century was due, in large part, to this fact. And an international proliferation of kitset home and prefabricated home suppliers, often consisting of components of Chinese origin has further increased supply and made DIY home building more prevalent.
Procedures:
The process often starts with a planning stage in which plans are prepared by an architect and approved by the client and any regulatory authority. Then the site is cleared, foundations are laid and trenches for connection to services such as sewerage, water, and electricity are established.
If the house is wooden-framed, a framework is constructed to support the boards, siding and roof. If the house is of brick construction, then courses of bricks are laid to construct the walls.
Floors, beams and internal walls are constructed as the building develops, with plumbing and wiring for water and electricity being installed as appropriate. Once the main structure is complete, internal fitting with lights and other fitments is done, and the house may be decorated and furnished with furniture, cupboards, carpets, curtains and other fittings.
Phases:
External construction:
- Shallow foundation
- Light-frame construction
- Domestic water system
- Electrical wiring
- Building envelope
- Retaining walls
Internal construction:
- Ventilation
- Plumbing
- Air conditioning
- Electrical wiring
- Telephone wiring
- Ethernet wiring
- Insulation
- Flooring
- Wall
- Ceilings
Finishing construction:
Home Size:
According to data from the U.S. Census and Bureau of Labor Statistics found the average floor area of a home in the United States has steadily increased over the past one hundred years, with an estimated 18.5 square foot increase in the average floor area per year. In 1920, the average floor area was 1,048 square feet (97.4 m2), which rose to 1,500 square feet (140 m2) by 1970 and today sits at around 2,657 square feet (246.8 m2).
Criticism:
Some have criticized the house-building industry. Mass house-builders can be risk averse, preferring cost-efficient building methods rather than adopting new technologies for improved building performance. Traditional vernacular building methods that suit local conditions and climates can be dispensed with in favor of a generic 'cookie cutter' housing type.
___________________________________________________________________________
The following is a list of trades in construction for Home Building:
- Boilermaker, works in nuclear and fossil power plants, shipyards, refineries and chemical plants, on boilers, pressure vessels, and similar equipment.
- Carpenter, a craftsperson who performs carpentry, building mainly with wood. Among carpentry's subsidiary trades are those of cabinet maker and millworker, including:
- Carpenters unions usually include drywall installer, lather (wire mesh molding), flooring installer, pile driver, millwright (machinery installer), diver, and diver tender.
- Carpet layer and linoleum flooring, one who specializes in laying carpet and linoleum floor covering.
- Dredger, may include:
- Lead Dredgeman,
- Operator,
- Leverman,
- Licensed Tug Operator,
- Derrick Operator,
- Spider/Spill Barge Operator,
- Engineer,
- Electrician,
- Chief Welder,
- Chief Mate,
- Fill Placer,
- Operator II,
- Maintenance Engineer,
- Licensed Boat Operator,
- Certified Welder,
- Mate,
- Drag Barge Operator,
- Steward,
- Assistant Fill Placer,
- Welder,
- Boat Operator,
- Shoreman,
- Deckhand,
- Rodman,
- Scowman,
- Cook,
- Messman,
- Porter/Janitor,
- and Oiler.
- Lead Dredgeman,
- Electrician, specializing in electrical wiring of buildings and related equipment. Electricians may be employed in the construction of new buildings or maintenance of existing electrical infrastructure, they can also install A/C and Telecommunications systems.
- Elevator mechanic installs vertical lift and transporting equipment.
- Fencer, a tradesperson who builds fences.
- Glazier, installs glass.
- Heavy equipment operator, a driver and operator of heavy equipment used in engineering and construction projects. There are special function titles, such as Bargeman, Brakeman, Compressor operator, Elevator operator, Engineer Oiler, Forklift operator, Generator, Pump or Compressor plant operator, Signalman, Switchman, Conveyor operator, Fireman, Skiploader operator, Helicopter radioman, Boring machine operator, Boxman or mixerman, Asphalt plant engineer, Batch plant operator, Bit sharpener, Micro tunnel system operator, Pavement breaker operator, Drill Doctor, Drilling machine operator, Rotary drill operator, Canal liner operator, Canal trimmer operator, and Concrete boom pump operator.
- Insulation installer. Includes application of all insulating materials, protective coverings, coatings and finishes to all types of mechanical systems. Also Hazardous Material Handler (for HazMat see Laborer).
- Ironworker (or steel erector, often includes welder), erects or dismantles structural steel frames. Structural steel installation is usually crane-assisted. Workers rely on mobile, elevated platforms or scissor lifts. Ironworkers bolt the steelwork together using various tools, power tools and manual tools. Metallic Lathers may be included in this category.
- Laborer, a skilled worker proficient with pneumatic tools, hand tools, blasting, smaller heavy equipment. Laborers may also assist other tradespeople.
- Landscaper, a tradesperson who specializes in landscaping (see Laborer).
- Linemen, high voltage line and substation construction and maintenance trade; includes trade titles under power line technicians:
- Electrician, Digger Machine Operator, Groundsman (unskilled electrician waiting to enter the apprenticeship).
- Mason, a tradesperson skilled variously in brick and blocklaying, concrete finishing (the placement, finishing, protecting and repairing of concrete in construction projects). Also stonemason, marble setter and polisher, tile setter and polisher, terrazzo worker and finisher. Hod carrier is a subsidiary trade (also see Laborer).
- Millwright installs various industrial equipment.
- Painter, a tradesperson responsible for the painting and decorating of buildings, and is also known as a decorator or house painter. Also includes Paper Hanger.
- Pile driver, a tradesperson who installs piles, drills shafts, and constructs certain foundation support elements.
- Pipefitter (or steamfitter), a person who lays out, assembles, fabricates, maintains, and repairs large-sized piping systems capable of enabling high-pressure flow.
- Plasterer, a tradesperson who works with plaster, such as forming a layer of plaster on an interior wall or plaster decorative moldings on ceilings or walls.
- Plumber, a tradesperson who specializes in installing and maintaining systems used for plumbing(drain systems), heating, drainage, fire fighting, potable (drinking) water or small-sized industrial process plant piping.
- Sheet metal worker, also known as a Mechanical Worker, A person who installs Heating Ventilation and Air Conditioning systems (HVAC), duct work, and exhaust systems for kitchens, bathrooms, laundry rooms, furnaces, etc. They also install gas lines and gas piping to a variety of appliances in homes and different types of businesses.
- Sign display worker.
- Steel fixer ("ironworker" USA, also "rodbuster" USA/Australia), a tradesperson who positions and secures reinforcing bars and mesh used to reinforce concrete on construction projects. This trade is usually included with Ironworkers.
- Teamster, operator of highway trucks used to haul heavy loads on paved roadways.
- Waterproofer, also see roof and roofer.
- Welder, a tradesperson who specializes in welding.
Among the construction trades, in most industrialized counties, each has a distinct 4-year craft apprenticeship education and usually once started a worker remains in a single craft and progresses through ranks of skill for the duration of their career (pre-apprentice, apprentice, and journeyman; some countries include a post-journeyman 'master' level, which in other countries is a company title like leadman, foreman, and superintendent). While not as formalized in laws as in industrialized counties, the same situation is true through craft traditions in non-industrialized countries.
See also:
- Construction
- Construction worker
- Civil engineering
- Common Arrangement of Work Sections (CAWS)
- Dirty, Dangerous and Demeaning
- Index of construction articles
- Outline of construction
Rent to Own Homes
- YouTube Video: How does a Real Estate "Rent to Buy" Option Work?
- YouTube Video: The Dangers of Rent-to-Own Agreements
- YouTube Video: Rent to Own Homes - Pros and Cons
[Your WebHost: this topic focuses on rent to buy only as it applies to home renting/purchasing]:
Rent-to-own, also known as rental-purchase or Rent-To-Buy, is a type of legally documented transaction under which tangible property, such as furniture, consumer electronics, motor vehicles, home appliances, real property (e.g., a House), and engagement rings, is leased in exchange for a weekly or monthly payment, with the option to purchase at some point during the agreement.
A rent-to-own transaction differs from a traditional lease, in that the lessee can purchase the leased item at any time during the agreement (in a traditional lease the lessee has no such right), and from a hire purchase/installment plan, in that the lessee can terminate the agreement by simply returning the property (in a hire purchase the buyer has a limited time, if any, to cancel the agreement).
The usage of rent-to-own transactions began in the United Kingdom and Europe, and first appeared in the United States during the 1950s and 1960s. While rent-to-own terminology is most commonly associated with consumer goods transactions, the term is sometimes used in connection with real estate transactions. The newest law coming into effect known as "Physical control" is a progression towards owning something such as a parcel of land.
Real Estate:
While rent-to-own transactions are most commonly conducted for purchasing consumer goods at a retail store, this term also describes a specialized real estate agreement.
The rent-to-own housing option is typically exercised more often during housing market downturns, such as the late 2000s (decade) financial crisis.
Because the most recent housing market downturn was accompanied by protective regulatory scrutiny of lending practices and consumer credit agencies, acquiring a loan has become more difficult for Subprime borrowers.
Some have opined that residential home rental may become the new normal, whereas proponents of rent-to-own real estate agreements argue otherwise.
Imperfect credit scores:
Tenant/buyers who have imperfect credit scores are typically drawn to rent-to-own properties since the lease terms allow them to live in the home while they take the steps necessary to fix their credit and secure a mortgage.
Most lease purchase agreements allow them to lock in a market rate when they sign the contract. People with poor credit find the leasing period a crucial opportunity to repair their financial profile to secure a loan.
A common complaint tenant/buyers have with rent-to-own agreements, however, stems from their inability to secure a loan in time to purchase the property, whether due to insufficient downpayment or credit, at which point they are left to restructure the agreement or forced to walk away.
Transaction structure:
In a rent-to-own transaction, the tenant lives on the real property and pay towards purchasing the property at a fixed price within a specific period of time, usually one to three years. As part of the contract, the renter may be required to make a nonrefundable deposit, that is often included as part of a down payment at the end of the lease term.
In addition to monthly rent, often an additional amount called a rent credit is paid into an escrow account during the lease period. This amount is added to the deposit and used as part of the down payment at the end of the lease term. This pushes the rent above the market rate but helps build savings for purchase if the buy option is taken.
At the end of the lease term, the tenant is offered right of first refusal to purchase the property at the agreed upon sale price, or walk away and forfeit the deposit. If the tenant is unable or unwilling to exercise the option to buy, the owner is then free to rent or sell the property to another buyer, or to restructure the contract.
Scams:
Because rent-to-own real estate contracts are flexible open-source documents, there is room for scammers to take advantage of unprepared tenants. Rent-to-own proponents recommend consulting licensed realtors and/or real estate lawyers for every step throughout your transaction for your safety.
See also:
Rent-to-own, also known as rental-purchase or Rent-To-Buy, is a type of legally documented transaction under which tangible property, such as furniture, consumer electronics, motor vehicles, home appliances, real property (e.g., a House), and engagement rings, is leased in exchange for a weekly or monthly payment, with the option to purchase at some point during the agreement.
A rent-to-own transaction differs from a traditional lease, in that the lessee can purchase the leased item at any time during the agreement (in a traditional lease the lessee has no such right), and from a hire purchase/installment plan, in that the lessee can terminate the agreement by simply returning the property (in a hire purchase the buyer has a limited time, if any, to cancel the agreement).
The usage of rent-to-own transactions began in the United Kingdom and Europe, and first appeared in the United States during the 1950s and 1960s. While rent-to-own terminology is most commonly associated with consumer goods transactions, the term is sometimes used in connection with real estate transactions. The newest law coming into effect known as "Physical control" is a progression towards owning something such as a parcel of land.
Real Estate:
While rent-to-own transactions are most commonly conducted for purchasing consumer goods at a retail store, this term also describes a specialized real estate agreement.
The rent-to-own housing option is typically exercised more often during housing market downturns, such as the late 2000s (decade) financial crisis.
Because the most recent housing market downturn was accompanied by protective regulatory scrutiny of lending practices and consumer credit agencies, acquiring a loan has become more difficult for Subprime borrowers.
Some have opined that residential home rental may become the new normal, whereas proponents of rent-to-own real estate agreements argue otherwise.
Imperfect credit scores:
Tenant/buyers who have imperfect credit scores are typically drawn to rent-to-own properties since the lease terms allow them to live in the home while they take the steps necessary to fix their credit and secure a mortgage.
Most lease purchase agreements allow them to lock in a market rate when they sign the contract. People with poor credit find the leasing period a crucial opportunity to repair their financial profile to secure a loan.
A common complaint tenant/buyers have with rent-to-own agreements, however, stems from their inability to secure a loan in time to purchase the property, whether due to insufficient downpayment or credit, at which point they are left to restructure the agreement or forced to walk away.
Transaction structure:
In a rent-to-own transaction, the tenant lives on the real property and pay towards purchasing the property at a fixed price within a specific period of time, usually one to three years. As part of the contract, the renter may be required to make a nonrefundable deposit, that is often included as part of a down payment at the end of the lease term.
In addition to monthly rent, often an additional amount called a rent credit is paid into an escrow account during the lease period. This amount is added to the deposit and used as part of the down payment at the end of the lease term. This pushes the rent above the market rate but helps build savings for purchase if the buy option is taken.
At the end of the lease term, the tenant is offered right of first refusal to purchase the property at the agreed upon sale price, or walk away and forfeit the deposit. If the tenant is unable or unwilling to exercise the option to buy, the owner is then free to rent or sell the property to another buyer, or to restructure the contract.
Scams:
Because rent-to-own real estate contracts are flexible open-source documents, there is room for scammers to take advantage of unprepared tenants. Rent-to-own proponents recommend consulting licensed realtors and/or real estate lawyers for every step throughout your transaction for your safety.
See also:
- Alternative financial services
- Closed-end leasing
- Hire purchase
- "From Poverty, Opportunity: Putting the Market to Work for Lower Income Families". Brookings Institution. July 2006.
Renting an Apartment in the United States, including Types of Apartments and Rent Control
- YouTube Video: New York City Studio APARTMENT TOUR (updated) / Covering the Bases
- YouTube Video: How to Find the Best Roommate for Your Apartment
- YouTube Video: Life Inside the Projects
- A Manhattan penthouse with swimming pool, as viewed from the Empire State Building observation deck;
- A former warehouse for printing presses converted to a loft apartment on Chicago's Near West Side;
- Ardmore Court Apartments in Los Angeles California;
An apartment is a self-contained housing unit (a type of residential real estate) that occupies only part of a building, generally on a single story. There are many names for these overall buildings, see below. The housing tenure of apartments also varies considerably, from large-scale public housing, to owner occupancy within what is legally a condominium, to tenants renting from a private landlord (see leasehold estate).
Click on any of the following blue hyperlinks for more about Renting an Apartment:
Types of Apartments: An alphabetical Listing:
B: C: E: G: H: L: M: O: P: R: S:
Rent Control in the United States:
Rent control in the United States refers to laws or ordinances that set price controls on the renting of American residential housing. They function as a price ceiling.
The loose term "rent control" can apply to several types of price control:
As of 2018, four states (California, New York, New Jersey, and Maryland) and the District of Columbia have localities in which some form of residential rent control is in effect (for normal structures, excluding mobile homes). Thirty-seven states either prohibit or preempt rent control, while nine states allow their cities to enact rent control, but have no cities that have implemented it.
Click on any of the following blue hyperlinks for more about Rent Control in the United States:
Click on any of the following blue hyperlinks for more about Renting an Apartment:
- Terminology
- Types and characteristics
- Apartments in the United States including Property classes
- See also:
- Apartment category at Wikimapia
- The dictionary definition of apartment at Wiktionary
- Apartment house (Architecture) at Encyclopædia Britannica
Types of Apartments: An alphabetical Listing:
B: C: E: G: H: L: M: O: P: R: S:
- Scissor section flat
- Serviced apartment
- Short stay apartment
- Single room occupancy
- Sky Villas
- Studio apartment
Rent Control in the United States:
Rent control in the United States refers to laws or ordinances that set price controls on the renting of American residential housing. They function as a price ceiling.
The loose term "rent control" can apply to several types of price control:
- "strict price ceilings", also known as "rent freeze" systems, or "absolute" or "first generation" rent controls, in which no increases in rent are allowed at all (rent is typically frozen at the rate existing when the law was enacted)
- "vacancy control", also known as "strict" or "strong" rent control, in which the rental price can rise, but continues to be regulated in between tenancies (a new tenant pays almost the same rent as the previous tenant) and
- "vacancy decontrol", also known as "tenancy" or "second-generation" rent control, which limits price increases during a tenancy, but allows rents to rise to market rate between tenancies (new tenants pay market rate rent, but increases are limited as long as they remain).
As of 2018, four states (California, New York, New Jersey, and Maryland) and the District of Columbia have localities in which some form of residential rent control is in effect (for normal structures, excluding mobile homes). Thirty-seven states either prohibit or preempt rent control, while nine states allow their cities to enact rent control, but have no cities that have implemented it.
Click on any of the following blue hyperlinks for more about Rent Control in the United States:
- History
- Law
- Arguments for
- Arguments against
- See also:
- Affordable housing
- Price ceiling
- Just cause eviction controls
- Subsidized housing
- Rent control in New York
- Rent control in California
- Rent Control Around the World: Pros and Cons
- California cities with rent control
- Pro-rent control article from tenant.net
- Rent Controls and Housing Investment
- Pro-rent control article from Dollars & Sense magazine
- Four Thousand Years of Price Control – Mises Institute
Home Owners Association (HOA)
(Beware of Common-interest developments)
(Beware of Common-interest developments)
- YouTube Video: First Time Home Buyer - HOA: Buying a house in an HOA - Pros & Cons
- YouTube Video: HOA Rules and Regulations | Homeowners Associations | HOA | First Time Buyer Tips | 5 TIPS!
- YouTube Video: What is HOA? What YOU should pay attention to when buying in a HOA
Homeowner Associations:
In the United States, a homeowner association (or homeowners’ association, abbreviated HOA, sometimes referred to as a property owners’ association or POA) is a private association often formed by a real estate developer for the purpose of marketing, managing, and selling homes and lots in a residential subdivision.
Typically the developer will transfer control of the association to the homeowners after selling a predetermined number of lots. Generally any person who wants to buy a residence within the area of a homeowners association must become a member, and therefore must obey the governing documents including Articles of Incorporation, CC&Rs (Covenants, Conditions and Restrictions) and By-Laws, which may limit the owner's choices.
Homeowner associations are especially active in urban planning, zoning and land use, decisions that affect the pace of growth, the quality of life, the level of taxation and the value of land in the community.
Most homeowner associations are incorporated, and are subject to state statutes that govern non-profit corporations and homeowner associations. State oversight of homeowner associations is minimal, and it varies from state to state.
Some states, such as Florida and California, have a large body of HOA law. Other states, such as Massachusetts, have virtually no HOA law. Homeowners associations are commonly found in residential developments since the passage of the Davis–Stirling Common Interest Development Act in 1985.
The fastest-growing form of housing in the United States today are common-interest developments (CIDs), a category that includes planned unit developments of single-family homes, condominiums, and cooperative apartments.
Since 1964, HOAs have become increasingly common in the United States. The Community Associations Institute trade association estimated that in 2010, HOAs governed 24.8 million American homes and 62 million residents.
Click on any of the following blue hyperlinks for more about Homeowners Associations:
Common-interest developments
Common-interest development (CID) is the fastest growing form of housing in the world today. They include condominiums, community apartments, planned developments, and stock cooperatives.
A CID's ownership benefits are having rights to an undivided interest in common areas and amenities that might prove to be too expensive to be solely owned. For example, an owner would like to have a pool but cannot afford one. When buying a condominium (see above) with a pool in a CID of one hundred units, an owner would have use of that pool for basically one-hundredth of the cost due to sharing the cost with the other 99 owners.
Timeshare, or vacation ownership, is the same concept. Buying a second home for vacation purposes might not be financially possible; buying a week or two can be when sharing the overall costs with other participants.
Within the United States, when a CID is developed, the developer is required to incorporate (in a form) a homeowner association (HOA) prior to any property sales. The role of the HOA is to manage the CID once the control is transferred from the developer.
The HOA governs the CID based upon the incorporated covenants, conditions, and restrictions (CC&Rs) which were recorded when the property was subdivided. The CC&Rs will outline the financial budgeting guideline for the HOA in determining the dollar amount in maintenance fees for assessing the owners. In a wholly owned CID, maintenance fees would normally be assessed on a monthly basis.
Growth in the United States:
In the United States, a homeowner association (or homeowners’ association, abbreviated HOA, sometimes referred to as a property owners’ association or POA) is a private association often formed by a real estate developer for the purpose of marketing, managing, and selling homes and lots in a residential subdivision.
Typically the developer will transfer control of the association to the homeowners after selling a predetermined number of lots. Generally any person who wants to buy a residence within the area of a homeowners association must become a member, and therefore must obey the governing documents including Articles of Incorporation, CC&Rs (Covenants, Conditions and Restrictions) and By-Laws, which may limit the owner's choices.
Homeowner associations are especially active in urban planning, zoning and land use, decisions that affect the pace of growth, the quality of life, the level of taxation and the value of land in the community.
Most homeowner associations are incorporated, and are subject to state statutes that govern non-profit corporations and homeowner associations. State oversight of homeowner associations is minimal, and it varies from state to state.
Some states, such as Florida and California, have a large body of HOA law. Other states, such as Massachusetts, have virtually no HOA law. Homeowners associations are commonly found in residential developments since the passage of the Davis–Stirling Common Interest Development Act in 1985.
The fastest-growing form of housing in the United States today are common-interest developments (CIDs), a category that includes planned unit developments of single-family homes, condominiums, and cooperative apartments.
Since 1964, HOAs have become increasingly common in the United States. The Community Associations Institute trade association estimated that in 2010, HOAs governed 24.8 million American homes and 62 million residents.
Click on any of the following blue hyperlinks for more about Homeowners Associations:
- History
- Industry
- Operation
- Impact
- Criticisms
- Board misconduct
- Double taxation
- Financial risk for homeowners
- Prevention of financial risks
- Limits to powers
- Alternative to CIDs
- See also:
Common-interest developments
Common-interest development (CID) is the fastest growing form of housing in the world today. They include condominiums, community apartments, planned developments, and stock cooperatives.
A CID's ownership benefits are having rights to an undivided interest in common areas and amenities that might prove to be too expensive to be solely owned. For example, an owner would like to have a pool but cannot afford one. When buying a condominium (see above) with a pool in a CID of one hundred units, an owner would have use of that pool for basically one-hundredth of the cost due to sharing the cost with the other 99 owners.
Timeshare, or vacation ownership, is the same concept. Buying a second home for vacation purposes might not be financially possible; buying a week or two can be when sharing the overall costs with other participants.
Within the United States, when a CID is developed, the developer is required to incorporate (in a form) a homeowner association (HOA) prior to any property sales. The role of the HOA is to manage the CID once the control is transferred from the developer.
The HOA governs the CID based upon the incorporated covenants, conditions, and restrictions (CC&Rs) which were recorded when the property was subdivided. The CC&Rs will outline the financial budgeting guideline for the HOA in determining the dollar amount in maintenance fees for assessing the owners. In a wholly owned CID, maintenance fees would normally be assessed on a monthly basis.
Growth in the United States:
According to the Community Associations Institute, between 22 and 24 percent of the entire U.S. population in 2017 lived in community associations. The two leading states with CIDs are California, where around 9,327,000 people lived in a CID, and Florida, where about 9,753,000 lived in a Community Interest Development.
Criticisms:
In his 2019 Devane Lecture series at Yale University, Professor Ian Shapiro identified three primary threats to American democracy posed by the spread of CIDs.
Undemocratic Boards:
The CID Boards are often undemocratic. HOA board members are selected prior to the construction of the development and are only very rarely elected to their positions. However, in their communities, they take on the responsibilities and functions of municipal government officials.
Effects on homelessness:
"As seen in Albert O. Hirschman's Exit, Voice, and Loyalty, there are problems here about entry, because if all of the housing in parts of the country are built in these developments and can pick [the type of consumers they will] serve, what about homeless people? Where are homeless people going to wind up? They're going to wind up on the streets of San Francisco or somewhere like that.
Because if you want to buy into one of these residences, they don't want you unless they can ensure you can pay. You're going to go through financial screening. You're going to have to prove you can afford to live in the place. People who can't are going to wind up not getting served. If you try to do housing through this type of market, there's going to be a market failure that's probably going to be quite costly for governments."
Segmented Democracy:
"Douglas W. Rae has an essay titled Democratic Liberty and the Tyrannies of Place, which points to the fact that we're becoming an increasingly segmented democracy. That is, people tend to spend time around people that are like themselves. Of course, CIDs greatly facilitate that because people will sort by income or go to the ones in Florida, often by ethnic group - into these relatively homogenous certainly financially homogenous, groups.
We know from Cass R. Sunstein that like-minded people, if they talk to one another, tend to become more extreme. So if we get an increasingly segmented democracy of people only hanging around people who look and talk like themselves, this will reinforce a lot of the divisions contributing to the polarization of the electorate. This reinforces the "out of sight, out of mind" mentality about people not like themselves."
Criticisms:
In his 2019 Devane Lecture series at Yale University, Professor Ian Shapiro identified three primary threats to American democracy posed by the spread of CIDs.
Undemocratic Boards:
The CID Boards are often undemocratic. HOA board members are selected prior to the construction of the development and are only very rarely elected to their positions. However, in their communities, they take on the responsibilities and functions of municipal government officials.
Effects on homelessness:
"As seen in Albert O. Hirschman's Exit, Voice, and Loyalty, there are problems here about entry, because if all of the housing in parts of the country are built in these developments and can pick [the type of consumers they will] serve, what about homeless people? Where are homeless people going to wind up? They're going to wind up on the streets of San Francisco or somewhere like that.
Because if you want to buy into one of these residences, they don't want you unless they can ensure you can pay. You're going to go through financial screening. You're going to have to prove you can afford to live in the place. People who can't are going to wind up not getting served. If you try to do housing through this type of market, there's going to be a market failure that's probably going to be quite costly for governments."
Segmented Democracy:
"Douglas W. Rae has an essay titled Democratic Liberty and the Tyrannies of Place, which points to the fact that we're becoming an increasingly segmented democracy. That is, people tend to spend time around people that are like themselves. Of course, CIDs greatly facilitate that because people will sort by income or go to the ones in Florida, often by ethnic group - into these relatively homogenous certainly financially homogenous, groups.
We know from Cass R. Sunstein that like-minded people, if they talk to one another, tend to become more extreme. So if we get an increasingly segmented democracy of people only hanging around people who look and talk like themselves, this will reinforce a lot of the divisions contributing to the polarization of the electorate. This reinforces the "out of sight, out of mind" mentality about people not like themselves."
Homeowners Wiki
- YouTube Video: How To Buy A House (STEP BY STEP)
- YouTube Video: How to sell a house
- YouTube Video: How to Succeed as a New Real Estate Agent within Your First 5 Years
Homeowners Wiki
[Even though this is not a Wikipedia topic, it contains considerable information about becoming a homeowner!]
This wiki is just like Wikipedia but specially tailored for homeowners to share free and useful knowledge from preparing buying a house to buy a house, home improvement, home maintenance, selling a house, renting house and so on. It will also tell you how to find good local contractors / service providers.
Preparing to buy a home
Buying a home
Home Maintenance List
Fix/Improve your home
Inside your Home
Outside your Home
Inside and Outside
DIY
Miscellaneous
Building Trades
Home Services - Other
Utilities
Building a new house
Tools and Products
Selling a home
Financial Stuff
For Landlords
Miscelleanous
[Even though this is not a Wikipedia topic, it contains considerable information about becoming a homeowner!]
This wiki is just like Wikipedia but specially tailored for homeowners to share free and useful knowledge from preparing buying a house to buy a house, home improvement, home maintenance, selling a house, renting house and so on. It will also tell you how to find good local contractors / service providers.
Preparing to buy a home
Buying a home
Home Maintenance List
Fix/Improve your home
- Before making any fix/improvement make sure if a permit is needed or HOA should be notified.
Inside your Home
- Appliance Related
- Interior Design
- Kitchen Related
- Bathroom Related
- Electrical
- Flooring
- Plumbing
- Heating, Cooling / HVAC
- Garage & Garage Doors
- Doors
- Wall Repair
- Painting
- Trim
- Insulation
- Home Security
- Home Automation (TV, Projectors, ...)
- Windows
- House Cleaning
- Carpet Cleaning
- Air Duct Cleaning
Outside your Home
- Green Home Improvement
- Additions
- Decks, Fences and Patios
- Gardening
- Landscape, Lawn & Yard
- Roofing
- Paving (Concrete/Asphalt/Pavers)
- Painting - Exterior
- Tree Service
- House exterior cleaning
- Driveway
Inside and Outside
DIY
Miscellaneous
Building Trades
- Architects
- Building Inspection
- Carpentry
- Doors
- Electrical
- Flooring
- HVAC
- Insulation
- Painting
- Paving
- Plumbing
- Roofing
- Structural Engineers
- Surveying
- Windows
Home Services - Other
Utilities
Building a new house
Tools and Products
- Common Tools
- Lawn & Garden Tools
- Washer and Dryer
- Storage and Organization
- Home Security Systems
- Home Automation
- Kitchen Products
Selling a home
Financial Stuff
For Landlords
Miscelleanous
Condominiums
ABOUT AZZURRA CONDOS, Marina Del Rey, CA
- YouTube Video: How to Buy a Condo in 2019 | The Step-by-Step Process to Purchasing a Condominium
- YouTube Video: BUYING a HOUSE V.S. CONDO in Florida - WHAT'S THE DIFFERENCE?
- YouTube Video: 5 Things to Avoid When You Are Purchasing A Condo
ABOUT AZZURRA CONDOS, Marina Del Rey, CA
A condominium, often shortened to condo, in the United States and in most Canadian provinces, is a type of living space which is similar to an apartment but which is independently sellable and therefore regarded as real estate.
It is where the condominium building structure is divided into several units that are each separately owned, surrounded by common areas that are jointly owned.
Residential condominiums are frequently constructed as apartment buildings, but there has been an increase in the number of "detached condominiums", which look like single-family homes but in which the yards, building exteriors, and streets are jointly owned and jointly maintained by a community association.
Unlike apartments, which are leased by their tenants, condominium units are owned outright. Additionally, the owners of the individual units also collectively own the common areas of the property, such as hallways, walkways, laundry rooms, etc.; as well as common utilities and amenities, such as the HVAC system, elevators, and so on.
Many shopping malls are industrial condominiums in which the individual retail and office spaces are owned by the businesses that occupy them while the common areas of the mall are collectively owned by all the business entities that own the individual spaces.
The common areas, amenities and utilities are managed collectively by the owners through their association, such as a homeowner association.
Scholars have traced the earliest known use of the condominium form of tenure to a document from first century Babylon.
In the United States:
The first condominium law passed in the United States was in the Commonwealth of Puerto Rico in 1958.
In 1960, the first condominium in the Continental United States was built in Salt Lake City, Utah.
Section 234 of the Housing Act of 1961 allowed the Federal Housing Administration to insure mortgages on condominiums, leading to a vast increase in the funds available for condominiums, and to condominium laws in every state by 1969.
Many Americans' first widespread awareness of condominium life came not from its largest cities but from South Florida, where developers had imported the condominium concept from Puerto Rico and used it to sell thousands of inexpensive homes to retirees arriving flush with cash from the urban Northern United States.
The primary attraction to this type of ownership is the ability to obtain affordable housing in a highly desirable area that typically is beyond economic reach. Additionally, such properties benefit from having restrictions that maintain and enhance value, providing control over blight that plagues some neighborhoods.
Over the past several decades, the residential condominium industry has been booming in all of the major metropolitan areas such as: Miami, San Francisco, Seattle, Boston, Chicago, Austin, Los Angeles, and New York City.
However, in recent years, supply within the condo industry has caught up with demand and sales have slowed. It is now in a slowdown phase.
An alternative form of ownership, popular in parts of the United States but found also in other common law jurisdictions, is housing cooperative, also known as "company share" or "co-op". A Housing Cooperative is where the building has an associated legal company and ownership of shares gives the right to a lease for residence of a unit.
Another form is ground rent (solarium) in which a single landlord retains ownership of the land (solum) but leases the surface rights (superficies) which renew in perpetuity or over a very long term. This is comparable to a civil-law emphyteusis, except that emphyteusis shifts the duties of up-keep and making improvements onto the renter.
In the United States, there are several different styles of condominium complexes. For example, a garden condominium complex consists of low-rise buildings built with landscaped grounds surrounding them.
A townhouse condominium complex consists of multi-floor semi-detached homes. In condominium townhouses, the purchaser owns only the interior, while the building itself is owned by a condominium corporation.
The corporation is jointly owned by all the owners, and charges them fees for general maintenance and major repairs. Freehold townhouses are exclusively owned, without any condominium aspects. In the United States this type of ownership is called fee simple.
Click on any of the following blue hyperlinks for more about Condominiums:
It is where the condominium building structure is divided into several units that are each separately owned, surrounded by common areas that are jointly owned.
Residential condominiums are frequently constructed as apartment buildings, but there has been an increase in the number of "detached condominiums", which look like single-family homes but in which the yards, building exteriors, and streets are jointly owned and jointly maintained by a community association.
Unlike apartments, which are leased by their tenants, condominium units are owned outright. Additionally, the owners of the individual units also collectively own the common areas of the property, such as hallways, walkways, laundry rooms, etc.; as well as common utilities and amenities, such as the HVAC system, elevators, and so on.
Many shopping malls are industrial condominiums in which the individual retail and office spaces are owned by the businesses that occupy them while the common areas of the mall are collectively owned by all the business entities that own the individual spaces.
The common areas, amenities and utilities are managed collectively by the owners through their association, such as a homeowner association.
Scholars have traced the earliest known use of the condominium form of tenure to a document from first century Babylon.
In the United States:
The first condominium law passed in the United States was in the Commonwealth of Puerto Rico in 1958.
In 1960, the first condominium in the Continental United States was built in Salt Lake City, Utah.
Section 234 of the Housing Act of 1961 allowed the Federal Housing Administration to insure mortgages on condominiums, leading to a vast increase in the funds available for condominiums, and to condominium laws in every state by 1969.
Many Americans' first widespread awareness of condominium life came not from its largest cities but from South Florida, where developers had imported the condominium concept from Puerto Rico and used it to sell thousands of inexpensive homes to retirees arriving flush with cash from the urban Northern United States.
The primary attraction to this type of ownership is the ability to obtain affordable housing in a highly desirable area that typically is beyond economic reach. Additionally, such properties benefit from having restrictions that maintain and enhance value, providing control over blight that plagues some neighborhoods.
Over the past several decades, the residential condominium industry has been booming in all of the major metropolitan areas such as: Miami, San Francisco, Seattle, Boston, Chicago, Austin, Los Angeles, and New York City.
However, in recent years, supply within the condo industry has caught up with demand and sales have slowed. It is now in a slowdown phase.
An alternative form of ownership, popular in parts of the United States but found also in other common law jurisdictions, is housing cooperative, also known as "company share" or "co-op". A Housing Cooperative is where the building has an associated legal company and ownership of shares gives the right to a lease for residence of a unit.
Another form is ground rent (solarium) in which a single landlord retains ownership of the land (solum) but leases the surface rights (superficies) which renew in perpetuity or over a very long term. This is comparable to a civil-law emphyteusis, except that emphyteusis shifts the duties of up-keep and making improvements onto the renter.
In the United States, there are several different styles of condominium complexes. For example, a garden condominium complex consists of low-rise buildings built with landscaped grounds surrounding them.
A townhouse condominium complex consists of multi-floor semi-detached homes. In condominium townhouses, the purchaser owns only the interior, while the building itself is owned by a condominium corporation.
The corporation is jointly owned by all the owners, and charges them fees for general maintenance and major repairs. Freehold townhouses are exclusively owned, without any condominium aspects. In the United States this type of ownership is called fee simple.
Click on any of the following blue hyperlinks for more about Condominiums:
- Overview
- Homeowners Association (HOA)
- Condominium unit description
- Non-residential uses
- Similar concepts
- See also:
Trailer Parks and own or (rent) Your Own Mobile Home
- YouTube Video: What You Need to Know BEFORE Buying a Mobile Home In a Park
- YouTube Video: Never Buy Mobile Homes inside a Mobile Home Park
- YouTube Video: Want to know the history of a Trailer before Buying? Run a Mobile Home Title Search!
- Top: The "Mini" as the least expensive Trailer as Single Wide (420 sq. ft)
- Center: Samson Double Wide (1,315 sq. ft)
- Bottom: Hampton Modular Home with optional stairwell
A mobile home (also known as a park home, trailer, trailer home, house trailer, static caravan, RV, residential caravan, motorhome or simply caravan) is a prefabricated structure, built in a factory on a permanently attached chassis before being transported to site (either by being towed or on a trailer).
Used as permanent homes, or for holiday or temporary accommodation, they are left often permanently or semi-permanently in one place, but can be moved, and may be required to move from time to time for legal reasons.
Mobile homes share the same historic origins as travel trailers, but today the two are very different and furnishings, with travel trailers being used primarily as temporary or vacation homes. Behind the cosmetic work fitted at installation to hide the base, there are strong trailer frames, axles, wheels, and tow-hitches.
History:
In the United States, this form of housing goes back to the early years of cars and motorized highway travel. It was derived from the travel trailer (often referred to during the early years as "house trailers" or "trailer coaches"), a small unit with wheels attached permanently, often used for camping or extended travel.
The original rationale for this type of housing was its mobility. Units were initially marketed primarily to people whose lifestyle required mobility. However, in the 1950s, the homes began to be marketed primarily as an inexpensive form of housing designed to be set up and left in a location for long periods of time or even permanently installed with a masonry foundation.
Previously, units had been eight or less feet in width, but in 1956, the 10-foot (3 m) wide home ("ten-wide") was introduced, along with the new term "mobile home".
The homes were given a rectangular shape, made from pre-painted aluminum panels, rather than the streamlined shape of travel trailers, which were usually painted after assembly. All of this helped increase the difference between these homes and home/travel trailers.
The smaller, "eight-wide" units could be moved simply with a car, but the larger, wider units ("ten-wide", and, later, "twelve-wide") usually required the services of a professional trucking company, and, often, a special moving permit from a state highway department.
During the late 1960s and early 1970s, the homes were made even longer and wider, making the mobility of the units more difficult. Nowadays, when a factory-built home is moved to a location, it is usually kept there permanently and the mobility of the units has considerably decreased.
In some states, mobile homes have been taxed as personal property if the wheels remain attached, but as real estate, if the wheels are removed. Removal of the tongue and axles may also be a requirement for real estate classification.
Manufactured home:
Main article: Manufactured housing
Mobile homes built in the United States since June 1976, legally referred to as manufactured homes, are required to meet FHA certification requirements and come with attached metal certification tags.
Mobile homes permanently installed on owned land are rarely mortgageable, whereas FHA code manufactured homes are mortgageable through VA, FHA, and Fannie Mae.
Many people who could not afford a traditional site-built home, or did not desire to commit to spending a large sum of money on housing, began to see factory-built homes as a viable alternative for long-term housing needs. The units were often marketed as an alternative to apartment rental.
However, the tendency of the units of this era to depreciate rapidly in resale value made using them as collateral for loans much riskier than traditional home loans.
Terms were usually limited to less than the thirty-year term typical of the general home-loan market, and interest rates were considerably higher. In that way, mobile home loans resembled motor vehicle loans more than traditional home mortgage loans.
Construction and sizes:
Mobile homes come in two major sizes, single-wides and double-wides. Single-wides are 18 feet (5.5 m) or less in width and 90 feet (27 m) or less in length and can be towed to their site as a single unit. Double-wides are 20 feet (6.1 m) or more wide and are 90 feet (27 m) in length or less and are towed to their site in two separate units, which are then joined together.
Triple-wides and even homes with four, five, or more units are also built but less frequently.
While site-built homes are rarely moved, single-wide owners often "trade" or sell their home to a dealer in the form of the reduction of the purchase of a new home. These "used" homes are either re-sold to new owners or to park owners who use them as inexpensive rental units.
Single-wides are more likely to be traded than double-wides because removing them from the site is easier. In fact, only about 5% of all double-wides will ever be moved.
While an EF1 tornado might cause minor damage to a site-built home, it could do significant damage to a factory-built home, especially an older model or one that is not properly secured.
Also, structural components (such as windows) are typically weaker than those in site-built homes. 70 miles per hour (113 kilometers per hour) winds can destroy a mobile home in a matter of minutes. Many brands offer optional hurricane straps, which can be used to tie the home to anchors embedded in the ground.
Regulations:
United States:
In the United States, mobile homes are regulated by the US Department of Housing and Urban Development (HUD), via the Federal National Manufactured Housing Construction and Safety Standards Act of 1974. This national regulation has allowed many manufacturers to distribute nationwide because they are immune to the jurisdiction of local building authorities.
By contrast, producers of modular homes must abide by state and local building codes. There are, however, wind zones adopted by HUD that home builders must follow. For example, statewide, Florida is at least wind-zone 2. South Florida is wind-zone 3, the strongest wind zone. After Hurricane Andrew in 1992, new standards were adopted for home construction.
The codes for building within these wind zones were significantly amended, which has greatly increased their durability. During the 2004 hurricanes in Florida, these standards were put to the test, with great success.
Yet, older models continue to face the exposed risk to high winds because of the attachments applied such as carports, porch and screen room additions. Such areas are exposed to "wind capture" which apply extreme force to the underside of the integrated roof panel systems, ripping the fasteners through the roof pan causing a series of events which destroys the main roof system and the home.
The popularity of the factory-built homes caused complications the legal system was not prepared to handle. Originally, factory-built homes tended to be taxed as vehicles rather than real estate, which resulted in very low property tax rates for their inhabitants. That caused local governments to reclassify them for taxation purposes.
However, even with that change, rapid depreciation often resulted in the home occupants paying far less in property taxes than had been anticipated and budgeted.
The ability to move many factory-built homes rapidly into a relatively small area resulted in strains to the infrastructure and governmental services of the affected areas, such as inadequate water pressure and sewage disposal, and highway congestion. That led jurisdictions to begin placing limitations on the size and density of developments.
Early homes, even those that were well-maintained, tended to depreciate over time, much like motor vehicles. That is in contrast to site-built homes which include the land they are built on and tend to appreciate in value. The arrival of mobile homes in an area tended to be regarded with alarm, in part because of the devaluation of the housing potentially spreading to preexisting structures.
This combination of factors has caused most jurisdictions to place zoning regulations on the areas in which factory-built homes are placed, and limitations on the number and density of homes permitted on any given site.
Other restrictions, such as minimum size requirements, limitations on exterior colors and finishes, and foundation mandates have also been enacted. There are many jurisdictions that will not allow the placement of any additional factory-built homes. Others have strongly limited or forbidden all single-wide models, which tend to depreciate more rapidly than modern double-wide models.
Apart from all the practical issues described above, there is also the constant discussion about legal fixture and chattels and so the legal status of a trailer is or could be affected by its incorporation to the land or not. This sometimes involves such factors as whether or not the wheels have been removed.
Cleveland, Mississippi:
The city of Cleveland, Mississippi, has made efforts to eliminate its "run-down mobile homes," which the city describes as "unsightly."
North Carolina:
The North Carolina Board of Transportation allowed 14-foot-wide homes on the state's roads, but until January 1997, 16-foot-wide homes were not allowed. 41 states allowed 16-foot-side homes, but they were not sold in North Carolina.
Under a trial program approved January 10, 1997, the wider homes could be delivered on specific roads at certain times of day and travel 10 mph below the speed limit, with escort vehicles in front and behind. Eventually, all homes had to leave the state on interstate highways.
In December 1997, a study showed that the wider homes could be delivered safely, but some opponents still wanted the program to end. On December 2, 1999, the NC Manufactured Housing Institute asked the state Board of Transportation to expand the program to allow deliveries of 16-foot-wide homes within North Carolina.
A month later, the board extended the pilot program by three months but did not vote to allow shipments within the state. In June 2000, the board voted to allow 16-foot-side homes to be shipped to other states on more two-lane roads, and to allow shipments in the state east of US 220. A third escort was required, including a law enforcement officer on two-lane roads.
Mobile home parks:
Main article: Trailer park
Mobile homes are often sited in land lease communities known as trailer parks (also 'trailer courts', 'mobile home parks', 'mobile home communities', 'manufactured home communities', 'factory-built home communities' etc.); these communities allow homeowners to rent space on which to place a home. In addition to providing space, the site often provides basic utilities such as water, sewer, electricity, or natural gas and other amenities such as mowing, garbage removal, community rooms, pools, and playgrounds.
There are over 38,000 trailer parks in the United States ranging in size from 5 to over 1,000 home sites. Although most parks appeal to meeting basic housing needs, some communities specialize towards certain segments of the market.
One subset of mobile home parks, retirement communities, restrict residents to those age 55 and older. Another subset of mobile home parks, seasonal communities, are located in popular vacation destinations or are used as a location for summer homes.
Newer homes, particularly double-wides, tend to be built to much higher standards than their predecessors and meet the building codes applicable to most areas. That has led to a reduction in the rate of value depreciation of most used units.
Additionally, modern homes tend to be built from materials similar to those used in site-built homes rather than inferior, lighter-weight materials. They are also more likely to physically resemble site-built homes. Often, the primary differentiation in appearance is that factory-built homes tend to have less of a roof slope so that they can be readily transported underneath bridges and overpasses.
The number of double-wide units sold exceeds the number of single-wides, which is due in part to the aforementioned zoning restrictions. Another reason for higher sales is the spaciousness of double-wide units, which are now comparable to site-built homes.
Single-wide units are still popular primarily in rural areas, where there are fewer restrictions. They are frequently used as temporary housing in areas affected by natural disasters when restrictions are temporarily waived.
Another recent trend has been parks in which the owner of the mobile home owns the lot on which their unit is parked. Some of these communities simply provide land in a homogeneous neighborhood, but others are operated more like condominiums with club homes complete with swimming pools and meeting rooms which are shared by all of the residents, who are required to pay membership fees and dues.
By country:
Mobile home (or mobile-homes) are used in many European campgrounds to refer to fixed caravans, purpose-built cabins, and even large tents, which are rented by the week or even year-round as cheap accommodation, similar to the US concept of a trailer park. Like many other US loanwords, the term is not used widely in Britain.
Click on any of the following blue hyperlinks for more about Motor Homes and Trailer Parks:
Used as permanent homes, or for holiday or temporary accommodation, they are left often permanently or semi-permanently in one place, but can be moved, and may be required to move from time to time for legal reasons.
Mobile homes share the same historic origins as travel trailers, but today the two are very different and furnishings, with travel trailers being used primarily as temporary or vacation homes. Behind the cosmetic work fitted at installation to hide the base, there are strong trailer frames, axles, wheels, and tow-hitches.
History:
In the United States, this form of housing goes back to the early years of cars and motorized highway travel. It was derived from the travel trailer (often referred to during the early years as "house trailers" or "trailer coaches"), a small unit with wheels attached permanently, often used for camping or extended travel.
The original rationale for this type of housing was its mobility. Units were initially marketed primarily to people whose lifestyle required mobility. However, in the 1950s, the homes began to be marketed primarily as an inexpensive form of housing designed to be set up and left in a location for long periods of time or even permanently installed with a masonry foundation.
Previously, units had been eight or less feet in width, but in 1956, the 10-foot (3 m) wide home ("ten-wide") was introduced, along with the new term "mobile home".
The homes were given a rectangular shape, made from pre-painted aluminum panels, rather than the streamlined shape of travel trailers, which were usually painted after assembly. All of this helped increase the difference between these homes and home/travel trailers.
The smaller, "eight-wide" units could be moved simply with a car, but the larger, wider units ("ten-wide", and, later, "twelve-wide") usually required the services of a professional trucking company, and, often, a special moving permit from a state highway department.
During the late 1960s and early 1970s, the homes were made even longer and wider, making the mobility of the units more difficult. Nowadays, when a factory-built home is moved to a location, it is usually kept there permanently and the mobility of the units has considerably decreased.
In some states, mobile homes have been taxed as personal property if the wheels remain attached, but as real estate, if the wheels are removed. Removal of the tongue and axles may also be a requirement for real estate classification.
Manufactured home:
Main article: Manufactured housing
Mobile homes built in the United States since June 1976, legally referred to as manufactured homes, are required to meet FHA certification requirements and come with attached metal certification tags.
Mobile homes permanently installed on owned land are rarely mortgageable, whereas FHA code manufactured homes are mortgageable through VA, FHA, and Fannie Mae.
Many people who could not afford a traditional site-built home, or did not desire to commit to spending a large sum of money on housing, began to see factory-built homes as a viable alternative for long-term housing needs. The units were often marketed as an alternative to apartment rental.
However, the tendency of the units of this era to depreciate rapidly in resale value made using them as collateral for loans much riskier than traditional home loans.
Terms were usually limited to less than the thirty-year term typical of the general home-loan market, and interest rates were considerably higher. In that way, mobile home loans resembled motor vehicle loans more than traditional home mortgage loans.
Construction and sizes:
Mobile homes come in two major sizes, single-wides and double-wides. Single-wides are 18 feet (5.5 m) or less in width and 90 feet (27 m) or less in length and can be towed to their site as a single unit. Double-wides are 20 feet (6.1 m) or more wide and are 90 feet (27 m) in length or less and are towed to their site in two separate units, which are then joined together.
Triple-wides and even homes with four, five, or more units are also built but less frequently.
While site-built homes are rarely moved, single-wide owners often "trade" or sell their home to a dealer in the form of the reduction of the purchase of a new home. These "used" homes are either re-sold to new owners or to park owners who use them as inexpensive rental units.
Single-wides are more likely to be traded than double-wides because removing them from the site is easier. In fact, only about 5% of all double-wides will ever be moved.
While an EF1 tornado might cause minor damage to a site-built home, it could do significant damage to a factory-built home, especially an older model or one that is not properly secured.
Also, structural components (such as windows) are typically weaker than those in site-built homes. 70 miles per hour (113 kilometers per hour) winds can destroy a mobile home in a matter of minutes. Many brands offer optional hurricane straps, which can be used to tie the home to anchors embedded in the ground.
Regulations:
United States:
In the United States, mobile homes are regulated by the US Department of Housing and Urban Development (HUD), via the Federal National Manufactured Housing Construction and Safety Standards Act of 1974. This national regulation has allowed many manufacturers to distribute nationwide because they are immune to the jurisdiction of local building authorities.
By contrast, producers of modular homes must abide by state and local building codes. There are, however, wind zones adopted by HUD that home builders must follow. For example, statewide, Florida is at least wind-zone 2. South Florida is wind-zone 3, the strongest wind zone. After Hurricane Andrew in 1992, new standards were adopted for home construction.
The codes for building within these wind zones were significantly amended, which has greatly increased their durability. During the 2004 hurricanes in Florida, these standards were put to the test, with great success.
Yet, older models continue to face the exposed risk to high winds because of the attachments applied such as carports, porch and screen room additions. Such areas are exposed to "wind capture" which apply extreme force to the underside of the integrated roof panel systems, ripping the fasteners through the roof pan causing a series of events which destroys the main roof system and the home.
The popularity of the factory-built homes caused complications the legal system was not prepared to handle. Originally, factory-built homes tended to be taxed as vehicles rather than real estate, which resulted in very low property tax rates for their inhabitants. That caused local governments to reclassify them for taxation purposes.
However, even with that change, rapid depreciation often resulted in the home occupants paying far less in property taxes than had been anticipated and budgeted.
The ability to move many factory-built homes rapidly into a relatively small area resulted in strains to the infrastructure and governmental services of the affected areas, such as inadequate water pressure and sewage disposal, and highway congestion. That led jurisdictions to begin placing limitations on the size and density of developments.
Early homes, even those that were well-maintained, tended to depreciate over time, much like motor vehicles. That is in contrast to site-built homes which include the land they are built on and tend to appreciate in value. The arrival of mobile homes in an area tended to be regarded with alarm, in part because of the devaluation of the housing potentially spreading to preexisting structures.
This combination of factors has caused most jurisdictions to place zoning regulations on the areas in which factory-built homes are placed, and limitations on the number and density of homes permitted on any given site.
Other restrictions, such as minimum size requirements, limitations on exterior colors and finishes, and foundation mandates have also been enacted. There are many jurisdictions that will not allow the placement of any additional factory-built homes. Others have strongly limited or forbidden all single-wide models, which tend to depreciate more rapidly than modern double-wide models.
Apart from all the practical issues described above, there is also the constant discussion about legal fixture and chattels and so the legal status of a trailer is or could be affected by its incorporation to the land or not. This sometimes involves such factors as whether or not the wheels have been removed.
Cleveland, Mississippi:
The city of Cleveland, Mississippi, has made efforts to eliminate its "run-down mobile homes," which the city describes as "unsightly."
North Carolina:
The North Carolina Board of Transportation allowed 14-foot-wide homes on the state's roads, but until January 1997, 16-foot-wide homes were not allowed. 41 states allowed 16-foot-side homes, but they were not sold in North Carolina.
Under a trial program approved January 10, 1997, the wider homes could be delivered on specific roads at certain times of day and travel 10 mph below the speed limit, with escort vehicles in front and behind. Eventually, all homes had to leave the state on interstate highways.
In December 1997, a study showed that the wider homes could be delivered safely, but some opponents still wanted the program to end. On December 2, 1999, the NC Manufactured Housing Institute asked the state Board of Transportation to expand the program to allow deliveries of 16-foot-wide homes within North Carolina.
A month later, the board extended the pilot program by three months but did not vote to allow shipments within the state. In June 2000, the board voted to allow 16-foot-side homes to be shipped to other states on more two-lane roads, and to allow shipments in the state east of US 220. A third escort was required, including a law enforcement officer on two-lane roads.
Mobile home parks:
Main article: Trailer park
Mobile homes are often sited in land lease communities known as trailer parks (also 'trailer courts', 'mobile home parks', 'mobile home communities', 'manufactured home communities', 'factory-built home communities' etc.); these communities allow homeowners to rent space on which to place a home. In addition to providing space, the site often provides basic utilities such as water, sewer, electricity, or natural gas and other amenities such as mowing, garbage removal, community rooms, pools, and playgrounds.
There are over 38,000 trailer parks in the United States ranging in size from 5 to over 1,000 home sites. Although most parks appeal to meeting basic housing needs, some communities specialize towards certain segments of the market.
One subset of mobile home parks, retirement communities, restrict residents to those age 55 and older. Another subset of mobile home parks, seasonal communities, are located in popular vacation destinations or are used as a location for summer homes.
Newer homes, particularly double-wides, tend to be built to much higher standards than their predecessors and meet the building codes applicable to most areas. That has led to a reduction in the rate of value depreciation of most used units.
Additionally, modern homes tend to be built from materials similar to those used in site-built homes rather than inferior, lighter-weight materials. They are also more likely to physically resemble site-built homes. Often, the primary differentiation in appearance is that factory-built homes tend to have less of a roof slope so that they can be readily transported underneath bridges and overpasses.
The number of double-wide units sold exceeds the number of single-wides, which is due in part to the aforementioned zoning restrictions. Another reason for higher sales is the spaciousness of double-wide units, which are now comparable to site-built homes.
Single-wide units are still popular primarily in rural areas, where there are fewer restrictions. They are frequently used as temporary housing in areas affected by natural disasters when restrictions are temporarily waived.
Another recent trend has been parks in which the owner of the mobile home owns the lot on which their unit is parked. Some of these communities simply provide land in a homogeneous neighborhood, but others are operated more like condominiums with club homes complete with swimming pools and meeting rooms which are shared by all of the residents, who are required to pay membership fees and dues.
By country:
Mobile home (or mobile-homes) are used in many European campgrounds to refer to fixed caravans, purpose-built cabins, and even large tents, which are rented by the week or even year-round as cheap accommodation, similar to the US concept of a trailer park. Like many other US loanwords, the term is not used widely in Britain.
Click on any of the following blue hyperlinks for more about Motor Homes and Trailer Parks:
- By country
- Difference from modular homes
- Gallery
- See also:
- All Parks Alliance for Change
- Campervan
- Construction trailer
- Houseboat
- Manufactured housing
- Modular home
- Motorhome
- Nomadic wagons
- Recreational vehicle
- Small house movement
- Trailer (vehicle)
- Trailer Park Boys
- Trailer trash
- Vardo
- US Federal Manufactured Home Construction and Safety Standards
- Details of Planning Permission For Mobile Homes in the U.K.
Living in a Rural Area vs. Suburban and Urban Locations.
- YouTube Video: Moving to the Country | 5 Tips for Rural Living
- YouTube Video: Top 10 Best U.S. Suburbs to Live in (Wall Street Journal)
- YouTube Video: New York City 4K. Best City in the US? Pros & Cons of Living in NYC
Pictured below: 5 facts about U.S. suburbs (Pew Research Center)
Pictured below: The 5 Most Affordable Places to Live In New York City
Rural Areas in the United States:
Rural areas in the United States, often referred to as Rural America, consists of approximately 97% of the United States' land area. An estimated 60 million people, or one-in-five residents (19.3% of the total U.S. population), live in Rural America. Definitions vary from different parts of the United States government as to what constitutes these areas.
Rural areas tend to be poorer and older than other parts of the United States, in part because of rural flight, declining infrastructure and economic prospects. This declining population also results in less access to services, such as high quality medical and education systems.
Definitions:
The United States Census Bureau defines these areas in the United States as sparsely populated and far from urban centers, which make up an estimated 3% of the land area of the U.S., but is home to more than 80% of the total population. The United States Office of Management and Budget defines rural areas in the United States by county; some rural areas are classified into metropolitan counties. Others are spread throughout the numerous micropolitan statistical areas.
The U.S. Department of Agriculture has four different systems for defining rural areas:
The United States Department of Health and Human Services has two agencies that define rural areas. The Health Resources and Services Administration addresses the shortcomings of the U.S. Census Bureau, the U.S. Office of Management and Budget, and RUCA definitions to produce a definition that is balanced between them. The Centers for Medicare & Medicaid Services uses its own definition for setting Medicare payment rates.
CityLab defines rural areas by congressional district, based on census tracts and a machine-learning algorithm.
History:
Rural America was the center of the Populist movement of the United States in the 1890s. Since the 1930s, the rural United States has largely been a stronghold for the Republican Party. The notable exception is Vermont, given its numerous Democrats elected to office in the 21st century.
Demographics:
Most rural counties are experiencing persistent population decline.
Compared with households in urban areas, rural households had lower median household income ($52,386 compared with $54,296), lower median home values ($151,300 compared with $190,900), and lower monthly housing costs for households paying a mortgage ($1,271 compared with $1,561). A higher percentage owned their housing units “free and clear,” with no mortgage or loan (44.0 percent compared with 32.3 percent)
States with the highest median household incomes in rural areas were Connecticut ($93,382) and New Jersey ($92,972) (not statistically different from each other). The state with the lowest rural median household income was Mississippi ($40,200). Among rural areas, poverty rates varied from a low in Connecticut (4.6 percent) to a high in New Mexico (21.9 percent).
About 13.4 million children under the age of 18 live in rural areas of the nation.
Children in rural areas had lower rates of poverty than those in urban areas (18.9 percent compared with 22.3 percent), but more of them were uninsured (7.3 percent compared with 6.3 percent). A higher percentage of "own children" in rural areas lived in married-couple households (76.3 percent compared with 67.4 percent). ("Own children" includes never-married biological, step and adopted children of the couple).
As of 2016, about 7 percent of homeless people in the United States live in rural areas, although some believe that this is an underestimate.
Health:
See also: Medical deserts in the United States
There are significant health disparities between urban and rural areas of the United States. The per capita rate of primary care physicians is lower in rural areas of the country (65 primary care physicians per 100,000 rural Americans, compared to 105 primary care physicians for urban and suburban Americans). Rural Americans are also more likely than other Americans to suffer from chronic health conditions such as diabetes, heart disease, and cancer.
A study published in the journal JAMA Pediatrics in 2015 analyzed data on U.S. youth suicide rates from 1996 to 2010. It found that the rates of suicides for rural Americans aged 10 to 24 was almost double the rate among their urban counterparts. This was attributed to social isolation, greater availability of guns, and difficulty accessing healthcare.
Notwithstanding the economic and health challenges, a 2018 survey of rural adults found a majority felt they were better off financially than their parents at the same age. They thought their children would also experience such improvement. Forty percent said their lives came out better than they expected.
See also:
Suburbs:
A suburb (or suburban area or suburbia) is a mixed-use or residential area. It can exist either as part of a city/urban area and can often have a large population of employed people. In some metropolitan areas they exist as separate residential communities within commuting distance of a city.
Suburbs might have their own political or legal jurisdiction, especially in the United States, but this is not always the case, especially in the United Kingdom where most suburbs are located within the administrative boundaries of cities.
In most English-speaking countries, suburban areas are defined in contrast to central or inner city areas, but in Australian English and South African English, suburb has become largely synonymous with what is called a "neighborhood" in other countries, and the term encompasses inner city areas.
In some areas, such as Australia, India, China, New Zealand, Canada, the United Kingdom, and parts of the United States, new suburbs are routinely annexed by adjacent cities due to urban sprawl. In others, such as Morocco, France, and much of the United States, many suburbs remain separate municipalities or are governed locally as part of a larger metropolitan area such as a county, district or borough.
In the United States, regions beyond the suburbs are exurbs or "exurban areas", with less population density (but still more than rural areas) but linked to the metropolitan area economically and by commuters.
Suburbs first emerged on a large scale in the 19th and 20th centuries as a result of improved rail and road transport, which led to an increase in commuting. In general, they are less densely populated than inner city neighborhoods within the same metropolitan area, and most residents routinely commute to city centers or business districts via private vehicles or public transits; however, there are many exceptions, including industrial suburbs, planned communities and satellite cities. Suburbs tend to proliferate around cities that have an abundance of adjacent flat land.
United States:
In the 20th century, many suburban areas, especially those not within the political boundaries of the city containing the central business area, began to see independence from the central city as an asset. In some cases, suburbanites saw self-government as a means to keep out people who could not afford the added suburban property maintenance costs not needed in city living.
Federal subsidies for suburban development accelerated this process as did the practice of redlining by banks and other lending institutions. In some cities such as Miami and San Francisco, the main city is much smaller than the surrounding suburban areas, leaving the city proper with a small portion of the metro area's population and land area.
Mesa, Arizona, and Virginia Beach, Virginia, the two most populous suburbs in the United States, are actually more populous than many core cities, including Miami, Minneapolis, New Orleans, Cleveland, Tampa, St. Louis, Pittsburgh, Cincinnati, and others.
Virginia Beach is now the largest city in all of Virginia, having long since exceeded the population of its neighboring primary city, Norfolk. While Virginia Beach has slowly been taking on the characteristics of an urban city, it will not likely achieve the population density and urban characteristics of Norfolk. It is generally assumed that the population of Chesapeake, another Hampton Roads city, will also exceed that of Norfolk in 2018 if its current growth rate continues at its same pace.
Cleveland, Ohio, is typical of many American central cities; its municipal borders have changed little since 1922, even though the Cleveland urbanized area has grown many times over.
Several layers of suburban municipalities now surround cities like the following:
Suburbs in the United States have a prevalence of usually detached single-family homes.
They are characterized by:
By 2010, suburbs increasingly gained people in racial minority groups, as many members of minority groups gained better access to education and sought more favorable living conditions compared to inner city areas.
Conversely, many white Americans also moved back to city centers. Nearly all major city downtowns (such as Downtown Miami, Downtown Detroit, Downtown Philadelphia, Downtown Roanoke, or Downtown Los Angeles) are experiencing a renewal, with large population growth, residential apartment construction, and increased social, cultural, and infrastructural investments, as have suburban neighborhoods close to city centers.
Better public transit, proximity to work and cultural attractions, and frustration with suburban life and gridlock have attracted young Americans to the city centers.
Traffic Flow:
Suburbs typically have longer travel times to work than traditional neighborhoods. Only the traffic within the short streets themselves is less. This is due to three factors:
In the suburban system, most trips from one component to another component requires that cars enter a collector road, no matter how short or long the distance is. This is compounded by the hierarchy of streets, where entire neighborhoods and subdivisions are dependent on one or two collector roads.
Because all traffic is forced onto these roads, they are often heavy with traffic all day. If a traffic crash occurs on a collector road, or if road construction inhibits the flow, then the entire road system may be rendered useless until the blockage is cleared. The traditional "grown" grid, in turn, allows for a larger number of choices and alternate routes.
Suburban systems of the sprawl type are also quite inefficient for cyclists or pedestrians, as the direct route is usually not available for them either. This encourages car trips even for distances as low as several hundreds of yards or meters (which may have become up to several miles or kilometers due to the road network).
Improved sprawl systems, though retaining the car detours, possess cycle paths and footpaths connecting across the arms of the sprawl system, allowing a more direct route while still keeping the cars out of the residential and side streets.
More commonly, central cities seek ways to tax nonresidents working downtown – known as commuter taxes – as property tax bases dwindle. Taken together, these two groups of taxpayers represent a largely untapped source of potential revenue that cities may begin to target more aggressively, particularly if they're struggling.
According to struggling cities, this will help bring in a substantial revenue for the city which is a great way to tax the people who make the most use of the highways and repairs.
Today more companies settle down in suburbs because of low property costs.
Academic study:
The history of suburbia is part of the study of urban history, which focuses on the origins, growth, diverse typologies, culture, and politics of suburbs, as well as on the gendered and family-oriented nature of suburban space.
Many people have assumed that early-20th-century suburbs were enclaves for middle-class whites, a concept that carries tremendous cultural influence yet is actually stereotypical.
Some suburbs are based on a society of working-class and minority residents, many of whom want to own their own house. Meanwhile, other suburbs have instituted "explicitly racist" policies to deter people deemed as "other", a practice most common in the United States in contrast to other countries around the world.
Mary Corbin Sies argues that it is necessary to examine how "suburb" is defined as well as the distinction made between cities and suburbs, geography, economic circumstances, and the interaction of numerous factors that move research beyond acceptance of stereotyping and its influence on scholarly assumptions.
In popular culture:
Further information: Suburbia bashing
Suburbs and suburban living have been the subject for a wide variety of films, books, television shows and songs.
French songs like La Zone by Fréhel (1933), Aux quatre coins de la banlieue by Damia (1936), Ma banlieue by Reda Caire (1937), or Banlieue by Robert Lamoureux (1953), evoke the suburbs of Paris explicitly since the 1930s. Those singers give a sunny festive, almost bucolic, image of the suburbs, yet still few urbanized. During the fifties and the sixties, French singer-songwriter Léo Ferré evokes in his songs popular and proletarian suburbs of Paris, to oppose them to the city, considered by comparison as a bourgeois and conservative place.
French cinema was although soon interested in urban changes in the suburbs, with such movies as Mon oncle by Jacques Tati (1958), L'Amour existe by Maurice Pialat (1961) or Two or Three Things I Know About Her by Jean-Luc Godard (1967).
In his one-act opera Trouble in Tahiti (1952), Leonard Bernstein skewers American suburbia, which produces misery instead of happiness.
The American photojournalist Bill Owens documented the culture of suburbia in the 1970s, most notably in his book Suburbia.
The 1962 song "Little Boxes" by Malvina Reynolds lampoons the development of suburbia and its perceived bourgeois and conformist values, while the 1982 song Subdivisions by the Canadian band Rush also discusses suburbia, as does Rockin' the Suburbs by Ben Folds.
The 2010 album The Suburbs by the Canadian-based alternative band Arcade Fire dealt with aspects of growing up in suburbia, suggesting aimlessness, apathy and endless rushing are ingrained into the suburban culture and mentality.
Suburb The Musical, was written by Robert S. Cohen and David Javerbaum.
Over the Hedge is a syndicated comic strip written and drawn by Michael Fry and T. Lewis. It tells the story of a raccoon, turtle, a squirrel, and their friends who come to terms with their woodlands being taken over by suburbia, trying to survive the increasing flow of humanity and technology while becoming enticed by it at the same time.
A film adaptation of Over the Hedge was produced in 2006.
British television series such as The Good Life, Butterflies and The Fall and Rise of Reginald Perrin have depicted suburbia as well-manicured but relentlessly boring, and its residents as either overly conforming or prone to going stir crazy.
In contrast, U.S. shows such as Knots Landing, Desperate Housewives and Weeds portray the suburbs as concealing darker secrets behind a façade of manicured lawns, friendly people, and beautifully kept houses. Films such as The 'Burbs and Disturbia have brought this theme to the cinema.
Click on any of the following blue hyperlinks for more about the Suburbs:
Urban Area:
An urban area, or built-up area, is a human settlement with a high population density and infrastructure of built environment. Urban areas are created through urbanization and are categorized by urban morphology as cities, towns, conurbations or suburbs.
In urbanism, the term contrasts to rural areas such as villages and hamlets; in urban sociology or urban anthropology it contrasts with natural environment. The creation of early predecessors of urban areas during the urban revolution led to the creation of human civilization with modern urban planning, which along with other human activities such as exploitation of natural resources led to a human impact on the environment.
"Agglomeration effects" are in the list of the main consequences of increased rates of firm creation since. This is due to conditions created by a greater level of industrial activity in a given region. However, a favorable environment for human capital development would also be generated simultaneously.
The world's urban population in 1950 of just 746 million has increased to 3.9 billion in the decades since. In 2009, the number of people living in urban areas (3.42 billion) surpassed the number living in rural areas (3.41 billion), and since then the world has become more urban than rural. This was the first time that the majority of the world's population lived in a city.
In 2014 there were 7.3 billion people living on the planet, of which the global urban population comprised 3.9 billion. The Population Division of the United Nations Department of Economic and Social Affairs at that time predicted the urban population would grow to 6.4 billion by 2050, with 37% of that growth to come from three countries: China, India and Nigeria.
The UN publishes data on cities, urban areas and rural areas, but relies almost entirely on national definitions of these areas. The UN principles and recommendations state that due to different characteristics of urban and rural areas across the globe, a global definition is not possible
Urban areas are created and further developed by the process of urbanization. Urban areas are measured for various purposes, including analyzing population density and urban sprawl.
Unlike an urban area, a metropolitan area includes not only the urban area, but also satellite cities plus intervening rural land that is socio-economically connected to the urban core city, typically by employment ties through commuting, with the urban core city being the primary labor market.
The concept of an "urban area" as used in economic statistics should not be confused with the concept of the "urban area" used in road safety statistics. The last concept is also known as "built-up area in road safety".
According to the definition by the Office for National Statistics, "Built-up areas are defined as land which is 'irreversibly urban in character', meaning that they are characteristic of a town or city. They include areas of built-up land with a minimum of 20 hectares (200,000 m2; 49 acres). Any areas [separated by] less than 200 metres [of non-urban space] are linked to become a single built-up area.
United States:
Main article: List of United States urban areas
In the United States, there are two categories of urban area. The term urbanized area denotes an urban area of 50,000 or more people. Urban areas under 50,000 people are called urban clusters. Urbanized areas were first delineated in the United States in the 1950 census, while urban clusters were added in the 2000 census. There are 1,371 urban areas and urban clusters with more than 10,000 people.
The U.S. Census Bureau defines an urban area as "core census block groups or blocks that have a population density of at least 1,000 people per square mile (386 per square kilometer) and surrounding census blocks that have an overall density of at least 500 people per square mile (193 per square kilometer)".
The largest urban area in the United States is the New York metropolitan area. The population of New York City, the core of the metropolitan area, exceeds 8.5 million people, its metropolitan statistical area has a population that is over 20 million, and its combined statistical area population is over 23 million.
The next seven largest urban areas in the U.S. are Los Angeles, Chicago, Miami, Philadelphia, San Francisco, Houston, and Atlanta. About 82 percent of the population of the United States lives within the boundaries of an urbanized area as of December, 2010.
Combined, these areas occupy about 2 percent of the land area of the United States. Many Americans live in agglomerations of cities, suburbs, and towns that are adjacent to a metropolitan area's largest city.
The concept of Urbanized Areas as defined by the U.S. Census Bureau is often used as a more accurate gauge of the size of a city, since in different cities and states the lines between city borders and the urbanized area of that city are often not the same.
For example, the city of Greenville, South Carolina has a city population just over 68,000 and an urbanized area population of around 400,000, while Greensboro, North Carolina has a city population just over 285,000 and an urbanized area population of around 300,000 — meaning that Greenville is actually "larger" for some intents and purposes, but not for others, such as taxation, local elections, etc.
In the U.S. Department of Agriculture's natural resources inventory, urban areas are officially known as developed areas or urban and built-up areas. Such areas include the following:
The 1997 national resources inventory placed over 98,000,000 ac (40,000,000 ha) in this category, an increase of 25,000,000 ac (10,000,000 ha) since 1982.
Click on any of the following blue hyperlinks for more about Urban Living:
Rural areas in the United States, often referred to as Rural America, consists of approximately 97% of the United States' land area. An estimated 60 million people, or one-in-five residents (19.3% of the total U.S. population), live in Rural America. Definitions vary from different parts of the United States government as to what constitutes these areas.
Rural areas tend to be poorer and older than other parts of the United States, in part because of rural flight, declining infrastructure and economic prospects. This declining population also results in less access to services, such as high quality medical and education systems.
Definitions:
The United States Census Bureau defines these areas in the United States as sparsely populated and far from urban centers, which make up an estimated 3% of the land area of the U.S., but is home to more than 80% of the total population. The United States Office of Management and Budget defines rural areas in the United States by county; some rural areas are classified into metropolitan counties. Others are spread throughout the numerous micropolitan statistical areas.
The U.S. Department of Agriculture has four different systems for defining rural areas:
- Frontier and Remote (FAR) area codes, which define rural areas in four levels of increasing remoteness by ZIP code,
- Rural–Urban Commuting Areas (RUCA),
- Urban Influence Codes (UICs),
- and Rural-Urban Continuum Codes (RUCC)
The United States Department of Health and Human Services has two agencies that define rural areas. The Health Resources and Services Administration addresses the shortcomings of the U.S. Census Bureau, the U.S. Office of Management and Budget, and RUCA definitions to produce a definition that is balanced between them. The Centers for Medicare & Medicaid Services uses its own definition for setting Medicare payment rates.
CityLab defines rural areas by congressional district, based on census tracts and a machine-learning algorithm.
History:
Rural America was the center of the Populist movement of the United States in the 1890s. Since the 1930s, the rural United States has largely been a stronghold for the Republican Party. The notable exception is Vermont, given its numerous Democrats elected to office in the 21st century.
Demographics:
Most rural counties are experiencing persistent population decline.
Compared with households in urban areas, rural households had lower median household income ($52,386 compared with $54,296), lower median home values ($151,300 compared with $190,900), and lower monthly housing costs for households paying a mortgage ($1,271 compared with $1,561). A higher percentage owned their housing units “free and clear,” with no mortgage or loan (44.0 percent compared with 32.3 percent)
States with the highest median household incomes in rural areas were Connecticut ($93,382) and New Jersey ($92,972) (not statistically different from each other). The state with the lowest rural median household income was Mississippi ($40,200). Among rural areas, poverty rates varied from a low in Connecticut (4.6 percent) to a high in New Mexico (21.9 percent).
About 13.4 million children under the age of 18 live in rural areas of the nation.
Children in rural areas had lower rates of poverty than those in urban areas (18.9 percent compared with 22.3 percent), but more of them were uninsured (7.3 percent compared with 6.3 percent). A higher percentage of "own children" in rural areas lived in married-couple households (76.3 percent compared with 67.4 percent). ("Own children" includes never-married biological, step and adopted children of the couple).
As of 2016, about 7 percent of homeless people in the United States live in rural areas, although some believe that this is an underestimate.
Health:
See also: Medical deserts in the United States
There are significant health disparities between urban and rural areas of the United States. The per capita rate of primary care physicians is lower in rural areas of the country (65 primary care physicians per 100,000 rural Americans, compared to 105 primary care physicians for urban and suburban Americans). Rural Americans are also more likely than other Americans to suffer from chronic health conditions such as diabetes, heart disease, and cancer.
A study published in the journal JAMA Pediatrics in 2015 analyzed data on U.S. youth suicide rates from 1996 to 2010. It found that the rates of suicides for rural Americans aged 10 to 24 was almost double the rate among their urban counterparts. This was attributed to social isolation, greater availability of guns, and difficulty accessing healthcare.
Notwithstanding the economic and health challenges, a 2018 survey of rural adults found a majority felt they were better off financially than their parents at the same age. They thought their children would also experience such improvement. Forty percent said their lives came out better than they expected.
See also:
- Agriculture in the United States
- American frontier
- Rural Electrification Act
- Rural internet
- Rural letter carrier
- List of U.S. states by population density
- Medical Deserts in the United States
- List of Rural Counties and Designated Eligible Census Tracts in Metropolitan Counties from the Office of Rural Health Policy
Suburbs:
A suburb (or suburban area or suburbia) is a mixed-use or residential area. It can exist either as part of a city/urban area and can often have a large population of employed people. In some metropolitan areas they exist as separate residential communities within commuting distance of a city.
Suburbs might have their own political or legal jurisdiction, especially in the United States, but this is not always the case, especially in the United Kingdom where most suburbs are located within the administrative boundaries of cities.
In most English-speaking countries, suburban areas are defined in contrast to central or inner city areas, but in Australian English and South African English, suburb has become largely synonymous with what is called a "neighborhood" in other countries, and the term encompasses inner city areas.
In some areas, such as Australia, India, China, New Zealand, Canada, the United Kingdom, and parts of the United States, new suburbs are routinely annexed by adjacent cities due to urban sprawl. In others, such as Morocco, France, and much of the United States, many suburbs remain separate municipalities or are governed locally as part of a larger metropolitan area such as a county, district or borough.
In the United States, regions beyond the suburbs are exurbs or "exurban areas", with less population density (but still more than rural areas) but linked to the metropolitan area economically and by commuters.
Suburbs first emerged on a large scale in the 19th and 20th centuries as a result of improved rail and road transport, which led to an increase in commuting. In general, they are less densely populated than inner city neighborhoods within the same metropolitan area, and most residents routinely commute to city centers or business districts via private vehicles or public transits; however, there are many exceptions, including industrial suburbs, planned communities and satellite cities. Suburbs tend to proliferate around cities that have an abundance of adjacent flat land.
United States:
In the 20th century, many suburban areas, especially those not within the political boundaries of the city containing the central business area, began to see independence from the central city as an asset. In some cases, suburbanites saw self-government as a means to keep out people who could not afford the added suburban property maintenance costs not needed in city living.
Federal subsidies for suburban development accelerated this process as did the practice of redlining by banks and other lending institutions. In some cities such as Miami and San Francisco, the main city is much smaller than the surrounding suburban areas, leaving the city proper with a small portion of the metro area's population and land area.
Mesa, Arizona, and Virginia Beach, Virginia, the two most populous suburbs in the United States, are actually more populous than many core cities, including Miami, Minneapolis, New Orleans, Cleveland, Tampa, St. Louis, Pittsburgh, Cincinnati, and others.
Virginia Beach is now the largest city in all of Virginia, having long since exceeded the population of its neighboring primary city, Norfolk. While Virginia Beach has slowly been taking on the characteristics of an urban city, it will not likely achieve the population density and urban characteristics of Norfolk. It is generally assumed that the population of Chesapeake, another Hampton Roads city, will also exceed that of Norfolk in 2018 if its current growth rate continues at its same pace.
Cleveland, Ohio, is typical of many American central cities; its municipal borders have changed little since 1922, even though the Cleveland urbanized area has grown many times over.
Several layers of suburban municipalities now surround cities like the following:
- Boston,
- Cleveland,
- Chicago,
- Detroit,
- Los Angeles,
- Dallas,
- Denver,
- Houston,
- New York City,
- San Francisco,
- Sacramento,
- Atlanta,
- Miami,
- Baltimore,
- Milwaukee,
- Pittsburgh,
- Philadelphia,
- Phoenix,
- Roanoke,
- St. Louis,
- Salt Lake City,
- Las Vegas,
- Minneapolis,
- and Washington, D.C.
Suburbs in the United States have a prevalence of usually detached single-family homes.
They are characterized by:
- Lower densities than central cities, dominated by single-family homes on small plots of land – anywhere from 0.1 acres and up – surrounded at close quarters by very similar dwellings.
- Zoning patterns that separate residential and commercial development, as well as different intensities and densities of development. Daily needs are not within walking distance of most homes.
- A greater percentage of whites (both non-Hispanic and, in some areas, Hispanic) and lesser percentage of citizens of other ethnic groups than in urban areas. However, black suburbanization grew between 1970 and 1980 by 2.6% as a result of central city neighborhoods expanding into older neighborhoods vacated by whites.
- Subdivisions carved from previously rural land into multiple-home developments built by a single real estate company. These subdivisions are often segregated by minute differences in home value, creating entire communities where family incomes and demographics are almost completely homogeneous.
- Shopping malls and strip malls behind large parking lots instead of a classic downtown shopping district.
- A road network designed to conform to a hierarchy, including cul-de-sac, leading to larger residential streets, in turn leading to large collector roads, in place of the grid pattern common to most central cities and pre-World War II suburbs.
- A greater percentage of one-story administrative buildings than in urban areas.
- Compared to rural areas, suburbs usually have greater population density, higher standards of living, more complex road systems, more franchised stores and restaurants, and less farmland and wildlife.
By 2010, suburbs increasingly gained people in racial minority groups, as many members of minority groups gained better access to education and sought more favorable living conditions compared to inner city areas.
Conversely, many white Americans also moved back to city centers. Nearly all major city downtowns (such as Downtown Miami, Downtown Detroit, Downtown Philadelphia, Downtown Roanoke, or Downtown Los Angeles) are experiencing a renewal, with large population growth, residential apartment construction, and increased social, cultural, and infrastructural investments, as have suburban neighborhoods close to city centers.
Better public transit, proximity to work and cultural attractions, and frustration with suburban life and gridlock have attracted young Americans to the city centers.
Traffic Flow:
Suburbs typically have longer travel times to work than traditional neighborhoods. Only the traffic within the short streets themselves is less. This is due to three factors:
- almost-mandatory automobile ownership due to poor suburban bus systems,
- longer travel distances
- and the hierarchy system, which is less efficient at distributing traffic than the traditional grid of streets.
In the suburban system, most trips from one component to another component requires that cars enter a collector road, no matter how short or long the distance is. This is compounded by the hierarchy of streets, where entire neighborhoods and subdivisions are dependent on one or two collector roads.
Because all traffic is forced onto these roads, they are often heavy with traffic all day. If a traffic crash occurs on a collector road, or if road construction inhibits the flow, then the entire road system may be rendered useless until the blockage is cleared. The traditional "grown" grid, in turn, allows for a larger number of choices and alternate routes.
Suburban systems of the sprawl type are also quite inefficient for cyclists or pedestrians, as the direct route is usually not available for them either. This encourages car trips even for distances as low as several hundreds of yards or meters (which may have become up to several miles or kilometers due to the road network).
Improved sprawl systems, though retaining the car detours, possess cycle paths and footpaths connecting across the arms of the sprawl system, allowing a more direct route while still keeping the cars out of the residential and side streets.
More commonly, central cities seek ways to tax nonresidents working downtown – known as commuter taxes – as property tax bases dwindle. Taken together, these two groups of taxpayers represent a largely untapped source of potential revenue that cities may begin to target more aggressively, particularly if they're struggling.
According to struggling cities, this will help bring in a substantial revenue for the city which is a great way to tax the people who make the most use of the highways and repairs.
Today more companies settle down in suburbs because of low property costs.
Academic study:
The history of suburbia is part of the study of urban history, which focuses on the origins, growth, diverse typologies, culture, and politics of suburbs, as well as on the gendered and family-oriented nature of suburban space.
Many people have assumed that early-20th-century suburbs were enclaves for middle-class whites, a concept that carries tremendous cultural influence yet is actually stereotypical.
Some suburbs are based on a society of working-class and minority residents, many of whom want to own their own house. Meanwhile, other suburbs have instituted "explicitly racist" policies to deter people deemed as "other", a practice most common in the United States in contrast to other countries around the world.
Mary Corbin Sies argues that it is necessary to examine how "suburb" is defined as well as the distinction made between cities and suburbs, geography, economic circumstances, and the interaction of numerous factors that move research beyond acceptance of stereotyping and its influence on scholarly assumptions.
In popular culture:
Further information: Suburbia bashing
Suburbs and suburban living have been the subject for a wide variety of films, books, television shows and songs.
French songs like La Zone by Fréhel (1933), Aux quatre coins de la banlieue by Damia (1936), Ma banlieue by Reda Caire (1937), or Banlieue by Robert Lamoureux (1953), evoke the suburbs of Paris explicitly since the 1930s. Those singers give a sunny festive, almost bucolic, image of the suburbs, yet still few urbanized. During the fifties and the sixties, French singer-songwriter Léo Ferré evokes in his songs popular and proletarian suburbs of Paris, to oppose them to the city, considered by comparison as a bourgeois and conservative place.
French cinema was although soon interested in urban changes in the suburbs, with such movies as Mon oncle by Jacques Tati (1958), L'Amour existe by Maurice Pialat (1961) or Two or Three Things I Know About Her by Jean-Luc Godard (1967).
In his one-act opera Trouble in Tahiti (1952), Leonard Bernstein skewers American suburbia, which produces misery instead of happiness.
The American photojournalist Bill Owens documented the culture of suburbia in the 1970s, most notably in his book Suburbia.
The 1962 song "Little Boxes" by Malvina Reynolds lampoons the development of suburbia and its perceived bourgeois and conformist values, while the 1982 song Subdivisions by the Canadian band Rush also discusses suburbia, as does Rockin' the Suburbs by Ben Folds.
The 2010 album The Suburbs by the Canadian-based alternative band Arcade Fire dealt with aspects of growing up in suburbia, suggesting aimlessness, apathy and endless rushing are ingrained into the suburban culture and mentality.
Suburb The Musical, was written by Robert S. Cohen and David Javerbaum.
Over the Hedge is a syndicated comic strip written and drawn by Michael Fry and T. Lewis. It tells the story of a raccoon, turtle, a squirrel, and their friends who come to terms with their woodlands being taken over by suburbia, trying to survive the increasing flow of humanity and technology while becoming enticed by it at the same time.
A film adaptation of Over the Hedge was produced in 2006.
British television series such as The Good Life, Butterflies and The Fall and Rise of Reginald Perrin have depicted suburbia as well-manicured but relentlessly boring, and its residents as either overly conforming or prone to going stir crazy.
In contrast, U.S. shows such as Knots Landing, Desperate Housewives and Weeds portray the suburbs as concealing darker secrets behind a façade of manicured lawns, friendly people, and beautifully kept houses. Films such as The 'Burbs and Disturbia have brought this theme to the cinema.
Click on any of the following blue hyperlinks for more about the Suburbs:
- Etymology and usage
- History
- Worldwide
- See also:
- Bibliography of suburbs
- Criticism of suburbia
- Boomburbs
- Ethnoburb
- Faubourg
- Microdistrict
- Developed environments
- Settlement types
- Rural–urban fringe
- Slum
- Subdivision
- List of satellite cities by population
- A Future Vision for the North American Suburb
- Centre for Suburban Studies
- Images of a mature north London suburb illustrating a wide range of domestic architecture
- The end of suburbia (documentary film)
Urban Area:
An urban area, or built-up area, is a human settlement with a high population density and infrastructure of built environment. Urban areas are created through urbanization and are categorized by urban morphology as cities, towns, conurbations or suburbs.
In urbanism, the term contrasts to rural areas such as villages and hamlets; in urban sociology or urban anthropology it contrasts with natural environment. The creation of early predecessors of urban areas during the urban revolution led to the creation of human civilization with modern urban planning, which along with other human activities such as exploitation of natural resources led to a human impact on the environment.
"Agglomeration effects" are in the list of the main consequences of increased rates of firm creation since. This is due to conditions created by a greater level of industrial activity in a given region. However, a favorable environment for human capital development would also be generated simultaneously.
The world's urban population in 1950 of just 746 million has increased to 3.9 billion in the decades since. In 2009, the number of people living in urban areas (3.42 billion) surpassed the number living in rural areas (3.41 billion), and since then the world has become more urban than rural. This was the first time that the majority of the world's population lived in a city.
In 2014 there were 7.3 billion people living on the planet, of which the global urban population comprised 3.9 billion. The Population Division of the United Nations Department of Economic and Social Affairs at that time predicted the urban population would grow to 6.4 billion by 2050, with 37% of that growth to come from three countries: China, India and Nigeria.
The UN publishes data on cities, urban areas and rural areas, but relies almost entirely on national definitions of these areas. The UN principles and recommendations state that due to different characteristics of urban and rural areas across the globe, a global definition is not possible
Urban areas are created and further developed by the process of urbanization. Urban areas are measured for various purposes, including analyzing population density and urban sprawl.
Unlike an urban area, a metropolitan area includes not only the urban area, but also satellite cities plus intervening rural land that is socio-economically connected to the urban core city, typically by employment ties through commuting, with the urban core city being the primary labor market.
The concept of an "urban area" as used in economic statistics should not be confused with the concept of the "urban area" used in road safety statistics. The last concept is also known as "built-up area in road safety".
According to the definition by the Office for National Statistics, "Built-up areas are defined as land which is 'irreversibly urban in character', meaning that they are characteristic of a town or city. They include areas of built-up land with a minimum of 20 hectares (200,000 m2; 49 acres). Any areas [separated by] less than 200 metres [of non-urban space] are linked to become a single built-up area.
United States:
Main article: List of United States urban areas
In the United States, there are two categories of urban area. The term urbanized area denotes an urban area of 50,000 or more people. Urban areas under 50,000 people are called urban clusters. Urbanized areas were first delineated in the United States in the 1950 census, while urban clusters were added in the 2000 census. There are 1,371 urban areas and urban clusters with more than 10,000 people.
The U.S. Census Bureau defines an urban area as "core census block groups or blocks that have a population density of at least 1,000 people per square mile (386 per square kilometer) and surrounding census blocks that have an overall density of at least 500 people per square mile (193 per square kilometer)".
The largest urban area in the United States is the New York metropolitan area. The population of New York City, the core of the metropolitan area, exceeds 8.5 million people, its metropolitan statistical area has a population that is over 20 million, and its combined statistical area population is over 23 million.
The next seven largest urban areas in the U.S. are Los Angeles, Chicago, Miami, Philadelphia, San Francisco, Houston, and Atlanta. About 82 percent of the population of the United States lives within the boundaries of an urbanized area as of December, 2010.
Combined, these areas occupy about 2 percent of the land area of the United States. Many Americans live in agglomerations of cities, suburbs, and towns that are adjacent to a metropolitan area's largest city.
The concept of Urbanized Areas as defined by the U.S. Census Bureau is often used as a more accurate gauge of the size of a city, since in different cities and states the lines between city borders and the urbanized area of that city are often not the same.
For example, the city of Greenville, South Carolina has a city population just over 68,000 and an urbanized area population of around 400,000, while Greensboro, North Carolina has a city population just over 285,000 and an urbanized area population of around 300,000 — meaning that Greenville is actually "larger" for some intents and purposes, but not for others, such as taxation, local elections, etc.
In the U.S. Department of Agriculture's natural resources inventory, urban areas are officially known as developed areas or urban and built-up areas. Such areas include the following:
- cities,
- ethnic villages,
- other built-up areas of more than 10 ac (4 ha),
- industrial sites,
- railroad yards,
- cemeteries,
- airports,
- golf courses,
- shooting ranges,
- institutional and public administration sites,
- and similar areas.
The 1997 national resources inventory placed over 98,000,000 ac (40,000,000 ha) in this category, an increase of 25,000,000 ac (10,000,000 ha) since 1982.
Click on any of the following blue hyperlinks for more about Urban Living:
- Definitions
- See also:
- Developed environments
- Urban climatology
- Urban culture
- Urban decay
- Urban exploration
- Urban planning
- Urban renewal
- Urbanization
- United Nations Statistics Division (UNSTAT): Definition of "urban"
- World Urban Areas All identified world urbanized areas 500,000+ and others: Population & Density.
- Geopolis: research group, University of Paris-Diderot, France for world urban areas
- Gridded Population of the World – contains links to urban area definitions and maps for over 230 countries/territories
- City Mayors – The World's Largest Urban Areas in 2006
- City Mayors – The World's Largest Urban Areas Projected for 2020
- PopulationData – World's largest urban areas 1,000,000+ population
Population Shift to the Suburbs
- YouTube Video: What is Suburbanization?
- YouTube Video: Why American Cities Are Broke - The Growth Ponzi Scheme
- YouTube Video: How Detroit Went From A Booming Metropolis To A Shrinking City | NBC Nightly News
Suburbanization is a population shift from central urban areas into suburbs, resulting in the formation of (sub)urban sprawl. As a consequence of the movement of households and businesses out of the city centers, low-density, peripheral urban areas grow. (Sub-urbanization is inversely related to urbanization, which denotes a population shift from rural areas into urban centres.)
Many residents of metropolitan regions work within the central urban area, and choose to live in satellite communities called suburbs and commute to work via automobile or mass transit. Others have taken advantage of technological advances to work from their homes.
These processes often occur in more economically developed countries, especially in the United States, which is believed to be the first country in which the majority of the population lives in the suburbs, rather than in the cities or in rural areas.
Proponents of containing urban sprawl argue that sprawl leads to urban decay and a concentration of lower income residents in the inner city, in addition to being environmentally harmful.
In the United States, suburbanization began to occur in mass amounts after World War II, when soldiers returned home from war and wanted to live in houses outside of the city.
During this time America had a prosperous postwar economy, there was more leisure time available and an increased priority in creating a family unit. Throughout the years, the desire to separate work life and home life has increased, causing an increase in suburban populations.
Suburbs are built for particular groups of people and around certain industries like restaurants, shopping, and entertainment which allows suburban residents to travel less and interact more in the suburban area. Suburbs in the United States have also evolved by increases in technology, which allows residents to work from home rather than commute.
Recent developments in communication technology, such as the spread of broadband services, the growth of e-mail and the advent of practical home video conferencing, have enabled more people to work from home rather than commuting.
Although this can occur either in the city or in the suburbs, the effect is generally decentralizing, which works against the largest advantage of the centre city, which is easier access to information and supplies due to centralization.
Similarly, the rise of modern delivery logistics in postal services, which take advantage of computerization and the availability of efficient transportation networks, also eliminates some of the advantages that were once to be had from having a business located in the city.
Industrial, warehousing, and factory land uses have also moved to suburban areas. Cheap people, cheap telecommunications, and cheap life; remove the need for company headquarters to be within quick courier distance of the warehouses and ports.
Urban areas suffer from traffic congestion, which creates costs in extra driver costs for the company which can be reduced if they were in a suburban area near a highway. As with residential, lower property taxes and low land prices encourage selling industrial land for profitable brownfield redevelopment.
Suburban areas also offer more land to use as a buffer between industrial and residential and retail space to avoid NIMBY sentiments and gentrification pressure from the local community when residential and retail is adjacent to industrial space in an urban area.
Suburban municipalities can offer tax breaks, specialized zoning, and regulatory incentives to attract industrial land users to their area, such as City of Industry, California. The overall effect of these developments is that businesses as well, and not just individuals, now see an advantage to locating in the suburbs, where the cost of buying land, renting space, and running their operations, is cheaper than in the city.
This continuing dispersal from a single city center has led to other recent phenomena in American suburbs, the advent of edge cities and exurbs, arising out of clusters of office buildings built in suburban commercial centers on shopping malls and higher density developments.
With more and more jobs for suburbanites being located in these areas rather than in the main city core that the suburbs grew out of, traffic patterns, which for decades centered on people commuting into the center city to work in the morning and then returning home in the evening, have become more complex, with the volume of intra-suburban traffic increasing tremendously. By 2000, half of the US population lived in suburban areas.
Effects on psychological health:
Historically, it was believed that living in highly urban areas resulted in social isolation, disorganization, and psychological problems, while living in the suburbs was supposed to be better to overall happiness, due to lower population density, lower crime, and a more stable population.
A study based on data from 1974, however, found this not to be the case, finding that people living in the suburbs had neither greater satisfaction with their neighborhood nor greater satisfaction with the quality of their lives as compared to people living in urban areas.
Suburbanization and drug abuse:
Pre-existing disparities in the demographic composition of suburbs pose problems in drug consumption and abuse. This is due to the disconnection created between drug addiction and the biased outward perception of suburban health and safety. The difference in drug mortality rates of suburban and urban spaces is sometimes fueled by the relationship between the general public, medical practitioners, and the pharmaceutical industry.
These affluent individuals, who are living in the suburbs often have an increased means of obtaining otherwise expensive and potent drugs such as opioids and narcotics through valid prescriptions.
In the United States, the combination of demographic and economic features created as a result of suburbanization has increased the risk of drug abuse in suburban communities. Heroin in suburban communities has increased in incidence as new heroin users in the United States are predominantly white, suburban men and women in their early twenties.
Adolescents and young adults are at an increased risk of drug abuse in suburban spaces due to the enclosed social and economic enclaves that surburbanization propagates. The New England Study of Suburban Youth found that the upper middle class suburban cohorts displayed an increased drug use when compared to the natural average.
The shift in demographics and economic statuses caused by suburbanization has increased the risk of drug abuse in affluent American communities and changed the approach to drug abuse public health initiatives. When addressing public health concerns of drug abuse with patients directly, suburban health care providers and medical practitioners have the advantage of treating a demographic of drug abuse patients that are better educated and equipped with resources to recover from addiction and overdose.
The disparity of treatment and initiatives between suburban and urban environments in regard to drug abuse and overdose is a public health concern. Although suburban healthcare providers may have more resources to address drug addiction, abuse, and overdose, preconceived ideas about suburban lifestyles may prevent them from giving proper treatment to patients.
Considering the increasing incidence of drug abuse in suburban environments, the contextual factors that affect certain demographics must also be considered to better understand the prevalence of drug abuse in suburbs; for example, adolescents and their relationship with social groups in school and other socializing forces that occur as a result of suburbanization impact drug abuse incidence.
Economic impacts:
The economic impacts of suburbanization have become very evident since the trend began in the 1950s. Changes in infrastructure, industry, real estate development costs, fiscal policies, and diversity of cities have been easily apparent, as "making it to the suburbs", mainly in order to own a home and escape the chaos of urban centers, have become the goals of many American citizens.
These impacts have many benefits as well as side effects and are becoming increasingly important in the planning and revitalization of modern cities.
Impact on urban industry:
The days of industry dominating the urban cores of cities are diminishing as population decentralization of urban centers increases. Companies increasingly look to build industrial parks in less populated areas, largely for more modern buildings and ample parking, as well as to appease the popular desire to work in less congested areas.
Government economic policies that provide incentives for companies to build new structures and lack of incentives to build on Brownfield land also contribute to the flight of industrial development from major cities to surrounding suburban areas. As suburban industrial development becomes increasingly more profitable, it becomes less financially attractive to build in high-density areas.
Another impact of industry leaving the city is the reduction of buffer zones separating metropolitan areas, industrial parks and surrounding suburban residential areas. As this land becomes more economically relevant, the value of such properties very often increases, causing many undeveloped landowners to sell their land.
Consequences on Infrastructure:
As America continues to sprawl, the cost of the required
water lines, sewer lines, and roads could cost more than $21,000 per residential and non-residential development unit, costing the American government $1.12 trillion between 2005 and 2030.
Along with the costs of infrastructure, existing infrastructure suffers, as most of the government's money that is dedicated to improving infrastructure goes to paying for the new necessities in areas further out from the urban core. As a result, the government will often forgo maintenance on previously built infrastructure.
Impact on real estate development costs:
For residential properties, suburbanization allows for home prices to decrease, so people can drive until they can find an area in which they can afford to buy a home. However, these homes may lack certain things such as parks and access to public transit. Also, the prices of homes in downtown center usually decrease as well to compete with the inexpensive homes in the suburbs.
One of the main benefits of living in the suburbs is that one gets a much larger piece of land than one would in the city. Therefore, as the size of lots increases, the supply of housing is more limited. This is to mean that as city growth patterns increase the population increases leading to suburbanization which hence leads to the under development of real estate since it is a business.
Fiscal impact:
The fiscal deficit grows as a result of suburbanization, mainly because in less densely populated areas, property taxes tend to be lower. Also, because of the typical spread pattern of suburban housing, the lack of variety of housing types, and the greater distance between homes, real estate development and public service costs increase, which in turn increase the deficit of upper levels of government.
Conversely, for the cities it meant lower tax incomes, which meant less money for amenities, including libraries and schools, because the people who stayed were lower-income, and because of relative depopulation.
Effect on urban diversity:
As the trend of suburbanization took hold, many of the people who left the city for the suburbs were white. As a result, there was a rise in black home ownership in central cities. As white households left for the suburbs, housing prices in transition neighborhoods fell, which often lowered the cost of home ownership for black households.
This trend was stronger in older and denser cities, especially in the northeast and Midwest, because new construction was generally more difficult. As of the 2010 Census, minorities like African Americans, Asian Americans and Indo-Americans have become an increasing large factor in recent suburbanization. Many suburbs now have since 1990 large minority communities in suburban and commuter cities.
Environmental Impacts:
With the growth of suburbanization and the spread of people living outside the city this can cause negative impacts on the environment. Suburbanization has been linked to the increase in vehicle mileage, increase land use, and increase in residential energy consumption. From these factors of suburbanization, it has then caused a degradation of air quality, increase usage of natural resources like water and oil, as well as increased amounts of greenhouse gas.
With the increased use of vehicles to commute to and from the work place this causes increased use of oil and gas as well as an increase in emissions. With the increase in emissions from vehicles, this then can cause air pollution and degrades the air quality of an area.
Suburbanization is growing which causes an increase in housing development which causes an increase in land consumption and available land. Suburbanization has also been linked to increase in natural resource use like water to meet residents' demands and to maintain suburban lawns. Also, with the increase in technology and consumptions of residents there is an increase in energy consumption by the amount of electricity used by residents.
Social impacts:
Suburbanization has negative social impacts on many groups of people, including children, adolescents, and the elderly. Children who are affected by suburbanization, or urban sprawl, are commonly referred to as "cul-de-sac kids." Because children living in a suburb cannot go anywhere without a parent, they are unable to practice being independent.
Teenagers that are unable to be independent experience a lot of boredom, isolation, and frustration. These feelings have even led to an increase in rates of teenage suicide and school shootings in suburban areas. Despite these issues with young people, suburbia was still intended for young families.
The elderly in suburbia experience social isolation once they lose their license to drive. In order to leave their home the elderly need to be able to afford a chauffeur or be willing to ask relatives to drive them around. This has resulted in upper-class elderly moving to retirement communities. Both the wealthy elderly and those who still live in suburbs are largely separated from all other groups of society.
See also:
Many residents of metropolitan regions work within the central urban area, and choose to live in satellite communities called suburbs and commute to work via automobile or mass transit. Others have taken advantage of technological advances to work from their homes.
These processes often occur in more economically developed countries, especially in the United States, which is believed to be the first country in which the majority of the population lives in the suburbs, rather than in the cities or in rural areas.
Proponents of containing urban sprawl argue that sprawl leads to urban decay and a concentration of lower income residents in the inner city, in addition to being environmentally harmful.
In the United States, suburbanization began to occur in mass amounts after World War II, when soldiers returned home from war and wanted to live in houses outside of the city.
During this time America had a prosperous postwar economy, there was more leisure time available and an increased priority in creating a family unit. Throughout the years, the desire to separate work life and home life has increased, causing an increase in suburban populations.
Suburbs are built for particular groups of people and around certain industries like restaurants, shopping, and entertainment which allows suburban residents to travel less and interact more in the suburban area. Suburbs in the United States have also evolved by increases in technology, which allows residents to work from home rather than commute.
Recent developments in communication technology, such as the spread of broadband services, the growth of e-mail and the advent of practical home video conferencing, have enabled more people to work from home rather than commuting.
Although this can occur either in the city or in the suburbs, the effect is generally decentralizing, which works against the largest advantage of the centre city, which is easier access to information and supplies due to centralization.
Similarly, the rise of modern delivery logistics in postal services, which take advantage of computerization and the availability of efficient transportation networks, also eliminates some of the advantages that were once to be had from having a business located in the city.
Industrial, warehousing, and factory land uses have also moved to suburban areas. Cheap people, cheap telecommunications, and cheap life; remove the need for company headquarters to be within quick courier distance of the warehouses and ports.
Urban areas suffer from traffic congestion, which creates costs in extra driver costs for the company which can be reduced if they were in a suburban area near a highway. As with residential, lower property taxes and low land prices encourage selling industrial land for profitable brownfield redevelopment.
Suburban areas also offer more land to use as a buffer between industrial and residential and retail space to avoid NIMBY sentiments and gentrification pressure from the local community when residential and retail is adjacent to industrial space in an urban area.
Suburban municipalities can offer tax breaks, specialized zoning, and regulatory incentives to attract industrial land users to their area, such as City of Industry, California. The overall effect of these developments is that businesses as well, and not just individuals, now see an advantage to locating in the suburbs, where the cost of buying land, renting space, and running their operations, is cheaper than in the city.
This continuing dispersal from a single city center has led to other recent phenomena in American suburbs, the advent of edge cities and exurbs, arising out of clusters of office buildings built in suburban commercial centers on shopping malls and higher density developments.
With more and more jobs for suburbanites being located in these areas rather than in the main city core that the suburbs grew out of, traffic patterns, which for decades centered on people commuting into the center city to work in the morning and then returning home in the evening, have become more complex, with the volume of intra-suburban traffic increasing tremendously. By 2000, half of the US population lived in suburban areas.
Effects on psychological health:
Historically, it was believed that living in highly urban areas resulted in social isolation, disorganization, and psychological problems, while living in the suburbs was supposed to be better to overall happiness, due to lower population density, lower crime, and a more stable population.
A study based on data from 1974, however, found this not to be the case, finding that people living in the suburbs had neither greater satisfaction with their neighborhood nor greater satisfaction with the quality of their lives as compared to people living in urban areas.
Suburbanization and drug abuse:
Pre-existing disparities in the demographic composition of suburbs pose problems in drug consumption and abuse. This is due to the disconnection created between drug addiction and the biased outward perception of suburban health and safety. The difference in drug mortality rates of suburban and urban spaces is sometimes fueled by the relationship between the general public, medical practitioners, and the pharmaceutical industry.
These affluent individuals, who are living in the suburbs often have an increased means of obtaining otherwise expensive and potent drugs such as opioids and narcotics through valid prescriptions.
In the United States, the combination of demographic and economic features created as a result of suburbanization has increased the risk of drug abuse in suburban communities. Heroin in suburban communities has increased in incidence as new heroin users in the United States are predominantly white, suburban men and women in their early twenties.
Adolescents and young adults are at an increased risk of drug abuse in suburban spaces due to the enclosed social and economic enclaves that surburbanization propagates. The New England Study of Suburban Youth found that the upper middle class suburban cohorts displayed an increased drug use when compared to the natural average.
The shift in demographics and economic statuses caused by suburbanization has increased the risk of drug abuse in affluent American communities and changed the approach to drug abuse public health initiatives. When addressing public health concerns of drug abuse with patients directly, suburban health care providers and medical practitioners have the advantage of treating a demographic of drug abuse patients that are better educated and equipped with resources to recover from addiction and overdose.
The disparity of treatment and initiatives between suburban and urban environments in regard to drug abuse and overdose is a public health concern. Although suburban healthcare providers may have more resources to address drug addiction, abuse, and overdose, preconceived ideas about suburban lifestyles may prevent them from giving proper treatment to patients.
Considering the increasing incidence of drug abuse in suburban environments, the contextual factors that affect certain demographics must also be considered to better understand the prevalence of drug abuse in suburbs; for example, adolescents and their relationship with social groups in school and other socializing forces that occur as a result of suburbanization impact drug abuse incidence.
Economic impacts:
The economic impacts of suburbanization have become very evident since the trend began in the 1950s. Changes in infrastructure, industry, real estate development costs, fiscal policies, and diversity of cities have been easily apparent, as "making it to the suburbs", mainly in order to own a home and escape the chaos of urban centers, have become the goals of many American citizens.
These impacts have many benefits as well as side effects and are becoming increasingly important in the planning and revitalization of modern cities.
Impact on urban industry:
The days of industry dominating the urban cores of cities are diminishing as population decentralization of urban centers increases. Companies increasingly look to build industrial parks in less populated areas, largely for more modern buildings and ample parking, as well as to appease the popular desire to work in less congested areas.
Government economic policies that provide incentives for companies to build new structures and lack of incentives to build on Brownfield land also contribute to the flight of industrial development from major cities to surrounding suburban areas. As suburban industrial development becomes increasingly more profitable, it becomes less financially attractive to build in high-density areas.
Another impact of industry leaving the city is the reduction of buffer zones separating metropolitan areas, industrial parks and surrounding suburban residential areas. As this land becomes more economically relevant, the value of such properties very often increases, causing many undeveloped landowners to sell their land.
Consequences on Infrastructure:
As America continues to sprawl, the cost of the required
water lines, sewer lines, and roads could cost more than $21,000 per residential and non-residential development unit, costing the American government $1.12 trillion between 2005 and 2030.
Along with the costs of infrastructure, existing infrastructure suffers, as most of the government's money that is dedicated to improving infrastructure goes to paying for the new necessities in areas further out from the urban core. As a result, the government will often forgo maintenance on previously built infrastructure.
Impact on real estate development costs:
For residential properties, suburbanization allows for home prices to decrease, so people can drive until they can find an area in which they can afford to buy a home. However, these homes may lack certain things such as parks and access to public transit. Also, the prices of homes in downtown center usually decrease as well to compete with the inexpensive homes in the suburbs.
One of the main benefits of living in the suburbs is that one gets a much larger piece of land than one would in the city. Therefore, as the size of lots increases, the supply of housing is more limited. This is to mean that as city growth patterns increase the population increases leading to suburbanization which hence leads to the under development of real estate since it is a business.
Fiscal impact:
The fiscal deficit grows as a result of suburbanization, mainly because in less densely populated areas, property taxes tend to be lower. Also, because of the typical spread pattern of suburban housing, the lack of variety of housing types, and the greater distance between homes, real estate development and public service costs increase, which in turn increase the deficit of upper levels of government.
Conversely, for the cities it meant lower tax incomes, which meant less money for amenities, including libraries and schools, because the people who stayed were lower-income, and because of relative depopulation.
Effect on urban diversity:
As the trend of suburbanization took hold, many of the people who left the city for the suburbs were white. As a result, there was a rise in black home ownership in central cities. As white households left for the suburbs, housing prices in transition neighborhoods fell, which often lowered the cost of home ownership for black households.
This trend was stronger in older and denser cities, especially in the northeast and Midwest, because new construction was generally more difficult. As of the 2010 Census, minorities like African Americans, Asian Americans and Indo-Americans have become an increasing large factor in recent suburbanization. Many suburbs now have since 1990 large minority communities in suburban and commuter cities.
Environmental Impacts:
With the growth of suburbanization and the spread of people living outside the city this can cause negative impacts on the environment. Suburbanization has been linked to the increase in vehicle mileage, increase land use, and increase in residential energy consumption. From these factors of suburbanization, it has then caused a degradation of air quality, increase usage of natural resources like water and oil, as well as increased amounts of greenhouse gas.
With the increased use of vehicles to commute to and from the work place this causes increased use of oil and gas as well as an increase in emissions. With the increase in emissions from vehicles, this then can cause air pollution and degrades the air quality of an area.
Suburbanization is growing which causes an increase in housing development which causes an increase in land consumption and available land. Suburbanization has also been linked to increase in natural resource use like water to meet residents' demands and to maintain suburban lawns. Also, with the increase in technology and consumptions of residents there is an increase in energy consumption by the amount of electricity used by residents.
Social impacts:
Suburbanization has negative social impacts on many groups of people, including children, adolescents, and the elderly. Children who are affected by suburbanization, or urban sprawl, are commonly referred to as "cul-de-sac kids." Because children living in a suburb cannot go anywhere without a parent, they are unable to practice being independent.
Teenagers that are unable to be independent experience a lot of boredom, isolation, and frustration. These feelings have even led to an increase in rates of teenage suicide and school shootings in suburban areas. Despite these issues with young people, suburbia was still intended for young families.
The elderly in suburbia experience social isolation once they lose their license to drive. In order to leave their home the elderly need to be able to afford a chauffeur or be willing to ask relatives to drive them around. This has resulted in upper-class elderly moving to retirement communities. Both the wealthy elderly and those who still live in suburbs are largely separated from all other groups of society.
See also:
Homeownership in the United States
- YouTube Video: The Ultimate FIRST TIME HOME BUYERS GUIDE 2021 - Top Tips And Tricks For Making That Huge Commitment
- YouTube Video: "Hauntingly Beautiful" - Abandoned houses across America
- YouTube Video: 7 Steps to Buying a House!
The home-ownership rate in the United States is the percentage of homes that are owned by their occupants. In 2009, it remained similar to that in some other post-industrial nations with 67.4% of all occupied housing units being occupied by the unit's owner.
Home ownership rates vary depending on demographic characteristics of households such as ethnicity, race, type of household as well as location and type of settlement. In 2018, home-ownership dropped to a lower rate than it was in 1994, with a rate of 64.2%.
Since 1960, the home-ownership rate in the United States has remained relatively stable. It has decreased 1.0% since 1960, when 65.2% of American households owned their own home. Additionally, homeowner equity has fallen steadily since World War II and is now less than 50% of the value of homes on average.
Home-ownership was most common in rural areas and suburbs, with three quarters of suburban households being homeowners. Among the country's regions, the Midwestern United States had the highest home-ownership rate and the Western United States had the lowest.
Recent research has examined the decline in home-ownership rates among households with "heads" aged 25 to 44 years. The rates fell substantially between 1980 and 2000, and recovered only partially during the United States housing bubble of the early 2000s. This research indicates that a trend toward marrying later and the increase in household earnings risk that occurred after 1980 account for a large share of the decline in young home-ownership.
In general, homeowners in the United States also tend to have higher incomes. Households residing in their own home were more likely to be families (as opposed to individuals) than were their tenant counterparts. Among racial demographics, White Americans had the country's highest home-ownership rate, while African Americans had the lowest home-ownership rate.
One study also shows that home-ownership rates appear correlated with higher school attainment.
The name "home-ownership rate" can be misleading. As defined by the US Census Bureau, it is the percentage of homes that are occupied by the owner. It is not the percentage of adults that own their own home. This latter percentage will be significantly lower than the home-ownership rate.
Many households that are owner-occupied contain adult relatives (often young adults, descendants of the owner) who do not own their own home. Single building multi-bedroom rental units can contain more than one adult, all of whom do not own a home.
The term "home-ownership rate" can also be misleading because it includes households that owe on a mortgage. Which means that they do not fully own the equity in their own home, which they are said to "own". According to ATTOM Data Research, only "34 percent of all American homeowners have 100 percent equity in their properties — they’ve either paid off their entire mortgage debt or they never had a mortgage".
According to the Financial Post the cost of the average U.S. house in 2016 was US$187,000.
Measuring method:
In the US, the homeownership rate is created through the Housing Vacancy Survey by the US Census Bureau. It is created by dividing the owner occupied units by the total number of occupied units. This is an important point to understand changes in the homeownership rate over time.
The bust of the housing bubble resulted in many houses becoming foreclosed. However, the decrease in the homeownership rate from 3Q2007 to 4Q2007 was mostly a result of an increase in the renter's population and less due to a decrease in the homeowner population.
Government policy:
Homeownership has been promoted as government policy using several means involving mortgage debt and the government sponsored entities Freddie Mac, Fannie Mae, and the Federal Home Loan Banks, which fund or guarantee $6.5 trillion of assets with the purpose of directly or indirectly promoting homeownership.
Homeownership has been further promoted through tax policy which allows a tax deduction for mortgage interest payments on a primary residence.
The Community Reinvestment Act also encourages homeownership for low-income earners.
The promotion of homeownership by the government through encouraging mortgage borrowing and lending has given rise to debates regarding government policies and the subprime mortgage crisis.
Race:
The homeownership rate, as well as its change over time, has varied significantly by race. While homeowners constitute the majority of white, Asian and Native American households, the homeownership rates for African Americans and Latinos have typically fallen short of the fifty percent threshold.
Whites have had the highest homeownership rate, followed by Asians and Native Americans.
Although a landmark United States Supreme Court ruling Shelley v. Kraemer 334 U.S. 1 (1948), ruled invalid exclusionary racial covenants, which almost always barred black citizens from owning a home but often extended to American Jews, Asian Americans, Mexican Americans, and non-citizens and other ethnic groups and could be used by white real estate owners to enforce or introduce racial segregation, threats of legal action allowed them to remain effective for some time afterwards.
Racial steering practices later on also affected patterns of home ownership among non-whites and the cumulative effects of exclusionary covenants, racial steering, and other segregation measures have resulted in lower property values, less capital accumulation, lower municipal tax revenues, and disinvestment in black communities.
Despite the fact that the Shelley v. Kraemer decision found exclusionary covenants to be unconstitutional under the Fourteenth Amendment to the United States Constitution's Equal Protection Clause 73 years ago, and hence unenforceable, the clauses are still present in many deeds well into the twenty-first century.
Hispanics had the lowest homeownership rate in the country in all years, except for 2002, up until 2005. For the last half of the decade of the 2000s the homeownership rate for Hispanics exceeded that of African Americans. Temporal fluctuations were slight for all races, with rates commonly not changing more than two percentage points per year.
The strongest increase in the percentage of homeowners in the first half of the decade of the 2000s was among non-white minorities. The homeownership rate for minorities approached the sixty percent mark in 2006, which was a significant change because less than half of all minority households owned homes as recently as 1994. The ownership rate for minorities increased by 25.6%, from 47.7% in 1993 to 59.9% in 2006. This rate fell after the 2006 peak, consistent with overall homeownership rates.
The increase among white Americans was less substantial. In 2005, 75.8% of white Americans owned their own homes, compared to 70% in 1993, and the rate fell during the last half of the decade of the 2000s, slightly more slowly than for the rest of the population.
Thus one can conclude that despite a large remaining discrepancy between the homeownership rates among different racial groups, the gap had been closing up until the peak, with ownership rates increasing more substantially for minorities than for whites, but subsequently began slightly widening:
Home ownership rates vary depending on demographic characteristics of households such as ethnicity, race, type of household as well as location and type of settlement. In 2018, home-ownership dropped to a lower rate than it was in 1994, with a rate of 64.2%.
Since 1960, the home-ownership rate in the United States has remained relatively stable. It has decreased 1.0% since 1960, when 65.2% of American households owned their own home. Additionally, homeowner equity has fallen steadily since World War II and is now less than 50% of the value of homes on average.
Home-ownership was most common in rural areas and suburbs, with three quarters of suburban households being homeowners. Among the country's regions, the Midwestern United States had the highest home-ownership rate and the Western United States had the lowest.
Recent research has examined the decline in home-ownership rates among households with "heads" aged 25 to 44 years. The rates fell substantially between 1980 and 2000, and recovered only partially during the United States housing bubble of the early 2000s. This research indicates that a trend toward marrying later and the increase in household earnings risk that occurred after 1980 account for a large share of the decline in young home-ownership.
In general, homeowners in the United States also tend to have higher incomes. Households residing in their own home were more likely to be families (as opposed to individuals) than were their tenant counterparts. Among racial demographics, White Americans had the country's highest home-ownership rate, while African Americans had the lowest home-ownership rate.
One study also shows that home-ownership rates appear correlated with higher school attainment.
The name "home-ownership rate" can be misleading. As defined by the US Census Bureau, it is the percentage of homes that are occupied by the owner. It is not the percentage of adults that own their own home. This latter percentage will be significantly lower than the home-ownership rate.
Many households that are owner-occupied contain adult relatives (often young adults, descendants of the owner) who do not own their own home. Single building multi-bedroom rental units can contain more than one adult, all of whom do not own a home.
The term "home-ownership rate" can also be misleading because it includes households that owe on a mortgage. Which means that they do not fully own the equity in their own home, which they are said to "own". According to ATTOM Data Research, only "34 percent of all American homeowners have 100 percent equity in their properties — they’ve either paid off their entire mortgage debt or they never had a mortgage".
According to the Financial Post the cost of the average U.S. house in 2016 was US$187,000.
Measuring method:
In the US, the homeownership rate is created through the Housing Vacancy Survey by the US Census Bureau. It is created by dividing the owner occupied units by the total number of occupied units. This is an important point to understand changes in the homeownership rate over time.
The bust of the housing bubble resulted in many houses becoming foreclosed. However, the decrease in the homeownership rate from 3Q2007 to 4Q2007 was mostly a result of an increase in the renter's population and less due to a decrease in the homeowner population.
Government policy:
Homeownership has been promoted as government policy using several means involving mortgage debt and the government sponsored entities Freddie Mac, Fannie Mae, and the Federal Home Loan Banks, which fund or guarantee $6.5 trillion of assets with the purpose of directly or indirectly promoting homeownership.
Homeownership has been further promoted through tax policy which allows a tax deduction for mortgage interest payments on a primary residence.
The Community Reinvestment Act also encourages homeownership for low-income earners.
The promotion of homeownership by the government through encouraging mortgage borrowing and lending has given rise to debates regarding government policies and the subprime mortgage crisis.
Race:
The homeownership rate, as well as its change over time, has varied significantly by race. While homeowners constitute the majority of white, Asian and Native American households, the homeownership rates for African Americans and Latinos have typically fallen short of the fifty percent threshold.
Whites have had the highest homeownership rate, followed by Asians and Native Americans.
Although a landmark United States Supreme Court ruling Shelley v. Kraemer 334 U.S. 1 (1948), ruled invalid exclusionary racial covenants, which almost always barred black citizens from owning a home but often extended to American Jews, Asian Americans, Mexican Americans, and non-citizens and other ethnic groups and could be used by white real estate owners to enforce or introduce racial segregation, threats of legal action allowed them to remain effective for some time afterwards.
Racial steering practices later on also affected patterns of home ownership among non-whites and the cumulative effects of exclusionary covenants, racial steering, and other segregation measures have resulted in lower property values, less capital accumulation, lower municipal tax revenues, and disinvestment in black communities.
Despite the fact that the Shelley v. Kraemer decision found exclusionary covenants to be unconstitutional under the Fourteenth Amendment to the United States Constitution's Equal Protection Clause 73 years ago, and hence unenforceable, the clauses are still present in many deeds well into the twenty-first century.
Hispanics had the lowest homeownership rate in the country in all years, except for 2002, up until 2005. For the last half of the decade of the 2000s the homeownership rate for Hispanics exceeded that of African Americans. Temporal fluctuations were slight for all races, with rates commonly not changing more than two percentage points per year.
The strongest increase in the percentage of homeowners in the first half of the decade of the 2000s was among non-white minorities. The homeownership rate for minorities approached the sixty percent mark in 2006, which was a significant change because less than half of all minority households owned homes as recently as 1994. The ownership rate for minorities increased by 25.6%, from 47.7% in 1993 to 59.9% in 2006. This rate fell after the 2006 peak, consistent with overall homeownership rates.
The increase among white Americans was less substantial. In 2005, 75.8% of white Americans owned their own homes, compared to 70% in 1993, and the rate fell during the last half of the decade of the 2000s, slightly more slowly than for the rest of the population.
Thus one can conclude that despite a large remaining discrepancy between the homeownership rates among different racial groups, the gap had been closing up until the peak, with ownership rates increasing more substantially for minorities than for whites, but subsequently began slightly widening:
SOURCE ABOVE: US Census Bureau, 2016
Type of Household:
There is a strong correlation between the type and age of a household's family structure and homeownership. As of 2006, married couple families, which also have the highest median income of any household type, were most likely to own a home.
Age played a significant role as well with homeownership increasing with the age of the householder until age 65, when a slight decrease becomes visible. While only 43% of households with a householder under the age of thirty-five owned a home, 81.6% of those with a householder between the ages of 55 and 64 did.
This means that households with a middle-aged householder were nearly twice as likely to own a home as those with a young householder. Overall married couple families with a householder age 70 to 74 had the highest homeownership rate with 93.3% being homeowners.
The lowest homeownership rate was recorded for single females under the age of twenty-five of whom only 13.6%, were homeowners. Yet, single females had an overall higher homeownership rate than single males and single mothers.
Income:
Main article: Income in the United States
There are considerable correlations between income, homeownership rate and housing characteristics. As income is closely linked to social status, sociologist Leonard Beeghley has made the hypothesis that "the lower the social class, then the fewer amenities built into housing."
According to 2002, US Census Bureau data housing characteristics vary considerably with income. For homeowners with middle-range household incomes, ranging from $40,000 to $60,000, the median home value was $112,000, while the median size was 1,700 square feet (160 m2) and the median year of construction was 1970. A slight majority, 54% of homes occupied by owners in this group had two or more bathrooms.
Among homeowners with household incomes in the top 10%, those earning more than $120,000 a year, home values were considerably higher while houses were larger and newer.
The median value for homes in this demographic was $256,000 while median square footage was 2,500 and the median year of construction was 1977. The vast majority, 80%, had two or more bathrooms. Overall, houses of those with higher incomes were larger, newer, more expensive with more amenities.
Political influence:
Homeownership influences the political participation of individuals, with homeowners more likely to participate in local elections. Owning a home increases the likelihood of participating in local primaries by 35%.
Voter turnout probability increases with the value of the home. Becoming a homeowner influences an individual's political outlook, as they are more likely to vote in ways they perceive as protecting their investment. Being a homeowner increases the likelihood of political participation by 75% when issue of zoning are decided.
For national elections, homeowners are more likely than renters to participate in primaries and general elections; their turnout is about 10 points higher than renters for general elections.
For those who use private mortgages to finance homeownership, their party affiliation polarizes towards one of the two major political parties. Individuals who buy homes through Federal Housing Administration-supported mortgages are much more likely to become Democrats.
International comparison (2002):
Main article: List of countries by home ownership rate
See also:
Type of Household:
There is a strong correlation between the type and age of a household's family structure and homeownership. As of 2006, married couple families, which also have the highest median income of any household type, were most likely to own a home.
Age played a significant role as well with homeownership increasing with the age of the householder until age 65, when a slight decrease becomes visible. While only 43% of households with a householder under the age of thirty-five owned a home, 81.6% of those with a householder between the ages of 55 and 64 did.
This means that households with a middle-aged householder were nearly twice as likely to own a home as those with a young householder. Overall married couple families with a householder age 70 to 74 had the highest homeownership rate with 93.3% being homeowners.
The lowest homeownership rate was recorded for single females under the age of twenty-five of whom only 13.6%, were homeowners. Yet, single females had an overall higher homeownership rate than single males and single mothers.
Income:
Main article: Income in the United States
There are considerable correlations between income, homeownership rate and housing characteristics. As income is closely linked to social status, sociologist Leonard Beeghley has made the hypothesis that "the lower the social class, then the fewer amenities built into housing."
According to 2002, US Census Bureau data housing characteristics vary considerably with income. For homeowners with middle-range household incomes, ranging from $40,000 to $60,000, the median home value was $112,000, while the median size was 1,700 square feet (160 m2) and the median year of construction was 1970. A slight majority, 54% of homes occupied by owners in this group had two or more bathrooms.
Among homeowners with household incomes in the top 10%, those earning more than $120,000 a year, home values were considerably higher while houses were larger and newer.
The median value for homes in this demographic was $256,000 while median square footage was 2,500 and the median year of construction was 1977. The vast majority, 80%, had two or more bathrooms. Overall, houses of those with higher incomes were larger, newer, more expensive with more amenities.
Political influence:
Homeownership influences the political participation of individuals, with homeowners more likely to participate in local elections. Owning a home increases the likelihood of participating in local primaries by 35%.
Voter turnout probability increases with the value of the home. Becoming a homeowner influences an individual's political outlook, as they are more likely to vote in ways they perceive as protecting their investment. Being a homeowner increases the likelihood of political participation by 75% when issue of zoning are decided.
For national elections, homeowners are more likely than renters to participate in primaries and general elections; their turnout is about 10 points higher than renters for general elections.
For those who use private mortgages to finance homeownership, their party affiliation polarizes towards one of the two major political parties. Individuals who buy homes through Federal Housing Administration-supported mortgages are much more likely to become Democrats.
International comparison (2002):
Main article: List of countries by home ownership rate
See also:
- List of countries by home ownership rate
- Household income in the United States
- Real estate pricing
- Economy of the United States
- Housing insecurity in the United States
- Eviction in the United States
- Poverty in the United States
- Homelessness in the United States
- U.S. Census Bureau's Housing Vacancy Survey
Real Estate for Buying (or Selling) a Home in a Safe Neighborhood
- YouTube Video: How to find and choose a real estate agent
- YouTube Video: 10 Questions to Ask Your Real Estate Agent When Buying a House
- YouTube Video: Performing a Home Inspection before you buy, with Jim Krumm
Real Estate (Wikipedia):
Real estate is property consisting of land and the buildings on it, along with its natural resources such as crops, minerals or water; immovable property of this nature; an interest vested in this (also) an item of real property, (more generally) buildings or housing in general.
Real estate is different from personal property, which is not permanently attached to the land, such as vehicles, boats, jewelry, furniture, tools and the rolling stock of a farm.
Residential real estate:
Residential real estate may contain either a single family or multifamily structure that is available for occupation or for non-business purposes.
Residences can be classified by and how they are connected to neighbouring residences and land. Different types of housing tenure can be used for the same physical type. For example, connected residences might be owned by a single entity and leased out, or owned separately with an agreement covering the relationship between units and common areas and concerns.
Major categories include:
The size of an apartment or house can be described in square feet or meters. In the United States, this includes the area of "living space", excluding the garage and other non-living spaces. The "square meters" figure of a house in Europe may report the total area of the walls enclosing the home, thus including any attached garage and non-living spaces, which makes it important to inquire what kind of surface area definition has been used.
It can be described more roughly by the number of rooms. A studio apartment has a single bedroom with no living room (possibly a separate kitchen). A one-bedroom apartment has a living or dining room separate from the bedroom. Two bedroom, three bedroom, and larger units are common. (A bedroom is a separate room intended for sleeping. It commonly contains a bed and, in newer dwelling units, a built-in closet for clothes storage.)
Other categories
The size of these is measured in Gaz (square yards), Quila, Marla, Beegha, and acre.
See List of house types (next topic) for a complete listing of housing types and layouts, real estate trends for shifts in the market, and house or home for more general information.
As an investment:
In markets where land and building prices are rising, real estate is often purchased as an investment, whether or not the owner intends to use the property. Often investment properties are rented out, but "flipping" involves quickly reselling a property, sometimes taking advantage of arbitrage or quickly rising value, and sometimes after repairs are made that substantially raise the value of the property.
Luxury real estate is sometimes used as a way to store value, especially by wealthy foreigners, without any particular attempt to rent it out. Some luxury units in London and New York City have been used as a way for corrupt foreign government officials and businesspeople from countries without strong rule of law to launder money or to protect it from seizure.
See also:
Locate a Home in a Safe Neighborhood
(By NeighborhoodScout)
Buying a home is by far the biggest purchase for most people. Don’t risk buying in the wrong location and jeopardize your family’s finances and happiness. Know the truth.
NeighborhoodScout provides respected, comprehensive real estate reports with objective data that reveal the truth about any property in any location. Exclusive insights, all in one place. Instant access. Choose the right home in the right location with confidence.
NeighborhoodScout makes sure you get it right. Even if you need a new roof, or a new heating or cooling system, nothing will impact the financial picture of your home as much as its location. With custom insights available nowhere else, NeighborhoodScout instantly reveals the truth about any location you are considering.
SCHOOLS. LIFESTYLE. NEIGHBORS. WE’VE GOT YOUR BACK:
Comprehensive real estate reports help you choose wisely. The location of your home is the key to its current and future value. It drives the quality of the schools your children will attend, and your access to finding a good job nearby. It determines who your neighbors will be. Location will shape your life for years, and that of your children. NeighborhoodScout reveals the truth with custom analytics and patented data developed by Ph.Ds. Make good decisions, with confidence.
MOST HOME BUYERS LIVE IN THEIR HOMES FOR 7 YEARS. MAKE SURE YOU MAKE THE RIGHT MOVE.
Don’t simply trust information from someone trying to convince you to buy a property. You can rely on NeighborhoodScout to provide objective home buying insights.
Our singular purpose: to empower you with the best information to make good decisions where location matters.
You’ve come to the right place.
About NeighborhoodScout®NeighborhoodScout provides the most comprehensive database of hyper-local real estate data available today. The platform is owned and operated by Location, Inc., builders of location-based Big Data and intelligence for the Fortune 1000 and beyond.
Dr. Schiller, creator of NeighborhoodScout was created by Dr. Andrew Schiller, who earned his PhD from Clark University’s Graduate School of Geography, America’s oldest and largest geography PhD program. Dr. Schiller was previously a scientist at Oak Ridge National Laboratory and Atomic Energy Complex, and also Director of Science for The Nature Conservancy’s Tennessee Chapter.
A team of data scientists and experts in geographic information systems and analysis join Dr. Schiller at the helm of NeighborhoodScout.
Apart from the competition, NeighborhoodScout is THE neighborhood search engine. It uses patented methodologies to build neighborhood profiles that allow individuals or businesses to instantly find the best neighborhoods for them, in any part of the United States they choose.
NeighborhoodScout uses a new and unique way of matching people with the best neighborhoods for them and their families. This approach uses the largest database of neighborhood statistics and characteristics ever created, and converts it into accurate neighborhood profile matches customized to the needs of any individual. The user can choose exactly what they want in a neighborhood by selecting lifestyle searches and key words linked to this massive database.
The best matching neighborhood profiles are mapped instantly, described in rich detail, and linked to the local information that newcomers and prospective movers want most, like home listings in most cases, school profiles and exclusive ratings, exclusive crime statistics for each neighborhood, and much more.
NeighborhoodScout significantly reduces the amount of time spent searching for real estate by pinpointing the locations that best meet your specific criteria, instantly, and without even leaving your office. NeighborhoodScout also decreases the stress associated with a property search by eliminating misguided locations and reducing financial risks and uncertainties associated with buying real estate.
This service is an entirely new class of product that delivers the most accurate and personalized matches, providing fresh insights that empower you to make the best choices with ease, no matter where you’re moving.
Unlike the competition, NeighborhoodScout offers seamless national coverage. No slice, parcel or pad of terra firma has been omitted. Additionally, unlike other sources who offer Zip code or city level data, Scout’s models take you deep below the Zip code to uncover expertly-build data at the neighborhood and even micro-neighborhood levels.
This level of granularity is exclusive to NeighborhoodScout and has been so since 2002.
Read more about Scout’s unique methodologies.
What neighborhood statistics do you use?
NeighborhoodScout uses over 600 characteristics to build a neighborhood profile for each and every neighborhood (census tract) and address (block-group) in America. These include:
This set of characteristics captures the true look, feel, and character of places like never before, allowing extraordinarily accurate neighborhood profile matches to be instantly calculated for the customer.
The data Location, Inc. uses for NeighborhoodScout is the latest neighborhood statistics available from several leading government sources. These sources include the U.S. Bureau of the Census, the U.S. Department of Justice, the National Center for Education Statistics, and the U.S. Geological Service, among others.
We bring information from these different agencies together in one giant database and then we use our PhD-level expertise to create new, useful profiles and insights about neighborhoods, cities, and towns all across America. No one else does it like NeighborhoodScout.
How are neighborhood profiles calculated?
NeighborhoodScout applies a patented algorithm to measure the similarity of neighborhoods based on customer-specified criteria, such that exact matches to what the customer wants are delivered instantly. This revolutionary approach is applied to the nearly 200 characteristics used to describe each of the more than 61,000 neighborhood profiles (i.e. census tracts) in America to create accurate matches, no matter what the customer is looking for in a neighborhood.
This unique approach offers customers a level of service available nowhere else.
Click Here to Access Pricing Plans for Neighborhood Scout.
Real estate is property consisting of land and the buildings on it, along with its natural resources such as crops, minerals or water; immovable property of this nature; an interest vested in this (also) an item of real property, (more generally) buildings or housing in general.
Real estate is different from personal property, which is not permanently attached to the land, such as vehicles, boats, jewelry, furniture, tools and the rolling stock of a farm.
Residential real estate:
Residential real estate may contain either a single family or multifamily structure that is available for occupation or for non-business purposes.
Residences can be classified by and how they are connected to neighbouring residences and land. Different types of housing tenure can be used for the same physical type. For example, connected residences might be owned by a single entity and leased out, or owned separately with an agreement covering the relationship between units and common areas and concerns.
Major categories include:
- Attached / multi-unit dwellings
- Apartment (American English) or Flat (British English) – An individual unit in a multi-unit building. The boundaries of the apartment are generally defined by a perimeter of locked or lockable doors. Often seen in multi-story apartment buildings.
- Multi-family house – Often seen in multi-story detached buildings, where each floor is a separate apartment or unit.
- Terraced house (a. k. a. townhouse or rowhouse) – A number of single or multi-unit buildings in a continuous row with shared walls and no intervening space.
- Condominium (American English) – A building or complex, similar to apartments, owned by individuals. Common grounds and common areas within the complex are owned and shared jointly. In North America, there are townhouse or rowhouse style condominiums as well. The British equivalent is a block of flats.
- Cooperative (a. k. a. co-op) – A type of multiple ownership in which the residents of a multi-unit housing complex own shares in the cooperative corporation that owns the property, giving each resident the right to occupy a specific apartment or unit.
- Semi-detached dwellings
- Duplex – Two units with one shared wall.
- Detached dwellings
- Portable dwellings
- Mobile homes or residential caravans – A full-time residence that can be (although might not in practice be) movable on wheels.
- Houseboats – A floating home
- Tents – Usually temporary, with roof and walls consisting only of fabric-like material.
- Commercial:
The size of an apartment or house can be described in square feet or meters. In the United States, this includes the area of "living space", excluding the garage and other non-living spaces. The "square meters" figure of a house in Europe may report the total area of the walls enclosing the home, thus including any attached garage and non-living spaces, which makes it important to inquire what kind of surface area definition has been used.
It can be described more roughly by the number of rooms. A studio apartment has a single bedroom with no living room (possibly a separate kitchen). A one-bedroom apartment has a living or dining room separate from the bedroom. Two bedroom, three bedroom, and larger units are common. (A bedroom is a separate room intended for sleeping. It commonly contains a bed and, in newer dwelling units, a built-in closet for clothes storage.)
Other categories
The size of these is measured in Gaz (square yards), Quila, Marla, Beegha, and acre.
See List of house types (next topic) for a complete listing of housing types and layouts, real estate trends for shifts in the market, and house or home for more general information.
As an investment:
In markets where land and building prices are rising, real estate is often purchased as an investment, whether or not the owner intends to use the property. Often investment properties are rented out, but "flipping" involves quickly reselling a property, sometimes taking advantage of arbitrage or quickly rising value, and sometimes after repairs are made that substantially raise the value of the property.
Luxury real estate is sometimes used as a way to store value, especially by wealthy foreigners, without any particular attempt to rent it out. Some luxury units in London and New York City have been used as a way for corrupt foreign government officials and businesspeople from countries without strong rule of law to launder money or to protect it from seizure.
See also:
- Extraterrestrial real estate
- Real estate business
- Real estate economics
- Estate (land)
- Land lot
- Right to Property
Locate a Home in a Safe Neighborhood
(By NeighborhoodScout)
Buying a home is by far the biggest purchase for most people. Don’t risk buying in the wrong location and jeopardize your family’s finances and happiness. Know the truth.
NeighborhoodScout provides respected, comprehensive real estate reports with objective data that reveal the truth about any property in any location. Exclusive insights, all in one place. Instant access. Choose the right home in the right location with confidence.
NeighborhoodScout makes sure you get it right. Even if you need a new roof, or a new heating or cooling system, nothing will impact the financial picture of your home as much as its location. With custom insights available nowhere else, NeighborhoodScout instantly reveals the truth about any location you are considering.
SCHOOLS. LIFESTYLE. NEIGHBORS. WE’VE GOT YOUR BACK:
Comprehensive real estate reports help you choose wisely. The location of your home is the key to its current and future value. It drives the quality of the schools your children will attend, and your access to finding a good job nearby. It determines who your neighbors will be. Location will shape your life for years, and that of your children. NeighborhoodScout reveals the truth with custom analytics and patented data developed by Ph.Ds. Make good decisions, with confidence.
MOST HOME BUYERS LIVE IN THEIR HOMES FOR 7 YEARS. MAKE SURE YOU MAKE THE RIGHT MOVE.
Don’t simply trust information from someone trying to convince you to buy a property. You can rely on NeighborhoodScout to provide objective home buying insights.
Our singular purpose: to empower you with the best information to make good decisions where location matters.
You’ve come to the right place.
About NeighborhoodScout®NeighborhoodScout provides the most comprehensive database of hyper-local real estate data available today. The platform is owned and operated by Location, Inc., builders of location-based Big Data and intelligence for the Fortune 1000 and beyond.
Dr. Schiller, creator of NeighborhoodScout was created by Dr. Andrew Schiller, who earned his PhD from Clark University’s Graduate School of Geography, America’s oldest and largest geography PhD program. Dr. Schiller was previously a scientist at Oak Ridge National Laboratory and Atomic Energy Complex, and also Director of Science for The Nature Conservancy’s Tennessee Chapter.
A team of data scientists and experts in geographic information systems and analysis join Dr. Schiller at the helm of NeighborhoodScout.
Apart from the competition, NeighborhoodScout is THE neighborhood search engine. It uses patented methodologies to build neighborhood profiles that allow individuals or businesses to instantly find the best neighborhoods for them, in any part of the United States they choose.
NeighborhoodScout uses a new and unique way of matching people with the best neighborhoods for them and their families. This approach uses the largest database of neighborhood statistics and characteristics ever created, and converts it into accurate neighborhood profile matches customized to the needs of any individual. The user can choose exactly what they want in a neighborhood by selecting lifestyle searches and key words linked to this massive database.
The best matching neighborhood profiles are mapped instantly, described in rich detail, and linked to the local information that newcomers and prospective movers want most, like home listings in most cases, school profiles and exclusive ratings, exclusive crime statistics for each neighborhood, and much more.
NeighborhoodScout significantly reduces the amount of time spent searching for real estate by pinpointing the locations that best meet your specific criteria, instantly, and without even leaving your office. NeighborhoodScout also decreases the stress associated with a property search by eliminating misguided locations and reducing financial risks and uncertainties associated with buying real estate.
This service is an entirely new class of product that delivers the most accurate and personalized matches, providing fresh insights that empower you to make the best choices with ease, no matter where you’re moving.
Unlike the competition, NeighborhoodScout offers seamless national coverage. No slice, parcel or pad of terra firma has been omitted. Additionally, unlike other sources who offer Zip code or city level data, Scout’s models take you deep below the Zip code to uncover expertly-build data at the neighborhood and even micro-neighborhood levels.
This level of granularity is exclusive to NeighborhoodScout and has been so since 2002.
Read more about Scout’s unique methodologies.
What neighborhood statistics do you use?
NeighborhoodScout uses over 600 characteristics to build a neighborhood profile for each and every neighborhood (census tract) and address (block-group) in America. These include:
- school quality,
- housing costs,
- crime rates,
- income levels,
- the age, size and style of homes,
- the density of buildings,
- rental areas versus owner occupied, the
- proportion of families with children,
- educational attainment,
- languages spoken,
- types of careers of those living in the neighborhood,
- economic trends,
- demographic trends,
- crime trends and forecasts,
- crime risk by crime type,
- home price appreciation and HPA forecasts,
- unemployment trends,
- and many, many more.
This set of characteristics captures the true look, feel, and character of places like never before, allowing extraordinarily accurate neighborhood profile matches to be instantly calculated for the customer.
The data Location, Inc. uses for NeighborhoodScout is the latest neighborhood statistics available from several leading government sources. These sources include the U.S. Bureau of the Census, the U.S. Department of Justice, the National Center for Education Statistics, and the U.S. Geological Service, among others.
We bring information from these different agencies together in one giant database and then we use our PhD-level expertise to create new, useful profiles and insights about neighborhoods, cities, and towns all across America. No one else does it like NeighborhoodScout.
How are neighborhood profiles calculated?
NeighborhoodScout applies a patented algorithm to measure the similarity of neighborhoods based on customer-specified criteria, such that exact matches to what the customer wants are delivered instantly. This revolutionary approach is applied to the nearly 200 characteristics used to describe each of the more than 61,000 neighborhood profiles (i.e. census tracts) in America to create accurate matches, no matter what the customer is looking for in a neighborhood.
This unique approach offers customers a level of service available nowhere else.
Click Here to Access Pricing Plans for Neighborhood Scout.
National Association of Realtors (NAR)
including Real Estate Businesses Operating in the United States
including Real Estate Businesses Operating in the United States
- YouTube Video: NAR 2020 New Member Orientation
- YouTube Video: NAR -- Make Our Marks Remarkable
- YouTube Video: Safety Best Practices for Real Estate Professionals
The National Association of Realtors (NAR) is an American trade association for those who work in the real estate industry. It has over 1.4 million members, including NAR's institutes, societies, and councils, involved in all aspects of the residential and commercial real estate industries.
The organization holds a U.S. trademark over the term "realtor", limiting the use of the term to its members. NAR also functions as a self-regulatory organization for real estate brokerage. The organization is headquartered in Chicago.
Overview:
The National Association of Realtors was founded on May 12, 1908 as the National Association of Real Estate Exchanges in Chicago, Illinois. In 1916, the National Association of Real Estate Exchanges changed its name to The National Association of Real Estate Boards. The current name was adopted in 1972.
NAR's members are residential and commercial real estate brokers, real estate salespeople, immovable property managers, appraisers, counselors, and others engaged in all aspects of the real estate (immovable property) industry, where a state license to practice is required.
Members belong to one or more of some 1,600 local realtor boards or associations. They are pledged to a code of ethics and standards of practice, which were adopted in 1913.
The National Association of Realtors is also a member of The Real Estate Roundtable, a lobbying group in Washington, D.C.
Trademark:
The NAR holds a U.S. trademark over the term "realtor" and several related terms. The organisation's style guide states that "the preferred form of the term is REALTOR®—in all caps, and using the registered trademark symbol".
The use of the term "realtor" was first proposed by Charles N. Chadbourn, in an article in the National Real Estate Journal in March 1916.
Chadbourn, then a real estate agent in Minneapolis and vice-president of the National Association of Real Estate Boards, wrote: "I propose that the National Association adopt a professional title to be conferred upon its members which they shall use to distinguish them from outsiders. That this title be copyrighted and defended by the National Association against misuse... I therefore, propose that the National Association adopt and confer upon its members, dealers in realty, the title of realtor (accented on the first syllable)."
The association adopted the term the following year, at its national convention in New Orleans in April 1916.
In 1949, the National Association of Real Estate Boards obtained U.S. registration no. 515,200 for "realtors" as a collective trademark for real estate brokerage services. In 1950, it obtained a second registration, registration no. 519,789, for "realtor", in the same field.
NAR has since obtained registrations for the term in such fields as electronic lock-boxes, clothing, and jewelry.
The 515,200 and 519,789 registrations have been subject to a number of cancellation proceedings:
NAR and Multiple Listing Service (MLS) systems:
The NAR governs the hundreds of local Multiple Listing Services (MLSs) which are the information exchanges used across the nation by real estate brokers. (However, there are many MLSs that are independent of NAR, although membership is typically limited to licensed brokers and their agents; MLSPIN is an example of one of the larger independent MLSs in North America.)
Through a complicated arrangement, NAR sets the policies for most of the Multiple Listings Services, and in the late 1990s, with the growth of the Internet, NAR evolved regulations allowing Internet Data Exchanges (IDX) whereby brokers would allow a portion of their data to be seen on the Internet via brokers' or agents' websites and Virtual Office Websites (VOW) which required potential buyers to register to obtain information.
These policies allowed participants—whether they were individual one-person brokers or large regional companies—to limit access to some or all of the MLS data by individual brokers (whether they were brokers operating solely on the Internet or local competitors).
In 2005, this prompted the Department of Justice to file an antitrust lawsuit against NAR alleging its MLS rules in regard to these types of limitations on the display of data were the product of a conspiracy to restrain trade by excluding brokers who used the Internet to operate differently from traditional brick-and-mortar brokers. (For a description of the DOJ action, see Antitrust Case filings for US v. National Association of Realtors.)
Meanwhile, various real estate trends such as expanded consumer access and the Internet are consolidating existing local MLS organizations into larger and more statewide or regional MLS systems, such as in California and Virginia/Maryland/Washington DC's Metropolitan Regional Information Systems.
In response to the case, NAR had proposed setting up a single Internet Listing Display system which would not allow participants to exclude individual brokers (whether of a bricks-and-mortar type or solely internet-based) but require a blanket opting out of display on all other brokers' sites. This system became the IDX system.
Although IDX allows the public to view MLS listings, it still requires the listing brokerage information to be placed on the listing every place it appears (brokers legally "own" the listings of their brokerage), to prevent misrepresentation of the listing information, and to place accountability for the information on the broker as the law dictates.
The antitrust lawsuit was settled in May 2008. The agreement mandates that all Multiple Listing Service systems allow access to Internet-based competitors. The NAR will be required to treat online brokers the same as traditional brokers and cannot exclude them from membership because they do not have a traditional business model.
The NAR admitted no wrongdoing, and it paid neither fines nor damages as part of the deal. The settlement will not be official until a federal judge formally approves it, most likely in 2008. While the general counsel of the NAR believes that the settlement will have no effect on the commission paid by the general public, a business professor at Western Michigan University predicted that the increased competition would cause a 25 to 50 percent decrease in commissions.
Another major anticompetitive practice is supported (indirectly) by various state laws which prohibit the "sharing" of commissions with unlicensed individuals. In broad interpretations, this is deemed to prevent a buyers' agent from providing a credit to his or her buyers from commissions received.
Currently, there are 10 states where real estate agents and brokers are barred from offering homebuyers or sellers cash rebates or gifts of any kind with a cash value more than $25.
Various realtors in such states have successfully contested this interpretation in states which now allow the practice (notably, Patrick Lea, a realtor in Ohio, and numerous agents in Kentucky). The Kentucky case was ultimately tried with the United States Department of Justice as the plaintiff and the Kentucky Real Estate Commission as the defendant. In 2019, The National Association of Realtors’ board approved the Clear Cooperation Policy.
A policy that requires brokers to submit a listing to the Multiple Listings Service within one business day of marketing a property to the public.
Lobbying:
The NAR wields substantial power as a lobbying organization. Since 1999, the NAR has spent more than $99,384,108, and spent $22,355,463 in 2011 alone. It has consistently ranked among the largest Political Action Committees in the United States.
In its 2016 figures, the Center for Responsive Politics ranked the National Association of Realtors as the 2nd largest top spender in lobbying after the U.S. Chamber of Commerce. The NAR spent $64,821,111 in 2016.
On the total spending, the largest share—46%—has gone to Republicans, and 30.8% has gone to Democrats. Key political issues for the group revolve around federal de-regulation of the financial services industry.
Enabling the subprime mortgage crisis:
Some experts believe that brokers and realtors bear at least partial responsibility for the subprime mortgage crisis, purposefully inflating the perceived market values of homes, and subsequently encouraging buyers to take out larger mortgages than needed.
The theory is that collusion with mortgage lenders enabled realtors to earn high volumes of commission on borrowed money for inflated house values with no risk to the realtors.
Many victims feel that home buyers were tricked into taking out larger loans to buy more expensive homes, and the higher sales prices paid the realtors higher commissions. This practice is not considered "unethical" by the NAR which claims to be a Self-regulatory organization; however, obvious implications show extensive and substantial harm rendered to the public.
Many victims are encouraging the Securities and Exchange Commission to begin aggressively regulating agents and refunding overpayments to homebuyers.
Antitrust lawsuits:
In 2005, the United States Department of Justice filed a formal complaint against the National Association of Realtors for violating Section 4 of the Sherman Antitrust Act. The complaint sought to enjoin the National Association of Realtors "from maintaining or enforcing a policy that restrains competition from brokers who use the Internet to more efficiently and cost effectively serve home sellers and buyers, and from adopting other related anticompetitive rules.
The DOJ challenged NAR's MLS rules that inhibited competition from Internet-based brokers. On November 18, 2008 the Court entered a Final Judgment approving a settlement against NAR. Under the Final Judgment, the NAR agreed to the policies challenged by the United States and replaced those policies with rules that do not discriminate against brokers who use the Internet to provide low-priced brokerage services to consumers.
In 2012, American Home Realty Network, Inc. the operator of NeighborCity filed antitrust counterclaims in response to a pair of copyright lawsuits, alleging that the "copyright lawsuits filed against it by two multiple listing services with financial backing from the National Association of Realtors are part of a concerted effort by NAR to drive the company out of business and eliminate it as a provider of services to real estate brokers."
The counter-claims also allege that the copyrights asserted were never properly registered. In the Minnesota case, which recites claims against the NAR but does not directly name the NAR as a counter-defendant, AHRN filed a second amended counterclaim adding Edina Realty and Home Services of America as Counter-Defendants in the antitrust and unfair competition claims.
Edina Realty is a subsidiary of HomeServices of America, Inc., a Berkshire Hathaway company, which owns real estate brokerage firms in states across the country, including:
Earlier in 2012, the mid-Atlantic multiple listing service Metropolitan Regional Information Systems, Inc. (MRIS) and St. Paul, MN-based Regional Multiple Listing Service of Minnesota Inc. (NorthstarMLS) filed copyright claims against NeighborCity. The National Association of Realtors said it would provide financial support for NorthstarMLS and MRIS legal expenses.
Specializations:
NAR educational requirements and recognized designations:
Realtors, as members of NAR, also have the option of studying for additional certifications in a variety of specialties, several of which are backed by NAR with offerings of certification and update courses available nationwide.
The most well known NAR sponsored designations are the following:
Consumer outreach:
The NAR launched HouseLogic.com in February 2010 in an attempt to reach consumers directly for the first time. Beyond establishing that bond with consumers, the goal of the site is to provide education—with much commercial interests—to consumers about investing in their homes.
NAR produces the radio show Real Estate Today, which is distributed by Westwood One.
Other national real estate associations:
See also:
The organization holds a U.S. trademark over the term "realtor", limiting the use of the term to its members. NAR also functions as a self-regulatory organization for real estate brokerage. The organization is headquartered in Chicago.
Overview:
The National Association of Realtors was founded on May 12, 1908 as the National Association of Real Estate Exchanges in Chicago, Illinois. In 1916, the National Association of Real Estate Exchanges changed its name to The National Association of Real Estate Boards. The current name was adopted in 1972.
NAR's members are residential and commercial real estate brokers, real estate salespeople, immovable property managers, appraisers, counselors, and others engaged in all aspects of the real estate (immovable property) industry, where a state license to practice is required.
Members belong to one or more of some 1,600 local realtor boards or associations. They are pledged to a code of ethics and standards of practice, which were adopted in 1913.
The National Association of Realtors is also a member of The Real Estate Roundtable, a lobbying group in Washington, D.C.
Trademark:
The NAR holds a U.S. trademark over the term "realtor" and several related terms. The organisation's style guide states that "the preferred form of the term is REALTOR®—in all caps, and using the registered trademark symbol".
The use of the term "realtor" was first proposed by Charles N. Chadbourn, in an article in the National Real Estate Journal in March 1916.
Chadbourn, then a real estate agent in Minneapolis and vice-president of the National Association of Real Estate Boards, wrote: "I propose that the National Association adopt a professional title to be conferred upon its members which they shall use to distinguish them from outsiders. That this title be copyrighted and defended by the National Association against misuse... I therefore, propose that the National Association adopt and confer upon its members, dealers in realty, the title of realtor (accented on the first syllable)."
The association adopted the term the following year, at its national convention in New Orleans in April 1916.
In 1949, the National Association of Real Estate Boards obtained U.S. registration no. 515,200 for "realtors" as a collective trademark for real estate brokerage services. In 1950, it obtained a second registration, registration no. 519,789, for "realtor", in the same field.
NAR has since obtained registrations for the term in such fields as electronic lock-boxes, clothing, and jewelry.
The 515,200 and 519,789 registrations have been subject to a number of cancellation proceedings:
- In June 1998, Arleen Freeman, a real estate agent who had formerly been an NAR member, petitioned the U.S. Patent and Trademark Office (USPTO) to cancel both registrations. In June 2002, the USPTO's Trademark Trial and Appeal Board (TTAB) held that, because Freeman was a former member of NAR and a licensee of the trademarks, she was estopped from bringing a proceeding to cancel them under the doctrine of licensee estoppel.
- In November 2001, Jacob Zimmerman, a student who was not a member of NAR, petitioned the USPTO to cancel the registrations, on the ground that "realtor" and "realtors" were generic terms rather than a trademark. On March 31, 2004, the TTAB denied the petition, finding on the evidence before it that the term was not generic.
- In March 2015, Jeffrey Schermerhorn petitioned to cancel the 519,789 registration. Schermerhorn alleged fraud under Torres v. Cantine Torresella S.r.l. as well as genericness, arguing that "Social Media such as Facebook, Twitter, LinkedIn, Instagram and Google Plus" provides additional evidence of generic use that was not available at the time of the Zimmerman proceeding. On March 30, 2016, the TTAB granted the NAR's motion to dismiss the petition on the ground that Schermerhorn, who had been a NAR member and licensee at the time he submitted his petition to cancel, was also estopped from challenging the mark.
NAR and Multiple Listing Service (MLS) systems:
The NAR governs the hundreds of local Multiple Listing Services (MLSs) which are the information exchanges used across the nation by real estate brokers. (However, there are many MLSs that are independent of NAR, although membership is typically limited to licensed brokers and their agents; MLSPIN is an example of one of the larger independent MLSs in North America.)
Through a complicated arrangement, NAR sets the policies for most of the Multiple Listings Services, and in the late 1990s, with the growth of the Internet, NAR evolved regulations allowing Internet Data Exchanges (IDX) whereby brokers would allow a portion of their data to be seen on the Internet via brokers' or agents' websites and Virtual Office Websites (VOW) which required potential buyers to register to obtain information.
These policies allowed participants—whether they were individual one-person brokers or large regional companies—to limit access to some or all of the MLS data by individual brokers (whether they were brokers operating solely on the Internet or local competitors).
In 2005, this prompted the Department of Justice to file an antitrust lawsuit against NAR alleging its MLS rules in regard to these types of limitations on the display of data were the product of a conspiracy to restrain trade by excluding brokers who used the Internet to operate differently from traditional brick-and-mortar brokers. (For a description of the DOJ action, see Antitrust Case filings for US v. National Association of Realtors.)
Meanwhile, various real estate trends such as expanded consumer access and the Internet are consolidating existing local MLS organizations into larger and more statewide or regional MLS systems, such as in California and Virginia/Maryland/Washington DC's Metropolitan Regional Information Systems.
In response to the case, NAR had proposed setting up a single Internet Listing Display system which would not allow participants to exclude individual brokers (whether of a bricks-and-mortar type or solely internet-based) but require a blanket opting out of display on all other brokers' sites. This system became the IDX system.
Although IDX allows the public to view MLS listings, it still requires the listing brokerage information to be placed on the listing every place it appears (brokers legally "own" the listings of their brokerage), to prevent misrepresentation of the listing information, and to place accountability for the information on the broker as the law dictates.
The antitrust lawsuit was settled in May 2008. The agreement mandates that all Multiple Listing Service systems allow access to Internet-based competitors. The NAR will be required to treat online brokers the same as traditional brokers and cannot exclude them from membership because they do not have a traditional business model.
The NAR admitted no wrongdoing, and it paid neither fines nor damages as part of the deal. The settlement will not be official until a federal judge formally approves it, most likely in 2008. While the general counsel of the NAR believes that the settlement will have no effect on the commission paid by the general public, a business professor at Western Michigan University predicted that the increased competition would cause a 25 to 50 percent decrease in commissions.
Another major anticompetitive practice is supported (indirectly) by various state laws which prohibit the "sharing" of commissions with unlicensed individuals. In broad interpretations, this is deemed to prevent a buyers' agent from providing a credit to his or her buyers from commissions received.
Currently, there are 10 states where real estate agents and brokers are barred from offering homebuyers or sellers cash rebates or gifts of any kind with a cash value more than $25.
Various realtors in such states have successfully contested this interpretation in states which now allow the practice (notably, Patrick Lea, a realtor in Ohio, and numerous agents in Kentucky). The Kentucky case was ultimately tried with the United States Department of Justice as the plaintiff and the Kentucky Real Estate Commission as the defendant. In 2019, The National Association of Realtors’ board approved the Clear Cooperation Policy.
A policy that requires brokers to submit a listing to the Multiple Listings Service within one business day of marketing a property to the public.
Lobbying:
The NAR wields substantial power as a lobbying organization. Since 1999, the NAR has spent more than $99,384,108, and spent $22,355,463 in 2011 alone. It has consistently ranked among the largest Political Action Committees in the United States.
In its 2016 figures, the Center for Responsive Politics ranked the National Association of Realtors as the 2nd largest top spender in lobbying after the U.S. Chamber of Commerce. The NAR spent $64,821,111 in 2016.
On the total spending, the largest share—46%—has gone to Republicans, and 30.8% has gone to Democrats. Key political issues for the group revolve around federal de-regulation of the financial services industry.
Enabling the subprime mortgage crisis:
Some experts believe that brokers and realtors bear at least partial responsibility for the subprime mortgage crisis, purposefully inflating the perceived market values of homes, and subsequently encouraging buyers to take out larger mortgages than needed.
The theory is that collusion with mortgage lenders enabled realtors to earn high volumes of commission on borrowed money for inflated house values with no risk to the realtors.
Many victims feel that home buyers were tricked into taking out larger loans to buy more expensive homes, and the higher sales prices paid the realtors higher commissions. This practice is not considered "unethical" by the NAR which claims to be a Self-regulatory organization; however, obvious implications show extensive and substantial harm rendered to the public.
Many victims are encouraging the Securities and Exchange Commission to begin aggressively regulating agents and refunding overpayments to homebuyers.
Antitrust lawsuits:
In 2005, the United States Department of Justice filed a formal complaint against the National Association of Realtors for violating Section 4 of the Sherman Antitrust Act. The complaint sought to enjoin the National Association of Realtors "from maintaining or enforcing a policy that restrains competition from brokers who use the Internet to more efficiently and cost effectively serve home sellers and buyers, and from adopting other related anticompetitive rules.
The DOJ challenged NAR's MLS rules that inhibited competition from Internet-based brokers. On November 18, 2008 the Court entered a Final Judgment approving a settlement against NAR. Under the Final Judgment, the NAR agreed to the policies challenged by the United States and replaced those policies with rules that do not discriminate against brokers who use the Internet to provide low-priced brokerage services to consumers.
In 2012, American Home Realty Network, Inc. the operator of NeighborCity filed antitrust counterclaims in response to a pair of copyright lawsuits, alleging that the "copyright lawsuits filed against it by two multiple listing services with financial backing from the National Association of Realtors are part of a concerted effort by NAR to drive the company out of business and eliminate it as a provider of services to real estate brokers."
The counter-claims also allege that the copyrights asserted were never properly registered. In the Minnesota case, which recites claims against the NAR but does not directly name the NAR as a counter-defendant, AHRN filed a second amended counterclaim adding Edina Realty and Home Services of America as Counter-Defendants in the antitrust and unfair competition claims.
Edina Realty is a subsidiary of HomeServices of America, Inc., a Berkshire Hathaway company, which owns real estate brokerage firms in states across the country, including:
- Minnesota,
Maryland,
North Carolina,
Georgia,
Washington,
Oregon,
Arizona,
Rhode Island,
Connecticut,
Iowa,
Nebraska,
Ohio,
Illinois,
Kansas,
South Carolina,
Missouri,
Pennsylvania,
Indiana,
Kentucky,
Alabama,
and California.
Earlier in 2012, the mid-Atlantic multiple listing service Metropolitan Regional Information Systems, Inc. (MRIS) and St. Paul, MN-based Regional Multiple Listing Service of Minnesota Inc. (NorthstarMLS) filed copyright claims against NeighborCity. The National Association of Realtors said it would provide financial support for NorthstarMLS and MRIS legal expenses.
Specializations:
NAR educational requirements and recognized designations:
Realtors, as members of NAR, also have the option of studying for additional certifications in a variety of specialties, several of which are backed by NAR with offerings of certification and update courses available nationwide.
The most well known NAR sponsored designations are the following:
- Accredited Buyer Representative (ABR). The Real Estate Buyers Agent Council has over 40,000 members and is the largest association of real estate professionals focusing on all aspects of buyer representation. Of the REBAC members, over 30,000 have completed REBAC's two-day course and provided documentation of buyer agency experience. Linked to the ABR is the ABRM, Accredited Buyer Representative Manager (ABRM) for managers.
- Accredited Land Consultant (ALC). ALC's are specialists in land brokerage transactions, including farms and ranches, raw land sales and development. The ALC designation is conferred by the REALTORS Land Institute, an NAR commercial affiliate.
- Certified Commercial Investment Member® (CCIM®). CCIMs are specialists in commercial real estate brokerage, leasing, valuation and investment analysis. There are more than 7,500 designees and an equal number of candidates principally in North America, but also in Asia and Europe. The CCIM® designation is conferred by the CCIM Institute, an NAR commercial affiliate.
- Certified Property Manager® (CPM®). Geared to real estate property management specialists, designees handle all forms of management from residential to commercial to industrial. The CPM® designation is conferred by Institute of Real Estate Management® (IREM), an NAR commercial affiliate. Internationally, almost 20,000 leaders in commercial, residential & mixed-use management utilize IREM for learning, certifications, and networking.
- Certified Real Estate Brokerage Manager (CRB). The designation is awarded to realtors who have completed the Council's advanced educational and professional requirements.
- Certified Residential Specialist (CRS). CRS Designees earn a median income of $85,000 annually, nearly 3 times the $29,400 median income of realtors serving as sales associates. They also average a total of 21 transactions per year with gross sales of $3.2 million. Requirements for this designation include a total of at least 25 transactions (or specific volume of sales) over a specific time period, and significant experience, as well as educational requirements.
- Certification for Internet Professionalism (e-Pro). An e-Pro is a realtor who has undergone a new training program presented entirely online to be certified as Internet Professionals. NAR is the first major trade group to offer certification for online professionalism which involves all aspects of doing business on the internet. This is not a designation but rather a certification sponsored by NAR.
- Certified International Property Specialist (CIPS). Realtors with the CIPS designation have training and hands-on experience in international real estate transactions, Whether traveling abroad to put transactions together, assisting foreign investors, helping local buyers invest abroad, or serving an immigrant niche in local markets. CIPS designees have also completed a program of study focusing on critical aspects of transnational transactions, including currency and exchange rate issues and cross-cultural relationships, regional market conditions, investment performance, tax issues and more. The CIPS network consists of 1,500 real estate professionals from 50 countries.
- Counselor of Real Estate (CRE). A CRE designee is one of only 1,100 by-invitation-only members of an international group of professionals who provide seasoned, objective advice on real property and land-related matters. The CRE designation is conferred by the Counselors of Real Estate, an NAR commercial affiliate.
- Graduate of the Realtor's Institute (GRI). The GRI designation is held by 19% of realtors and courses are offered through state realtor associations with 90 hours of coursework on marketing and servicing listed properties to real estate law. In a 2003 survey, NAR has determined that GRIs earned over $33,200 more annually than non-designees.
- Real Estate Professional Assistant (REPA). Designed for administrative assistants or employees of realtors (who may or may not hold a real estate license), a two-day certificate course provides an intensive introduction to the real estate business and to the specific ways support staff can become valuable assets to their employers.
- Seniors Real Estate Specialist (SRES). The SRES is a designation for realtors to address the needs of home buyers age 50-plus, the largest and wealthiest buyer's group in the country. SRES is a council of REBAC, a wholly owned subsidiary of The National Association of Realtors.
- Society of Industrial and Office Realtors® (SIOR). SIOR designees are commercial specialists in industrial and office markets. They are top-producing professionals and respected industry leaders. SIOR has more than 3,400 members in 685 cities and 36 countries. SIOR designees can hold the following specialty designations: industrial, office, industrial and office (dual), sales manager, executive manager, or advisory service. SIOR also consists of associate members who include corporate executives, developers, educators, and others involved in the commercial real estate industry. The SIOR designation is conferred by the Society of Industrial and Office REALTORS®, an NAR commercial affiliate.
Consumer outreach:
The NAR launched HouseLogic.com in February 2010 in an attempt to reach consumers directly for the first time. Beyond establishing that bond with consumers, the goal of the site is to provide education—with much commercial interests—to consumers about investing in their homes.
NAR produces the radio show Real Estate Today, which is distributed by Westwood One.
Other national real estate associations:
- Canadian Association of Accredited Mortgage Professionals
- Canadian Real Estate Association
- National Association of Estate Agents
- National Association of Real Estate Brokers
See also:
- Real estate broker
- Real estate trends
- Estate agent
- List of real estate topics
- United States housing bubble
- Housing Affordability Index
- Real property
- Official website
Instant (real estate) Buyer: Is iBuying Here to Stay? (NY Times 11/19/2021)
- YouTube Video: Is iBuying the Future of Real Estate?
- YouTube Video: iBuyers vs Traditional Real Estate
- YouTube Video: Auto Refinancing with iLendingDIRECT
Pictured below: Top iBuyers Reviewed! Who’s #1 in 2021? (Note that the chart below was prepared by Houzeo to compare its advantages to the other offerings. Nevertheless, you can use this as a starting point for your own point-by-point comparison of iBuyers you are considering.
Is iBuying Here to Stay? (Courtesy of New York Times)
Technology is changing the way people buy and sell homes — for better or worse. Here’s what you need to know about it.
By Debra Kamin
In the real estate industry, brokers and lenders have long controlled access to almost every part of the buying and selling process. But that may be changing.
Companies known as iBuyers — the “i” stands for “instant” — are using algorithms to set home prices, muscling in on conventional brokers and promising an end to packed house tours and bidding wars.
And iLenders are using technology to simplify the mortgage application process, giving buyers a leg up in an overheated market. By working directly with consumers, and eliminating banks and brokers, these companies offer a faster, more streamlined approach to buying and selling homes.
As anyone who has experienced a traditional real estate transaction will appreciate, these instant transactions can be quick and less complex. But there are drawbacks: In a sellers’ market, some homeowners may be leaving cash on the table by dealing with iBuyers. And those wary of tech or looking for a personal touch may find the experience wanting.
Despite the attention that iBuying is receiving, Glenn Kelman, the chief executive of Redfin, predicts that “a tiny fraction of customers are going to buy or sell a house that way.”Credit...Grant Hindsley for The New York TimesWhat Is iBuying?Essentially, iBuyers are institutional house flippers: companies that use algorithms to estimate a home’s value and then buy it directly from the owner for cash.
On average, iBuyers offer 0.22 percent less than fair-market value for a home and charge the seller slightly higher fees, about 1.3 percent more than a conventional listing agent would.
The trade-off is a faster transaction — the process takes days rather than weeks, as there are no extended escrow periods — and fewer of the hurdles that give sellers headaches, like open houses and multiple showings with strangers.
Opendoor, Offerpad and other major iBuyers generally list the homes that they buy on their websites, and sometimes also with multiple listing services, so buyers working with real estate agents can find them. Once a home is acquired by an iBuyer, it can be turned around and sold like any other property.
Of course, this is still a very small sector of the market. In September, iBuying accounted for about 1 percent of all home sales in the United States, although in certain metro areas the number was as high as 6 percent.
And for some major players, the boom has already gone bust. Zillow’s iBuying arm — until recently, the nation’s second-largest iBuying operation — imploded earlier this month, and the company is now shuttering its algorithmic home-sales division and laying off a quarter of its work force, while offloading thousands of houses acquired through iBuying but not yet flipped.
But other companies — including Opendoor, the largest and best-known iBuyer, as well as Offerpad and RedfinNow — are still expanding.
In the weeks since Zillow’s abrupt exit from the iBuying space, there has been debate over just how transformative the practice will be for the real estate industry, which thrives on personal networking.
Tim Gordon, a real estate investor in Southern California, tried his luck with iBuying last spring. The quote he got from Redfin was $670,000 — higher than he expected — so “I just took the money and ran,” he said.
Glenn Kelman, the chief executive of Redfin, said that he resists most of the generalizations: “I hate the narrative that iBuying is the future of real estate, or the narrative that iBuying is a fraud.”
Redfin recently announced its third-quarter financial results, which included significant increases in overall revenue and in profit from real estate services, including RedfinNow.
Still, the iBuying division represents only about 1 percent of the company’s sales.
“It’s a new way to liquidate a house,” Mr. Kelman said, “and a tiny fraction of customers are going to buy or sell a house that way.”
But iBuying has been influential enough that many sellers are curious about it — even professional home flippers.
Tim Gordon, a real estate investor in Southern California, found himself with a few too many properties on his hands last spring when he was preparing for his upcoming wedding. One particular property, on the eastern fringes of San Diego County, was frustrating him, so he decided to try his luck with RedfinNow, Zillow and Opendoor. To his surprise, RedfinNow offered him $670,000 — some $70,000 more than the best offer he had previously received — and he hadn’t even finished renovating.
Sandra Costanzo said iLending offered her a lifeline during her divorce, allowing her to make an all-cash offer on a new house in Philadelphia for herself and her two children.
What Is iLending?:
The counterpart to iBuyers are iLenders, fully digital mortgage brokers like Better.com and Accept.inc. These companies can approve buyers for a mortgage at any hour of the day or night, and many offer programs that will provide the entire purchase price for a house up front, so that anyone approved for a loan can become an all-cash buyer.
In a market where the average first-time buyer tours 15 homes and makes at least five offers, according to a recent report from Opendoor, these services offer a significant advantage.
Sandra Costanzo is one of those first-time buyers. In August, while she was going through a divorce, she had six weeks to find a place to live in Philadelphia for herself and her two children. “I knew nothing about getting a mortgage, or even where to start,” said Ms. Costanzo, 33, a language teacher who is originally from Spain. “So I went online.”
Knowing she had about $70,000 for a down payment, she did a Google search for mortgage companies and was preapproved for a mortgage by Better.com. She decided to use the company’s brokerage, Better Real Estate, for her home search, and found a four-bedroom, one-and-a-half-bathroom house with a sprawling oak tree in the backyard, in an area with a good school district.
But then Ms. Costanzo began hearing stories about how competitive the housing market is, and worrying about bidding against all-cash buyers. She was reassured when her broker told her that Better.com could buy the home for her, paying the full price up front, through an iLending program started this summer called Better Cash Offer.
Most homeowners carrying a mortgage don’t have the liquidity to buy a home in cash before selling their current home, and that made this year’s market — in which 25 percent of offers were all cash, at the peak of the market — especially cutthroat.
“What’s actually happening is Better Real Estate makes the offer on their behalf,” said Paul Tyger, a purchase manager at Better.com. “It’s a particularly acute need right now. The mortgage itself hasn’t evolved since, like, the 1900s. But we think that in the future, every transaction will be all cash.”
Better.com bought the home, and within three weeks, Ms. Costanzo had bought it back, with $17,000 down. Without an iLender, she said, she would have had to settle for a rental, and the options available to her were few. “I looked at so many apartments, and they were so depressing,” she said. “I was able to do everything at night, while at home.”
Better.com makes this service available only to customers who use both its in-house brokerage and mortgage services, and it doesn’t charge fees. The company likely doesn’t need to, said Clelia Warburg Peters, the former president of Warburg Realty, who is now what is known as a proptech investor. The risk margins are low, she said, because the customer is already approved for a mortgage, and the benefits — increasing the company’s customer base — offer a payoff.
Multiple other fintech lenders, including Accept.inc and UpEquity, also offer services that make cash offers on a buyer’s behalf. There are no added fees for sellers or buyers; iLenders front the cash up to a preapproved amount and make money off mortgage and title costs.
Buying Before You Sell:
Just to keep things interesting, there’s a third category to be aware of: companies like Knock, Orchard, Homeward and Flyhomes, which bridge the gap between buying and lending.
These companies are neither iBuyers nor iLenders, but a hybrid. They use the value of buyers’ current homes to make cash offers on new homes, so buyers can avoid making bids contingent on the sale of their current homes. As anyone who has made an offer with such a contingency knows, those offers are more likely to be rejected — especially when there are other offers and the market is hot.
But some of these services charge additional fees, just like conventional brokerages.
“Folks should take a really careful eye to look at the fees,” said Greg Schwartz, a former Zillow executive who is now the chief executive of Tomo, a digital lender that he co-founded this summer. “Some of them are offensive, and unnecessary. And that’s your savings.”
Zillow’s iBuying arm was the country’s second-largest iBuyer until the company shut it down this month, surprising thousands of sellers who used the service. Gary Byrd, who sold his house in Tampa, Fla., to Zillow in August, so he could move in with his fiancée, Maureen Peterkin, was among them.
The Post-Zillow Fallout:
In Tampa, Fla., Gary Byrd, 59, a campus facility supervisor at a community college, had recently gotten engaged and was looking to sell his 1,200-square foot, three-bedroom, two-bathroom house, so he could move in with his fiancée, who had a larger home.
Mr. Byrd wanted a transaction that was quick and easy, and “didn’t want people traipsing through my house,” he said. In August, he went online and got an instant estimate from Zillow. Within a few weeks, he had a scheduled home evaluation, and a Zillow employee confirmed that the company would match the online offer of $235,000.
Zillow took 3 percent in fees, and an additional $2,000 for minor repairs, and by October the transaction was completed.
“It worked with my busy schedule,” Mr. Byrd said, “and you’re cutting the middleman out.”
He used the proceeds to pay off debt, invest in his 401(k) and buy a new truck. His experience — a seamless sale, with none of the hassle of a conventional real estate transaction — took place just weeks before the demise of Zillow’s iBuying operation.
Before its abrupt withdrawal from the iBuying market, the online real estate marketplace was taking a sizable bite out of the housing supply of several American cities, including Atlanta, Phoenix and Dallas. But Zillow was facing massive losses and has since acknowledged that it erred in forecasting prices, making offers that were too high and failing to adjust to a cooling housing market. It is now working to offload thousands of homes to institutional renters.
This would seem to be a cautionary tale of the dangers of investing in iBuying. Nevertheless, representatives from Opendoor and Offerpad have said that they are ramping up their own iBuying efforts.
Why iBuying Isn’t for Everyone:
Conventional brokerages are watching iBuyers closely, and some are responding by rolling out their own versions of the service. Keller Williams, for example, has Keller Offers. And there are websites like QuickBuy that allow brokers to offer clients services that mimic those of iBuying.
But while iBuying has flourished in big cities, especially across the Sun Belt, it has yet to gain a foothold in smaller towns, particularly among more affluent buyers.
Glen Pizzolorusso, a broker with Compass in southern Connecticut, said that his clients — most of whom are buying and selling in the $700,000 to $1 million range — remain uninterested.
“Let’s not beat around the bush,” he said. “Companies that advertise these programs are for-profit companies, and therefore need to make a profit. If they buy your house at current market value, there is no margin for profit. If you need cash quick, then by all means, give your house away to one of these iBuying companies.”
Even as technology continues to disrupt the status quo, it’s unlikely that multimillion-dollar homes will become regular iBuyer fixtures anytime soon, investors say.
“It’s important to remember that brokerages are not a behemoth,” said Ms. Peters, the proptech investor, who noted that marketing a luxury property requires an entirely different skill set from that needed to sell a middle-class home — one that is much more case-specific.
So “luxury brokerages should not be worried about iBuying,” she said, as “iBuying is functionally irrelevant for any home over a million dollars.”
But because iBuying is still very young — Opendoor, the first iBuyer, didn’t come onto the scene until 2014 — there is no crystal ball.
“It does make the process of selling a home much easier for many homeowners,” said Deeksha Gupta, an assistant professor of finance at the Tepper School of Business at Carnegie Mellon University. “And iBuyers serve a real need in the housing market, so I don’t see them going away. But it’s really hard to predict where the market is going.”
Should You Use an iBuyer to Sell Your Home?
Maybe, If You:
• Prioritize a speedy sale above all else
• Are tech-savvy and comfortable conducting major financial transactions online
• Are not interested in bidding wars or seeing what your home can get on the open market
• Want to avoid home showings
But Think Twice, If You:
• Are wary about sharing financial information online
• Are selling a home worth more than $1 million
• Would rather be guided by a broker’s advice
• Want to get top dollar for your home
• Prefer a personal touch
[End of NY Times Article]
__________________________________________________________________________
Instant buyer (Wikipedia)
Instant buyer (or iBuyer) is a real estate transaction model wherein companies purchase residential properties directly from private sellers, to eventually re-sell them.
Background:
The term ‘instant’ refers to the fact that this type of business aims to provide a faster cash offer on a property than traditional real estate brokers.
Valuation of the property takes place online and is an instantaneous or near-instantaneous process which makes use of machine learning and AI technologies.
Examples of companies using the iBuyer model include:
The term iBuyer was coined by Stephen Kim, an equity research analyst at Evercore ISI on May 29, 2017 in a report to clients titled "The Rise of the iBuyer".
The iBuyer process:
iBuyer companies use computer-generated analysis of market data, information supplied by sellers, and in some cases input from local real estate agents, to make instant cash offers on residential properties. Individuals wishing to sell their house are asked to enter basic information about the property on a company’s website.
In a process largely driven by machine learning and automated data analysis, the property’s approximate value is determined and an initial offer is made.
If the offer is accepted by the seller, the company arranges an inspection of the property to ensure that the data supplied is concomitant with the actual condition of the building.
From a seller’s perspective, the process of selling his or her property can take under two weeks.
Once an iBuyer company has purchased a property, it arranges for any necessary repairs or modifications to be carried out in the building. The property is then re-sold.
Businesses operating under the iBuyer transaction model make their profit on the fees incurred on the seller, which are typically marginally higher (1-4%) than those charged by traditional real estate companies.
From an Instant buyer company’s perspective, the higher fees cover the investment risk involved in holding the property for a potentially long period of time. For a seller, the fees are paid in exchange for a much faster property-selling process than with a traditional real estate model and for avoiding the need to make repairs and improvements to the property prior to selling.
Technology is changing the way people buy and sell homes — for better or worse. Here’s what you need to know about it.
By Debra Kamin
- Nov. 19, 2021
In the real estate industry, brokers and lenders have long controlled access to almost every part of the buying and selling process. But that may be changing.
Companies known as iBuyers — the “i” stands for “instant” — are using algorithms to set home prices, muscling in on conventional brokers and promising an end to packed house tours and bidding wars.
And iLenders are using technology to simplify the mortgage application process, giving buyers a leg up in an overheated market. By working directly with consumers, and eliminating banks and brokers, these companies offer a faster, more streamlined approach to buying and selling homes.
As anyone who has experienced a traditional real estate transaction will appreciate, these instant transactions can be quick and less complex. But there are drawbacks: In a sellers’ market, some homeowners may be leaving cash on the table by dealing with iBuyers. And those wary of tech or looking for a personal touch may find the experience wanting.
Despite the attention that iBuying is receiving, Glenn Kelman, the chief executive of Redfin, predicts that “a tiny fraction of customers are going to buy or sell a house that way.”Credit...Grant Hindsley for The New York TimesWhat Is iBuying?Essentially, iBuyers are institutional house flippers: companies that use algorithms to estimate a home’s value and then buy it directly from the owner for cash.
On average, iBuyers offer 0.22 percent less than fair-market value for a home and charge the seller slightly higher fees, about 1.3 percent more than a conventional listing agent would.
The trade-off is a faster transaction — the process takes days rather than weeks, as there are no extended escrow periods — and fewer of the hurdles that give sellers headaches, like open houses and multiple showings with strangers.
Opendoor, Offerpad and other major iBuyers generally list the homes that they buy on their websites, and sometimes also with multiple listing services, so buyers working with real estate agents can find them. Once a home is acquired by an iBuyer, it can be turned around and sold like any other property.
Of course, this is still a very small sector of the market. In September, iBuying accounted for about 1 percent of all home sales in the United States, although in certain metro areas the number was as high as 6 percent.
And for some major players, the boom has already gone bust. Zillow’s iBuying arm — until recently, the nation’s second-largest iBuying operation — imploded earlier this month, and the company is now shuttering its algorithmic home-sales division and laying off a quarter of its work force, while offloading thousands of houses acquired through iBuying but not yet flipped.
But other companies — including Opendoor, the largest and best-known iBuyer, as well as Offerpad and RedfinNow — are still expanding.
In the weeks since Zillow’s abrupt exit from the iBuying space, there has been debate over just how transformative the practice will be for the real estate industry, which thrives on personal networking.
Tim Gordon, a real estate investor in Southern California, tried his luck with iBuying last spring. The quote he got from Redfin was $670,000 — higher than he expected — so “I just took the money and ran,” he said.
Glenn Kelman, the chief executive of Redfin, said that he resists most of the generalizations: “I hate the narrative that iBuying is the future of real estate, or the narrative that iBuying is a fraud.”
Redfin recently announced its third-quarter financial results, which included significant increases in overall revenue and in profit from real estate services, including RedfinNow.
Still, the iBuying division represents only about 1 percent of the company’s sales.
“It’s a new way to liquidate a house,” Mr. Kelman said, “and a tiny fraction of customers are going to buy or sell a house that way.”
But iBuying has been influential enough that many sellers are curious about it — even professional home flippers.
Tim Gordon, a real estate investor in Southern California, found himself with a few too many properties on his hands last spring when he was preparing for his upcoming wedding. One particular property, on the eastern fringes of San Diego County, was frustrating him, so he decided to try his luck with RedfinNow, Zillow and Opendoor. To his surprise, RedfinNow offered him $670,000 — some $70,000 more than the best offer he had previously received — and he hadn’t even finished renovating.
Sandra Costanzo said iLending offered her a lifeline during her divorce, allowing her to make an all-cash offer on a new house in Philadelphia for herself and her two children.
What Is iLending?:
The counterpart to iBuyers are iLenders, fully digital mortgage brokers like Better.com and Accept.inc. These companies can approve buyers for a mortgage at any hour of the day or night, and many offer programs that will provide the entire purchase price for a house up front, so that anyone approved for a loan can become an all-cash buyer.
In a market where the average first-time buyer tours 15 homes and makes at least five offers, according to a recent report from Opendoor, these services offer a significant advantage.
Sandra Costanzo is one of those first-time buyers. In August, while she was going through a divorce, she had six weeks to find a place to live in Philadelphia for herself and her two children. “I knew nothing about getting a mortgage, or even where to start,” said Ms. Costanzo, 33, a language teacher who is originally from Spain. “So I went online.”
Knowing she had about $70,000 for a down payment, she did a Google search for mortgage companies and was preapproved for a mortgage by Better.com. She decided to use the company’s brokerage, Better Real Estate, for her home search, and found a four-bedroom, one-and-a-half-bathroom house with a sprawling oak tree in the backyard, in an area with a good school district.
But then Ms. Costanzo began hearing stories about how competitive the housing market is, and worrying about bidding against all-cash buyers. She was reassured when her broker told her that Better.com could buy the home for her, paying the full price up front, through an iLending program started this summer called Better Cash Offer.
Most homeowners carrying a mortgage don’t have the liquidity to buy a home in cash before selling their current home, and that made this year’s market — in which 25 percent of offers were all cash, at the peak of the market — especially cutthroat.
“What’s actually happening is Better Real Estate makes the offer on their behalf,” said Paul Tyger, a purchase manager at Better.com. “It’s a particularly acute need right now. The mortgage itself hasn’t evolved since, like, the 1900s. But we think that in the future, every transaction will be all cash.”
Better.com bought the home, and within three weeks, Ms. Costanzo had bought it back, with $17,000 down. Without an iLender, she said, she would have had to settle for a rental, and the options available to her were few. “I looked at so many apartments, and they were so depressing,” she said. “I was able to do everything at night, while at home.”
Better.com makes this service available only to customers who use both its in-house brokerage and mortgage services, and it doesn’t charge fees. The company likely doesn’t need to, said Clelia Warburg Peters, the former president of Warburg Realty, who is now what is known as a proptech investor. The risk margins are low, she said, because the customer is already approved for a mortgage, and the benefits — increasing the company’s customer base — offer a payoff.
Multiple other fintech lenders, including Accept.inc and UpEquity, also offer services that make cash offers on a buyer’s behalf. There are no added fees for sellers or buyers; iLenders front the cash up to a preapproved amount and make money off mortgage and title costs.
Buying Before You Sell:
Just to keep things interesting, there’s a third category to be aware of: companies like Knock, Orchard, Homeward and Flyhomes, which bridge the gap between buying and lending.
These companies are neither iBuyers nor iLenders, but a hybrid. They use the value of buyers’ current homes to make cash offers on new homes, so buyers can avoid making bids contingent on the sale of their current homes. As anyone who has made an offer with such a contingency knows, those offers are more likely to be rejected — especially when there are other offers and the market is hot.
But some of these services charge additional fees, just like conventional brokerages.
“Folks should take a really careful eye to look at the fees,” said Greg Schwartz, a former Zillow executive who is now the chief executive of Tomo, a digital lender that he co-founded this summer. “Some of them are offensive, and unnecessary. And that’s your savings.”
Zillow’s iBuying arm was the country’s second-largest iBuyer until the company shut it down this month, surprising thousands of sellers who used the service. Gary Byrd, who sold his house in Tampa, Fla., to Zillow in August, so he could move in with his fiancée, Maureen Peterkin, was among them.
The Post-Zillow Fallout:
In Tampa, Fla., Gary Byrd, 59, a campus facility supervisor at a community college, had recently gotten engaged and was looking to sell his 1,200-square foot, three-bedroom, two-bathroom house, so he could move in with his fiancée, who had a larger home.
Mr. Byrd wanted a transaction that was quick and easy, and “didn’t want people traipsing through my house,” he said. In August, he went online and got an instant estimate from Zillow. Within a few weeks, he had a scheduled home evaluation, and a Zillow employee confirmed that the company would match the online offer of $235,000.
Zillow took 3 percent in fees, and an additional $2,000 for minor repairs, and by October the transaction was completed.
“It worked with my busy schedule,” Mr. Byrd said, “and you’re cutting the middleman out.”
He used the proceeds to pay off debt, invest in his 401(k) and buy a new truck. His experience — a seamless sale, with none of the hassle of a conventional real estate transaction — took place just weeks before the demise of Zillow’s iBuying operation.
Before its abrupt withdrawal from the iBuying market, the online real estate marketplace was taking a sizable bite out of the housing supply of several American cities, including Atlanta, Phoenix and Dallas. But Zillow was facing massive losses and has since acknowledged that it erred in forecasting prices, making offers that were too high and failing to adjust to a cooling housing market. It is now working to offload thousands of homes to institutional renters.
This would seem to be a cautionary tale of the dangers of investing in iBuying. Nevertheless, representatives from Opendoor and Offerpad have said that they are ramping up their own iBuying efforts.
Why iBuying Isn’t for Everyone:
Conventional brokerages are watching iBuyers closely, and some are responding by rolling out their own versions of the service. Keller Williams, for example, has Keller Offers. And there are websites like QuickBuy that allow brokers to offer clients services that mimic those of iBuying.
But while iBuying has flourished in big cities, especially across the Sun Belt, it has yet to gain a foothold in smaller towns, particularly among more affluent buyers.
Glen Pizzolorusso, a broker with Compass in southern Connecticut, said that his clients — most of whom are buying and selling in the $700,000 to $1 million range — remain uninterested.
“Let’s not beat around the bush,” he said. “Companies that advertise these programs are for-profit companies, and therefore need to make a profit. If they buy your house at current market value, there is no margin for profit. If you need cash quick, then by all means, give your house away to one of these iBuying companies.”
Even as technology continues to disrupt the status quo, it’s unlikely that multimillion-dollar homes will become regular iBuyer fixtures anytime soon, investors say.
“It’s important to remember that brokerages are not a behemoth,” said Ms. Peters, the proptech investor, who noted that marketing a luxury property requires an entirely different skill set from that needed to sell a middle-class home — one that is much more case-specific.
So “luxury brokerages should not be worried about iBuying,” she said, as “iBuying is functionally irrelevant for any home over a million dollars.”
But because iBuying is still very young — Opendoor, the first iBuyer, didn’t come onto the scene until 2014 — there is no crystal ball.
“It does make the process of selling a home much easier for many homeowners,” said Deeksha Gupta, an assistant professor of finance at the Tepper School of Business at Carnegie Mellon University. “And iBuyers serve a real need in the housing market, so I don’t see them going away. But it’s really hard to predict where the market is going.”
Should You Use an iBuyer to Sell Your Home?
Maybe, If You:
• Prioritize a speedy sale above all else
• Are tech-savvy and comfortable conducting major financial transactions online
• Are not interested in bidding wars or seeing what your home can get on the open market
• Want to avoid home showings
But Think Twice, If You:
• Are wary about sharing financial information online
• Are selling a home worth more than $1 million
• Would rather be guided by a broker’s advice
• Want to get top dollar for your home
• Prefer a personal touch
[End of NY Times Article]
__________________________________________________________________________
Instant buyer (Wikipedia)
Instant buyer (or iBuyer) is a real estate transaction model wherein companies purchase residential properties directly from private sellers, to eventually re-sell them.
Background:
The term ‘instant’ refers to the fact that this type of business aims to provide a faster cash offer on a property than traditional real estate brokers.
Valuation of the property takes place online and is an instantaneous or near-instantaneous process which makes use of machine learning and AI technologies.
Examples of companies using the iBuyer model include:
- Opendoor,
- Offerpad,
- FlashHouse,
- Tiko,
- Casavo,
- Nested,
- Zillow Offers,
- DealHouse.com
- RedfinNow.
The term iBuyer was coined by Stephen Kim, an equity research analyst at Evercore ISI on May 29, 2017 in a report to clients titled "The Rise of the iBuyer".
The iBuyer process:
iBuyer companies use computer-generated analysis of market data, information supplied by sellers, and in some cases input from local real estate agents, to make instant cash offers on residential properties. Individuals wishing to sell their house are asked to enter basic information about the property on a company’s website.
In a process largely driven by machine learning and automated data analysis, the property’s approximate value is determined and an initial offer is made.
If the offer is accepted by the seller, the company arranges an inspection of the property to ensure that the data supplied is concomitant with the actual condition of the building.
From a seller’s perspective, the process of selling his or her property can take under two weeks.
Once an iBuyer company has purchased a property, it arranges for any necessary repairs or modifications to be carried out in the building. The property is then re-sold.
Businesses operating under the iBuyer transaction model make their profit on the fees incurred on the seller, which are typically marginally higher (1-4%) than those charged by traditional real estate companies.
From an Instant buyer company’s perspective, the higher fees cover the investment risk involved in holding the property for a potentially long period of time. For a seller, the fees are paid in exchange for a much faster property-selling process than with a traditional real estate model and for avoiding the need to make repairs and improvements to the property prior to selling.
Housing in the United States,
including a List of Building Types
including a List of Building Types
- YouTube Video: First Time Homebuyer CHECKLIST | First Time Homebuyer | First Time Buyer | First Time Buyer Advice
- YouTube Video: The TRUTH About FHA Loans | FHA Loans 2023 | FHA Loan Requirements
- YouTube Video: Video shows moment of condo building collapse in Surfside, Florida | ABC7
Click here for List of House Types
Below: Housing in the United States
Housing in the United States includes both detached homes and apartment buildings. Housing is a vital economic sector, contributing to 15% of the GDP. Owner-occupancy is commonplace; the majority own their home. For regional details, see also housing in the United States by state.
Overview
Housing as shelter is one of the "basic needs" of humans, offering protection against the elements. It also provides a place of privacy away from the public eye where daily activities can take place. Residents often have personal attachment to a house, making it a home.
A home's location, style and access to schools, parks, and other amenities can align a household to a greater community to reinforce cultural or religious bonds. These characteristics can also reinforce residential segregation and unequal access to amenities.
Housing is also important to developers, builders, lenders, realtors, investors, architects, and other specialized professions and trades. These groups view housing as a commodity for financial gain.
As the United States industrialized in the 20th century, demand for housing fueled job growth and consumer products to create economic growth. By the 1970s, manufacturing began to decline and the knowledge economy began to emerge. As a result, regional economies began to diverge and housing costs rose drastically in economic centers such as New York, San Francisco and Boston. In 2016, housing costs in two thirds of the United States exceeded wage growth.
For households earning 30% of the county's median income, most counties in the United States do not have rental housing considered affordable to at least half that income segment (one-third of 30% of median).
Construction:
Wood framing is widely used in home construction in the United States, accounting for 90% of new houses in 2019. Concrete is used to build a foundation, usually with either a crawl space, or basement included. Interiors usually have drywall. Roofing often consists of asphalt shingles, although steel, and tile materials are also used.
Wood-frame construction in the United States is more cost effective than masonry, in part because bricks typically must be shipped farther and labor costs are higher; however, it is perceived to be flimsy in comparison to typical European construction. The federal government and insurance agencies have tried to promote concrete-frame construction and other basic techniques for resisting extreme weather events, but with little success: a 2017 report by McKinsey concluded that "the productivity of construction remains stuck at the same level as 80 years ago".
Supply:
See also:
There are about 135 million homes in the United States as of 2016. Housing researchers generally conclude that the supply of housing in the United States is too low to meet demand, resulting in high prices that some have described as an affordability crisis.
Among the renting population, nearly half pay more than 30% of their income toward rent.
Although a nationwide problem, the undersupply of housing is caused in large part by local community actions that discourage new development. These include the imposition of regulations such as single-family zoning, minimum parking requirements, and height restriction laws that limit the density of new residences within a municipality or increase the expense and difficulty of construction.
These tactics are related to the social phenomenon of nimbyism, in which existing residents, especially those who own property, work to stymie new construction. In particular, the suppression of moderate-density housing such as duplexes and townhouses has resulted in a so-called missing middle problem that drives up housing scarcity and inhibits the development of walkable neighborhoods.
The typical age of a home varies by state, with a national median of 39 years. A 2016 report by the Center for American Progress found that 30 million homes have health or safety hazards, such as problems with plumbing, natural gas, or heating; 6 million of these homes have structural problems.
Structural failures in condominium or apartment buildings have resulted in catastrophic loss of life, as in the 2021 Surfside condominium collapse (see below). Many of the 160,000 condominium buildings in the United States do not have sufficient funds to carry out major repairs.
Poor-quality housing in the United States is associated with increases in chronic illnesses such as asthma and eczema, as well as the negative effects from the persistence of environmental lead (e.g., from lead paint that has not been removed). These effects are particularly acute in the dilapidated housing characteristic of dense urban environments.
Investment property:
Main article: Real estate investing
Economists have noted increasing ownership of housing units by investors keeping the units vacant or renting them to the exclusion of traditional homebuyers. Investors bought about one of every seven U.S. homes in the first quarter of 2021, up from the prior three quarters, in which they bought closer to 1 in 10 homes.
Senator Jeff Merkley has introduced legislation to curb residential real estate ownership by hedge funds.
Homelessness:
Main article: Homelessness in the United States
In 2014, approximately 1.5 million homeless people resided in shelters. As of 2018, the Department of Housing and Urban Development reported there were roughly 553,000 homeless people in the United States on a given night, or 0.17% of the population.
Recent spikes in the homeless population include a 44% increase in Seattle in 2017 and 16% in the city of Los Angeles in 2019. In January 2018 the federal government statistics gave comprehensive encompassing nationwide statistics, with a total number of 552,830 individuals, of which 358,363 (65%) were sheltered in provided housing, while some 194,467 (35%) were unsheltered.
See also:
Below: Housing in the United States
Housing in the United States includes both detached homes and apartment buildings. Housing is a vital economic sector, contributing to 15% of the GDP. Owner-occupancy is commonplace; the majority own their home. For regional details, see also housing in the United States by state.
Overview
Housing as shelter is one of the "basic needs" of humans, offering protection against the elements. It also provides a place of privacy away from the public eye where daily activities can take place. Residents often have personal attachment to a house, making it a home.
A home's location, style and access to schools, parks, and other amenities can align a household to a greater community to reinforce cultural or religious bonds. These characteristics can also reinforce residential segregation and unequal access to amenities.
Housing is also important to developers, builders, lenders, realtors, investors, architects, and other specialized professions and trades. These groups view housing as a commodity for financial gain.
As the United States industrialized in the 20th century, demand for housing fueled job growth and consumer products to create economic growth. By the 1970s, manufacturing began to decline and the knowledge economy began to emerge. As a result, regional economies began to diverge and housing costs rose drastically in economic centers such as New York, San Francisco and Boston. In 2016, housing costs in two thirds of the United States exceeded wage growth.
For households earning 30% of the county's median income, most counties in the United States do not have rental housing considered affordable to at least half that income segment (one-third of 30% of median).
Construction:
Wood framing is widely used in home construction in the United States, accounting for 90% of new houses in 2019. Concrete is used to build a foundation, usually with either a crawl space, or basement included. Interiors usually have drywall. Roofing often consists of asphalt shingles, although steel, and tile materials are also used.
Wood-frame construction in the United States is more cost effective than masonry, in part because bricks typically must be shipped farther and labor costs are higher; however, it is perceived to be flimsy in comparison to typical European construction. The federal government and insurance agencies have tried to promote concrete-frame construction and other basic techniques for resisting extreme weather events, but with little success: a 2017 report by McKinsey concluded that "the productivity of construction remains stuck at the same level as 80 years ago".
Supply:
See also:
- Housing insecurity in the United States
- and Housing quality and health outcomes in the United States
There are about 135 million homes in the United States as of 2016. Housing researchers generally conclude that the supply of housing in the United States is too low to meet demand, resulting in high prices that some have described as an affordability crisis.
Among the renting population, nearly half pay more than 30% of their income toward rent.
Although a nationwide problem, the undersupply of housing is caused in large part by local community actions that discourage new development. These include the imposition of regulations such as single-family zoning, minimum parking requirements, and height restriction laws that limit the density of new residences within a municipality or increase the expense and difficulty of construction.
These tactics are related to the social phenomenon of nimbyism, in which existing residents, especially those who own property, work to stymie new construction. In particular, the suppression of moderate-density housing such as duplexes and townhouses has resulted in a so-called missing middle problem that drives up housing scarcity and inhibits the development of walkable neighborhoods.
The typical age of a home varies by state, with a national median of 39 years. A 2016 report by the Center for American Progress found that 30 million homes have health or safety hazards, such as problems with plumbing, natural gas, or heating; 6 million of these homes have structural problems.
Structural failures in condominium or apartment buildings have resulted in catastrophic loss of life, as in the 2021 Surfside condominium collapse (see below). Many of the 160,000 condominium buildings in the United States do not have sufficient funds to carry out major repairs.
Poor-quality housing in the United States is associated with increases in chronic illnesses such as asthma and eczema, as well as the negative effects from the persistence of environmental lead (e.g., from lead paint that has not been removed). These effects are particularly acute in the dilapidated housing characteristic of dense urban environments.
Investment property:
Main article: Real estate investing
Economists have noted increasing ownership of housing units by investors keeping the units vacant or renting them to the exclusion of traditional homebuyers. Investors bought about one of every seven U.S. homes in the first quarter of 2021, up from the prior three quarters, in which they bought closer to 1 in 10 homes.
Senator Jeff Merkley has introduced legislation to curb residential real estate ownership by hedge funds.
Homelessness:
Main article: Homelessness in the United States
In 2014, approximately 1.5 million homeless people resided in shelters. As of 2018, the Department of Housing and Urban Development reported there were roughly 553,000 homeless people in the United States on a given night, or 0.17% of the population.
Recent spikes in the homeless population include a 44% increase in Seattle in 2017 and 16% in the city of Los Angeles in 2019. In January 2018 the federal government statistics gave comprehensive encompassing nationwide statistics, with a total number of 552,830 individuals, of which 358,363 (65%) were sheltered in provided housing, while some 194,467 (35%) were unsheltered.
See also:
- Cost of rent by state and county in the United States
- California housing shortage
- New York City housing shortage
- San Francisco housing shortage
- Housing Needs By State, Washington, DC: National Low Income Housing Coalition
- COVID-19 Housing Policy Scorecard, Eviction Lab
- "Homelessness Statistics by State", Usich.gov, Washington DC: U.S. Interagency Council on Homelessness
- List of structural failures and collapses.
Family Life
- YouTube Video: what is a NUCLEAR FAMILY?
- YouTube Video: Millennial Parenting: How it's different and what they're getting right
- YouTube Video: Parenting teens: We're making it harder than it needs to be | Dr. Cameron Caswell | TEDxDeerParkWomen
Family is a group of people related either by consanguinity (by recognized birth) or affinity (by marriage or other relationship). It forms the basis for social order. The purpose of the family is to maintain the well-being of its members and of society.
Ideally, families offer predictability, structure, and safety as members mature and learn to participate in the community. Historically, most human societies use family as the primary purpose of attachment, nurturance, and socialization.
Anthropologists classify most family organizations as matrifocal (a mother and her children), patrifocal (a father and his children), conjugal (a married couple with children, also called the nuclear family), avuncular (a man, his sister, and her children), or extended (in addition to parents, spouse and children, may include grandparents, aunts, uncles, or cousins).
The field of genealogy aims to trace family lineages through history. The family is also an important economic unit studied in family economics. The word "families" can be used metaphorically to create more inclusive categories such as community, nationhood, and global village.
Social
One of the primary functions of the family involves providing a framework for the production and reproduction of persons biologically and socially. This can occur through the sharing of material substances (such as food); the giving and receiving of care and nurture (nurture kinship); jural rights and obligations; also moral and sentimental ties. Thus, one's experience of one's family shifts over time.
There are different perspectives of the term 'family', from the perspective of children, the family is a "family of orientation": the family serves to locate children socially and plays a major role in their enculturation and socialization.
From the point of view of the parent(s), the family is a "family of procreation", the goal of which is to produce, enculturate and socialize children. However, producing children is not the only function of the family; in societies with a sexual division of labor, marriage, and the resulting relationship between two people, it is necessary for the formation of an economically productive household.
C. C. Harris notes that the western conception of a family is ambiguous and confused with the household, as revealed in the different contexts in which the word is used.
Olivia Harris states this confusion is not accidental, but indicative of the familial ideology of capitalist, western countries that pass social legislation that insists members of a nuclear family should live together, and that those not so related should not live together.
Despite the ideological and legal pressures, a large percentage of families do not conform to the ideal nuclear family type.
Size:
Further information: Fertility factor (demography)
The total fertility rate of women varies from country to country, from a high rate of 6.76 children born per woman in Niger to a low rate of 0.81 in Singapore (as of 2015).
Fertility is below replacement in all Eastern European and Southern European countries, and particularly high in Sub-Saharan African countries.
In some cultures, the mother's preference of family size influences that of the children's through early adulthood. A parent's number of children strongly correlates with the number of children that their children will eventually have.
Types
Although early western cultural anthropologists and sociologists considered family and kinship to be universally associated with relations by "blood" (based on ideas common in their own cultures) later research has shown that many societies instead understand family through ideas of living together, the sharing of food (e.g. milk kinship) and sharing care and nurture. Sociologists have a special interest in the function and status of family forms in stratified (especially capitalist) societies.
According to the work of the following scholars: the huge transformation that led to modern marriage in Western democracies was "fueled by the religio-cultural value system provided by elements of:
Much sociological, historical and anthropological research dedicates itself to the understanding of this variation, and of changes in the family that form over time.
Levitan claims: "Times have changed; it is more acceptable and encouraged for mothers to work and fathers to spend more time at home with the children. The way roles are balanced between the parents will help children grow and learn valuable life lessons. There is [the] great importance of communication and equality in families, in order to avoid role strain."
Multigenerational family:
Historically, the most common family type was one in which grandparents, parents, and children lived together as a single unit. For example, the household might include the owners of a farm, one (or more) of their adult children, the adult child's spouse, and the adult child's own children (the owners' grandchildren). Members of the extended family are not included in this family group. Sometimes, "skipped" generation families, such as a grandparents living with their grandchildren, are included.
In the US, this arrangement declined after World War II, reaching a low point in 1980, when about one out of every eight people in the US lived in a multigenerational famil. The numbers have risen since then, with one in five people in the US living in a multigenerational family as of 2016.
The increasing popularity is partly driven by demographic changes and the economic shifts associated with the Boomerang Generation.
Multigenerational households are less common in Canada, where about 6% of people living in Canada were living in multigenerational families as of 2016, but the proportion of multigenerational households was increasing rapidly, driven by increasing numbers of Aboriginal families, immigrant families, and high housing costs in some regions.
Conjugal (nuclear) family:
The term "nuclear family" is commonly used to refer to conjugal families. A "conjugal" family includes only the spouses and unmarried children who are not of age.
Some sociologists distinguish between conjugal families (relatively independent of the kindred of the parents and of other families in general) and nuclear families (which maintain relatively close ties with their kindred).
Other family structures – with (for example) blended parents, single parents, and domestic partnerships – have begun to challenge the normality of the nuclear family.
Single-parent family:
A single-parent family consists of one parent together with their children, where the parent is either widowed, divorced (and not remarried), or never married. The parent may have sole custody of the children, or separated parents may have a shared-parenting arrangement where the children divide their time (possibly equally) between two different single-parent families or between one single-parent family and one blended family.
As compared to sole custody, physical, mental and social well-being of children may be improved by shared-parenting arrangements and by children having greater access to both parents.
The number of single-parent families have been increasing due to the divorce rate climbing drastically during the years 1965–1995, and about half of all children in the United States will live in a single-parent family at some point before they reach the age of 18.
Most single-parent families are headed by a mother, but the number of single-parent families headed by fathers is increasing.
Matrifocal family:
Main article: Matrifocal family
A "matrifocal" family consists of a mother and her children. Generally, these children are her biological offspring, although adoption of children occurs in nearly every society. This kind of family occurs commonly where women have the resources to rear their children by themselves, or where men are more mobile than women.
As a definition, "a family or domestic group is matrifocal when it is centred on a woman and her children. In this case, the father(s) of these children are intermittently present in the life of the group and occupy a secondary place. The children's mother is not necessarily the wife of one of the children's fathers."
The name, matrifocal, was coined in Guiana but it is defined differently in other countries. For Nayar families, the family have the male as the "center" or the head of the family, either the step-father/father/brother, rather than the mother.
Extended family:
The term "extended family" is also common, especially in the United States. This term has two distinct meanings:
These types refer to ideal or normative structures found in particular societies. Any society will exhibit some variation in the actual composition and conception of families.
Historically, extended families were the basic family unit in the Catholic culture and countries (such as in Southern Europe and Latin America), and in Asian, Middle Eastern and Eastern Orthodox countries.
Family of choice:
The term family of choice, also sometimes referred to as "chosen family" or "found family", is common within the LGBT community, veterans, individuals who have suffered abuse, and those who have no contact with their biological parents. It refers to the group of people in an individual's life that satisfies the typical role of family as a support system.
The term differentiates between the "family of origin" (the biological family or that in which people are raised) and those that actively assume that ideal role.
The family of choice may or may not include some or all of the members of the family of origin. This family is not one that follows the "normal" familial structure like having a father, a mother, and children. This is family as a group of people that rely on each other like a family of origin would.
This terminology stems from the fact that many LGBT individuals, upon coming out, face rejection or shame from the families in which they were raised. The term family of choice is also used by individuals in the 12 step communities, who create close-knit "family" ties through the recovery process.
As a family system, families of choice face unique issues. Without legal safeguards, families of choice may struggle when medical, educational or governmental institutions fail to recognize their legitimacy.
If members of the chosen family have been disowned by their family of origin, they may experience surrogate grief, displacing anger, loss, or anxious attachment onto their new family.
Blended family:
The term blended family or stepfamily describes families with mixed parents: one or both parents remarried, bringing children of the former family into the new family.
Also in sociology, particularly in the works of social psychologist Michael Lamb, traditional family refers to "a middle-class family with a bread-winning father and a stay-at-home mother, married to each other and raising their biological children," and nontraditional to exceptions to this rule.
Most of the US households are now non-traditional under this definition. Critics of the term "traditional family" point out that in most cultures and at most times, the extended family model has been most common, not the nuclear family, though it has had a longer tradition in England than in other parts of Europe and Asia which contributed large numbers of immigrants to the Americas.
The nuclear family became the most common form in the U.S. in the 1960s and 1970s.
In terms of communication patterns in families, there are a certain set of beliefs within the family that reflect how its members should communicate and interact.
These family communication patterns arise from two underlying sets of beliefs. One being conversation orientation (the degree to which the importance of communication is valued) and two, conformity orientation (the degree to which families should emphasize similarities or differences regarding attitudes, beliefs, and values).
Blended families is complex, ranging from stepfamilies to cohabitating families (an individual living with guardians who are not married with step or half siblings). While it is not too different from stepfamilies, cohabiting families pose a prevalent psychological effect on youths.
Some adolescents would be prone to "acts of delinquency," and experiencing problems in school ranging from a decrease in academic performance to increased problematic behavior.
It coincides with other researches on the trajectories of stepfamilies where some experienced familyhood, but others lacking connection. Emotional detachment from members within stepfamilies contributes to this uncertainty, furthering the tension that these families may establish.
The transition from an old family to a new family that falls under blended families would also become problematic as the activities that were once performed in the old family may not transfer well within the new family for adolescents.
Monogamous family:
A monogamous family is based on a legal or social monogamy. In this case, an individual has only one (official) partner during their lifetime or at any one time (i.e. serial monogamy).
This means that a person may not have several different legal spouses at the same time, as this is usually prohibited by bigamy laws, (the act of entering into a marriage with one person while still legally married to another) in jurisdictions that require monogamous marriages.
Polygamous family
Polygamy is a marriage that includes more than two partners. When a man is married to more than one wife at a time, the relationship is called polygyny; and when a woman is married to more than one husband at a time, it is called polyandry.
If a marriage includes multiple husbands and wives, it can be called polyamory, group or conjoint marriage.
Polygyny is a form of plural marriage, in which a man is allowed more than one wife. In modern countries that permit polygamy, polygyny is typically the only form permitted.
Polygyny is practiced primarily (but not only) in parts of the Middle East and Africa; and is often associated with Islam, however, there are certain conditions in Islam that must be met to perform polygyny.
Polyandry is a form of marriage whereby a woman takes two or more husbands at the same time. Fraternal polyandry, where two or more brothers are married to the same wife, is a common form of polyandry. Polyandry was traditionally practiced in areas of the Himalayan mountains, among Tibetans in Nepal, in parts of China and in parts of northern India.
Polyandry is most common in societies marked by high male mortality or where males will often be apart from the rest of the family for a considerable period of time.
Kinship terminology:
Degrees of kinship:
Main article: Coefficient of relationship
A first-degree relative is one who shares 50% of your DNA through direct inheritance, such as a full sibling, parent or progeny.
There is another measure for the degree of relationship, which is determined by counting up generations to the first common ancestor and back down to the target individual, which is used for various genealogical and legal purposes.
Ideally, families offer predictability, structure, and safety as members mature and learn to participate in the community. Historically, most human societies use family as the primary purpose of attachment, nurturance, and socialization.
Anthropologists classify most family organizations as matrifocal (a mother and her children), patrifocal (a father and his children), conjugal (a married couple with children, also called the nuclear family), avuncular (a man, his sister, and her children), or extended (in addition to parents, spouse and children, may include grandparents, aunts, uncles, or cousins).
The field of genealogy aims to trace family lineages through history. The family is also an important economic unit studied in family economics. The word "families" can be used metaphorically to create more inclusive categories such as community, nationhood, and global village.
Social
One of the primary functions of the family involves providing a framework for the production and reproduction of persons biologically and socially. This can occur through the sharing of material substances (such as food); the giving and receiving of care and nurture (nurture kinship); jural rights and obligations; also moral and sentimental ties. Thus, one's experience of one's family shifts over time.
There are different perspectives of the term 'family', from the perspective of children, the family is a "family of orientation": the family serves to locate children socially and plays a major role in their enculturation and socialization.
From the point of view of the parent(s), the family is a "family of procreation", the goal of which is to produce, enculturate and socialize children. However, producing children is not the only function of the family; in societies with a sexual division of labor, marriage, and the resulting relationship between two people, it is necessary for the formation of an economically productive household.
C. C. Harris notes that the western conception of a family is ambiguous and confused with the household, as revealed in the different contexts in which the word is used.
Olivia Harris states this confusion is not accidental, but indicative of the familial ideology of capitalist, western countries that pass social legislation that insists members of a nuclear family should live together, and that those not so related should not live together.
Despite the ideological and legal pressures, a large percentage of families do not conform to the ideal nuclear family type.
Size:
Further information: Fertility factor (demography)
The total fertility rate of women varies from country to country, from a high rate of 6.76 children born per woman in Niger to a low rate of 0.81 in Singapore (as of 2015).
Fertility is below replacement in all Eastern European and Southern European countries, and particularly high in Sub-Saharan African countries.
In some cultures, the mother's preference of family size influences that of the children's through early adulthood. A parent's number of children strongly correlates with the number of children that their children will eventually have.
Types
Although early western cultural anthropologists and sociologists considered family and kinship to be universally associated with relations by "blood" (based on ideas common in their own cultures) later research has shown that many societies instead understand family through ideas of living together, the sharing of food (e.g. milk kinship) and sharing care and nurture. Sociologists have a special interest in the function and status of family forms in stratified (especially capitalist) societies.
According to the work of the following scholars: the huge transformation that led to modern marriage in Western democracies was "fueled by the religio-cultural value system provided by elements of:
- Judaism,
- early Christianity,
- Roman Catholic canon law
- and the Protestant Reformation"
Much sociological, historical and anthropological research dedicates itself to the understanding of this variation, and of changes in the family that form over time.
Levitan claims: "Times have changed; it is more acceptable and encouraged for mothers to work and fathers to spend more time at home with the children. The way roles are balanced between the parents will help children grow and learn valuable life lessons. There is [the] great importance of communication and equality in families, in order to avoid role strain."
Multigenerational family:
Historically, the most common family type was one in which grandparents, parents, and children lived together as a single unit. For example, the household might include the owners of a farm, one (or more) of their adult children, the adult child's spouse, and the adult child's own children (the owners' grandchildren). Members of the extended family are not included in this family group. Sometimes, "skipped" generation families, such as a grandparents living with their grandchildren, are included.
In the US, this arrangement declined after World War II, reaching a low point in 1980, when about one out of every eight people in the US lived in a multigenerational famil. The numbers have risen since then, with one in five people in the US living in a multigenerational family as of 2016.
The increasing popularity is partly driven by demographic changes and the economic shifts associated with the Boomerang Generation.
Multigenerational households are less common in Canada, where about 6% of people living in Canada were living in multigenerational families as of 2016, but the proportion of multigenerational households was increasing rapidly, driven by increasing numbers of Aboriginal families, immigrant families, and high housing costs in some regions.
Conjugal (nuclear) family:
The term "nuclear family" is commonly used to refer to conjugal families. A "conjugal" family includes only the spouses and unmarried children who are not of age.
Some sociologists distinguish between conjugal families (relatively independent of the kindred of the parents and of other families in general) and nuclear families (which maintain relatively close ties with their kindred).
Other family structures – with (for example) blended parents, single parents, and domestic partnerships – have begun to challenge the normality of the nuclear family.
Single-parent family:
A single-parent family consists of one parent together with their children, where the parent is either widowed, divorced (and not remarried), or never married. The parent may have sole custody of the children, or separated parents may have a shared-parenting arrangement where the children divide their time (possibly equally) between two different single-parent families or between one single-parent family and one blended family.
As compared to sole custody, physical, mental and social well-being of children may be improved by shared-parenting arrangements and by children having greater access to both parents.
The number of single-parent families have been increasing due to the divorce rate climbing drastically during the years 1965–1995, and about half of all children in the United States will live in a single-parent family at some point before they reach the age of 18.
Most single-parent families are headed by a mother, but the number of single-parent families headed by fathers is increasing.
Matrifocal family:
Main article: Matrifocal family
A "matrifocal" family consists of a mother and her children. Generally, these children are her biological offspring, although adoption of children occurs in nearly every society. This kind of family occurs commonly where women have the resources to rear their children by themselves, or where men are more mobile than women.
As a definition, "a family or domestic group is matrifocal when it is centred on a woman and her children. In this case, the father(s) of these children are intermittently present in the life of the group and occupy a secondary place. The children's mother is not necessarily the wife of one of the children's fathers."
The name, matrifocal, was coined in Guiana but it is defined differently in other countries. For Nayar families, the family have the male as the "center" or the head of the family, either the step-father/father/brother, rather than the mother.
Extended family:
The term "extended family" is also common, especially in the United States. This term has two distinct meanings:
- It serves as a synonym of "consanguineal family" (consanguine means "of the same blood").
- In societies dominated by the conjugal family, it refers to "kindred" (an egocentric network of relatives that extends beyond the domestic group) who do not belong to the conjugal family.
These types refer to ideal or normative structures found in particular societies. Any society will exhibit some variation in the actual composition and conception of families.
Historically, extended families were the basic family unit in the Catholic culture and countries (such as in Southern Europe and Latin America), and in Asian, Middle Eastern and Eastern Orthodox countries.
Family of choice:
The term family of choice, also sometimes referred to as "chosen family" or "found family", is common within the LGBT community, veterans, individuals who have suffered abuse, and those who have no contact with their biological parents. It refers to the group of people in an individual's life that satisfies the typical role of family as a support system.
The term differentiates between the "family of origin" (the biological family or that in which people are raised) and those that actively assume that ideal role.
The family of choice may or may not include some or all of the members of the family of origin. This family is not one that follows the "normal" familial structure like having a father, a mother, and children. This is family as a group of people that rely on each other like a family of origin would.
This terminology stems from the fact that many LGBT individuals, upon coming out, face rejection or shame from the families in which they were raised. The term family of choice is also used by individuals in the 12 step communities, who create close-knit "family" ties through the recovery process.
As a family system, families of choice face unique issues. Without legal safeguards, families of choice may struggle when medical, educational or governmental institutions fail to recognize their legitimacy.
If members of the chosen family have been disowned by their family of origin, they may experience surrogate grief, displacing anger, loss, or anxious attachment onto their new family.
Blended family:
The term blended family or stepfamily describes families with mixed parents: one or both parents remarried, bringing children of the former family into the new family.
Also in sociology, particularly in the works of social psychologist Michael Lamb, traditional family refers to "a middle-class family with a bread-winning father and a stay-at-home mother, married to each other and raising their biological children," and nontraditional to exceptions to this rule.
Most of the US households are now non-traditional under this definition. Critics of the term "traditional family" point out that in most cultures and at most times, the extended family model has been most common, not the nuclear family, though it has had a longer tradition in England than in other parts of Europe and Asia which contributed large numbers of immigrants to the Americas.
The nuclear family became the most common form in the U.S. in the 1960s and 1970s.
In terms of communication patterns in families, there are a certain set of beliefs within the family that reflect how its members should communicate and interact.
These family communication patterns arise from two underlying sets of beliefs. One being conversation orientation (the degree to which the importance of communication is valued) and two, conformity orientation (the degree to which families should emphasize similarities or differences regarding attitudes, beliefs, and values).
Blended families is complex, ranging from stepfamilies to cohabitating families (an individual living with guardians who are not married with step or half siblings). While it is not too different from stepfamilies, cohabiting families pose a prevalent psychological effect on youths.
Some adolescents would be prone to "acts of delinquency," and experiencing problems in school ranging from a decrease in academic performance to increased problematic behavior.
It coincides with other researches on the trajectories of stepfamilies where some experienced familyhood, but others lacking connection. Emotional detachment from members within stepfamilies contributes to this uncertainty, furthering the tension that these families may establish.
The transition from an old family to a new family that falls under blended families would also become problematic as the activities that were once performed in the old family may not transfer well within the new family for adolescents.
Monogamous family:
A monogamous family is based on a legal or social monogamy. In this case, an individual has only one (official) partner during their lifetime or at any one time (i.e. serial monogamy).
This means that a person may not have several different legal spouses at the same time, as this is usually prohibited by bigamy laws, (the act of entering into a marriage with one person while still legally married to another) in jurisdictions that require monogamous marriages.
Polygamous family
Polygamy is a marriage that includes more than two partners. When a man is married to more than one wife at a time, the relationship is called polygyny; and when a woman is married to more than one husband at a time, it is called polyandry.
If a marriage includes multiple husbands and wives, it can be called polyamory, group or conjoint marriage.
Polygyny is a form of plural marriage, in which a man is allowed more than one wife. In modern countries that permit polygamy, polygyny is typically the only form permitted.
Polygyny is practiced primarily (but not only) in parts of the Middle East and Africa; and is often associated with Islam, however, there are certain conditions in Islam that must be met to perform polygyny.
Polyandry is a form of marriage whereby a woman takes two or more husbands at the same time. Fraternal polyandry, where two or more brothers are married to the same wife, is a common form of polyandry. Polyandry was traditionally practiced in areas of the Himalayan mountains, among Tibetans in Nepal, in parts of China and in parts of northern India.
Polyandry is most common in societies marked by high male mortality or where males will often be apart from the rest of the family for a considerable period of time.
Kinship terminology:
Degrees of kinship:
Main article: Coefficient of relationship
A first-degree relative is one who shares 50% of your DNA through direct inheritance, such as a full sibling, parent or progeny.
There is another measure for the degree of relationship, which is determined by counting up generations to the first common ancestor and back down to the target individual, which is used for various genealogical and legal purposes.
Kinship Terminology:
Main article: Kinship terminology
In his book Systems of Consanguinity and Affinity of the Human Family, anthropologist Lewis Henry Morgan (1818–1881) performed the first survey of kinship terminologies in use around the world. Although much of his work is now considered dated, he argued that kinship terminologies reflect different sets of distinctions.
For example, most kinship terminologies distinguish between sexes (the difference between a brother and a sister) and between generations (the difference between a child and a parent). Moreover, he argued, kinship terminologies distinguish between relatives by blood and marriage (although recently some anthropologists have argued that many societies define kinship in terms other than "blood").
Morgan made a distinction between kinship systems that use classificatory terminology and those that use descriptive terminology. Classificatory systems are generally and erroneously understood to be those that "class together" with a single term relatives who actually do not have the same type of relationship to ego. (What defines "same type of relationship" under such definitions seems to be genealogical relationship.
This is problematic given that any genealogical description, no matter how standardized, employs words originating in a folk understanding of kinship.) What Morgan's terminology actually differentiates are those (classificatory) kinship systems that do not distinguish lineal and collateral relationships and those (descriptive) kinship systems that do.
Morgan, a lawyer, came to make this distinction in an effort to understand Seneca inheritance practices. A Seneca man's effects were inherited by his sisters' children rather than by his own children.
Morgan identified six basic patterns of kinship terminologies:
Roles:
Most Western societies employ Eskimo kinship terminology. This kinship terminology commonly occurs in societies with strong conjugal, where families have a degree of relative mobility.
Typically, societies with conjugal families also favor neolocal residence; thus upon marriage, a person separates from the nuclear family of their childhood (family of orientation) and forms a new nuclear family (family of procreation). Such systems generally assume that the mother's husband is also the biological father. The system uses highly descriptive terms for the nuclear family and progressively more classificatory as the relatives become more and more collateral.
Nuclear family:
Main article: Nuclear family
The system emphasizes the nuclear family. Members of the nuclear family use highly descriptive kinship terms, identifying directly only the husband, wife, mother, father, son, daughter, brother, and sister. All other relatives are grouped together into categories. Members of the nuclear family may be lineal or collateral. Kin, for whom these are family, refer to them in descriptive terms that build on the terms used within the nuclear family or use the nuclear family term directly.
Nuclear family of orientation:
Collateral relatives
A sibling is a collateral relative with a minimal removal. For collateral relatives with one additional removal, one generation more distant from a common ancestor on one side, more classificatory terms come into play.
These terms (Aunt, Uncle, Niece, and Nephew) do not build on the terms used within the nuclear family as most are not traditionally members of the household. These terms do not traditionally differentiate between a collateral relatives and a person married to a collateral relative (both collateral and aggregate). Collateral relatives with additional removals on each side are Cousins. This is the most classificatory term and can be distinguished by degrees of collaterality and by generation (removal).
When only the subject has the additional removal, the relative is the subject's parents' siblings, the terms Aunt and Uncle are used for female and male relatives respectively. When only the relative has the additional removal, the relative is the subjects siblings child, the terms Niece and Nephew are used for female and male relatives respectively.
The spouse of a biological aunt or uncle is an aunt or uncle, and the nieces and nephews of a spouse are nieces and nephews. With further removal by the subject for aunts and uncles and by the relative for nieces and nephews the prefix "grand-" modifies these terms.
With further removal the prefix becomes "great-grand-," adding another "great-" for each additional generation. For large numbers of generations a number can be substituted, for example, "fourth great-grandson", "four-greats grandson" or "four-times-great-grandson".
When the subject and the relative have an additional removal they are cousins. A cousin with minimal removal is a first cousin, i.e. the child of the subjects uncle or aunt. Degrees of collaterality and removals are used to more precisely describe the relationship between cousins.
The degree is the number of generations subsequent to the common ancestor before a parent of one of the cousins is found, while the removal is the difference between the number of generations from each cousin to the common ancestor (the difference between the generations the cousins are from).
Cousins of an older generation (in other words, one's parents' first cousins), although technically first cousins once removed, are often classified with "aunts" and "uncles".
Aggregate relatives:
English-speakers mark relationships by marriage (except for wife/husband) with the tag "in-law". The mother and father of one's spouse become one's mother-in-law and father-in-law; the wife of one's son becomes one's daughter-in-law and the husband of one's daughter becomes one's son-in-law.
The term "sister-in-law" refers to two essentially different relationships, either the wife of one's brother, or the sister of one's spouse. "Brother-in-law" is the husband of one's sister, or the brother of one's spouse.
The terms "half-brother" and "half-sister" indicate siblings who share only one biological parent. The term "aunt-in-law" refers to the aunt of one's spouse. "Uncle-in-law" is the uncle of one's spouse. "Cousin-in-law" is the spouse of one's cousin, or the cousin of one's spouse.
The term "niece-in-law" refers to the wife of one's nephew. "Nephew-in-law" is the husband of one's niece. The grandmother and grandfather of one's spouse become one's grandmother-in-law and grandfather-in-law; the wife of one's grandson becomes one's granddaughter-in-law and the husband of one's granddaughter becomes one's grandson-in-law.
In Indian English, a sibling in law who is the spouse of your sibling can be referred to as a co-sibling (specificity a co-sister or co-brother).
Types of kinship:
Patrilineal
Patrilineality, also known as the male line or agnatic kinship, is a form of kinship system in which an individual's family membership derives from and is traced through his or her father's lineage. It generally involves the inheritance of property, rights, names, or titles by persons related through male kin.
A patriline ("father line") is a person's father, and additional ancestors that are traced only through males. One's patriline is thus a record of descent from a man in which the individuals in all intervening generations are male. In cultural anthropology, a patrilineage is a consanguineal male and female kinship group, each of whose members is descended from the common ancestor through male forebears.
Matrilineal
Matrilineality is a form of kinship system in which an individual's family membership derives from and is traced through his or her mother's lineage.
It may also correlate with a societal system in which each person is identified with their matriline—their mother's lineage—and which can involve the inheritance of property and titles.
A matriline is a line of descent from a female ancestor to a descendant in which the individuals in all intervening generations are mothers – in other words, a "mother line".
In a matrilineal descent system, an individual is considered to belong to the same descent group as her or his mother. This matrilineal descent pattern is in contrast to the more common patrilineal descent pattern.
Bilateral descent:
Bilateral descent is a form of kinship system in which an individual's family membership derives from and is traced through both the paternal and maternal sides. The relatives on the mother's side and father's side are equally important for emotional ties or for transfer of property or wealth.
It is a family arrangement where descent and inheritance are passed equally through both parents. Families who use this system trace descent through both parents simultaneously and recognize multiple ancestors, but unlike with cognatic descent it is not used to form descent groups.
Traditionally, this is found among some groups in West Africa, India, Australia, Indonesia, Melanesia, Malaysia and Polynesia. Anthropologists believe that a tribal structure based on bilateral descent helps members live in extreme environments because it allows individuals to rely on two sets of families dispersed over a wide area.
History of theories:
Main article: History of the family
Early scholars of family history applied Darwin's biological theory of evolution in their theory of evolution of family systems.
American anthropologist Lewis H. Morgan published Ancient Society in 1877 based on his theory of the three stages of human progress:
Morgan's book was the "inspiration for Friedrich Engels' book" The Origin of the Family, Private Property and the State published in 1884.
Engels expanded Morgan's hypothesis that economical factors caused the transformation of primitive community into a class-divided society.
Engels' theory of resource control, and later that of Karl Marx, was used to explain the cause and effect of change in family structure and function. The popularity of this theory was largely unmatched until the 1980s, when other sociological theories, most notably structural functionalism, gained acceptance.
The nuclear family in industrial society
Main article: Kinship terminology
In his book Systems of Consanguinity and Affinity of the Human Family, anthropologist Lewis Henry Morgan (1818–1881) performed the first survey of kinship terminologies in use around the world. Although much of his work is now considered dated, he argued that kinship terminologies reflect different sets of distinctions.
For example, most kinship terminologies distinguish between sexes (the difference between a brother and a sister) and between generations (the difference between a child and a parent). Moreover, he argued, kinship terminologies distinguish between relatives by blood and marriage (although recently some anthropologists have argued that many societies define kinship in terms other than "blood").
Morgan made a distinction between kinship systems that use classificatory terminology and those that use descriptive terminology. Classificatory systems are generally and erroneously understood to be those that "class together" with a single term relatives who actually do not have the same type of relationship to ego. (What defines "same type of relationship" under such definitions seems to be genealogical relationship.
This is problematic given that any genealogical description, no matter how standardized, employs words originating in a folk understanding of kinship.) What Morgan's terminology actually differentiates are those (classificatory) kinship systems that do not distinguish lineal and collateral relationships and those (descriptive) kinship systems that do.
Morgan, a lawyer, came to make this distinction in an effort to understand Seneca inheritance practices. A Seneca man's effects were inherited by his sisters' children rather than by his own children.
Morgan identified six basic patterns of kinship terminologies:
- Hawaiian: only distinguishes relatives based upon sex and generation.
- Sudanese: no two relatives share the same term.
- Eskimo: in addition to distinguishing relatives based upon sex and generation, also distinguishes between lineal relatives and collateral relatives.
- Iroquois: in addition to sex and generation, also distinguishes between siblings of opposite sexes in the parental generation.
- Crow: a matrilineal system with some features of an Iroquois system, but with a "skewing" feature in which generation is "frozen" for some relatives.
- Omaha: like a Crow system but patrilineal.
Roles:
Most Western societies employ Eskimo kinship terminology. This kinship terminology commonly occurs in societies with strong conjugal, where families have a degree of relative mobility.
Typically, societies with conjugal families also favor neolocal residence; thus upon marriage, a person separates from the nuclear family of their childhood (family of orientation) and forms a new nuclear family (family of procreation). Such systems generally assume that the mother's husband is also the biological father. The system uses highly descriptive terms for the nuclear family and progressively more classificatory as the relatives become more and more collateral.
Nuclear family:
Main article: Nuclear family
The system emphasizes the nuclear family. Members of the nuclear family use highly descriptive kinship terms, identifying directly only the husband, wife, mother, father, son, daughter, brother, and sister. All other relatives are grouped together into categories. Members of the nuclear family may be lineal or collateral. Kin, for whom these are family, refer to them in descriptive terms that build on the terms used within the nuclear family or use the nuclear family term directly.
Nuclear family of orientation:
- Brother: the male child of a parent.
- Sister: the female child of a parent.
- Father: a male parent.
- Grandfather: the father of a parent.
- Mother: a female parent.
- Grandmother: the mother of a parent.
- Husband: a male spouse.
- Wife: a female spouse.
- Son: a male child of the parent(s).
- Grandson: a child's son.
- Daughter: a female child of the parent(s).
- Granddaughter: a child's daughter.
- Spouse: husband or wife
- Stepparent: a spouse of a parent that is not a biological parent
- Sibling: sister or brother
- Half-sibling: a sibling with whom the subject shares only one biological parent
- Step-sibling: a child of a parent that is not a biological parent
Collateral relatives
A sibling is a collateral relative with a minimal removal. For collateral relatives with one additional removal, one generation more distant from a common ancestor on one side, more classificatory terms come into play.
These terms (Aunt, Uncle, Niece, and Nephew) do not build on the terms used within the nuclear family as most are not traditionally members of the household. These terms do not traditionally differentiate between a collateral relatives and a person married to a collateral relative (both collateral and aggregate). Collateral relatives with additional removals on each side are Cousins. This is the most classificatory term and can be distinguished by degrees of collaterality and by generation (removal).
When only the subject has the additional removal, the relative is the subject's parents' siblings, the terms Aunt and Uncle are used for female and male relatives respectively. When only the relative has the additional removal, the relative is the subjects siblings child, the terms Niece and Nephew are used for female and male relatives respectively.
The spouse of a biological aunt or uncle is an aunt or uncle, and the nieces and nephews of a spouse are nieces and nephews. With further removal by the subject for aunts and uncles and by the relative for nieces and nephews the prefix "grand-" modifies these terms.
With further removal the prefix becomes "great-grand-," adding another "great-" for each additional generation. For large numbers of generations a number can be substituted, for example, "fourth great-grandson", "four-greats grandson" or "four-times-great-grandson".
When the subject and the relative have an additional removal they are cousins. A cousin with minimal removal is a first cousin, i.e. the child of the subjects uncle or aunt. Degrees of collaterality and removals are used to more precisely describe the relationship between cousins.
The degree is the number of generations subsequent to the common ancestor before a parent of one of the cousins is found, while the removal is the difference between the number of generations from each cousin to the common ancestor (the difference between the generations the cousins are from).
Cousins of an older generation (in other words, one's parents' first cousins), although technically first cousins once removed, are often classified with "aunts" and "uncles".
Aggregate relatives:
English-speakers mark relationships by marriage (except for wife/husband) with the tag "in-law". The mother and father of one's spouse become one's mother-in-law and father-in-law; the wife of one's son becomes one's daughter-in-law and the husband of one's daughter becomes one's son-in-law.
The term "sister-in-law" refers to two essentially different relationships, either the wife of one's brother, or the sister of one's spouse. "Brother-in-law" is the husband of one's sister, or the brother of one's spouse.
The terms "half-brother" and "half-sister" indicate siblings who share only one biological parent. The term "aunt-in-law" refers to the aunt of one's spouse. "Uncle-in-law" is the uncle of one's spouse. "Cousin-in-law" is the spouse of one's cousin, or the cousin of one's spouse.
The term "niece-in-law" refers to the wife of one's nephew. "Nephew-in-law" is the husband of one's niece. The grandmother and grandfather of one's spouse become one's grandmother-in-law and grandfather-in-law; the wife of one's grandson becomes one's granddaughter-in-law and the husband of one's granddaughter becomes one's grandson-in-law.
In Indian English, a sibling in law who is the spouse of your sibling can be referred to as a co-sibling (specificity a co-sister or co-brother).
Types of kinship:
Patrilineal
Patrilineality, also known as the male line or agnatic kinship, is a form of kinship system in which an individual's family membership derives from and is traced through his or her father's lineage. It generally involves the inheritance of property, rights, names, or titles by persons related through male kin.
A patriline ("father line") is a person's father, and additional ancestors that are traced only through males. One's patriline is thus a record of descent from a man in which the individuals in all intervening generations are male. In cultural anthropology, a patrilineage is a consanguineal male and female kinship group, each of whose members is descended from the common ancestor through male forebears.
Matrilineal
Matrilineality is a form of kinship system in which an individual's family membership derives from and is traced through his or her mother's lineage.
It may also correlate with a societal system in which each person is identified with their matriline—their mother's lineage—and which can involve the inheritance of property and titles.
A matriline is a line of descent from a female ancestor to a descendant in which the individuals in all intervening generations are mothers – in other words, a "mother line".
In a matrilineal descent system, an individual is considered to belong to the same descent group as her or his mother. This matrilineal descent pattern is in contrast to the more common patrilineal descent pattern.
Bilateral descent:
Bilateral descent is a form of kinship system in which an individual's family membership derives from and is traced through both the paternal and maternal sides. The relatives on the mother's side and father's side are equally important for emotional ties or for transfer of property or wealth.
It is a family arrangement where descent and inheritance are passed equally through both parents. Families who use this system trace descent through both parents simultaneously and recognize multiple ancestors, but unlike with cognatic descent it is not used to form descent groups.
Traditionally, this is found among some groups in West Africa, India, Australia, Indonesia, Melanesia, Malaysia and Polynesia. Anthropologists believe that a tribal structure based on bilateral descent helps members live in extreme environments because it allows individuals to rely on two sets of families dispersed over a wide area.
History of theories:
Main article: History of the family
Early scholars of family history applied Darwin's biological theory of evolution in their theory of evolution of family systems.
American anthropologist Lewis H. Morgan published Ancient Society in 1877 based on his theory of the three stages of human progress:
- from Savagery
- through Barbarism
- to Civilization.
Morgan's book was the "inspiration for Friedrich Engels' book" The Origin of the Family, Private Property and the State published in 1884.
Engels expanded Morgan's hypothesis that economical factors caused the transformation of primitive community into a class-divided society.
Engels' theory of resource control, and later that of Karl Marx, was used to explain the cause and effect of change in family structure and function. The popularity of this theory was largely unmatched until the 1980s, when other sociological theories, most notably structural functionalism, gained acceptance.
The nuclear family in industrial society
Contemporary society generally views the family as a haven from the world, supplying absolute fulfillment. Zinn and Eitzen discuss the image of the "family as haven ... a place of intimacy, love and trust where individuals may escape the competition of dehumanizing forces in modern society".
During industrialization, "[t]he family as a repository of warmth and tenderness (embodied by the mother) stands in opposition to the competitive and aggressive world of commerce (embodied by the father). The family's task was to protect against the outside world."
However, Zinn and Eitzen note, "The protective image of the family has waned in recent years as the ideals of family fulfillment have taken shape. Today, the family is more compensatory than protective. It supplies what is vitally needed but missing in other social arrangements."
Unhappily married couples are at 3–25 times the risk of developing clinical depression.
"The popular wisdom", according to Zinn and Eitzen, sees the family structures of the past as superior to those today, and families as more stable and happier at a time when they did not have to contend with problems such as illegitimate children and divorce.
They respond to this, saying, "there is no golden age of the family gleaming at us in the far back historical past." "Desertion by spouses, illegitimate children, and other conditions that are considered characteristics of modern times existed in the past as well.
The postmodern family:
During industrialization, "[t]he family as a repository of warmth and tenderness (embodied by the mother) stands in opposition to the competitive and aggressive world of commerce (embodied by the father). The family's task was to protect against the outside world."
However, Zinn and Eitzen note, "The protective image of the family has waned in recent years as the ideals of family fulfillment have taken shape. Today, the family is more compensatory than protective. It supplies what is vitally needed but missing in other social arrangements."
Unhappily married couples are at 3–25 times the risk of developing clinical depression.
"The popular wisdom", according to Zinn and Eitzen, sees the family structures of the past as superior to those today, and families as more stable and happier at a time when they did not have to contend with problems such as illegitimate children and divorce.
They respond to this, saying, "there is no golden age of the family gleaming at us in the far back historical past." "Desertion by spouses, illegitimate children, and other conditions that are considered characteristics of modern times existed in the past as well.
The postmodern family:
Others argue that whether or not one views the family as "declining" depends on one's definition of "family". "Married couples have dropped below half of all American households. This drop is shocking from traditional forms of the family system. Only a fifth of households were following traditional ways of having married couples raising a family together."
In the Western World, marriages are no longer arranged for economic, social or political gain, and children are no longer expected to contribute to family income. Instead, people choose mates based on love. This increased role of love indicates a societal shift toward favoring emotional fulfilment and relationships within a family, and this shift necessarily weakens the institution of the family.
Margaret Mead considers the family as a main safeguard to continuing human progress. Observing, "Human beings have learned, laboriously, to be human", she adds: "we hold our present form of humanity on trust, [and] it is possible to lose it" ... "It is not without significance that the most successful large-scale abrogations of the family have occurred not among simple savages, living close to the subsistence edge, but among great nations and strong empires, the resources of which were ample, the populations huge, and the power almost unlimited"
Many countries (particularly Western) have, in recent years, changed their family laws in order to accommodate diverse family models. For instance, in the United Kingdom, in Scotland, the Family Law (Scotland) Act 2006 provides cohabitants with some limited rights.
In 2010, Ireland enacted the Civil Partnership and Certain Rights and Obligations of Cohabitants Act 2010. There have also been moves at an international level, most notably, the Council of Europe European Convention on the Legal Status of Children Born out of Wedlock which came into force in 1978.
Countries which ratify it must ensure that children born outside marriage are provided with legal rights as stipulated in the text of this convention. The convention was ratified by the UK in 1981 and by Ireland in 1988.
In the United States, one in five mothers has children by different fathers; among mothers with two or more children the figure is higher, with 28% having children with at least two different men. Such families are more common among Blacks and Hispanics and among the lower socioeconomic class.
However, in western society, the single parent family has been growing more accepted and has begun to make an impact on culture. Single parent families are more commonly single mother families than single father.
These families sometimes face difficult issues besides the fact that they have to rear their children on their own, for example, low income making it difficult to pay for rent, child care, and other necessities for a healthy and safe home.
Furthermore, there are families that consist of two mothers, two fathers, non-binary, trans, and queer folks raising children. This is made possible due to surrogacy, IVF, IUI, adoption, and other processes.
Domestic violence:
Main article: Domestic violence
Domestic violence (DV) is violence that happens within the family. The legal and social understanding of the concept of DV differs by culture. The definition of the term "domestic violence" varies, depending on the context in which it is used.
It may be defined differently in medical, legal, political or social contexts. The definitions have varied over time, and vary in different parts of the world.
The Convention on preventing and combating violence against women and domestic violence states that: "domestic violence" shall mean all acts of physical, sexual, psychological or economic violence that occur within the family or domestic unit or between former or current spouses or partners, whether or not the perpetrator shares or has shared the same residence with the victim.
In 1993, the United Nations Declaration on the Elimination of Violence against Women identified domestic violence as one of three contexts in which violence against women occurs, describing it as:
Family violence:
Family violence is a broader definition, often used to include child abuse, elder abuse, and other violent acts between family members.
Child abuse is defined by the WHO as:
Child maltreatment, sometimes referred to as child abuse and neglect, includes all forms of physical and emotional ill-treatment, sexual abuse, neglect, and exploitation that results in actual or potential harm to the child's health, development or dignity.
Within this broad definition, five subtypes can be distinguished:
There exists legislation to prevent and punish the occurrence of these offences. There are laws regarding familial sexual activity, which states that it is a criminal offence to have any kind of sexual relationship between one's grandparent, parent, sibling, aunt or uncle.
Elder abuse is, according to the WHO: "a single, or repeated act, or lack of appropriate action, occurring within any relationship where there is an expectation of trust which causes harm or distress to an older person".
Parental abuse of children (child abuse)
See also:
Child abuse is the physical, sexual or emotional maltreatment or neglect of a child or children. In the United States, the Centers for Disease Control and Prevention (CDC) and the Department for Children and Families (DCF) define child maltreatment as any act or series of acts of commission or omission by a parent or other caregiver that results in harm, potential for harm, or threat of harm to a child.
Child abuse can occur in a child's home, or in the organizations, schools or communities the child interacts with. There are four major categories of child abuse:
Parental abuse by children
Main article: Parental abuse by children
Abuse of parents by their children is a common but under reported and under-researched subject. A factor why this subject is under-researched is because of the overshadowing effect caused by parents abusing their children instead.
Parents are quite often subject to levels of childhood aggression in excess of normal childhood aggressive outbursts, typically in the form of verbal or physical abuse. Parents feel a sense of shame and humiliation to have that problem, so they rarely seek help and it is usually little or no help available anyway.
Elder abuse
Main article: Elder abuse
Elder abuse is "a single, or repeated act, or lack of appropriate action, occurring within any relationship where there is an expectation of trust, which causes harm or distress to an older person".
This definition has been adopted by the World Health Organization from a definition put forward by Action on Elder Abuse in the UK. Laws protecting the elderly from abuse are similar to, and related to, laws protecting dependent adults from abuse.
The core element to the harm of elder abuse is the "expectation of trust" of the older person toward their abuser. Thus, it includes harms by people the older person knows or with whom they have a relationship, such as a spouse, partner or family member, a friend or neighbor, or people that the older person relies on for services. Many forms of elder abuse are recognized as types of domestic violence or family violence.
Forced and child marriage:
Main articles:
Forced and child marriages are practiced in certain regions of the world, particularly in Asia and Africa, and these types of marriages are associated with a high rate of domestic violence.
A forced marriage is a marriage where one or both participants are married without their freely given consent.
The line between forced marriage and consensual marriage may become blurred, because the social norms of many cultures dictate that one should never oppose the desire of one's parents/relatives in regard to the choice of a spouse; in such cultures it is not necessary for violence, threats, intimidation etc. to occur, the person simply "consents" to the marriage even if they do not want it, out of the implied social pressure and duty.
The customs of bride price and dowry, that exist in parts of the world, can lead to buying and selling people into marriage.
A child marriage is a marriage where one or both spouses are under 18. Child marriage was common throughout history but is today condemned by international human rights organizations.
Child marriages are often arranged between the families of the future bride and groom, sometimes as soon as the girl is born. Child marriages can also occur in the context of marriage by abduction,
The concept of family honor:
Main article: Family honor
Further information: Culture of honor and Honor killing
Family honor is an abstract concept involving the perceived quality of worthiness and respectability that affects the social standing and the self-evaluation of a group of related people, both corporately and individually.
The family is viewed as the main source of honor and the community highly values the relationship between honor and the family. The conduct of family members reflects upon family honor and the way the family perceives itself, and is perceived by others.
In cultures of honor maintaining the family honor is often perceived as more important than either individual freedom, or individual achievement. In extreme cases, engaging in acts that are deemed to tarnish the honor of the family results in honor killings.
An honor killing is the homicide of a member of a family or social group by other members, due to the perpetrators' belief that the victim has brought shame or dishonor upon the family or community, usually for reasons such as:
Economic issues
A family is often part of a sharing economy with common ownership.
Dowry, bride price and dower.
Further information: Dowry, Bride price, and Dower
Dowry is property (money, goods, or estate) that a wife or wife's family gives to her husband when the wife and husband marry. Offering dowry was common in many cultures historically (including in Europe and North America), but this practice today is mostly restricted to some areas primarily in the Indian subcontinent.
Bride price, (also bride wealth or bride token), is property paid by the groom or his family to the parents of a woman upon the marriage of their daughter to the groom. It is practiced mostly in Sub-Saharan Africa, parts of South-East Asia (Thailand, Cambodia), and parts of Central Asia.
Dower is property given to the bride herself by the groom at the time of marriage, and which remains under her ownership and control.
Property regimes and taxation:
In some countries married couples benefit from various taxation advantages not available to a single person or to unmarried couples. For example, spouses may be allowed to average their combined incomes.
Some jurisdictions recognize common law marriage or de facto relations for this purposes. In some jurisdictions there is also an option of civil partnership or domestic partnership.
Different property regimes exist for spouses. In many countries, each marriage partner has the choice of keeping their property separate or combining properties.
In the latter case, called community property, when the marriage ends by divorce each owns half. In lieu of a will or trust, property owned by the deceased generally is inherited by the surviving spouse.
Rights and laws:
Further information: Right to family life
The family is enshrined in the Universal Declaration of Human Rights of 1948 by the United Nations:
The family is the natural and fundamental group unit of society and is entitled to protection by society and the State. — Universal Declaration of Human Rights, Article 16.3
Reproductive rights
Main article: Reproductive rights
Further information:
Reproductive rights are legal rights and freedoms relating to reproduction and reproductive health. These include the right to decide on issues regarding
According to UNFPA, reproductive rights "include the right to decide the number, timing and spacing of children, the right to voluntarily marry and establish a family, and the right to the highest attainable standard of health, among others".
Family planning refers to the factors that may be considered by individuals and couples in order for them to control their fertility, anticipate and attain the desired number of children and the spacing and timing of their births.
The state and church have been, and still are in some countries, involved in controlling the size of families, often using coercive methods, such as bans on contraception or abortion (where the policy is a natalist one—for example through tax on childlessness) or conversely, discriminatory policies against large families (e.g., China's one-child policy in place from 1978 to 2015) or even forced abortions.
Forced sterilization has often targeted ethnic minority groups, such as Roma women in Eastern Europe, or indigenous women in Peru (during the 1990s).
Parents' rights:
The parents' rights movement is a movement whose members are primarily interested in issues affecting parents and children related to family law, specifically parental rights and obligations.
Mothers' rights movements focus on maternal health, workplace issues such as:
The fathers' rights movement is a movement whose members are primarily interested in issues related to family law, including child custody and child support, that affect fathers and their children.
Children's rights:
Main article: Children's rights
Children's rights are the human rights of children, with particular attention to the rights of special protection and care afforded to minors, including their right to association with both parents, their right to human identity, their right to be provided in regard to their other basic needs, and their right to be free from violence and abuse.
Marriage rights:
Main article: Marriage law
Each jurisdiction has its own marriage laws. These laws differ significantly from country to country; and these laws are often controversial. Areas of controversy include women's rights as well as same-sex marriage.
Legal reforms:
Legal reforms to family laws have taken place in many countries during the past few decades. These dealt primarily with gender equality within marriage and with divorce laws.
Women have been given equal rights in marriage in many countries, reversing older family laws based on the dominant legal role of the husband. Coverture, which was enshrined in the common law of England and the US for several centuries and throughout most of the 19th century, was abolished.
In some European countries the changes that lead to gender equality were slower. The period of 1975–1979 saw a major overhaul of family laws in countries such as the following countries:
In 1978, the Council of Europe passed the Resolution (78) 37 on equality of spouses in civil law. Among the last European countries to establish full gender equality in marriage were Switzerland.
In 1985, a referendum guaranteed women legal equality with men within marriage. The new reforms came into force in January 1988. In Greece, in 1983, legislation was passed guaranteeing equality between spouses, abolishing dowry, and ending legal discrimination against illegitimate children.
In 1981, Spain abolished the requirement that married women must have their husbands' permission to initiate judicial proceedings the Netherlands, and France in the 1980s.
In recent decades, the marital power has also been abolished in African countries that had this doctrine, but many African countries that were former French colonies still have discriminatory laws in their marriages regulations, such regulations originating in the Napoleonic Code that has inspired these laws.
In some countries (predominantly Roman Catholic) divorce was legalized only recently (e.g.:
The laws pertaining to the situation of children born outside marriage have also been revised in many countries (see Legitimacy (family law)).
Health:
Family medicine:
Main article: Family medicine
Family medicine is a medical specialty devoted to comprehensive health care for people of all ages; it is based on knowledge of the patient in the context of the family and the community, emphasizing disease prevention and health promotion. The importance of family medicine is being increasingly recognized.
Maternal mortality:
Main article: Maternal mortality
Maternal mortality or maternal death is defined by WHO as "the death of a woman while pregnant or within 42 days of termination of pregnancy, irrespective of the duration and site of the pregnancy, from any cause related to or aggravated by the pregnancy or its management but not from accidental or incidental causes."
Historically, maternal mortality was a major cause of women's death. In recent decades, advances in healthcare have resulted in rates of maternal mortality having dropped dramatically, especially in Western countries. Maternal mortality however remains a serious problem in many African and Asian counties.
Infant and child mortality:
Main articles: Infant mortality and Child mortality
Infant mortality is the death of a child less than one year of age. Child mortality is the death of a child before the child's fifth birthday. Like maternal mortality, infant and child mortality were common throughout history, but have decreased significantly in modern times.
Politics:
While in many parts of the world family policies seek to promote a gender-equal organization of the family life, in others the male-dominated family continues to be the official policy of the authorities, which is also supported by law.
For instance, the Civil Code of Iran states at Article 1105: "In relations between husband and wife; the position of the head of the family is the exclusive right of the husband".
In some parts of the world, some governments promote a specific form of family, such as that based on traditional family values.
The term "family values" is often used in political discourse in some countries, its general meaning being that of traditional or cultural values that pertain to the family's structure, function, roles, beliefs, attitudes, and ideals, usually involving the "traditional family"—a middle-class family with a breadwinner father and a homemaker mother, raising their biological children.
Any deviation from this family model is considered a "nontraditional family". These family ideals are often advanced through policies such as marriage promotion. Some jurisdictions outlaw practices which they deem as socially or religiously unacceptable, such as fornication, cohabitation or adultery.
Work–family balance:
Further information: Work–family balance in the United States
Work–family balance is a concept involving proper prioritizing between work/career and family life. It includes issues relating to the way how work and families intersect and influence each other.
At a political level, it is reflected through policies such as maternity leave and paternity leave.
Since the 1950s, social scientists as well as feminists have increasingly criticized gendered arrangements of work and care, and the male breadwinner role, and policies are increasingly targeting men as fathers, as a tool of changing gender relations.
Protection of private and family life:
Article 8 of the European Convention on Human Rights provides a right to respect for one's "private and family life, his home and his correspondence", subject to certain restrictions that are "in accordance with law" and "necessary in a democratic society".
Article 8 – Right to respect for private and family life
1. Everyone has the right to respect for his private and family life, his home and his correspondence.
2. There shall be no interference by a public authority with the exercise of this right except such as is in accordance with the law and is necessary in a democratic society in the interests of national security, public safety or the economic well-being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedom of others.
Criticism:
An early opponent of the family was Socrates whose position was outlined by Plato in The Republic. In Book 5 of The Republic, Socrates tells his interlocutors that a just city is one in which citizens have no family ties.
The Russian-American rationalist and individualist philosopher, novelist and playwright Ayn Rand compared partiality towards consanguinity with racism, as a small-scale manifestation of the latter: "The worship of the family is merely racism, like a crudely primitive first installment on the worship of the tribe. It places the accident of birth above a man's values and duty to the tribe above a man's right to his own life." Additionally, she spoke in favor of childfree lifestyle, while following it herself.
The family and social justice:
One of the controversies regarding the family is the application of the concept of social justice to the private sphere of family relations, in particular with regard to the rights of women and children.
Throughout much of the history, most philosophers who advocated for social justice focused on the public political arena, not on the family structures; with the family often being seen as a separate entity which needed to be protected from outside state intrusion.
One notable exception was John Stuart Mill, who, in his work The Subjection of Women, advocated for greater rights for women within marriage and family. Second wave feminists argued that the personal is political, stating that there are strong connections between personal experiences and the larger social and political structures.
In the context of the feminist movement of the 1960s and 1970s, this was a challenge to the nuclear family and family values, as they were understood then. Feminists focused on domestic violence, arguing that the reluctance—in law or in practice—of the state to intervene and offer protection to women who have been abused within the family, is in violation of women's human rights, and is the result of an ideology which places family relations outside the conceptual framework of human rights.
Global trends in family composition:
Statistics from an infographic by Olivier Ballou showed that, in 2013, just over 40% of US babies were born outside marriage. The Census bureau estimated that 27% of all children lived in a fatherless home.
Europe has seen a surge in child-free adults. One in five 40-something women are childless in Sweden and in Switzerland, in Italy one in four, in Berlin one in three. So-called traditional societies are seeing the same trend. About one-sixth of Japanese women in their forties have never married and about 30% of all women that age are childless.
Infographic Olivier Ballou (AEI)
However, Swedish statisticians reported in 2013 that, in contrast to many countries, since the 2000s, fewer children have experienced their parents' separation, childlessness had decreased in Sweden and marriages had increased. It had also become more common for couples to have a third child suggesting that the nuclear family was no longer in decline in Sweden.
See also:
In the Western World, marriages are no longer arranged for economic, social or political gain, and children are no longer expected to contribute to family income. Instead, people choose mates based on love. This increased role of love indicates a societal shift toward favoring emotional fulfilment and relationships within a family, and this shift necessarily weakens the institution of the family.
Margaret Mead considers the family as a main safeguard to continuing human progress. Observing, "Human beings have learned, laboriously, to be human", she adds: "we hold our present form of humanity on trust, [and] it is possible to lose it" ... "It is not without significance that the most successful large-scale abrogations of the family have occurred not among simple savages, living close to the subsistence edge, but among great nations and strong empires, the resources of which were ample, the populations huge, and the power almost unlimited"
Many countries (particularly Western) have, in recent years, changed their family laws in order to accommodate diverse family models. For instance, in the United Kingdom, in Scotland, the Family Law (Scotland) Act 2006 provides cohabitants with some limited rights.
In 2010, Ireland enacted the Civil Partnership and Certain Rights and Obligations of Cohabitants Act 2010. There have also been moves at an international level, most notably, the Council of Europe European Convention on the Legal Status of Children Born out of Wedlock which came into force in 1978.
Countries which ratify it must ensure that children born outside marriage are provided with legal rights as stipulated in the text of this convention. The convention was ratified by the UK in 1981 and by Ireland in 1988.
In the United States, one in five mothers has children by different fathers; among mothers with two or more children the figure is higher, with 28% having children with at least two different men. Such families are more common among Blacks and Hispanics and among the lower socioeconomic class.
However, in western society, the single parent family has been growing more accepted and has begun to make an impact on culture. Single parent families are more commonly single mother families than single father.
These families sometimes face difficult issues besides the fact that they have to rear their children on their own, for example, low income making it difficult to pay for rent, child care, and other necessities for a healthy and safe home.
Furthermore, there are families that consist of two mothers, two fathers, non-binary, trans, and queer folks raising children. This is made possible due to surrogacy, IVF, IUI, adoption, and other processes.
Domestic violence:
Main article: Domestic violence
Domestic violence (DV) is violence that happens within the family. The legal and social understanding of the concept of DV differs by culture. The definition of the term "domestic violence" varies, depending on the context in which it is used.
It may be defined differently in medical, legal, political or social contexts. The definitions have varied over time, and vary in different parts of the world.
The Convention on preventing and combating violence against women and domestic violence states that: "domestic violence" shall mean all acts of physical, sexual, psychological or economic violence that occur within the family or domestic unit or between former or current spouses or partners, whether or not the perpetrator shares or has shared the same residence with the victim.
In 1993, the United Nations Declaration on the Elimination of Violence against Women identified domestic violence as one of three contexts in which violence against women occurs, describing it as:
- Physical,
- sexual
- and psychological violence occurring in the family, including
- battering,
- sexual abuse of female children in the household,
- dowry-related violence,
- marital rape,
- female genital mutilation
- and other traditional practices harmful to women,
- such as non-spousal violence and violence related to exploitation.
Family violence:
Family violence is a broader definition, often used to include child abuse, elder abuse, and other violent acts between family members.
Child abuse is defined by the WHO as:
Child maltreatment, sometimes referred to as child abuse and neglect, includes all forms of physical and emotional ill-treatment, sexual abuse, neglect, and exploitation that results in actual or potential harm to the child's health, development or dignity.
Within this broad definition, five subtypes can be distinguished:
- physical abuse;
- sexual abuse;
- neglect and negligent treatment;
- emotional abuse;
- and exploitation.
There exists legislation to prevent and punish the occurrence of these offences. There are laws regarding familial sexual activity, which states that it is a criminal offence to have any kind of sexual relationship between one's grandparent, parent, sibling, aunt or uncle.
Elder abuse is, according to the WHO: "a single, or repeated act, or lack of appropriate action, occurring within any relationship where there is an expectation of trust which causes harm or distress to an older person".
Parental abuse of children (child abuse)
See also:
Child abuse is the physical, sexual or emotional maltreatment or neglect of a child or children. In the United States, the Centers for Disease Control and Prevention (CDC) and the Department for Children and Families (DCF) define child maltreatment as any act or series of acts of commission or omission by a parent or other caregiver that results in harm, potential for harm, or threat of harm to a child.
Child abuse can occur in a child's home, or in the organizations, schools or communities the child interacts with. There are four major categories of child abuse:
Parental abuse by children
Main article: Parental abuse by children
Abuse of parents by their children is a common but under reported and under-researched subject. A factor why this subject is under-researched is because of the overshadowing effect caused by parents abusing their children instead.
Parents are quite often subject to levels of childhood aggression in excess of normal childhood aggressive outbursts, typically in the form of verbal or physical abuse. Parents feel a sense of shame and humiliation to have that problem, so they rarely seek help and it is usually little or no help available anyway.
Elder abuse
Main article: Elder abuse
Elder abuse is "a single, or repeated act, or lack of appropriate action, occurring within any relationship where there is an expectation of trust, which causes harm or distress to an older person".
This definition has been adopted by the World Health Organization from a definition put forward by Action on Elder Abuse in the UK. Laws protecting the elderly from abuse are similar to, and related to, laws protecting dependent adults from abuse.
The core element to the harm of elder abuse is the "expectation of trust" of the older person toward their abuser. Thus, it includes harms by people the older person knows or with whom they have a relationship, such as a spouse, partner or family member, a friend or neighbor, or people that the older person relies on for services. Many forms of elder abuse are recognized as types of domestic violence or family violence.
Forced and child marriage:
Main articles:
Forced and child marriages are practiced in certain regions of the world, particularly in Asia and Africa, and these types of marriages are associated with a high rate of domestic violence.
A forced marriage is a marriage where one or both participants are married without their freely given consent.
The line between forced marriage and consensual marriage may become blurred, because the social norms of many cultures dictate that one should never oppose the desire of one's parents/relatives in regard to the choice of a spouse; in such cultures it is not necessary for violence, threats, intimidation etc. to occur, the person simply "consents" to the marriage even if they do not want it, out of the implied social pressure and duty.
The customs of bride price and dowry, that exist in parts of the world, can lead to buying and selling people into marriage.
A child marriage is a marriage where one or both spouses are under 18. Child marriage was common throughout history but is today condemned by international human rights organizations.
Child marriages are often arranged between the families of the future bride and groom, sometimes as soon as the girl is born. Child marriages can also occur in the context of marriage by abduction,
The concept of family honor:
Main article: Family honor
Further information: Culture of honor and Honor killing
Family honor is an abstract concept involving the perceived quality of worthiness and respectability that affects the social standing and the self-evaluation of a group of related people, both corporately and individually.
The family is viewed as the main source of honor and the community highly values the relationship between honor and the family. The conduct of family members reflects upon family honor and the way the family perceives itself, and is perceived by others.
In cultures of honor maintaining the family honor is often perceived as more important than either individual freedom, or individual achievement. In extreme cases, engaging in acts that are deemed to tarnish the honor of the family results in honor killings.
An honor killing is the homicide of a member of a family or social group by other members, due to the perpetrators' belief that the victim has brought shame or dishonor upon the family or community, usually for reasons such as:
- refusing to enter an arranged marriage,
- being in a relationship that is disapproved by their relatives,
- having sex outside marriage,
- becoming the victim of rape,
- dressing in ways which are deemed inappropriate,
- or engaging in homosexual relations.
Economic issues
A family is often part of a sharing economy with common ownership.
Dowry, bride price and dower.
Further information: Dowry, Bride price, and Dower
Dowry is property (money, goods, or estate) that a wife or wife's family gives to her husband when the wife and husband marry. Offering dowry was common in many cultures historically (including in Europe and North America), but this practice today is mostly restricted to some areas primarily in the Indian subcontinent.
Bride price, (also bride wealth or bride token), is property paid by the groom or his family to the parents of a woman upon the marriage of their daughter to the groom. It is practiced mostly in Sub-Saharan Africa, parts of South-East Asia (Thailand, Cambodia), and parts of Central Asia.
Dower is property given to the bride herself by the groom at the time of marriage, and which remains under her ownership and control.
Property regimes and taxation:
In some countries married couples benefit from various taxation advantages not available to a single person or to unmarried couples. For example, spouses may be allowed to average their combined incomes.
Some jurisdictions recognize common law marriage or de facto relations for this purposes. In some jurisdictions there is also an option of civil partnership or domestic partnership.
Different property regimes exist for spouses. In many countries, each marriage partner has the choice of keeping their property separate or combining properties.
In the latter case, called community property, when the marriage ends by divorce each owns half. In lieu of a will or trust, property owned by the deceased generally is inherited by the surviving spouse.
Rights and laws:
Further information: Right to family life
The family is enshrined in the Universal Declaration of Human Rights of 1948 by the United Nations:
The family is the natural and fundamental group unit of society and is entitled to protection by society and the State. — Universal Declaration of Human Rights, Article 16.3
Reproductive rights
Main article: Reproductive rights
Further information:
Reproductive rights are legal rights and freedoms relating to reproduction and reproductive health. These include the right to decide on issues regarding
- the number of children born,
- family planning,
- contraception,
- and private life,
- free from coercion and discrimination;
- as well as the right to access health services and adequate information.
According to UNFPA, reproductive rights "include the right to decide the number, timing and spacing of children, the right to voluntarily marry and establish a family, and the right to the highest attainable standard of health, among others".
Family planning refers to the factors that may be considered by individuals and couples in order for them to control their fertility, anticipate and attain the desired number of children and the spacing and timing of their births.
The state and church have been, and still are in some countries, involved in controlling the size of families, often using coercive methods, such as bans on contraception or abortion (where the policy is a natalist one—for example through tax on childlessness) or conversely, discriminatory policies against large families (e.g., China's one-child policy in place from 1978 to 2015) or even forced abortions.
Forced sterilization has often targeted ethnic minority groups, such as Roma women in Eastern Europe, or indigenous women in Peru (during the 1990s).
Parents' rights:
The parents' rights movement is a movement whose members are primarily interested in issues affecting parents and children related to family law, specifically parental rights and obligations.
Mothers' rights movements focus on maternal health, workplace issues such as:
- labor rights,
- breastfeeding,
- and rights in family law.
The fathers' rights movement is a movement whose members are primarily interested in issues related to family law, including child custody and child support, that affect fathers and their children.
Children's rights:
Main article: Children's rights
Children's rights are the human rights of children, with particular attention to the rights of special protection and care afforded to minors, including their right to association with both parents, their right to human identity, their right to be provided in regard to their other basic needs, and their right to be free from violence and abuse.
Marriage rights:
Main article: Marriage law
Each jurisdiction has its own marriage laws. These laws differ significantly from country to country; and these laws are often controversial. Areas of controversy include women's rights as well as same-sex marriage.
Legal reforms:
Legal reforms to family laws have taken place in many countries during the past few decades. These dealt primarily with gender equality within marriage and with divorce laws.
Women have been given equal rights in marriage in many countries, reversing older family laws based on the dominant legal role of the husband. Coverture, which was enshrined in the common law of England and the US for several centuries and throughout most of the 19th century, was abolished.
In some European countries the changes that lead to gender equality were slower. The period of 1975–1979 saw a major overhaul of family laws in countries such as the following countries:
- Italy,
- Spain,
- Austria,
- West Germany,
- and Portugal.
In 1978, the Council of Europe passed the Resolution (78) 37 on equality of spouses in civil law. Among the last European countries to establish full gender equality in marriage were Switzerland.
In 1985, a referendum guaranteed women legal equality with men within marriage. The new reforms came into force in January 1988. In Greece, in 1983, legislation was passed guaranteeing equality between spouses, abolishing dowry, and ending legal discrimination against illegitimate children.
In 1981, Spain abolished the requirement that married women must have their husbands' permission to initiate judicial proceedings the Netherlands, and France in the 1980s.
In recent decades, the marital power has also been abolished in African countries that had this doctrine, but many African countries that were former French colonies still have discriminatory laws in their marriages regulations, such regulations originating in the Napoleonic Code that has inspired these laws.
In some countries (predominantly Roman Catholic) divorce was legalized only recently (e.g.:
- Italy (1970),
- Portugal (1975),
- Brazil (1977),
- Spain (1981),
- Argentina (1987),
- Ireland (1996),
- Chile (2004)
- and Malta (2011)) although annulment and legal separation were options.
- The Philippines still does not allow divorce. (see Divorce law by country).
The laws pertaining to the situation of children born outside marriage have also been revised in many countries (see Legitimacy (family law)).
Health:
Family medicine:
Main article: Family medicine
Family medicine is a medical specialty devoted to comprehensive health care for people of all ages; it is based on knowledge of the patient in the context of the family and the community, emphasizing disease prevention and health promotion. The importance of family medicine is being increasingly recognized.
Maternal mortality:
Main article: Maternal mortality
Maternal mortality or maternal death is defined by WHO as "the death of a woman while pregnant or within 42 days of termination of pregnancy, irrespective of the duration and site of the pregnancy, from any cause related to or aggravated by the pregnancy or its management but not from accidental or incidental causes."
Historically, maternal mortality was a major cause of women's death. In recent decades, advances in healthcare have resulted in rates of maternal mortality having dropped dramatically, especially in Western countries. Maternal mortality however remains a serious problem in many African and Asian counties.
Infant and child mortality:
Main articles: Infant mortality and Child mortality
Infant mortality is the death of a child less than one year of age. Child mortality is the death of a child before the child's fifth birthday. Like maternal mortality, infant and child mortality were common throughout history, but have decreased significantly in modern times.
Politics:
While in many parts of the world family policies seek to promote a gender-equal organization of the family life, in others the male-dominated family continues to be the official policy of the authorities, which is also supported by law.
For instance, the Civil Code of Iran states at Article 1105: "In relations between husband and wife; the position of the head of the family is the exclusive right of the husband".
In some parts of the world, some governments promote a specific form of family, such as that based on traditional family values.
The term "family values" is often used in political discourse in some countries, its general meaning being that of traditional or cultural values that pertain to the family's structure, function, roles, beliefs, attitudes, and ideals, usually involving the "traditional family"—a middle-class family with a breadwinner father and a homemaker mother, raising their biological children.
Any deviation from this family model is considered a "nontraditional family". These family ideals are often advanced through policies such as marriage promotion. Some jurisdictions outlaw practices which they deem as socially or religiously unacceptable, such as fornication, cohabitation or adultery.
Work–family balance:
Further information: Work–family balance in the United States
Work–family balance is a concept involving proper prioritizing between work/career and family life. It includes issues relating to the way how work and families intersect and influence each other.
At a political level, it is reflected through policies such as maternity leave and paternity leave.
Since the 1950s, social scientists as well as feminists have increasingly criticized gendered arrangements of work and care, and the male breadwinner role, and policies are increasingly targeting men as fathers, as a tool of changing gender relations.
Protection of private and family life:
Article 8 of the European Convention on Human Rights provides a right to respect for one's "private and family life, his home and his correspondence", subject to certain restrictions that are "in accordance with law" and "necessary in a democratic society".
Article 8 – Right to respect for private and family life
1. Everyone has the right to respect for his private and family life, his home and his correspondence.
2. There shall be no interference by a public authority with the exercise of this right except such as is in accordance with the law and is necessary in a democratic society in the interests of national security, public safety or the economic well-being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedom of others.
Criticism:
An early opponent of the family was Socrates whose position was outlined by Plato in The Republic. In Book 5 of The Republic, Socrates tells his interlocutors that a just city is one in which citizens have no family ties.
The Russian-American rationalist and individualist philosopher, novelist and playwright Ayn Rand compared partiality towards consanguinity with racism, as a small-scale manifestation of the latter: "The worship of the family is merely racism, like a crudely primitive first installment on the worship of the tribe. It places the accident of birth above a man's values and duty to the tribe above a man's right to his own life." Additionally, she spoke in favor of childfree lifestyle, while following it herself.
The family and social justice:
One of the controversies regarding the family is the application of the concept of social justice to the private sphere of family relations, in particular with regard to the rights of women and children.
Throughout much of the history, most philosophers who advocated for social justice focused on the public political arena, not on the family structures; with the family often being seen as a separate entity which needed to be protected from outside state intrusion.
One notable exception was John Stuart Mill, who, in his work The Subjection of Women, advocated for greater rights for women within marriage and family. Second wave feminists argued that the personal is political, stating that there are strong connections between personal experiences and the larger social and political structures.
In the context of the feminist movement of the 1960s and 1970s, this was a challenge to the nuclear family and family values, as they were understood then. Feminists focused on domestic violence, arguing that the reluctance—in law or in practice—of the state to intervene and offer protection to women who have been abused within the family, is in violation of women's human rights, and is the result of an ideology which places family relations outside the conceptual framework of human rights.
Global trends in family composition:
Statistics from an infographic by Olivier Ballou showed that, in 2013, just over 40% of US babies were born outside marriage. The Census bureau estimated that 27% of all children lived in a fatherless home.
Europe has seen a surge in child-free adults. One in five 40-something women are childless in Sweden and in Switzerland, in Italy one in four, in Berlin one in three. So-called traditional societies are seeing the same trend. About one-sixth of Japanese women in their forties have never married and about 30% of all women that age are childless.
Infographic Olivier Ballou (AEI)
However, Swedish statisticians reported in 2013 that, in contrast to many countries, since the 2000s, fewer children have experienced their parents' separation, childlessness had decreased in Sweden and marriages had increased. It had also become more common for couples to have a third child suggesting that the nuclear family was no longer in decline in Sweden.
See also:
Neighborhood
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- YouTube Video: How to start your own neighborhood watch in Orange County
A neighbourhood (Commonwealth English) or neighborhood (American English) is a geographically localized community within a larger city, town, suburb or rural area, sometimes consisting of a single street and the buildings lining it.
Neighbourhoods are often social communities with considerable face-to-face interaction among members. Researchers have not agreed on an exact definition, but the following may serve as a starting point:
"Neighbourhood is generally defined spatially as a specific geographic area and functionally as a set of social networks. Neighbourhoods, then, are the spatial units in which face-to-face social interactions occur—the personal settings and situations where residents seek to realise common values, socialise youth, and maintain effective social control."
Preindustrial cities:
In the words of the urban scholar Lewis Mumford, "Neighborhoods, in some annoying, inchoate fashion exist wherever human beings congregate, in permanent family dwellings; and many of the functions of the city tend to be distributed naturally—that is, without any theoretical preoccupation or political direction—into neighborhoods."
Most of the earliest cities around the world as excavated by archaeologists have evidence for the presence of social neighbourhoods. Historical documents shed light on neighbourhood life in numerous historical preindustrial or nonwestern cities.
Neighbourhoods are typically generated by social interaction among people living near one another. In this sense they are local social units larger than households not directly under the control of city or state officials. In some preindustrial urban traditions, basic municipal functions such as protection, social regulation of births and marriages, cleaning and upkeep are handled informally by neighbourhoods and not by urban governments; this pattern is well documented for historical Islamic cities.
In addition to social neighbourhoods, most ancient and historical cities also had administrative districts used by officials for taxation, record-keeping, and social control.
Administrative districts are typically larger than neighbourhoods and their boundaries may cut across neighbourhood divisions. In some cases, however, administrative districts coincided with neighbourhoods, leading to a high level of regulation of social life by officials.
For example, in the Tang period Chinese capital city Chang'an, neighbourhoods were districts and there were state officials who carefully controlled life and activity at the neighbourhood level.
Neighbourhoods in preindustrial cities often had some degree of social specialisation or differentiation. Ethnic neighbourhoods were important in many past cities and remain common in cities today. Economic specialists, including craft producers, merchants, and others, could be concentrated in neighbourhoods, and in societies with religious pluralism neighbourhoods were often specialised by religion.
One factor contributing to neighbourhood distinctiveness and social cohesion in past cities was the role of rural to urban migration. This was a continual process in preindustrial cities, and migrants tended to move in with relatives and acquaintances from their rural past.
Sociology:
Neighbourhood sociology is a subfield of urban sociology which studies local communities Neighbourhoods are also used in research studies from postal codes and health disparities, to correlations with school drop out rates or use of drugs. Some attention has also been devoted to viewing the neighbourhood as a small-scale democracy, regulated primarily by ideas of reciprocity among neighbours.
Improvement:
Neighbourhoods have been the site of service delivery or "service interventions" in part as efforts to provide local, quality services, and to increase the degree of local control and ownership
Alfred Kahn, as early as the mid-1970s, described the "experience, theory and fads" of neighbourhood service delivery over the prior decade, including discussion of income transfers and poverty.
Neighbourhoods, as a core aspect of community, also are the site of services for youth, including children with disabilities and coordinated approaches to low-income populations.
While the term neighbourhood organisation is not as common in 2015, these organisations often are non-profit, sometimes grassroots or even core funded community development centres or branches.
Community and economic development activists have pressured for reinvestment in local communities and neighbourhoods. In the early 2000s, Community Development Corporations, Rehabilitation Networks, Neighbourhood Development Corporations, and Economic Development organisations would work together to address the housing stock and the infrastructures of communities and neighbourhoods (e.g., community centres).
Community and Economic Development may be understood in different ways, and may involve "faith-based" groups and congregations in cities.
As a unit in urban design:
In the 1900s, Clarence Perry described the idea of a neighbourhood unit as a self-contained residential area within a city. The concept is still influential in New Urbanism. Practitioners seek to revive traditional sociability in planned suburban housing based on a set of principles.
At the same time, the neighbourhood is a site of interventions to create Age-Friendly Cities and Communities (AFCC) as many older adults tend to have narrower life space. Urban design studies thus use neighbourhood as a unit of analysis.
Neighbourhoods around the world:
Asia -- China
In mainland China, the term is generally used for the urban administrative division found immediately below the district level, although an intermediate, subdistrict level exists in some cities.
They are also called streets (administrative terminology may vary from city to city). Neighbourhoods encompass 2,000 to 10,000 families. Within neighbourhoods, families are grouped into smaller residential units or quarters of 100 to 600 families and supervised by a residents' committee; these are subdivided into residents' small groups of fifteen to forty families.
In most urban areas of China, neighbourhood, community, residential community, residential unit, residential quarter have the same meaning: 社区 or 小区 or 居民区 or 居住区, and is the direct sublevel of a subdistrict (街道办事处), which is the direct sublevel of a district (区), which is the direct sublevel of a city (市).
(See Administrative divisions of the People's Republic of China)
Europe -- United Kingdom
The term has no general official or statistical purpose in the United Kingdom, but is often used by local boroughs for self-chosen sub-divisions of their area for the delivery of various services and functions, as for example in Kingston-upon-Thames or is used as an informal term to refer to a small area within a town or city.
The label is commonly used to refer to organisations which relate to such a very local structure, such as neighbourhood policing or Neighbourhood watch schemes.
In addition, government statistics for local areas are often referred to as neighbourhood statistics, although the data themselves are broken down usually into districts and wards for local purposes. In many parts of the UK wards are roughly equivalent to neighbourhoods or a combination of them.
North America:
In the United States and Canada, neighbourhoods are often given official or semi-official status through neighbourhood associations, neighbourhood watches or block watches. These may regulate such matters as lawn care and fence height, and they may provide such services as block parties, neighbourhood parks and community security.
In some other places the equivalent organization is the parish, though a parish may have several neighbourhoods within it depending on the area.
In localities where neighbourhoods do not have an official status, questions can arise as to where one neighbourhood begins and another ends. Many cities use districts and wards as official divisions of the city, rather than traditional neighbourhood boundaries. ZIP Code boundaries and post office names also sometimes reflect neighbourhood identities.
See also:
Neighbourhoods are often social communities with considerable face-to-face interaction among members. Researchers have not agreed on an exact definition, but the following may serve as a starting point:
"Neighbourhood is generally defined spatially as a specific geographic area and functionally as a set of social networks. Neighbourhoods, then, are the spatial units in which face-to-face social interactions occur—the personal settings and situations where residents seek to realise common values, socialise youth, and maintain effective social control."
Preindustrial cities:
In the words of the urban scholar Lewis Mumford, "Neighborhoods, in some annoying, inchoate fashion exist wherever human beings congregate, in permanent family dwellings; and many of the functions of the city tend to be distributed naturally—that is, without any theoretical preoccupation or political direction—into neighborhoods."
Most of the earliest cities around the world as excavated by archaeologists have evidence for the presence of social neighbourhoods. Historical documents shed light on neighbourhood life in numerous historical preindustrial or nonwestern cities.
Neighbourhoods are typically generated by social interaction among people living near one another. In this sense they are local social units larger than households not directly under the control of city or state officials. In some preindustrial urban traditions, basic municipal functions such as protection, social regulation of births and marriages, cleaning and upkeep are handled informally by neighbourhoods and not by urban governments; this pattern is well documented for historical Islamic cities.
In addition to social neighbourhoods, most ancient and historical cities also had administrative districts used by officials for taxation, record-keeping, and social control.
Administrative districts are typically larger than neighbourhoods and their boundaries may cut across neighbourhood divisions. In some cases, however, administrative districts coincided with neighbourhoods, leading to a high level of regulation of social life by officials.
For example, in the Tang period Chinese capital city Chang'an, neighbourhoods were districts and there were state officials who carefully controlled life and activity at the neighbourhood level.
Neighbourhoods in preindustrial cities often had some degree of social specialisation or differentiation. Ethnic neighbourhoods were important in many past cities and remain common in cities today. Economic specialists, including craft producers, merchants, and others, could be concentrated in neighbourhoods, and in societies with religious pluralism neighbourhoods were often specialised by religion.
One factor contributing to neighbourhood distinctiveness and social cohesion in past cities was the role of rural to urban migration. This was a continual process in preindustrial cities, and migrants tended to move in with relatives and acquaintances from their rural past.
Sociology:
Neighbourhood sociology is a subfield of urban sociology which studies local communities Neighbourhoods are also used in research studies from postal codes and health disparities, to correlations with school drop out rates or use of drugs. Some attention has also been devoted to viewing the neighbourhood as a small-scale democracy, regulated primarily by ideas of reciprocity among neighbours.
Improvement:
Neighbourhoods have been the site of service delivery or "service interventions" in part as efforts to provide local, quality services, and to increase the degree of local control and ownership
Alfred Kahn, as early as the mid-1970s, described the "experience, theory and fads" of neighbourhood service delivery over the prior decade, including discussion of income transfers and poverty.
Neighbourhoods, as a core aspect of community, also are the site of services for youth, including children with disabilities and coordinated approaches to low-income populations.
While the term neighbourhood organisation is not as common in 2015, these organisations often are non-profit, sometimes grassroots or even core funded community development centres or branches.
Community and economic development activists have pressured for reinvestment in local communities and neighbourhoods. In the early 2000s, Community Development Corporations, Rehabilitation Networks, Neighbourhood Development Corporations, and Economic Development organisations would work together to address the housing stock and the infrastructures of communities and neighbourhoods (e.g., community centres).
Community and Economic Development may be understood in different ways, and may involve "faith-based" groups and congregations in cities.
As a unit in urban design:
In the 1900s, Clarence Perry described the idea of a neighbourhood unit as a self-contained residential area within a city. The concept is still influential in New Urbanism. Practitioners seek to revive traditional sociability in planned suburban housing based on a set of principles.
At the same time, the neighbourhood is a site of interventions to create Age-Friendly Cities and Communities (AFCC) as many older adults tend to have narrower life space. Urban design studies thus use neighbourhood as a unit of analysis.
Neighbourhoods around the world:
Asia -- China
In mainland China, the term is generally used for the urban administrative division found immediately below the district level, although an intermediate, subdistrict level exists in some cities.
They are also called streets (administrative terminology may vary from city to city). Neighbourhoods encompass 2,000 to 10,000 families. Within neighbourhoods, families are grouped into smaller residential units or quarters of 100 to 600 families and supervised by a residents' committee; these are subdivided into residents' small groups of fifteen to forty families.
In most urban areas of China, neighbourhood, community, residential community, residential unit, residential quarter have the same meaning: 社区 or 小区 or 居民区 or 居住区, and is the direct sublevel of a subdistrict (街道办事处), which is the direct sublevel of a district (区), which is the direct sublevel of a city (市).
(See Administrative divisions of the People's Republic of China)
Europe -- United Kingdom
The term has no general official or statistical purpose in the United Kingdom, but is often used by local boroughs for self-chosen sub-divisions of their area for the delivery of various services and functions, as for example in Kingston-upon-Thames or is used as an informal term to refer to a small area within a town or city.
The label is commonly used to refer to organisations which relate to such a very local structure, such as neighbourhood policing or Neighbourhood watch schemes.
In addition, government statistics for local areas are often referred to as neighbourhood statistics, although the data themselves are broken down usually into districts and wards for local purposes. In many parts of the UK wards are roughly equivalent to neighbourhoods or a combination of them.
North America:
In the United States and Canada, neighbourhoods are often given official or semi-official status through neighbourhood associations, neighbourhood watches or block watches. These may regulate such matters as lawn care and fence height, and they may provide such services as block parties, neighbourhood parks and community security.
In some other places the equivalent organization is the parish, though a parish may have several neighbourhoods within it depending on the area.
In localities where neighbourhoods do not have an official status, questions can arise as to where one neighbourhood begins and another ends. Many cities use districts and wards as official divisions of the city, rather than traditional neighbourhood boundaries. ZIP Code boundaries and post office names also sometimes reflect neighbourhood identities.
See also:
- Barangay (Philippines)
- Barrio (Spanish)
- Bairro (Portuguese)
- Block Parent Program (Canada)
- Borough
- Census-designated place
- Committees for the Defense of the Revolution (Cuba)
- Community
- Comparison of Home Owners' and Civic Associations
- Electoral precinct
- Frazione (Italian)
- Homeowners' association
- Kiez (German)
- Komshi (Balkan states during the Ottoman Empire)
- Mahalle
- Mister Rogers' Neighborhood
- Neighbourhood Watch
- New urbanism
- Pedestrian village
- Quarter
- Residential community
- Suburbs
- Unincorporated community
- Viertel (disambiguation) (German)
Family Values
- YouTube Video: Jamie and Eddie in Blue Bloods: Eddies first family dinner
- YouTube Video: Creating Family Values: Parents and Professionals
- YouTube Video: Traditional Family Values Vs Modern Family Values | Q&A
* -- above photo: How to instill family values that align with your own
By Elizabeth Perry, ACC November 19, 202
Click on the following to Jump to that section:
A huge chunk of your day is spent at work. But for many people, most of their time outside of work is spent with their families.How that time is spent — and the quality of that time — is often informed by family values.
Not all families consciously instill values in their members. Often, family values get passed down from generation to generation implicitly. Those values don’t ever get questioned, even if they’re not the right fit for the current generation.
But family values have the power to shape the people you, your partner, your children, and anyone else who is part of your family unit. Whether you’ve explicitly outlined those values or not, they’re present. And once you take ownership of those values, you can shape them to be in line with what you envision your family to be.
Let’s define family values, why they’re important, and how you can instill them into your family starting today.
What are family values?
Family values are similar to personal values or work values, but they include the entire family. Regardless of what your family looks like, how many parents and children it may (or may not include), these values inform family life and how you deal with challenges as a unit.
They also establish the value system under which children grow up and everyone (old and young) mature and develop as individuals. Family values can guide your entire family to become the kind of people you want to be. And ultimately, if your family includes children, family values can have a huge influence on child-rearing.
These values don’t necessarily have to be focused on child-rearing. They can be aligned with whatever your family most believes in. For example, a family can prioritize quality time together instead of pursuing careers that consume most of your time.
This is valid even without children to care for. Family members of all ages are worthy of quality time.
Why family values are important
Whenever someone in your family goes through a teachable moment, your family values will shine through. This is true whether those values are intentional or not.
Here’s how family values contribute to your loved ones and relationships.
1. They guide family decisions
Family values define what you and the other people in your family consider to be right or wrong. These values can help you stay consistent when making decisions in everyday life.
They can also guide those decisions in moments of uncertainty.
This is especially true when you’re tempted to make rash decisions based on an emotional reaction. When you have clearly established family values, you can take a step back. Instead of acting impulsively, what do your values suggest is the right course of action?
For instance, how do you deal with someone who has lied to another family member? How do you set boundaries with your partner and with younger children in the family unit?
2. They provide clarity and structure
Children learn by modeling what the people around them do. Because of the plasticity of their brains, they can adapt and change depending on what environment they grow up in.
When their parents or guardians follow a set of clear values, they have clarity on what is right and wrong. Values give them structure and boundaries within which they can thrive.
On the other hand, unclear values can create inconsistencies for children. They may struggle to figure out right from wrong if their family values constantly change.
And while you may have clear personal values, other adults in the family may have completely different values. When those values clash, it can be confusing for the children involved.
Defining your family values helps avoid confusion and creates a clear definition of right and wrong.
3. They help your family achieve a sense of identity
Growing up is difficult. Children are constantly trying to figure out who they are and who they want to be. And because their brains aren’t fully developed yet, this process can be grueling on its own.
When you add in the other challenges that life can throw at them, you can imagine how hard it is to grow up.
Clear family values can help children build a sense of identity. While the rest of the world around them is uncertain, they know they can rely on their family values to identify themselves.
Family values can also give the family its own sense of identity as a family unit.
4. They improve communication among family members
When values are clear, communication is easier. Everyone is on the same page. All family members are working with the same definition of right and wrong.
It’s much easier to have productive conversations when there isn’t any ambiguity in values. This can help maintain a healthy family dynamic.
How do family values affect society?
Family values are the roots of the next generation. They inform what kind of people our future decision-makers will grow up to become.
For example, if several families implement generosity in their values, the next generation will grow up to be more generous. As a result, adults in this generation are more likely to take other people’s needs into consideration when making important decisions.
While younger generations are still growing up, they’ll one day be the ones holding positions of power.
They’ll also be the ones to raise the next generation of young people when they have their own families.
In that sense, family values are one of the most impactful components of society. Even if you don’t yet see the connection, your family values are directly connected to how society will evolve.
Types of family values
Most core values for families fall into specific categories.
Here are five types of family values that all families should establish. Not all families will have the same approach to these values, but defining them is important.
1. Relationship to others
Your family likely has a set of values that dictate how to behave around others. These values can also define how you develop relationships with other people.
You don’t just have to define values for how you want to treat the people you have close relationships with. How do you and your family believe you should treat other people in general, including strangers?
Some families believe everyone deserves respect. Other families believe this respect needs to be earned first.
How your family views their relationships with others can also help you determine how to handle unpleasant situations. For instance, how would you deal with children in your family being bullied? Or, how would you react if children in your family bullied someone else?
And how do you treat relationships with your extended family?
These are all important questions to consider when establishing your family values.
2. Relationship with each other
In some cases, the way you handle family relationships will differ from how you handle outside relationships.
For instance, some families work under the assumption that family comes first, no matter what. Other families prefer a more egalitarian approach.
In either case, it’s important to define values that determine how family members treat each other. These values can define:
3. Relationship to oneself
Family values can set rules for how to treat others, in and out of the family. But they can also guide how every person treats themselves.
How should individuals act when they’ve done something wrong? What should they do when they’re having a bad day or having a hard time dealing with their emotions?
Values about how to treat oneself can often be forgotten or set aside. But how you treat yourself is just as important as the way you treat others.
4. Priorities
What does your family prioritize? Some values can define what matters to your family first and what’s less important.
Some examples include:
Defining priorities can also guide your family when making tough decisions. For example, where will you make budget cuts when your family is under financial stress?
5. Dealing with challenges
Challenges are inevitable. No matter how much you prepare yourself and your family, you’ll one day have to face hardships. Your values dictate how your family reacts and adapts when these challenges come your way.
Examples may include:
When you establish these types of values, you’ll give your family the tools they need to get through tough times.
8 family value examples
There are endless possibilities for a potential list of values you can instill in your family. In case you need a starting point, here are eight examples of modern family values.
1. Self-compassion
Self-compassion means you should be kind to yourself first. It also means you should avoid negative self-talk.
If this is one of your family values, it’s important to teach everyone in your family how to be compassionate to themselves. By learning how to be kind to themselves, they’ll also learn how to be compassionate toward others.
For example, clinical psychologist Chris Germer teaches people to use physical touch, like touching your hand, with a self-compassionate statement. You can say something like, “I’m going through a challenging time, but I’m trying my best.”
2. Empathy and kindness toward others
Once the youth in your family learn how to be kind to themselves, they have a solid base to be kind and empathetic toward others.
When you implement this value, you can learn to see the world through other people’s eyes. This can inform the way you treat others.
3. Responsibility
When responsibility is part of your moral values, those in your family prioritize taking responsibility for their own actions.
But learning responsibility is also an amazing way for younger family members to learn how to contribute to the household. They can grow into a specific role within the family.
For example, you can use a simplified RACI matrix to establish who’s responsible for what. Then, everyone can take ownership of their responsibilities.
4. Honesty
Honesty is an important value that many adults like to uphold. However, not all adults practice honesty with children.
If you decide to implement honesty as a family value, it’s important that everyone within your family upholds this value to everyone else, regardless of age. Children will learn by seeing what you do.
5. Integrity
Some people confuse integrity with honesty. However, they’re not the same. Integrity requires honesty. But it goes deeper than just being honest.
Someone with integrity is reliable and trustworthy. They also value openness. Plus, someone with integrity will usually be responsible and accountable for their own actions.
Having integrity means respecting yourself and others. It’s also important to express gratitude when others help you. Conversely, you should help others who are in need, as long as you don’t jeopardize your own health or safety by doing so.
6. Implementing and respecting boundaries
Everyone should be able to uphold their own boundaries. But not all families make it a point to set and prioritize those boundaries.
Families who value boundaries need to learn how to communicate effectively. That’s because it’s difficult to remind others of your boundaries when you’re not sure how to communicate them.
If you have children, communicating boundaries is crucial to help them learn that they are allowed to say no. They’ll also learn that they need to respect the boundaries of other people, too.
7. Family time
When family time is part of your values, making space for quality time together is a priority.
Everyone in a family will have other things going on in their lives. However, this value ensures that everyone sets aside the time to regroup and bond with each other.
Family time can happen monthly, weekly, or even daily. One way that you can prioritize family time is to implement at least one family meal a day where everyone is fully present. This could mean electronic devices are put away during the meal.
You can also establish recurring traditions. Examples include:
8. Perseverance
Teaching and prioritizing perseverance and hard work is a way to help your family not give up at the first signs of failure.
Perseverance helps to normalize failure. It helps children to accept that failure can be an important part of learning.
It also teaches them how to be patient when they don’t immediately get the end result they were hoping for.
Perseverance is an important skill in nearly all aspects of life. At work, perseverance can help you get promoted. At home, it can give you the strength to keep going when personal projects fail.
However, it’s important to teach children to respect their limits, too. Perseverance shouldn’t come at the expense of well-being. Perseverance without self-care can lead to burnout.
How to instill values in your family
There’s more than one way to instill values in your family. Each method has its pros and cons. Plus, not everyone will respond the same way to each method.
Here are three methods you can consider when implementing your family values.
1. Modeling what to do: This method involves modeling the values you want to teach. It works well for people of all ages.
Before you can expect younger members of your family to follow along, you and other adults need to model the behavior yourself.
Let’s say you want to instill self-compassion in your family. When you make a mistake, acknowledge it and treat yourself with kindness instead of making self-deprecating comments.
2. Moralizing Moralizing means that you speak and explain values to your family. You need to sit down and walk them through the values you want to instill.
You should still model those values to avoid conflicting information. For instance, avoid gossiping and speaking behind people’s backs if you value kindness and compassion.
3. Clarifying: Clarifying values is a great way to involve other people when instilling family values. You can guide and help others identify, understand, and question their own values.
As a family, you can clarify what values matter to you.
How family values transfer to the workplace
Family values inform who you are as a person. They influence how you’ll show up at work and what your work ethic will be. They also affect how you do your work and prioritize tasks.
Bringing family values to the workplace can:
That’s why it’s important for your work to match your personal values. Even if your place of work doesn’t uphold the same values, they should at least be compatible with each other.
For example, if family time is a priority, your work needs to provide opportunities for you to have a good work-life balance.
Uncover and implement family values that matter to you
The impact of family values stretches way beyond the confines of the home. The values that you consciously or unconsciously decide to uphold can shape the members of your family, especially if you have children. They can also influence how you experience your life at work.
Need help setting family values that work for you and your family?
You don’t have to figure it out alone.With BetterUp, you can get personalized coaching to gain clarity on what matters to you and what to do next. Request a custom demo of BetterUp to experience how personalized coaching can help.
[End of Article]
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Family Values (Wikipedia)
Family values, sometimes referred to as familial values, are traditional or cultural values that pertain to the family's structure, function, roles, beliefs, attitudes, and ideals.
Additionally, the concept of family values may be understood as a reflection of the degree to which familial relationships are valued within an individual's life.
In the social sciences and U.S. political discourse, the conventional term "traditional family" describes the nuclear family—a child-rearing environment composed of a leading father, a homemaking mother, and their nominally biological children. A family deviating from this model is considered a nontraditional family.
Definition:
Several online dictionaries define "family values" as the following:
In politics:
Main article: Familialism
Familialism or familism is the ideology that puts priority on family and family values.
Familialism advocates for a welfare system where families, rather than the government, take responsibility for the care of their members.
In the United States, the banner of "family values" has been used by social conservatives to express opposition to the following:
American conservative groups have made inroads promoting these policies in Africa since the early 2000s, describing them as African family values.
The phrase "family values" originated with the 1992 Republican National Convention, for their "Family Values Night," featuring Barbara Bush as the keynote speaker. In the short term the phrase was widely panned, and at the time the staying power of the idea was underestimated.
Family values by region:
Further information: Japanese values
Punjabi culture:
Interpretations of Islamic learnings and Arab culture are common for the majority of Saudis.
Islam is a driving cultural force that dictates a submission to the will of Allah. The academic literature suggests that the family is regarded as the main foundation of Muslim society and culture; the family structure and nature of the relationship between family members are influenced by the Islamic religion.
Marriage in Saudi culture means the union of two families, not just two individuals. In Muslim society, marriage involves a social contract that occurs with the consent of parents or guardians. Furthermore, marriage is considered the only legitimate outlet for sexual desires, and sex outside marriage (zina) is a crime that is punished under Islamic law.
The Saudi family includes extended families, as the extended family provides the individual with a sense of identity. The father is often the breadwinner and protector of the family, whereas the mother is often the homemaker and the primary caretaker of the children.
Parents are regarded with high respect, and children are strongly encouraged to respect and obey their parents. Often, families provide care for elders. Until recently, because families and friends are expected to provide elderly care, nursing homes were considered culturally unacceptable.
United States culture:
In sociological terms, nontraditional families make up the majority of American households.
As of 2014, only 46% of children in the U.S. live in a traditional family, down from 61% in 1980. This number includes only families with parents who are in their first marriage, whereas the percentage of children simply living with two married parents is 65% as of 2016.
Organizations:
These groups are associated with "family values." Many of them are also listed as hate groups with the Southern Poverty Law Center as a result of their anti-LGBT activism.
See also:
By Elizabeth Perry, ACC November 19, 202
Click on the following to Jump to that section:
- What are family values?
- Why family values are important
- How do family values affect society?
- Types of family values
- 8 family value examples
- How to instill values in your family
- How family values transfer to the workplace
- Uncover and implement family values that matter to you
A huge chunk of your day is spent at work. But for many people, most of their time outside of work is spent with their families.How that time is spent — and the quality of that time — is often informed by family values.
Not all families consciously instill values in their members. Often, family values get passed down from generation to generation implicitly. Those values don’t ever get questioned, even if they’re not the right fit for the current generation.
But family values have the power to shape the people you, your partner, your children, and anyone else who is part of your family unit. Whether you’ve explicitly outlined those values or not, they’re present. And once you take ownership of those values, you can shape them to be in line with what you envision your family to be.
Let’s define family values, why they’re important, and how you can instill them into your family starting today.
What are family values?
Family values are similar to personal values or work values, but they include the entire family. Regardless of what your family looks like, how many parents and children it may (or may not include), these values inform family life and how you deal with challenges as a unit.
They also establish the value system under which children grow up and everyone (old and young) mature and develop as individuals. Family values can guide your entire family to become the kind of people you want to be. And ultimately, if your family includes children, family values can have a huge influence on child-rearing.
These values don’t necessarily have to be focused on child-rearing. They can be aligned with whatever your family most believes in. For example, a family can prioritize quality time together instead of pursuing careers that consume most of your time.
This is valid even without children to care for. Family members of all ages are worthy of quality time.
Why family values are important
Whenever someone in your family goes through a teachable moment, your family values will shine through. This is true whether those values are intentional or not.
Here’s how family values contribute to your loved ones and relationships.
1. They guide family decisions
Family values define what you and the other people in your family consider to be right or wrong. These values can help you stay consistent when making decisions in everyday life.
They can also guide those decisions in moments of uncertainty.
This is especially true when you’re tempted to make rash decisions based on an emotional reaction. When you have clearly established family values, you can take a step back. Instead of acting impulsively, what do your values suggest is the right course of action?
For instance, how do you deal with someone who has lied to another family member? How do you set boundaries with your partner and with younger children in the family unit?
2. They provide clarity and structure
Children learn by modeling what the people around them do. Because of the plasticity of their brains, they can adapt and change depending on what environment they grow up in.
When their parents or guardians follow a set of clear values, they have clarity on what is right and wrong. Values give them structure and boundaries within which they can thrive.
On the other hand, unclear values can create inconsistencies for children. They may struggle to figure out right from wrong if their family values constantly change.
And while you may have clear personal values, other adults in the family may have completely different values. When those values clash, it can be confusing for the children involved.
Defining your family values helps avoid confusion and creates a clear definition of right and wrong.
3. They help your family achieve a sense of identity
Growing up is difficult. Children are constantly trying to figure out who they are and who they want to be. And because their brains aren’t fully developed yet, this process can be grueling on its own.
When you add in the other challenges that life can throw at them, you can imagine how hard it is to grow up.
Clear family values can help children build a sense of identity. While the rest of the world around them is uncertain, they know they can rely on their family values to identify themselves.
Family values can also give the family its own sense of identity as a family unit.
4. They improve communication among family members
When values are clear, communication is easier. Everyone is on the same page. All family members are working with the same definition of right and wrong.
It’s much easier to have productive conversations when there isn’t any ambiguity in values. This can help maintain a healthy family dynamic.
How do family values affect society?
Family values are the roots of the next generation. They inform what kind of people our future decision-makers will grow up to become.
For example, if several families implement generosity in their values, the next generation will grow up to be more generous. As a result, adults in this generation are more likely to take other people’s needs into consideration when making important decisions.
While younger generations are still growing up, they’ll one day be the ones holding positions of power.
They’ll also be the ones to raise the next generation of young people when they have their own families.
In that sense, family values are one of the most impactful components of society. Even if you don’t yet see the connection, your family values are directly connected to how society will evolve.
Types of family values
Most core values for families fall into specific categories.
Here are five types of family values that all families should establish. Not all families will have the same approach to these values, but defining them is important.
1. Relationship to others
Your family likely has a set of values that dictate how to behave around others. These values can also define how you develop relationships with other people.
You don’t just have to define values for how you want to treat the people you have close relationships with. How do you and your family believe you should treat other people in general, including strangers?
Some families believe everyone deserves respect. Other families believe this respect needs to be earned first.
How your family views their relationships with others can also help you determine how to handle unpleasant situations. For instance, how would you deal with children in your family being bullied? Or, how would you react if children in your family bullied someone else?
And how do you treat relationships with your extended family?
These are all important questions to consider when establishing your family values.
2. Relationship with each other
In some cases, the way you handle family relationships will differ from how you handle outside relationships.
For instance, some families work under the assumption that family comes first, no matter what. Other families prefer a more egalitarian approach.
In either case, it’s important to define values that determine how family members treat each other. These values can define:
- How children should act with each other
- How children should act toward their parents
- How spouses deal with their children (how child care is handled)
- How spouses treat each other
- How parents co-parent
3. Relationship to oneself
Family values can set rules for how to treat others, in and out of the family. But they can also guide how every person treats themselves.
How should individuals act when they’ve done something wrong? What should they do when they’re having a bad day or having a hard time dealing with their emotions?
Values about how to treat oneself can often be forgotten or set aside. But how you treat yourself is just as important as the way you treat others.
4. Priorities
What does your family prioritize? Some values can define what matters to your family first and what’s less important.
Some examples include:
- How you spend family time
- What spiritual or religious rituals matter to your family
- What type of education you’ll provide for your children
- How you deal with holiday stress
- How you create traditions and celebrate different cultures
Defining priorities can also guide your family when making tough decisions. For example, where will you make budget cuts when your family is under financial stress?
5. Dealing with challenges
Challenges are inevitable. No matter how much you prepare yourself and your family, you’ll one day have to face hardships. Your values dictate how your family reacts and adapts when these challenges come your way.
Examples may include:
- Resilience
- Perseverance
- Patience
When you establish these types of values, you’ll give your family the tools they need to get through tough times.
8 family value examples
There are endless possibilities for a potential list of values you can instill in your family. In case you need a starting point, here are eight examples of modern family values.
1. Self-compassion
Self-compassion means you should be kind to yourself first. It also means you should avoid negative self-talk.
If this is one of your family values, it’s important to teach everyone in your family how to be compassionate to themselves. By learning how to be kind to themselves, they’ll also learn how to be compassionate toward others.
For example, clinical psychologist Chris Germer teaches people to use physical touch, like touching your hand, with a self-compassionate statement. You can say something like, “I’m going through a challenging time, but I’m trying my best.”
2. Empathy and kindness toward others
Once the youth in your family learn how to be kind to themselves, they have a solid base to be kind and empathetic toward others.
When you implement this value, you can learn to see the world through other people’s eyes. This can inform the way you treat others.
3. Responsibility
When responsibility is part of your moral values, those in your family prioritize taking responsibility for their own actions.
But learning responsibility is also an amazing way for younger family members to learn how to contribute to the household. They can grow into a specific role within the family.
For example, you can use a simplified RACI matrix to establish who’s responsible for what. Then, everyone can take ownership of their responsibilities.
4. Honesty
Honesty is an important value that many adults like to uphold. However, not all adults practice honesty with children.
If you decide to implement honesty as a family value, it’s important that everyone within your family upholds this value to everyone else, regardless of age. Children will learn by seeing what you do.
5. Integrity
Some people confuse integrity with honesty. However, they’re not the same. Integrity requires honesty. But it goes deeper than just being honest.
Someone with integrity is reliable and trustworthy. They also value openness. Plus, someone with integrity will usually be responsible and accountable for their own actions.
Having integrity means respecting yourself and others. It’s also important to express gratitude when others help you. Conversely, you should help others who are in need, as long as you don’t jeopardize your own health or safety by doing so.
6. Implementing and respecting boundaries
Everyone should be able to uphold their own boundaries. But not all families make it a point to set and prioritize those boundaries.
Families who value boundaries need to learn how to communicate effectively. That’s because it’s difficult to remind others of your boundaries when you’re not sure how to communicate them.
If you have children, communicating boundaries is crucial to help them learn that they are allowed to say no. They’ll also learn that they need to respect the boundaries of other people, too.
7. Family time
When family time is part of your values, making space for quality time together is a priority.
Everyone in a family will have other things going on in their lives. However, this value ensures that everyone sets aside the time to regroup and bond with each other.
Family time can happen monthly, weekly, or even daily. One way that you can prioritize family time is to implement at least one family meal a day where everyone is fully present. This could mean electronic devices are put away during the meal.
You can also establish recurring traditions. Examples include:
- A monthly outing to the park
- Weekly family meetings
- Annual apple picking in the fall
8. Perseverance
Teaching and prioritizing perseverance and hard work is a way to help your family not give up at the first signs of failure.
Perseverance helps to normalize failure. It helps children to accept that failure can be an important part of learning.
It also teaches them how to be patient when they don’t immediately get the end result they were hoping for.
Perseverance is an important skill in nearly all aspects of life. At work, perseverance can help you get promoted. At home, it can give you the strength to keep going when personal projects fail.
However, it’s important to teach children to respect their limits, too. Perseverance shouldn’t come at the expense of well-being. Perseverance without self-care can lead to burnout.
How to instill values in your family
There’s more than one way to instill values in your family. Each method has its pros and cons. Plus, not everyone will respond the same way to each method.
Here are three methods you can consider when implementing your family values.
1. Modeling what to do: This method involves modeling the values you want to teach. It works well for people of all ages.
Before you can expect younger members of your family to follow along, you and other adults need to model the behavior yourself.
Let’s say you want to instill self-compassion in your family. When you make a mistake, acknowledge it and treat yourself with kindness instead of making self-deprecating comments.
2. Moralizing Moralizing means that you speak and explain values to your family. You need to sit down and walk them through the values you want to instill.
You should still model those values to avoid conflicting information. For instance, avoid gossiping and speaking behind people’s backs if you value kindness and compassion.
3. Clarifying: Clarifying values is a great way to involve other people when instilling family values. You can guide and help others identify, understand, and question their own values.
As a family, you can clarify what values matter to you.
How family values transfer to the workplace
Family values inform who you are as a person. They influence how you’ll show up at work and what your work ethic will be. They also affect how you do your work and prioritize tasks.
Bringing family values to the workplace can:
- Promote innovation by providing a different perspective
- Help you develop coping skills
- Improve how you relate to others
That’s why it’s important for your work to match your personal values. Even if your place of work doesn’t uphold the same values, they should at least be compatible with each other.
For example, if family time is a priority, your work needs to provide opportunities for you to have a good work-life balance.
Uncover and implement family values that matter to you
The impact of family values stretches way beyond the confines of the home. The values that you consciously or unconsciously decide to uphold can shape the members of your family, especially if you have children. They can also influence how you experience your life at work.
Need help setting family values that work for you and your family?
You don’t have to figure it out alone.With BetterUp, you can get personalized coaching to gain clarity on what matters to you and what to do next. Request a custom demo of BetterUp to experience how personalized coaching can help.
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Family Values (Wikipedia)
Family values, sometimes referred to as familial values, are traditional or cultural values that pertain to the family's structure, function, roles, beliefs, attitudes, and ideals.
Additionally, the concept of family values may be understood as a reflection of the degree to which familial relationships are valued within an individual's life.
In the social sciences and U.S. political discourse, the conventional term "traditional family" describes the nuclear family—a child-rearing environment composed of a leading father, a homemaking mother, and their nominally biological children. A family deviating from this model is considered a nontraditional family.
Definition:
Several online dictionaries define "family values" as the following:
- "the moral and ethical principles traditionally upheld and passed on within a family, as fidelity, honesty, truth, and faith."
- "values especially of a traditional or conservative kind which are held to promote the sound functioning of the family and to strengthen the fabric of society."
- "values held to be traditionally taught or reinforced within a family, such as those of high moral standards and discipline."
In politics:
Main article: Familialism
Familialism or familism is the ideology that puts priority on family and family values.
Familialism advocates for a welfare system where families, rather than the government, take responsibility for the care of their members.
In the United States, the banner of "family values" has been used by social conservatives to express opposition to the following:
- abortion,
- birth control,
- environmentalism,
- feminism,
- pornography,
- comprehensive sex education,
- divorce,
- homosexuality,
- same-sex marriage,
- civil unions,
- so-called "gender ideology",
- secularism,
- and atheism.
American conservative groups have made inroads promoting these policies in Africa since the early 2000s, describing them as African family values.
The phrase "family values" originated with the 1992 Republican National Convention, for their "Family Values Night," featuring Barbara Bush as the keynote speaker. In the short term the phrase was widely panned, and at the time the staying power of the idea was underestimated.
Family values by region:
Further information: Japanese values
Punjabi culture:
Interpretations of Islamic learnings and Arab culture are common for the majority of Saudis.
Islam is a driving cultural force that dictates a submission to the will of Allah. The academic literature suggests that the family is regarded as the main foundation of Muslim society and culture; the family structure and nature of the relationship between family members are influenced by the Islamic religion.
Marriage in Saudi culture means the union of two families, not just two individuals. In Muslim society, marriage involves a social contract that occurs with the consent of parents or guardians. Furthermore, marriage is considered the only legitimate outlet for sexual desires, and sex outside marriage (zina) is a crime that is punished under Islamic law.
The Saudi family includes extended families, as the extended family provides the individual with a sense of identity. The father is often the breadwinner and protector of the family, whereas the mother is often the homemaker and the primary caretaker of the children.
Parents are regarded with high respect, and children are strongly encouraged to respect and obey their parents. Often, families provide care for elders. Until recently, because families and friends are expected to provide elderly care, nursing homes were considered culturally unacceptable.
United States culture:
In sociological terms, nontraditional families make up the majority of American households.
As of 2014, only 46% of children in the U.S. live in a traditional family, down from 61% in 1980. This number includes only families with parents who are in their first marriage, whereas the percentage of children simply living with two married parents is 65% as of 2016.
Organizations:
These groups are associated with "family values." Many of them are also listed as hate groups with the Southern Poverty Law Center as a result of their anti-LGBT activism.
- American Family Association
- Family Research Council
- Family Research Institute
- Focus on the Family
- Traditional Values Coalition
- World Congress of Families
See also:
- Glittering generality – Phrase which appeals to positive emotion without supporting reason
- Neopatriarchy – Modern revival of traditional patriarchal norms